Vivaldi Capital Management

Vivaldi Capital Management as of Sept. 30, 2023

Portfolio Holdings for Vivaldi Capital Management

Vivaldi Capital Management holds 193 positions in its portfolio as reported in the September 2023 quarterly 13F filing

Company (Ticker) Portfolio Weight Valued At Change in Shares Share Count Share Price
Spdr Ser Tr Portfolio S&p500 (SPLG) 5.1 $16M 312k 50.26
Schwab Strategic Tr Sht Tm Us Tres (SCHO) 4.4 $13M 279k 47.89
Ishares Tr 1 3 Yr Treas Bd (SHY) 4.2 $13M 159k 80.97
Spdr Index Shs Fds Portfolio Devlpd (SPDW) 3.4 $10M 334k 31.01
Apple (AAPL) 3.2 $9.7M 57k 171.21
Schwab Strategic Tr Us Lrg Cap Etf (SCHX) 2.2 $6.7M 132k 50.60
Tesla Motors (TSLA) 2.2 $6.6M 26k 250.22
Vanguard Index Fds Total Stk Mkt (VTI) 2.0 $6.1M 29k 212.41
Ishares Tr Core S&p500 Etf (IVV) 1.9 $5.9M 14k 429.44
Spdr S&p 500 Etf Tr Tr Unit (SPY) 1.9 $5.8M 14k 427.47
Schwab Strategic Tr Intl Eqty Etf (SCHF) 1.8 $5.4M 159k 33.96
Microsoft Corporation (MSFT) 1.7 $5.3M 17k 315.74
Gaming & Leisure Pptys (GLPI) 1.7 $5.2M 113k 45.55
Ishares Gold Tr Ishares New (IAU) 1.6 $5.0M 143k 34.99
Spdr Ser Tr Portfolio S&p400 (SPMD) 1.5 $4.7M 106k 43.79
Spdr Ser Tr Portfolio S&p600 (SPSM) 1.5 $4.4M 120k 36.90
Blackstone Strategic Cred 20 Com Shs Ben In (BGB) 1.4 $4.4M 401k 10.99
Ishares Tr Core S&p Ttl Stk (ITOT) 1.4 $4.2M 44k 94.19
Spdr Gold Tr Gold Shs (GLD) 1.3 $4.1M 24k 171.45
Ares Dynamic Cr Allocation (ARDC) 1.3 $4.1M 315k 12.90
First Tr Exchange-traded Fst Low Oppt Eft (LMBS) 1.3 $4.0M 85k 47.24
Blackrock Muni Intermediate Drtn Fnd (MUI) 1.3 $3.9M 387k 10.15
Schwab Strategic Tr Us Brd Mkt Etf (SCHB) 1.2 $3.8M 76k 49.85
Spdr Ser Tr Portfolio Sh Tsr (SPTS) 1.2 $3.7M 129k 28.72
Ishares Tr Select Divid Etf (DVY) 1.2 $3.6M 33k 107.64
Vanguard Index Fds S&p 500 Etf Shs (VOO) 1.1 $3.5M 8.9k 392.72
Blackrock Muniyield Fund (MYD) 1.1 $3.5M 379k 9.18
Invesco Quality Municipal Inc Trust (IQI) 1.1 $3.5M 412k 8.39
AllianceBernstein Natnl Muncpl Incm Fnd. (AFB) 1.1 $3.4M 368k 9.34
Ishares Tr Msci Acwi Etf (ACWI) 1.1 $3.4M 37k 92.37
Vanguard Tax-managed Fds Van Ftse Dev Mkt (VEA) 1.1 $3.4M 78k 43.72
Western Asset Managed Municipals Fnd (MMU) 1.0 $3.1M 342k 8.93
Angel Oak Mtg (AOMR) 1.0 $3.0M 349k 8.53
Vanguard Index Fds Value Etf (VTV) 1.0 $2.9M 21k 137.93
Dws Municipal Income Cf non-tax cef (KTF) 0.9 $2.9M 375k 7.70
Kkr Income Opportunities (KIO) 0.9 $2.7M 226k 11.96
Pgim Short Duration High Yie (ISD) 0.8 $2.5M 216k 11.78
Nuveen Municipal Credit Com Sh Ben Int (NZF) 0.8 $2.4M 226k 10.43
Nuveen Insd Dividend Advantage (NVG) 0.8 $2.3M 225k 10.31
Blackrock Muniyield Quality Fund (MQY) 0.8 $2.3M 225k 10.23
Blackrock Munivest Fund II (MVT) 0.7 $2.3M 246k 9.29
Pimco Municipal Income Fund II (PML) 0.7 $2.2M 287k 7.69
Alphabet Cap Stk Cl C (GOOG) 0.7 $2.1M 16k 131.85
Schwab Strategic Tr Us Sml Cap Etf (SCHA) 0.7 $2.1M 50k 41.42
Ishares Tr Shrt Nat Mun Etf (SUB) 0.7 $2.1M 20k 102.86
DNP Select Income Fund (DNP) 0.7 $2.0M 215k 9.52
Vanguard Index Fds Mid Cap Etf (VO) 0.7 $2.0M 9.8k 208.25
Coinbase Global Com Cl A (COIN) 0.7 $2.0M 27k 75.08
Barings Global Short Duration Com cef (BGH) 0.7 $2.0M 160k 12.70
Vanguard Index Fds Small Cp Etf (VB) 0.6 $1.9M 10k 189.07
Vanguard Index Fds Real Estate Etf (VNQ) 0.6 $1.9M 26k 75.66
Schwab Strategic Tr Emrg Mkteq Etf (SCHE) 0.6 $1.9M 79k 23.94
Schwab Strategic Tr Schwb Fdt Int Lg (FNDF) 0.6 $1.9M 59k 31.67
Schwab Strategic Tr Us Mid-cap Etf (SCHM) 0.6 $1.8M 27k 67.68
Ishares Tr Core Msci Eafe (IEFA) 0.5 $1.5M 23k 64.35
Amazon (AMZN) 0.5 $1.5M 12k 127.12
NVIDIA Corporation (NVDA) 0.5 $1.5M 3.4k 434.99
Schwab Strategic Tr Schwb Fdt Emk Lg (FNDE) 0.5 $1.5M 56k 26.22
Abbvie (ABBV) 0.4 $1.4M 9.1k 149.06
Halozyme Therapeutics (HALO) 0.4 $1.3M 35k 38.20
Ishares Tr Mrgstr Md Cp Val (IMCV) 0.4 $1.3M 21k 60.59
Alphabet Cap Stk Cl A (GOOGL) 0.4 $1.3M 9.7k 130.86
UnitedHealth (UNH) 0.4 $1.3M 2.5k 504.19
Eli Lilly & Co. (LLY) 0.4 $1.2M 2.3k 537.13
Pimco Etf Tr Enhan Shrt Ma Ac (MINT) 0.4 $1.2M 12k 100.14
First Tr Exch Traded Fd Iii Merger Arbitra (MARB) 0.4 $1.2M 59k 20.14
Vanguard Specialized Funds Div App Etf (VIG) 0.4 $1.2M 7.6k 155.38
Boeing Company (BA) 0.4 $1.2M 6.1k 191.68
Exxon Mobil Corporation (XOM) 0.4 $1.2M 9.9k 117.58
Berkshire Hathaway Inc Del Cl B New (BRK.B) 0.4 $1.2M 3.3k 350.30
Pra (PRAA) 0.4 $1.1M 59k 19.21
Thermo Fisher Scientific (TMO) 0.4 $1.1M 2.2k 506.17
Ishares Tr Russell 2000 Etf (IWM) 0.4 $1.1M 6.2k 176.75
Schwab Strategic Tr Us Reit Etf (SCHH) 0.4 $1.1M 62k 17.75
Ishares Tr Core Msci Intl (IDEV) 0.3 $1.0M 18k 58.28
Ishares Tr Rus Mid Cap Etf (IWR) 0.3 $1.0M 15k 69.25
American Centy Etf Tr Us Sml Cp Valu (AVUV) 0.3 $910k 12k 77.95
American Centy Etf Tr Intl Smcp Vlu (AVDV) 0.3 $896k 16k 57.85
Vanguard Intl Equity Index F Ftse Emr Mkt Etf (VWO) 0.3 $880k 23k 39.21
JPMorgan Chase & Co. (JPM) 0.3 $877k 6.0k 145.02
Select Sector Spdr Tr Technology (XLK) 0.3 $873k 5.3k 163.94
Abbott Laboratories (ABT) 0.3 $850k 8.8k 96.85
Ishares Tr S&p 100 Etf (OEF) 0.3 $842k 4.2k 200.64
Procter & Gamble Company (PG) 0.3 $835k 5.7k 145.85
Oracle Corporation (ORCL) 0.3 $817k 7.7k 105.93
General Electric Com New (GE) 0.3 $771k 7.0k 110.55
Merck & Co (MRK) 0.3 $767k 7.5k 102.95
Cisco Systems (CSCO) 0.2 $756k 14k 53.76
Ishares Tr U.s. Tech Etf (IYW) 0.2 $731k 7.0k 104.92
Vanguard Intl Equity Index F Tt Wrld St Etf (VT) 0.2 $729k 7.8k 93.18
Spdr Index Shs Fds Portfolio Emg Mk (SPEM) 0.2 $717k 21k 33.57
Johnson & Johnson (JNJ) 0.2 $707k 4.5k 155.73
Pfizer (PFE) 0.2 $705k 21k 33.17
Wal-Mart Stores (WMT) 0.2 $680k 4.2k 159.94
Ishares Tr Msci Eafe Etf (EFA) 0.2 $679k 9.9k 68.92
Ishares Tr Us Hlthcare Etf (IYH) 0.2 $616k 2.3k 270.07
Motorola Solutions Com New (MSI) 0.2 $604k 2.2k 272.24
Ishares Tr Core S&p Scp Etf (IJR) 0.2 $597k 6.3k 94.34
Ishares Tr Ishares Biotech (IBB) 0.2 $596k 4.9k 122.28
Blackrock Calif Mun Income T Sh Ben Int (BFZ) 0.2 $588k 57k 10.29
Ishares Tr Rus 1000 Val Etf (IWD) 0.2 $572k 3.8k 151.82
Home Depot (HD) 0.2 $571k 1.9k 302.16
Luminar Technologies Com Cl A (LAZR) 0.2 $569k 125k 4.55
Coca-Cola Company (KO) 0.2 $558k 10k 55.98
Eaton Vance Cali Muni Bnd Fnd (EVM) 0.2 $528k 65k 8.12
First Tr Exchng Traded Fd Vi Cboe Vest Us Eqt (DJUN) 0.2 $527k 15k 35.32
Meta Platforms Cl A (META) 0.2 $519k 1.7k 300.21
Cme (CME) 0.2 $491k 2.5k 200.22
Vanguard World Fds Inf Tech Etf (VGT) 0.2 $484k 1.2k 414.90
Albertsons Cos Common Stock (ACI) 0.2 $468k 21k 22.75
Eaton Vance Calif Mun Incom Sh Ben Int (CEV) 0.2 $468k 51k 9.16
Costco Wholesale Corporation (COST) 0.1 $454k 804.00 564.96
Comcast Corp Cl A (CMCSA) 0.1 $453k 10k 44.34
Vanguard Index Fds Sm Cp Val Etf (VBR) 0.1 $445k 2.8k 159.51
Schwab Strategic Tr Schwab Fdt Us Lg (FNDX) 0.1 $440k 7.9k 55.97
Vanguard World Fds Health Car Etf (VHT) 0.1 $433k 1.8k 235.10
D.R. Horton (DHI) 0.1 $432k 4.0k 107.47
Amgen (AMGN) 0.1 $429k 1.6k 268.76
Vanguard Intl Equity Index F Allwrld Ex Us (VEU) 0.1 $421k 8.1k 51.87
Us Bancorp Del Com New (USB) 0.1 $407k 12k 33.06
First Tr Exchange Traded Nasdq Cln Edge (GRID) 0.1 $407k 4.3k 93.89
Select Sector Spdr Tr Energy (XLE) 0.1 $401k 4.4k 90.39
Ishares Tr Msci Emg Mkt Etf (EEM) 0.1 $399k 11k 37.95
Spdr Index Shs Fds Euro Stoxx 50 (FEZ) 0.1 $395k 9.4k 42.01
Morgan Stanley Com New (MS) 0.1 $393k 4.8k 81.67
Ishares Tr Core Us Aggbd Et (AGG) 0.1 $385k 4.1k 94.04
Ark Etf Tr Innovation Etf (ARKK) 0.1 $384k 9.7k 39.67
Invesco Van Kampen Cal Val Mun Inc Trust (VCV) 0.1 $383k 45k 8.43
Invesco Qqq Tr Unit Ser 1 (QQQ) 0.1 $382k 1.1k 358.27
Willis Towers Watson SHS (WTW) 0.1 $372k 1.8k 208.96
Spdr Dow Jones Indl Average Ut Ser 1 (DIA) 0.1 $372k 1.1k 334.95
Ishares Tr Ishs 1-5yr Invs (IGSB) 0.1 $364k 7.3k 49.83
Northern Trust Corporation (NTRS) 0.1 $363k 5.2k 69.48
Phillips Edison & Co Common Stock (PECO) 0.1 $362k 11k 33.54
Select Sector Spdr Tr Financial (XLF) 0.1 $357k 11k 33.17
Pimco CA Muni. Income Fund II (PCK) 0.1 $352k 70k 5.02
McDonald's Corporation (MCD) 0.1 $347k 1.3k 263.47
Spdr Ser Tr Nuveen Blmbrg Sh (SHM) 0.1 $342k 7.4k 46.23
Altria (MO) 0.1 $335k 8.0k 42.05
Union Pacific Corporation (UNP) 0.1 $333k 1.6k 203.63
Brookfield Infrast Partners Lp Int Unit (BIP) 0.1 $331k 11k 29.40
Ishares Tr Rus 1000 Grw Etf (IWF) 0.1 $309k 1.2k 265.96
Vanguard Index Fds Growth Etf (VUG) 0.1 $303k 1.1k 272.31
Ishares Tr Core S&p Mcp Etf (IJH) 0.1 $301k 1.2k 249.37
Broadridge Financial Solutions (BR) 0.1 $300k 1.7k 179.05
Bristol Myers Squibb (BMY) 0.1 $298k 5.1k 58.04
Pepsi (PEP) 0.1 $297k 1.8k 169.44
Visa Com Cl A (V) 0.1 $292k 1.3k 230.01
Apollo Global Mgmt (APO) 0.1 $292k 3.3k 89.76
Dimensional Etf Trust Us Mktwide Value (DFUV) 0.1 $292k 8.6k 34.02
Ishares Tr Short Treas Bd (SHV) 0.1 $287k 2.6k 110.48
Select Sector Spdr Tr Sbi Healthcare (XLV) 0.1 $285k 2.2k 128.74
Walt Disney Company (DIS) 0.1 $279k 3.4k 81.05
Blackrock MuniHoldings CA Insrd Fnd (MUC) 0.1 $277k 29k 9.56
Vaneck Etf Trust Mrngstr Wde Moat (MOAT) 0.1 $272k 3.6k 75.84
Ishares Tr Iboxx Hi Yd Etf (HYG) 0.1 $261k 3.5k 73.72
Select Sector Spdr Tr Indl (XLI) 0.1 $260k 2.6k 101.38
First Tr Exchng Traded Fd Vi Cboe Eqt Dep Nov (DNOV) 0.1 $260k 7.3k 35.48
RPM International (RPM) 0.1 $259k 2.7k 94.81
Schwab Strategic Tr Us Aggregate B (SCHZ) 0.1 $255k 5.8k 44.23
Cummins (CMI) 0.1 $251k 1.1k 228.46
Ishares Tr Esg Awr Msci Usa (ESGU) 0.1 $249k 2.6k 93.91
Bank of New York Mellon Corporation (BK) 0.1 $248k 5.8k 42.65
Accenture Plc Ireland Shs Class A (ACN) 0.1 $245k 797.00 307.11
Netflix (NFLX) 0.1 $243k 644.00 377.60
TreeHouse Foods (THS) 0.1 $240k 5.5k 43.58
Ishares Tr Msci Ac Asia Etf (AAXJ) 0.1 $231k 3.6k 63.50
Urogen Pharma (URGN) 0.1 $231k 17k 14.01
Ishares Tr Eafe Sml Cp Etf (SCZ) 0.1 $229k 4.0k 56.47
Independence Realty Trust In (IRT) 0.1 $227k 16k 14.07
Deere & Company (DE) 0.1 $220k 583.00 377.38
Bank of America Corporation (BAC) 0.1 $219k 8.0k 27.38
Invesco Exchange Traded Fd T Invesco Msci (ERTH) 0.1 $216k 4.9k 44.28
Ark Etf Tr Genomic Rev Etf (ARKG) 0.1 $216k 7.7k 27.86
Ishares Tr National Mun Etf (MUB) 0.1 $216k 2.1k 102.54
Vanguard Bd Index Fds Total Bnd Mrkt (BND) 0.1 $209k 3.0k 69.77
Franklin Templeton Etf Tr Franklin Asia (FLAX) 0.1 $207k 10k 20.35
Vanguard World Fds Financials Etf (VFH) 0.1 $207k 2.6k 80.32
Parker-Hannifin Corporation (PH) 0.1 $203k 521.00 389.52
Target Corporation (TGT) 0.1 $203k 1.8k 110.57
Ishares Tr 0-3 Mnth Treasry (SGOV) 0.1 $201k 2.0k 100.65
Nuveen Insured Tax-Free Adv Munici (NEA) 0.1 $185k 19k 9.68
Ishares Tr Gl Clean Ene Etf (ICLN) 0.1 $177k 12k 14.62
Lyft Cl A Com (LYFT) 0.1 $170k 16k 10.54
Pan American Silver Corp Can (PAAS) 0.1 $162k 11k 14.48
Nuveen Div. Advantage Muni. Fund (NAD) 0.1 $162k 16k 10.14
Blackrock Muniyield Insured Fund (MYI) 0.0 $150k 16k 9.55
Sofi Technologies (SOFI) 0.0 $126k 16k 7.99
Doubleline Income Solutions (DSL) 0.0 $118k 10k 11.72
Kayne Anderson MLP Investment (KYN) 0.0 $107k 13k 8.41
Indaptus Therapeutics (INDP) 0.0 $66k 24k 2.75
Invesco Van Kampen Senior Income Trust (VVR) 0.0 $42k 11k 3.92
Galectin Therapeutics Com New (GALT) 0.0 $37k 19k 1.92