Vivaldi Capital Management

Vivaldi Capital Management as of March 31, 2023

Portfolio Holdings for Vivaldi Capital Management

Vivaldi Capital Management holds 203 positions in its portfolio as reported in the March 2023 quarterly 13F filing

Company (Ticker) Portfolio Weight Valued At Change in Shares Share Count Share Price
Spdr Ser Tr Portfolio S&p500 (SPLG) 4.6 $15M 318k 48.15
Schwab Strategic Tr Sht Tm Us Tres (SCHO) 4.0 $13M 274k 48.79
Ishares Tr 1 3 Yr Treas Bd (SHY) 3.9 $13M 156k 82.16
Spdr Index Shs Fds Portfolio Devlpd (SPDW) 3.8 $13M 388k 32.12
Angel Oak Mtg (AOMR) 3.4 $11M 1.5M 7.30
Apple (AAPL) 2.8 $9.2M 56k 164.90
Spdr S&p 500 Etf Tr Tr Unit (SPY) 2.2 $7.3M 18k 409.39
Ishares Tr Core S&p500 Etf (IVV) 1.9 $6.3M 15k 411.09
Ishares Gold Tr Ishares New (IAU) 1.9 $6.3M 168k 37.37
Pgim Short Duration High Yie (ISD) 1.8 $5.9M 484k 12.20
Vanguard Index Fds Total Stk Mkt (VTI) 1.8 $5.8M 29k 204.10
Gaming & Leisure Pptys (GLPI) 1.8 $5.8M 112k 52.06
Ishares Tr Select Divid Etf (DVY) 1.6 $5.5M 47k 117.18
Tesla Motors (TSLA) 1.6 $5.4M 26k 207.46
Schwab Strategic Tr Us Lrg Cap Etf (SCHX) 1.6 $5.3M 110k 48.37
Spdr Ser Tr Portfolio S&p600 (SPSM) 1.5 $5.0M 133k 37.77
First Tr Exchange-traded Fst Low Oppt Eft (LMBS) 1.4 $4.7M 98k 47.87
Microsoft Corporation (MSFT) 1.4 $4.6M 16k 288.30
Spdr Ser Tr Portfolio S&p400 (SPMD) 1.4 $4.6M 106k 43.94
Spdr Ser Tr Portfolio Sh Tsr (SPTS) 1.4 $4.6M 158k 29.23
First Tr Exch Traded Fd Iii Merger Arbitra (MARB) 1.4 $4.6M 230k 20.12
Blackrock Muni Intermediate Drtn Fnd (MUI) 1.3 $4.4M 379k 11.68
Schwab Strategic Tr Intl Eqty Etf (SCHF) 1.3 $4.4M 126k 34.80
Spdr Gold Tr Gold Shs (GLD) 1.3 $4.4M 24k 183.22
Blackstone Strategic Cred 20 Com Shs Ben In (BGB) 1.3 $4.3M 406k 10.65
Ares Dynamic Cr Allocation (ARDC) 1.2 $4.1M 343k 11.97
Blackrock Muniyield Fund (MYD) 1.2 $4.1M 378k 10.75
Invesco Quality Municipal Inc Trust (IQI) 1.2 $4.0M 405k 9.98
AllianceBernstein Natnl Muncpl Incm Fnd. (AFB) 1.2 $4.0M 367k 10.95
Schwab Strategic Tr Us Brd Mkt Etf (SCHB) 1.1 $3.8M 79k 47.85
Vanguard Index Fds S&p 500 Etf Shs (VOO) 1.1 $3.6M 9.5k 376.09
Vanguard Tax-managed Fds Van Ftse Dev Mkt (VEA) 1.1 $3.6M 79k 45.17
AllianceBernstein Global Hgh Incm (AWF) 1.1 $3.6M 368k 9.72
Ishares Tr Msci Acwi Etf (ACWI) 1.1 $3.5M 39k 91.16
Dws Municipal Income Cf non-tax cef (KTF) 1.0 $3.5M 389k 8.90
Western Asset Managed Municipals Fnd (MMU) 1.0 $3.5M 336k 10.28
Barings Global Short Duration Com cef (BGH) 1.0 $3.4M 264k 12.90
Alphabet Cap Stk Cl C (GOOG) 0.8 $2.7M 26k 104.00
Vanguard Index Fds Value Etf (VTV) 0.8 $2.5M 18k 138.11
Ishares Tr Shrt Nat Mun Etf (SUB) 0.8 $2.5M 24k 104.68
Kkr Income Opportunities (KIO) 0.8 $2.5M 228k 10.98
DNP Select Income Fund (DNP) 0.7 $2.4M 215k 11.02
Ishares Tr Core S&p Ttl Stk (ITOT) 0.7 $2.4M 26k 90.55
Pra (PRAA) 0.7 $2.3M 59k 38.96
Vanguard Index Fds Mid Cap Etf (VO) 0.6 $2.1M 9.9k 210.91
Vanguard Index Fds Small Cp Etf (VB) 0.6 $2.0M 10k 189.55
Pimco Municipal Income Fund II (PML) 0.6 $1.9M 206k 9.39
Putnam Premier Income Tr Sh Ben Int (PPT) 0.6 $1.8M 515k 3.56
Coinbase Global Com Cl A (COIN) 0.6 $1.8M 27k 67.57
Schwab Strategic Tr Us Sml Cap Etf (SCHA) 0.5 $1.8M 43k 41.93
Blackrock Munivest Fund II (MVT) 0.5 $1.7M 162k 10.75
Schwab Strategic Tr Schwb Fdt Int Lg (FNDF) 0.5 $1.7M 53k 31.27
Luminar Technologies Com Cl A (LAZR) 0.5 $1.6M 250k 6.49
Schwab Strategic Tr Emrg Mkteq Etf (SCHE) 0.5 $1.6M 65k 24.52
Schwab Strategic Tr Us Mid-cap Etf (SCHM) 0.5 $1.5M 23k 67.85
Ishares Tr Rus Mid Cap Etf (IWR) 0.5 $1.5M 22k 69.92
Ishares Tr Core Msci Eafe (IEFA) 0.4 $1.5M 22k 66.85
Vanguard Index Fds Real Estate Etf (VNQ) 0.4 $1.4M 17k 83.04
Abbvie (ABBV) 0.4 $1.4M 8.7k 159.37
Halozyme Therapeutics (HALO) 0.4 $1.3M 35k 38.19
Boeing Company (BA) 0.4 $1.3M 6.1k 212.43
Schwab Strategic Tr Schwb Fdt Emk Lg (FNDE) 0.4 $1.3M 50k 26.05
Spdr Index Shs Fds Portfolio Emg Mk (SPEM) 0.4 $1.3M 38k 34.13
Thermo Fisher Scientific (TMO) 0.4 $1.3M 2.2k 576.37
Vanguard Specialized Funds Div App Etf (VIG) 0.4 $1.2M 7.7k 154.02
UnitedHealth (UNH) 0.3 $1.1M 2.4k 472.59
Ishares Tr Russell 2000 Etf (IWM) 0.3 $1.1M 6.2k 178.39
Ishares Tr Mrgstr Md Cp Val (IMCV) 0.3 $1.1M 18k 61.88
Ishares Tr Core Msci Intl (IDEV) 0.3 $1.1M 18k 60.47
Ishares Tr Msci Eafe Etf (EFA) 0.3 $1.1M 15k 71.52
Listed Fd Tr Horizon Kinetics (INFL) 0.3 $1.1M 34k 30.84
Berkshire Hathaway Inc Del Cl B New (BRK.B) 0.3 $973k 3.2k 308.77
Exxon Mobil Corporation (XOM) 0.3 $962k 8.8k 109.66
Vanguard Intl Equity Index F Ftse Emr Mkt Etf (VWO) 0.3 $953k 24k 40.40
Amazon (AMZN) 0.3 $946k 9.2k 103.29
NVIDIA Corporation (NVDA) 0.3 $931k 3.4k 277.77
Vaneck Etf Trust Agribusiness Etf (MOO) 0.3 $922k 11k 86.86
Ishares Tr Us Hlthcare Etf (IYH) 0.3 $892k 3.3k 273.06
Procter & Gamble Company (PG) 0.3 $879k 5.9k 148.70
Alphabet Cap Stk Cl A (GOOGL) 0.3 $878k 8.5k 103.73
Abbott Laboratories (ABT) 0.3 $868k 8.6k 101.26
Pfizer (PFE) 0.3 $852k 21k 40.80
Ishares Tr Core S&p Mcp Etf (IJH) 0.3 $851k 3.4k 250.15
Ishares Tr Rus 1000 Val Etf (IWD) 0.3 $831k 5.5k 152.27
Ishares Tr S&p 100 Etf (OEF) 0.2 $814k 4.4k 187.04
JPMorgan Chase & Co. (JPM) 0.2 $810k 6.2k 130.31
Ishares Tr U.s. Tech Etf (IYW) 0.2 $804k 8.7k 92.81
American Centy Etf Tr Intl Smcp Vlu (AVDV) 0.2 $793k 14k 58.48
Pimco Etf Tr Enhan Shrt Ma Ac (MINT) 0.2 $779k 7.8k 99.25
Select Sector Spdr Tr Technology (XLK) 0.2 $772k 5.1k 151.00
Eli Lilly & Co. (LLY) 0.2 $756k 2.2k 343.42
American Centy Etf Tr Us Sml Cp Valu (AVUV) 0.2 $740k 10k 74.06
Merck & Co (MRK) 0.2 $737k 6.9k 106.39
Cisco Systems (CSCO) 0.2 $714k 14k 52.27
Vanguard Intl Equity Index F Tt Wrld St Etf (VT) 0.2 $693k 7.5k 92.09
Oracle Corporation (ORCL) 0.2 $684k 7.4k 92.92
Blackrock Calif Mun Income T Sh Ben Int (BFZ) 0.2 $668k 57k 11.70
General Electric Com New (GE) 0.2 $648k 6.8k 95.60
Ishares Tr Ishares Biotech (IBB) 0.2 $629k 4.9k 129.15
Motorola Solutions Com New (MSI) 0.2 $628k 2.2k 286.13
Coca-Cola Company (KO) 0.2 $616k 9.9k 62.03
Ishares Tr Core S&p Scp Etf (IJR) 0.2 $610k 6.3k 96.69
Wal-Mart Stores (WMT) 0.2 $605k 4.1k 147.45
Eaton Vance Cali Muni Bnd Fnd (EVM) 0.2 $602k 67k 9.02
Verizon Communications (VZ) 0.2 $599k 15k 38.89
McDonald's Corporation (MCD) 0.2 $594k 2.1k 279.65
Vanguard Intl Equity Index F Allwrld Ex Us (VEU) 0.2 $563k 11k 53.47
Johnson & Johnson (JNJ) 0.2 $557k 3.6k 154.98
Eaton Vance Calif Mun Incom Sh Ben Int (CEV) 0.2 $530k 52k 10.23
Cme (CME) 0.2 $512k 2.7k 191.52
Home Depot (HD) 0.2 $499k 1.7k 295.12
Ishares Tr Core Us Aggbd Et (AGG) 0.1 $493k 5.0k 99.64
Invesco Van Kampen Cal Val Mun Inc Trust (VCV) 0.1 $474k 47k 10.17
Berkshire Hathaway Inc Del Cl A (BRK.A) 0.1 $466k 1.00 465600.00
Northern Trust Corporation (NTRS) 0.1 $459k 5.2k 88.13
Schwab Strategic Tr Schwab Fdt Us Lg (FNDX) 0.1 $453k 8.3k 54.92
Pimco CA Muni. Income Fund II (PCK) 0.1 $435k 70k 6.20
Us Bancorp Del Com New (USB) 0.1 $433k 12k 36.05
Albertsons Cos Common Stock (ACI) 0.1 $428k 21k 20.78
Vanguard Index Fds Sm Cp Val Etf (VBR) 0.1 $426k 2.7k 158.75
Select Sector Spdr Tr Energy (XLE) 0.1 $426k 5.1k 82.83
First Tr Exchange Traded Nasdq Cln Edge (GRID) 0.1 $424k 4.3k 97.66
Ishares Tr Msci Emg Mkt Etf (EEM) 0.1 $423k 11k 39.46
Willis Towers Watson SHS (WTW) 0.1 $412k 1.8k 232.38
D.R. Horton (DHI) 0.1 $391k 4.0k 97.69
Ark Etf Tr Innovation Etf (ARKK) 0.1 $390k 9.7k 40.34
Meta Platforms Cl A (META) 0.1 $389k 1.8k 211.94
Vanguard World Fds Inf Tech Etf (VGT) 0.1 $386k 1.0k 385.47
Morgan Stanley Com New (MS) 0.1 $386k 4.4k 87.80
Brookfield Infrast Partners Lp Int Unit (BIP) 0.1 $380k 11k 33.77
First Tr Exch Trd Alphdx Asia Ex Japan (FPA) 0.1 $379k 14k 26.81
Alps Etf Tr Alerian Mlp (AMLP) 0.1 $378k 9.8k 38.65
Ishares Tr Ishs 1-5yr Invs (IGSB) 0.1 $369k 7.3k 50.54
Comcast Corp Cl A (CMCSA) 0.1 $363k 9.6k 37.91
Amgen (AMGN) 0.1 $358k 1.5k 241.75
Invesco Qqq Tr Unit Ser 1 (QQQ) 0.1 $355k 1.1k 320.93
Phillips Edison & Co Common Stock (PECO) 0.1 $352k 11k 32.62
Spdr Ser Tr Nuveen Blmbrg Sh (SHM) 0.1 $351k 7.4k 47.55
Proshares Tr Short S&p 500 Ne (SH) 0.1 $350k 23k 15.00
Robinhood Mkts Com Cl A (HOOD) 0.1 $342k 35k 9.71
Spdr Index Shs Fds Euro Stoxx 50 (FEZ) 0.1 $338k 7.5k 44.90
Spdr Dow Jones Indl Average Ut Ser 1 (DIA) 0.1 $338k 1.0k 332.62
Bristol Myers Squibb (BMY) 0.1 $333k 4.8k 69.31
Walt Disney Company (DIS) 0.1 $324k 3.2k 100.13
Vanguard World Fds Health Car Etf (VHT) 0.1 $323k 1.4k 238.46
Blackrock MuniHoldings CA Insrd Fnd (MUC) 0.1 $320k 29k 11.06
Costco Wholesale Corporation (COST) 0.1 $317k 638.00 496.99
Union Pacific Corporation (UNP) 0.1 $310k 1.5k 201.26
Altria (MO) 0.1 $301k 6.7k 44.62
Pepsi (PEP) 0.1 $288k 1.6k 182.30
Dimensional Etf Trust Us Mktwide Value (DFUV) 0.1 $286k 8.5k 33.48
Ishares Tr Short Treas Bd (SHV) 0.1 $285k 2.6k 110.52
Ishares Tr Rus 1000 Grw Etf (IWF) 0.1 $284k 1.2k 244.41
Target Corporation (TGT) 0.1 $284k 1.7k 165.63
Ishares Tr Core Intl Aggr (IAGG) 0.1 $280k 5.7k 48.95
TreeHouse Foods (THS) 0.1 $277k 5.5k 50.43
Schwab Strategic Tr Us Aggregate B (SCHZ) 0.1 $274k 5.8k 46.91
Ishares Tr Iboxx Hi Yd Etf (HYG) 0.1 $268k 3.5k 75.55
Intel Corporation (INTC) 0.1 $268k 8.2k 32.67
Select Sector Spdr Tr Sbi Healthcare (XLV) 0.1 $266k 2.1k 129.46
Vaneck Etf Trust Mrngstr Wde Moat (MOAT) 0.1 $265k 3.6k 73.83
ConAgra Foods (CAG) 0.1 $263k 7.0k 37.56
Nextera Energy (NEE) 0.1 $261k 3.4k 77.08
Cummins (CMI) 0.1 $260k 1.1k 238.88
Bank of New York Mellon Corporation (BK) 0.1 $259k 5.7k 45.44
Independence Realty Trust In (IRT) 0.1 $259k 16k 16.03
Ishares Tr Msci Ac Asia Etf (AAXJ) 0.1 $253k 3.7k 67.87
First Tr Exchng Traded Fd Vi Cboe Eqt Dep Nov (DNOV) 0.1 $251k 7.3k 34.27
Broadridge Financial Solutions (BR) 0.1 $243k 1.7k 146.57
Ishares Tr Eafe Sml Cp Etf (SCZ) 0.1 $241k 4.0k 59.51
Global X Fds Glbl X Mlp Etf (MLPA) 0.1 $241k 5.8k 41.60
Invesco Exchange Traded Fd T Invesco Msci (ERTH) 0.1 $240k 4.9k 49.11
Ishares Tr Esg Awr Msci Usa (ESGU) 0.1 $239k 2.6k 90.45
RPM International (RPM) 0.1 $238k 2.7k 87.24
Select Sector Spdr Tr Financial (XLF) 0.1 $236k 7.3k 32.15
Ishares Tr Cohen Steer Reit (ICF) 0.1 $234k 4.2k 55.54
Deere & Company (DE) 0.1 $233k 565.00 412.88
Vanguard Intl Equity Index F Ftse Europe Etf (VGK) 0.1 $232k 3.8k 60.96
Vaneck Etf Trust Gold Miners Etf (GDX) 0.1 $224k 6.9k 32.35
Select Sector Spdr Tr Sbi Int-inds (XLI) 0.1 $224k 2.2k 101.18
Ishares Tr Gl Clean Ene Etf (ICLN) 0.1 $224k 11k 19.78
Ishares Tr National Mun Etf (MUB) 0.1 $218k 2.0k 107.74
Franklin Templeton Etf Tr Franklin Asia (FLAX) 0.1 $218k 10k 21.38
Schwab Strategic Tr Intl Sceqt Etf (SCHC) 0.1 $209k 6.2k 33.71
Ark Etf Tr Genomic Rev Etf (ARKG) 0.1 $205k 6.8k 30.07
Apollo Global Mgmt (APO) 0.1 $204k 3.2k 63.16
Visa Com Cl A (V) 0.1 $202k 897.00 225.46
Vanguard Index Fds Growth Etf (VUG) 0.1 $202k 810.00 249.44
Vanguard Bd Index Fds Total Bnd Mrkt (BND) 0.1 $202k 2.7k 73.83
Bank of America Corporation (BAC) 0.1 $201k 7.0k 28.60
Thomson Reuters Corp. Com New 0.1 $201k 1.5k 130.12
Blackrock Muniyield Insured Fund (MYI) 0.1 $178k 16k 11.34
Nuveen Insured Tax-Free Adv Munici (NEA) 0.1 $173k 16k 11.12
Lyft Cl A Com (LYFT) 0.0 $149k 16k 9.27
Nuveen Div. Advantage Muni. Fund (NAD) 0.0 $149k 13k 11.53
Doubleline Income Solutions (DSL) 0.0 $115k 10k 11.37
Kayne Anderson MLP Investment (KYN) 0.0 $110k 13k 8.64
Sofi Technologies (SOFI) 0.0 $96k 16k 6.07
Indaptus Therapeutics (INDP) 0.0 $44k 24k 1.85
Galectin Therapeutics Com New (GALT) 0.0 $40k 19k 2.10
Invesco Van Kampen Senior Income Trust (VVR) 0.0 $39k 11k 3.68
Reunion Neuroscience 0.0 $21k 30k 0.69
Bird Global Com Cl A 0.0 $7.0k 25k 0.28