Vivaldi Capital Management

Vivaldi Capital Management as of Sept. 30, 2022

Portfolio Holdings for Vivaldi Capital Management

Vivaldi Capital Management holds 222 positions in its portfolio as reported in the September 2022 quarterly 13F filing

Company (Ticker) Portfolio Weight Valued At Change in Shares Share Count Share Price
Angel Oak Mtg (AOMR) 6.2 $23M 2.0M 11.59
Spdr Ser Tr Portfolio S&p500 (SPLG) 4.2 $16M 365k 42.66
Spdr S&p 500 Etf Tr Tr Unit (SPY) 4.2 $15M 42k 362.78
Spdr Index Shs Fds Portfolio Devlpd (SPDW) 3.4 $13M 475k 26.25
Spdr Ser Tr Portfolio Sh Tsr (SPTS) 2.6 $9.5M 331k 28.84
First Tr Exchange-traded Fst Low Oppt Eft (LMBS) 2.5 $9.2M 194k 47.24
Apple (AAPL) 2.4 $8.8M 63k 140.10
Schwab Strategic Tr Sht Tm Us Tres (SCHO) 2.0 $7.3M 153k 48.14
Ishares Tr Core S&p500 Etf (IVV) 2.0 $7.2M 20k 364.33
Ishares Tr 1 3 Yr Treas Bd (SHY) 1.9 $6.9M 86k 81.03
First Tr Exch Traded Fd Iii Merger Arbitra (MARB) 1.7 $6.4M 319k 20.08
Spdr Ser Tr Portfolio S&p600 (SPSM) 1.5 $5.7M 164k 34.89
Ishares Gold Tr Ishares New (IAU) 1.5 $5.7M 177k 32.19
Microsoft Corporation (MSFT) 1.5 $5.6M 24k 234.25
Invesco Van Kampen Senior Income Trust (VVR) 1.4 $5.3M 1.4M 3.79
Pgim Short Duration High Yie (ISD) 1.4 $5.3M 453k 11.77
Spdr Ser Tr Portfolio S&p400 (SPMD) 1.4 $5.3M 132k 39.65
Vanguard Index Fds Total Stk Mkt (VTI) 1.4 $5.0M 28k 182.40
Tesla Motors (TSLA) 1.3 $5.0M 22k 223.05
Ishares Tr Select Divid Etf (DVY) 1.3 $5.0M 46k 108.43
Gaming & Leisure Pptys (GLPI) 1.3 $4.8M 104k 46.35
Schwab Strategic Tr Us Lrg Cap Etf (SCHX) 1.3 $4.7M 109k 43.01
Ishares Tr Shrt Nat Mun Etf (SUB) 1.1 $4.2M 41k 102.93
Blackstone Strategic Credit Com Shs Ben In (BGB) 1.1 $4.1M 379k 10.74
Ishares Tr Msci Eafe Etf (EFA) 1.1 $4.0M 71k 56.84
Blackrock Muni Intermediate Drtn Fnd (MUI) 1.1 $4.0M 363k 11.04
First Tr Exch Trd Alphdx Asia Ex Japan (FPA) 1.0 $3.6M 156k 23.26
Spdr Gold Tr Gold Shs (GLD) 1.0 $3.6M 23k 157.86
Schwab Strategic Tr Intl Eqty Etf (SCHF) 1.0 $3.6M 126k 28.55
Ares Dynamic Cr Allocation (ARDC) 1.0 $3.6M 300k 11.92
Vanguard Index Fds S&p 500 Etf Shs (VOO) 1.0 $3.6M 11k 333.36
AllianceBernstein Natnl Muncpl Incm Fnd. (AFB) 0.9 $3.5M 332k 10.44
Blackrock Muniyield Fund (MYD) 0.9 $3.5M 345k 10.02
Invesco Quality Municipal Inc Trust (IQI) 0.9 $3.4M 364k 9.29
Dws Municipal Income Cf non-tax cef (KTF) 0.9 $3.4M 395k 8.50
Schwab Strategic Tr Us Brd Mkt Etf (SCHB) 0.9 $3.3M 78k 42.70
Vanguard Tax-managed Fds Van Ftse Dev Mkt (VEA) 0.9 $3.3M 89k 36.96
AllianceBernstein Global Hgh Incm (AWF) 0.8 $3.1M 344k 9.08
Western Asset Managed Municipals Fnd (MMU) 0.8 $3.0M 304k 9.84
Ishares Tr Msci Acwi Etf (ACWI) 0.8 $3.0M 38k 79.03
Putnam Premier Income Tr Sh Ben Int (PPT) 0.8 $2.9M 833k 3.53
Barings Global Short Duration Com cef (BGH) 0.8 $2.9M 236k 12.35
Ishares Tr Rus 1000 Val Etf (IWD) 0.8 $2.8M 20k 138.87
Ishares Tr Core S&p Mcp Etf (IJH) 0.7 $2.7M 12k 225.75
Spdr Index Shs Fds Portfolio Emg Mk (SPEM) 0.6 $2.4M 76k 31.52
Vanguard Index Fds Mid Cap Etf (VO) 0.6 $2.4M 13k 192.13
Procter & Gamble Company (PG) 0.6 $2.4M 19k 124.29
Vanguard Intl Equity Index F Ftse Emr Mkt Etf (VWO) 0.6 $2.3M 63k 37.14
Ishares Tr Core S&p Ttl Stk (ITOT) 0.6 $2.2M 28k 80.82
Global X Fds Glbl X Mlp Etf (MLPA) 0.6 $2.2M 54k 40.93
DNP Select Income Fund (DNP) 0.6 $2.1M 206k 10.13
Ishares Tr Rus Mid Cap Etf (IWR) 0.6 $2.0M 32k 63.66
JPMorgan Chase & Co. (JPM) 0.5 $2.0M 19k 105.96
Vanguard Index Fds Small Cp Etf (VB) 0.5 $2.0M 11k 175.71
Pra (PRAA) 0.5 $1.9M 59k 32.35
Ishares Tr Russell 2000 Etf (IWM) 0.5 $1.9M 11k 168.58
Vanguard Index Fds Value Etf (VTV) 0.5 $1.9M 15k 125.97
Luminar Technologies Com Cl A (LAZR) 0.5 $1.8M 250k 7.33
Alphabet Cap Stk Cl C (GOOG) 0.5 $1.8M 18k 99.60
Pfizer (PFE) 0.5 $1.8M 42k 42.33
Berkshire Hathaway Inc Del Cl B New (BRK.B) 0.5 $1.7M 6.5k 269.07
Investment Managers Ser Tr Knwldl Ld Etf (KLDW) 0.5 $1.7M 51k 33.39
Ishares Tr Cohen Steer Reit (ICF) 0.5 $1.7M 33k 51.30
Schwab Strategic Tr Emrg Mkteq Etf (SCHE) 0.4 $1.6M 71k 22.78
Schwab Strategic Tr Us Sml Cap Etf (SCHA) 0.4 $1.6M 41k 38.74
Ishares Tr Core Msci Eafe (IEFA) 0.4 $1.4M 27k 53.46
Schwab Strategic Tr Us Mid-cap Etf (SCHM) 0.4 $1.4M 22k 62.24
Abbvie (ABBV) 0.4 $1.4M 9.9k 138.77
Ishares Tr Rus 1000 Grw Etf (IWF) 0.4 $1.4M 6.4k 212.78
UnitedHealth (UNH) 0.3 $1.2M 2.4k 504.95
Thermo Fisher Scientific (TMO) 0.3 $1.2M 2.3k 523.75
Ishares Tr Msci Ac Asia Etf (AAXJ) 0.3 $1.2M 20k 59.39
Vanguard Intl Equity Index F Tt Wrld St Etf (VT) 0.3 $1.2M 15k 80.22
Select Sector Spdr Tr Energy (XLE) 0.3 $1.2M 14k 81.79
Boeing Company (BA) 0.3 $1.2M 8.9k 129.78
Schwab Strategic Tr Schwb Fdt Int Lg (FNDF) 0.3 $1.1M 44k 25.68
Johnson & Johnson (JNJ) 0.3 $1.1M 6.8k 160.18
Vanguard Specialized Funds Div App Etf (VIG) 0.3 $1.1M 7.7k 137.10
First Tr Exch Traded Fd Iii Pfd Secs Inc Etf (FPE) 0.3 $1.1M 63k 16.72
Schwab Strategic Tr Schwb Fdt Emk Lg (FNDE) 0.3 $1.0M 43k 24.04
Alphabet Cap Stk Cl A (GOOGL) 0.3 $1.0M 10k 98.68
Alps Etf Tr Alerian Mlp (AMLP) 0.3 $993k 26k 38.08
Ishares Tr Calif Mun Bd Etf (CMF) 0.3 $992k 18k 54.99
Listed Fd Tr Horizon Kinetics (INFL) 0.3 $990k 34k 28.78
Exxon Mobil Corporation (XOM) 0.3 $948k 9.4k 101.01
Vaneck Etf Trust Agribusiness Etf (MOO) 0.2 $902k 11k 82.90
Accenture Plc Ireland Shs Class A (ACN) 0.2 $867k 3.3k 259.66
Abbott Laboratories (ABT) 0.2 $852k 8.4k 101.74
Select Sector Spdr Tr Technology (XLK) 0.2 $839k 7.0k 120.70
Ishares Tr Core S&p Scp Etf (IJR) 0.2 $833k 9.3k 89.44
Home Depot (HD) 0.2 $803k 2.8k 284.35
Ishares Tr Mrgstr Md Cp Val (IMCV) 0.2 $798k 14k 57.47
Pepsi (PEP) 0.2 $775k 4.8k 161.66
Amazon (AMZN) 0.2 $774k 6.8k 114.63
Verizon Communications (VZ) 0.2 $764k 21k 36.84
Ishares Tr S&p 100 Etf (OEF) 0.2 $757k 4.6k 164.17
Walt Disney Company (DIS) 0.2 $744k 7.7k 97.15
Ishares Tr Us Hlthcare Etf (IYH) 0.2 $740k 2.9k 256.32
Eli Lilly & Co. (LLY) 0.2 $685k 2.1k 326.81
3M Company (MMM) 0.2 $678k 6.3k 107.47
General Electric Com New (GE) 0.2 $623k 9.6k 64.61
Ishares Tr Core Msci Intl (IDEV) 0.2 $623k 13k 49.02
Ishares Tr Ishares Biotech (IBB) 0.2 $615k 5.2k 118.84
McDonald's Corporation (MCD) 0.2 $614k 2.6k 233.11
Chevron Corporation (CVX) 0.2 $611k 3.8k 160.03
Ishares Tr Core Us Aggbd Et (AGG) 0.2 $610k 6.4k 95.79
Target Corporation (TGT) 0.2 $608k 4.0k 152.23
Merck & Co (MRK) 0.2 $602k 6.9k 87.54
Cisco Systems (CSCO) 0.2 $597k 15k 40.30
Blackrock Muniyield Insured Fund (MYI) 0.2 $562k 53k 10.66
D.R. Horton (DHI) 0.2 $560k 7.8k 71.86
American Centy Etf Tr Us Sml Cp Valu (AVUV) 0.1 $552k 7.9k 69.47
Vanguard Intl Equity Index F Ftse Europe Etf (VGK) 0.1 $544k 12k 46.66
Coca-Cola Company (KO) 0.1 $528k 9.7k 54.51
Wal-Mart Stores (WMT) 0.1 $522k 4.1k 128.63
Ishares Core Msci Emkt (IEMG) 0.1 $520k 12k 43.87
American Centy Etf Tr Intl Smcp Vlu (AVDV) 0.1 $518k 11k 48.68
Brookfield Infrast Partners Lp Int Unit (BIP) 0.1 $516k 15k 34.40
Blackrock Calif Mun Income T Sh Ben Int (BFZ) 0.1 $512k 49k 10.37
Us Bancorp Del Com New (USB) 0.1 $510k 13k 40.16
Cme (CME) 0.1 $472k 2.8k 169.97
Invesco Qqq Tr Unit Ser 1 (QQQ) 0.1 $463k 1.7k 268.87
Northern Trust Corporation (NTRS) 0.1 $447k 5.2k 85.90
Vanguard Index Fds Sm Cp Val Etf (VBR) 0.1 $440k 3.0k 148.05
Ishares Tr U.s. Tech Etf (IYW) 0.1 $434k 5.8k 74.70
Nextera Energy (NEE) 0.1 $432k 5.6k 76.72
Select Sector Spdr Tr Financial (XLF) 0.1 $431k 14k 30.86
Spdr Ser Tr Nuveen Blmbrg Sh (SHM) 0.1 $428k 9.3k 46.27
Neuberger Ber. CA Intermediate Muni Fund 0.1 $427k 41k 10.48
Intel Corporation (INTC) 0.1 $426k 17k 25.72
Vanguard Index Fds Real Estate Etf (VNQ) 0.1 $409k 5.3k 77.45
Visa Com Cl A (V) 0.1 $408k 2.2k 183.95
Berkshire Hathaway Inc Del Cl A (BRK.A) 0.1 $406k 1.00 406000.00
Proshares Tr Short S&p 500 Ne 0.1 $404k 24k 17.01
Ishares Tr Ibonds Dec23 Etf 0.1 $402k 16k 24.91
Vanguard Admiral Fds 500 Grth Idx F (VOOG) 0.1 $400k 1.9k 210.53
Amgen (AMGN) 0.1 $397k 1.7k 229.08
Lyft Cl A Com (LYFT) 0.1 $397k 32k 12.52
Morgan Stanley Com New (MS) 0.1 $382k 4.8k 78.83
Robinhood Mkts Com Cl A (HOOD) 0.1 $380k 35k 10.80
Apollo Global Mgmt (APO) 0.1 $379k 7.8k 48.78
Select Sector Spdr Tr Sbi Healthcare (XLV) 0.1 $368k 3.0k 122.75
Ark Etf Tr Innovation Etf (ARKK) 0.1 $364k 9.7k 37.51
Ishares Tr Msci Emg Mkt Etf (EEM) 0.1 $362k 10k 35.62
Willis Towers Watson SHS (WTW) 0.1 $360k 1.8k 205.13
Ishares Tr Ishs 1-5yr Invs (IGSB) 0.1 $359k 7.3k 49.18
Ishares Tr Ibonds Dec22 Etf 0.1 $358k 14k 25.03
Mastercard Incorporated Cl A (MA) 0.1 $352k 1.2k 294.56
Doubleline Income Solutions (DSL) 0.1 $351k 31k 11.25
Cbre Group Cl A (CBRE) 0.1 $348k 5.0k 69.49
Spdr Dow Jones Indl Average Ut Ser 1 (DIA) 0.1 $341k 1.2k 292.70
Bristol Myers Squibb (BMY) 0.1 $340k 4.9k 69.79
Meta Platforms Cl A (META) 0.1 $337k 2.5k 133.36
Motorola Solutions Com New (MSI) 0.1 $335k 1.5k 229.77
Prudential Financial (PRU) 0.1 $334k 3.7k 91.21
International Business Machines (IBM) 0.1 $312k 2.6k 118.86
Union Pacific Corporation (UNP) 0.1 $308k 1.6k 195.80
Honeywell International (HON) 0.1 $307k 1.8k 171.32
Spdr Ser Tr Prtflo S&p500 Vl (SPYV) 0.1 $307k 8.7k 35.18
Phillips Edison & Co Common Stock (PECO) 0.1 $306k 11k 28.36
Blackrock MuniHoldings CA Insrd Fnd (MUC) 0.1 $303k 28k 10.79
Select Sector Spdr Tr Sbi Int-inds (XLI) 0.1 $297k 3.5k 85.27
Brookfield Asset Mgmt Cl A Ltd Vt Sh 0.1 $294k 7.3k 40.41
Ishares Tr Core Intl Aggr (IAGG) 0.1 $290k 6.0k 48.22
Schwab Strategic Tr Us Aggregate B (SCHZ) 0.1 $288k 6.4k 44.96
Costco Wholesale Corporation (COST) 0.1 $283k 605.00 467.77
Altria (MO) 0.1 $282k 6.6k 42.88
NVIDIA Corporation (NVDA) 0.1 $273k 2.3k 120.69
Dimensional Etf Trust Us Small Cap Etf (DFAS) 0.1 $271k 5.6k 48.02
Bank of America Corporation (BAC) 0.1 $270k 8.8k 30.78
Dimensional Etf Trust Us Mktwide Value (DFUV) 0.1 $261k 8.5k 30.64
Ishares Tr Iboxx Hi Yd Etf (HYG) 0.1 $256k 3.5k 72.19
Danaher Corporation (DHR) 0.1 $255k 948.00 268.99
TreeHouse Foods (THS) 0.1 $251k 5.5k 45.64
Ishares Tr Fltg Rate Nt Etf (FLOT) 0.1 $250k 5.0k 50.23
Independence Realty Trust In (IRT) 0.1 $250k 16k 15.47
RPM International (RPM) 0.1 $249k 2.7k 91.21
Ishares Tr National Mun Etf (MUB) 0.1 $249k 2.4k 103.32
First Tr Exchange Traded Nasdq Cln Edge (GRID) 0.1 $244k 3.2k 75.45
Broadridge Financial Solutions (BR) 0.1 $244k 1.7k 142.86
Spdr Index Shs Fds Euro Stoxx 50 (FEZ) 0.1 $240k 7.7k 31.31
Select Sector Spdr Tr Sbi Int-utils (XLU) 0.1 $238k 3.7k 63.70
Nuveen Ins Ca Tx Fr Adv Mun (NKX) 0.1 $236k 20k 11.56
Nuveen CA Dividend Advantage Muni. Fund (NAC) 0.1 $235k 21k 10.98
Cummins (CMI) 0.1 $233k 1.1k 217.76
Dimensional Etf Trust Us Targeted Vlu (DFAT) 0.1 $233k 5.7k 40.60
Select Sector Spdr Tr Sbi Cons Discr (XLY) 0.1 $232k 1.6k 140.86
Pimco Etf Tr Enhan Shrt Ma Ac (MINT) 0.1 $232k 2.3k 98.81
Invesco Exchange Traded Fd T Invesco Msci (ERTH) 0.1 $230k 4.9k 47.11
ConAgra Foods (CAG) 0.1 $229k 7.0k 32.78
Wisdomtree Tr Japn Hedge Eqt (DXJ) 0.1 $227k 3.6k 63.25
Bank of New York Mellon Corporation (BK) 0.1 $227k 5.8k 39.46
Ark Etf Tr Genomic Rev Etf (ARKG) 0.1 $226k 6.9k 32.87
BlackRock 0.1 $225k 409.00 550.12
Comcast Corp Cl A (CMCSA) 0.1 $224k 7.7k 29.22
Paychex (PAYX) 0.1 $220k 2.0k 109.56
Ishares Tr Gl Clean Ene Etf (ICLN) 0.1 $220k 12k 18.41
Vanguard World Fds Health Car Etf (VHT) 0.1 $219k 969.00 226.01
Oracle Corporation (ORCL) 0.1 $217k 3.4k 63.36
Vaneck Etf Trust Mrngstr Wde Moat (MOAT) 0.1 $216k 3.5k 61.31
Ishares Tr Esg Awr Msci Usa (ESGU) 0.1 $213k 2.6k 80.47
Vanguard World Fds Inf Tech Etf (VGT) 0.1 $212k 679.00 312.22
Exchange Traded Concepts Tr Robo Glb Etf (ROBO) 0.1 $211k 5.0k 42.36
Nike CL B (NKE) 0.1 $210k 2.4k 87.28
Dimensional Etf Trust World Ex Us Core (DFAX) 0.1 $210k 11k 19.27
Booking Holdings (BKNG) 0.1 $206k 122.00 1688.52
American Express Company (AXP) 0.1 $205k 1.5k 138.79
Ishares Tr Sp Smcp600vl Etf (IJS) 0.1 $204k 2.4k 85.00
Eaton Vance Cali Muni Bnd Fnd (EVM) 0.1 $194k 23k 8.40
Starwood Property Trust (STWD) 0.1 $187k 10k 18.70
Two Rds Shared Tr Anfield Diversif 0.0 $185k 22k 8.48
Exchange Listed Fds Tr Saba Int Rate (CEFS) 0.0 $182k 11k 17.05
Nuveen Div. Advantage Muni. Fund (NAD) 0.0 $146k 13k 11.29
Nuveen Insured Tax-Free Adv Munici (NEA) 0.0 $142k 13k 10.93
Kayne Anderson MLP Investment (KYN) 0.0 $123k 15k 8.42
Invesco Van Kampen Cal Val Mun Inc Trust (VCV) 0.0 $99k 11k 9.02
Sofi Technologies (SOFI) 0.0 $79k 16k 4.98
Reunion Neuroscience 0.0 $56k 30k 1.87
Indaptus Therapeutics (INDP) 0.0 $48k 24k 2.00
Galectin Therapeutics Com New (GALT) 0.0 $30k 19k 1.56
Bird Global Com Cl A 0.0 $10k 25k 0.40
Oblong 0.0 $4.0k 26k 0.16