Vivaldi Capital Management

Vivaldi Capital Management as of March 31, 2022

Portfolio Holdings for Vivaldi Capital Management

Vivaldi Capital Management holds 216 positions in its portfolio as reported in the March 2022 quarterly 13F filing

Company (Ticker) Portfolio Weight Valued At Change in Shares Share Count Share Price
Angel Oak Mtg (AOMR) 7.2 $28M 1.9M 14.18
Spdr Ser Tr Portfolio S&p500 (SPLG) 4.9 $19M 396k 47.22
Spdr S&p 500 Etf Tr Tr Unit (SPY) 4.4 $17M 42k 401.71
Spdr Index Shs Fds Portfolio Devlpd (SPDW) 4.0 $16M 501k 31.06
Spdr Ser Tr Portfolio Sh Tsr (SPTS) 3.4 $13M 441k 29.58
First Tr Exchange-traded Fst Low Oppt Eft (LMBS) 3.1 $12M 248k 48.68
Ishares Tr Shrt Nat Mun Etf (SUB) 2.5 $9.5M 92k 103.49
Apple (AAPL) 2.3 $8.8M 60k 147.11
Ishares Tr Core S&p500 Etf (IVV) 2.1 $7.9M 20k 403.43
Ishares Gold Tr Ishares New (IAU) 1.7 $6.7M 195k 34.39
Schwab Strategic Tr Sht Tm Us Tres (SCHO) 1.7 $6.7M 136k 49.40
Spdr Ser Tr Portfolio S&p600 (SPSM) 1.7 $6.4M 168k 38.06
Ishares Tr 1 3 Yr Treas Bd (SHY) 1.6 $6.1M 74k 83.14
Spdr Ser Tr Portfolio S&p400 (SPMD) 1.5 $5.8M 136k 42.63
Ishares Tr Select Divid Etf (DVY) 1.5 $5.8M 46k 125.18
Tesla Motors (TSLA) 1.5 $5.7M 7.4k 769.64
Vanguard Index Fds Total Stk Mkt (VTI) 1.4 $5.4M 27k 200.91
Microsoft Corporation (MSFT) 1.4 $5.4M 21k 261.13
Ishares Tr Msci Eafe Etf (EFA) 1.2 $4.7M 71k 66.99
Schwab Strategic Tr Us Lrg Cap Etf (SCHX) 1.2 $4.5M 94k 47.56
First Tr Exch Trd Alphdx Asia Ex Japan (FPA) 1.1 $4.4M 155k 28.47
Vanguard Tax-managed Intl Ftse Dev Mkt Etf (VEA) 1.1 $4.1M 95k 43.55
Gaming & Leisure Pptys (GLPI) 1.1 $4.1M 92k 44.82
Vanguard Index Fds S&p 500 Etf Shs (VOO) 1.1 $4.1M 11k 369.17
Schwab Strategic Tr Intl Eqty Etf (SCHF) 1.0 $3.7M 110k 33.39
Spdr Gold Tr Gold Shs (GLD) 1.0 $3.7M 22k 168.77
Schwab Strategic Tr Us Brd Mkt Etf (SCHB) 0.9 $3.6M 76k 47.11
Pgim Short Duration High Yie (ISD) 0.8 $3.2M 254k 12.76
Spdr Index Shs Fds Portfolio Emg Mk (SPEM) 0.8 $3.1M 90k 34.65
Ishares Tr Core S&p Ttl Stk (ITOT) 0.8 $3.1M 35k 89.11
Invesco Van Kampen Senior Income Trust (VVR) 0.8 $3.0M 793k 3.84
Ishares Tr Msci Acwi Etf (ACWI) 0.8 $2.9M 33k 89.14
Vanguard Intl Equity Index F Ftse Emr Mkt Etf (VWO) 0.8 $2.9M 70k 41.48
Vanguard Index Fds Mid Cap Etf (VO) 0.7 $2.8M 13k 212.00
Ishares Tr Core S&p Mcp Etf (IJH) 0.7 $2.6M 11k 242.58
Procter & Gamble Company (PG) 0.7 $2.6M 17k 153.63
Luminar Technologies Com Cl A (LAZR) 0.7 $2.6M 250k 10.36
Dws Municipal Income Cf non-tax cef (KTF) 0.6 $2.4M 261k 9.12
Pgim Global Short Duration H (GHY) 0.6 $2.3M 193k 11.89
Blackrock Muni Intermediate Drtn Fnd (MUI) 0.6 $2.3M 191k 11.83
Ishares Tr Rus Mid Cap Etf (IWR) 0.6 $2.2M 32k 69.87
Pra (PRAA) 0.6 $2.2M 59k 38.15
Vanguard Index Fds Small Cp Etf (VB) 0.6 $2.2M 12k 188.08
Ishares Tr Rus 1000 Val Etf (IWD) 0.6 $2.2M 14k 154.62
DNP Select Income Fund (DNP) 0.6 $2.2M 196k 11.27
Pimco Etf Tr Enhan Shrt Ma Ac (MINT) 0.6 $2.1M 22k 99.74
Global X Fds Glbl X Mlp Etf (MLPA) 0.5 $2.1M 52k 39.70
JPMorgan Chase & Co. (JPM) 0.5 $2.0M 17k 119.11
Blackrock Muniyield Fund (MYD) 0.5 $2.0M 184k 11.06
Ishares Tr Russell 2000 Etf (IWM) 0.5 $2.0M 11k 178.03
AllianceBernstein Natnl Muncpl Incm Fnd. (AFB) 0.5 $2.0M 176k 11.45
Alphabet Cap Stk Cl C (GOOG) 0.5 $1.9M 837.00 2329.75
Investment Managers Ser Tr Knwldl Ld Etf (KLDW) 0.5 $1.9M 51k 37.82
Invesco Quality Municipal Inc Trust (IQI) 0.5 $1.9M 189k 10.10
Pfizer (PFE) 0.5 $1.9M 38k 49.92
Berkshire Hathaway Inc Del Cl B New (BRK.B) 0.5 $1.8M 5.9k 310.41
Ishares Tr Cohen Steer Reit (ICF) 0.5 $1.8M 29k 63.46
AllianceBernstein Global Hgh Incm (AWF) 0.5 $1.8M 189k 9.69
Vanguard Index Fds Value Etf (VTV) 0.5 $1.8M 13k 140.11
Ishares Tr Core Msci Eafe (IEFA) 0.5 $1.7M 27k 63.09
Western Asset Managed Municipals Fnd (MMU) 0.4 $1.7M 159k 10.61
Barings Global Short Duration Com cef (BGH) 0.4 $1.7M 119k 13.91
Schwab Strategic Tr Emrg Mkteq Etf (SCHE) 0.4 $1.6M 65k 25.11
Abbvie (ABBV) 0.4 $1.6M 11k 153.54
Schwab Strategic Tr Us Sml Cap Etf (SCHA) 0.4 $1.6M 38k 41.52
Ishares Tr Rus 1000 Grw Etf (IWF) 0.4 $1.5M 6.4k 232.96
Vanguard Scottsdale Fds Short Term Treas (VGSH) 0.4 $1.5M 25k 59.12
Vanguard Intl Equity Index F Tt Wrld St Etf (VT) 0.4 $1.4M 15k 90.39
Schwab Strategic Tr Us Mid-cap Etf (SCHM) 0.4 $1.4M 20k 67.95
Vanguard Specialized Funds Div App Etf (VIG) 0.4 $1.4M 9.0k 150.70
Ishares Tr Calif Mun Bd Etf (CMF) 0.3 $1.3M 23k 55.53
Johnson & Johnson (JNJ) 0.3 $1.3M 7.2k 176.81
Thermo Fisher Scientific (TMO) 0.3 $1.3M 2.3k 541.43
Putnam Premier Income Tr Sh Ben Int (PPT) 0.3 $1.3M 330k 3.81
UnitedHealth (UNH) 0.3 $1.2M 2.6k 485.25
Select Sector Spdr Tr Energy (XLE) 0.3 $1.2M 14k 80.79
Schwab Strategic Tr Schwb Fdt Int Lg (FNDF) 0.3 $1.1M 37k 30.20
Boeing Company (BA) 0.3 $1.1M 8.8k 127.20
Ishares Tr Msci Ac Asia Etf (AAXJ) 0.3 $1.1M 16k 68.09
First Tr Exch Traded Fd Iii Merger Arbitra (MARB) 0.3 $1.1M 54k 19.74
Schwab Strategic Tr Schwb Fdt Emk Lg (FNDE) 0.3 $1.1M 40k 26.58
Listed Fd Tr Horizon Kinetics (INFL) 0.3 $1.1M 35k 30.33
Ishares Core Msci Emkt (IEMG) 0.3 $1.1M 21k 49.95
Vaneck Etf Trust Agribusiness Etf (MOO) 0.3 $1.0M 11k 95.29
Alphabet Cap Stk Cl A (GOOGL) 0.3 $1.0M 435.00 2321.84
Verizon Communications (VZ) 0.3 $994k 21k 48.17
Alps Etf Tr Alerian Mlp (AMLP) 0.3 $975k 26k 37.67
Abbott Laboratories (ABT) 0.2 $912k 8.3k 109.83
Ishares Tr S&p 100 Etf (OEF) 0.2 $861k 4.7k 182.88
Ishares Tr Core S&p Scp Etf (IJR) 0.2 $853k 8.8k 97.45
3M Company (MMM) 0.2 $831k 5.6k 149.22
Home Depot (HD) 0.2 $825k 2.8k 295.91
Target Corporation (TGT) 0.2 $822k 3.7k 219.84
Exxon Mobil Corporation (XOM) 0.2 $813k 9.2k 88.83
Ishares Tr Mrgstr Md Cp Val (IMCV) 0.2 $801k 12k 64.70
Accenture Plc Ireland Shs Class A (ACN) 0.2 $777k 2.7k 286.61
Ares Dynamic Cr Allocation (ARDC) 0.2 $768k 59k 12.97
Select Sector Spdr Tr Technology (XLK) 0.2 $764k 5.6k 135.94
Ishares Tr Us Hlthcare Etf (IYH) 0.2 $763k 2.8k 268.19
Intel Corporation (INTC) 0.2 $756k 17k 43.61
General Electric Com New (GE) 0.2 $756k 10k 75.05
Walt Disney Company (DIS) 0.2 $745k 6.9k 107.38
Ishares Tr Core Msci Intl (IDEV) 0.2 $733k 13k 57.67
Cisco Systems (CSCO) 0.2 $724k 15k 49.54
Blackrock Calif Mun Income T Sh Ben Int (BFZ) 0.2 $711k 64k 11.04
Pepsi (PEP) 0.2 $710k 4.1k 173.68
Vanguard Intl Equity Index F Ftse Europe Etf (VGK) 0.2 $659k 12k 56.57
Coca-Cola Company (KO) 0.2 $659k 10k 65.75
Lyft Cl A Com (LYFT) 0.2 $634k 32k 19.99
Neuberger Ber. CA Intermediate Muni Fund 0.2 $610k 53k 11.50
Blackrock Muniyield Insured Fund (MYI) 0.2 $606k 53k 11.49
Eli Lilly & Co. (LLY) 0.2 $598k 2.1k 291.42
Brookfield Infrast Partners Lp Int Unit (BIP) 0.2 $596k 10k 59.60
Merck & Co (MRK) 0.2 $596k 6.6k 90.41
Ishares Tr U.s. Tech Etf (IYW) 0.2 $594k 6.9k 86.63
Wal-Mart Stores (WMT) 0.2 $590k 4.0k 147.94
Us Bancorp Del Com New (USB) 0.2 $579k 12k 48.57
D.R. Horton (DHI) 0.1 $563k 8.2k 68.53
Amgen (AMGN) 0.1 $562k 2.3k 243.29
Amazon (AMZN) 0.1 $558k 247.00 2259.11
Cme (CME) 0.1 $554k 2.8k 199.93
Invesco Qqq Tr Unit Ser 1 (QQQ) 0.1 $546k 1.8k 301.99
Ishares Tr Core Us Aggbd Et (AGG) 0.1 $542k 5.3k 102.44
Northern Trust Corporation (NTRS) 0.1 $542k 5.2k 104.21
American Centy Etf Tr Us Sml Cp Valu (AVUV) 0.1 $533k 7.2k 74.37
Ishares Tr Ishares Biotech (IBB) 0.1 $529k 4.7k 113.11
Vanguard Index Fds Real Estate Etf (VNQ) 0.1 $529k 5.5k 96.82
American Centy Etf Tr Intl Smcp Vlu (AVDV) 0.1 $529k 9.3k 57.15
Vanguard Index Fds Sm Cp Val Etf (VBR) 0.1 $525k 3.3k 160.89
First Tr Exch Traded Fd Iii Pfd Secs Inc Etf (FPE) 0.1 $522k 29k 17.89
McDonald's Corporation (MCD) 0.1 $507k 2.1k 244.81
Ishares Tr Msci Emg Mkt Etf (EEM) 0.1 $505k 13k 40.50
Ishares Tr Ibonds Dec23 Etf 0.1 $491k 20k 25.16
Meta Platforms Cl A (META) 0.1 $484k 2.4k 198.52
Berkshire Hathaway Inc Del Cl A (BRK.A) 0.1 $465k 1.00 465000.00
Ishares Tr Ibonds Dec22 Etf 0.1 $455k 18k 24.99
Spdr Ser Tr Nuveen Blmbrg Sh (SHM) 0.1 $454k 9.8k 46.56
Vanguard Admiral Fds 500 Grth Idx F (VOOG) 0.1 $440k 1.9k 231.58
Blackrock MuniHoldings CA Insrd Fnd (MUC) 0.1 $433k 36k 11.95
Ark Etf Tr Innovation Etf (ARKK) 0.1 $433k 9.9k 43.57
Apollo Global Mgmt (APO) 0.1 $421k 7.8k 54.19
Visa Com Cl A (V) 0.1 $419k 2.1k 199.33
Chevron Corporation (CVX) 0.1 $410k 2.4k 168.03
Cbre Group Cl A (CBRE) 0.1 $405k 5.0k 80.85
Nextera Energy (NEE) 0.1 $390k 5.6k 69.77
Mastercard Incorporated Cl A (MA) 0.1 $382k 1.1k 332.75
NVIDIA Corporation (NVDA) 0.1 $377k 2.1k 177.00
Ishares Tr Ishs 1-5yr Invs (IGSB) 0.1 $372k 7.3k 50.96
Prudential Financial (PRU) 0.1 $370k 3.7k 101.31
Select Sector Spdr Tr Financial (XLF) 0.1 $365k 11k 33.51
Willis Towers Watson SHS (WTW) 0.1 $359k 1.7k 205.61
Morgan Stanley Com New (MS) 0.1 $356k 4.4k 80.45
Altria (MO) 0.1 $354k 6.7k 53.08
Schwab Strategic Tr Us Aggregate B (SCHZ) 0.1 $352k 7.3k 48.30
Bristol Myers Squibb (BMY) 0.1 $351k 4.6k 75.70
Brookfield Asset Mgmt Cl A Ltd Vt Sh 0.1 $347k 7.3k 47.70
Honeywell International (HON) 0.1 $344k 1.8k 193.80
Vanguard Mun Bd Fds Tax Exempt Bd (VTEB) 0.1 $342k 6.9k 49.32
Spdr Ser Tr Prtflo S&p500 Vl (SPYV) 0.1 $342k 8.7k 39.19
Union Pacific Corporation (UNP) 0.1 $334k 1.4k 230.66
Nuveen Ins Ca Tx Fr Adv Mun (NKX) 0.1 $330k 26k 12.75
Nuveen CA Dividend Advantage Muni. Fund (NAC) 0.1 $326k 28k 11.86
Select Sector Spdr Tr Sbi Healthcare (XLV) 0.1 $324k 2.5k 128.57
Comcast Corp Cl A (CMCSA) 0.1 $320k 7.7k 41.54
Motorola Solutions Com New (MSI) 0.1 $313k 1.5k 214.97
Ishares Tr Core Intl Aggr (IAGG) 0.1 $307k 6.0k 51.05
Vanguard Intl Equity Index F Ftse Smcap Etf (VSS) 0.1 $305k 2.8k 109.32
Eaton Vance Cali Muni Bnd Fnd (EVM) 0.1 $299k 32k 9.40
Blackstone Secd Lending Common Stock (BXSL) 0.1 $293k 11k 25.77
Bank of America Corporation (BAC) 0.1 $286k 8.1k 35.22
Costco Wholesale Corporation (COST) 0.1 $284k 572.00 496.50
Invesco Exchange Traded Fd T Invesco Msci (ERTH) 0.1 $271k 5.2k 51.88
Ishares Tr Fltg Rate Nt Etf (FLOT) 0.1 $271k 5.4k 50.45
Nike CL B (NKE) 0.1 $268k 2.4k 113.03
Ishares Tr National Mun Etf (MUB) 0.1 $268k 2.5k 105.18
First Tr Exchange Traded Nasdq Cln Edge (GRID) 0.1 $264k 3.2k 81.63
Robinhood Mkts Com Cl A (HOOD) 0.1 $258k 24k 10.69
ConAgra Foods (CAG) 0.1 $248k 6.9k 35.85
BlackRock 0.1 $248k 403.00 615.38
Match Group (MTCH) 0.1 $248k 3.2k 77.40
Bank of New York Mellon Corporation (BK) 0.1 $247k 5.7k 43.39
Exchange Traded Concepts Tr Robo Glb Etf (ROBO) 0.1 $242k 5.0k 48.58
Paychex (PAYX) 0.1 $240k 2.0k 119.88
Ishares Tr Eafe Sml Cp Etf (SCZ) 0.1 $240k 4.0k 59.32
Booking Holdings (BKNG) 0.1 $238k 113.00 2106.19
Ishares Tr Esg Awr Msci Usa (ESGU) 0.1 $237k 2.6k 89.54
Ark Etf Tr Genomic Rev Etf (ARKG) 0.1 $232k 7.2k 32.35
Broadridge Financial Solutions (BR) 0.1 $231k 1.7k 139.16
RPM International (RPM) 0.1 $230k 2.7k 84.25
Schwab Strategic Tr Intl Sceqt Etf (SCHC) 0.1 $219k 6.5k 33.63
Oracle Corporation (ORCL) 0.1 $219k 3.1k 71.24
Datadog Cl A Com (DDOG) 0.1 $217k 2.0k 108.72
Wisdomtree Tr Japn Hedge Eqt (DXJ) 0.1 $217k 3.4k 63.15
Spdr Ser Tr Bloomberg High Y (JNK) 0.1 $215k 2.3k 95.22
American Express Company (AXP) 0.1 $214k 1.4k 158.40
TreeHouse Foods (THS) 0.1 $213k 5.5k 38.73
Cummins (CMI) 0.1 $212k 1.1k 200.95
Ishares Tr Gl Clean Ene Etf (ICLN) 0.1 $211k 12k 17.66
Two Rds Shared Tr Anfield Diversif 0.1 $204k 22k 9.35
International Business Machines (IBM) 0.1 $203k 1.5k 133.38
Becton, Dickinson and (BDX) 0.1 $202k 815.00 247.85
Ishares Tr Rus 1000 Etf (IWB) 0.1 $202k 915.00 220.76
Omnicell (OMCL) 0.1 $200k 1.8k 111.11
Sprott Physical Gold & Silve Tr Unit (CEF) 0.0 $188k 11k 17.14
Servicesource 0.0 $180k 125k 1.44
Nuveen Div. Advantage Muni. Fund (NAD) 0.0 $160k 13k 12.37
Nuveen Insured Tax-Free Adv Munici (NEA) 0.0 $152k 13k 11.70
Invesco Van Kampen Cal Val Mun Inc Trust (VCV) 0.0 $137k 14k 10.18
Doubleline Income Solutions (DSL) 0.0 $130k 10k 12.87
Sofi Technologies (SOFI) 0.0 $114k 17k 6.76
Kayne Anderson MLP Investment (KYN) 0.0 $114k 13k 8.96
Indaptus Therapeutics (INDP) 0.0 $60k 24k 2.50
Galectin Therapeutics Com New (GALT) 0.0 $23k 17k 1.35
Hippo Hldgs Common Stock 0.0 $16k 10k 1.60
Oblong 0.0 $9.0k 26k 0.35
Biohitech Global (RENO) 0.0 $4.0k 19k 0.21