Vivaldi Capital Management

Vivaldi Capital Management as of June 30, 2023

Portfolio Holdings for Vivaldi Capital Management

Vivaldi Capital Management holds 200 positions in its portfolio as reported in the June 2023 quarterly 13F filing

Company (Ticker) Portfolio Weight Valued At Change in Shares Share Count Share Price
Spdr Ser Tr Portfolio S&p500 (SPLG) 5.1 $17M 317k 52.11
Schwab Strategic Tr Sht Tm Us Tres (SCHO) 3.9 $13M 261k 48.06
Ishares Tr 1 3 Yr Treas Bd (SHY) 3.7 $12M 147k 81.08
Apple (AAPL) 3.4 $11M 57k 193.97
Spdr Index Shs Fds Portfolio Devlpd (SPDW) 3.3 $11M 331k 32.54
Tesla Motors (TSLA) 2.1 $6.8M 26k 261.77
Ishares Tr Core S&p500 Etf (IVV) 2.0 $6.4M 14k 445.72
Vanguard Index Fds Total Stk Mkt (VTI) 1.9 $6.3M 28k 220.28
Schwab Strategic Tr Us Lrg Cap Etf (SCHX) 1.9 $6.2M 118k 52.37
Spdr S&p 500 Etf Tr Tr Unit (SPY) 1.9 $6.2M 14k 443.29
Pgim Short Duration High Yie (ISD) 1.8 $5.9M 476k 12.42
Ishares Gold Tr Ishares New (IAU) 1.8 $5.7M 157k 36.39
Microsoft Corporation (MSFT) 1.7 $5.6M 16k 340.53
Gaming & Leisure Pptys (GLPI) 1.7 $5.5M 113k 48.46
Spdr Ser Tr Portfolio S&p400 (SPMD) 1.5 $4.9M 106k 45.89
Schwab Strategic Tr Intl Eqty Etf (SCHF) 1.5 $4.9M 137k 35.65
Spdr Ser Tr Portfolio S&p600 (SPSM) 1.5 $4.7M 121k 38.84
First Tr Exchange-traded Fst Low Oppt Eft (LMBS) 1.4 $4.4M 93k 47.67
Blackstone Strategic Cred 20 Com Shs Ben In (BGB) 1.3 $4.4M 400k 10.93
Ishares Tr Core S&p Ttl Stk (ITOT) 1.3 $4.4M 45k 97.84
Blackrock Muni Intermediate Drtn Fnd (MUI) 1.3 $4.3M 374k 11.44
Spdr Gold Tr Gold Shs (GLD) 1.3 $4.3M 24k 178.27
Ares Dynamic Cr Allocation (ARDC) 1.3 $4.2M 340k 12.33
Ishares Tr Select Divid Etf (DVY) 1.3 $4.2M 37k 113.30
Spdr Ser Tr Portfolio Sh Tsr (SPTS) 1.2 $4.0M 138k 28.79
Schwab Strategic Tr Us Brd Mkt Etf (SCHB) 1.2 $4.0M 76k 51.70
Blackrock Muniyield Fund (MYD) 1.2 $3.9M 373k 10.44
AllianceBernstein Natnl Muncpl Incm Fnd. (AFB) 1.2 $3.9M 363k 10.73
Invesco Quality Municipal Inc Trust (IQI) 1.2 $3.8M 401k 9.56
First Tr Exch Traded Fd Iii Merger Arbitra (MARB) 1.2 $3.8M 191k 20.00
Vanguard Index Fds S&p 500 Etf Shs (VOO) 1.2 $3.8M 9.2k 407.26
Vanguard Tax-managed Fds Van Ftse Dev Mkt (VEA) 1.1 $3.6M 79k 46.18
AllianceBernstein Global Hgh Incm (AWF) 1.1 $3.6M 363k 9.96
Ishares Tr Msci Acwi Etf (ACWI) 1.1 $3.5M 37k 95.94
Barings Global Short Duration Com cef (BGH) 1.1 $3.4M 261k 13.04
Western Asset Managed Municipals Fnd (MMU) 1.0 $3.3M 333k 9.93
Dws Municipal Income Cf non-tax cef (KTF) 1.0 $3.3M 382k 8.61
Angel Oak Mtg (AOMR) 1.0 $3.3M 395k 8.24
Alphabet Cap Stk Cl C (GOOG) 1.0 $3.2M 27k 120.97
Vanguard Index Fds Value Etf (VTV) 0.9 $3.0M 21k 142.10
Kkr Income Opportunities (KIO) 0.8 $2.7M 232k 11.61
Blackrock Munivest Fund II (MVT) 0.8 $2.6M 240k 10.63
Pimco Municipal Income Fund II (PML) 0.8 $2.5M 281k 9.04
DNP Select Income Fund (DNP) 0.7 $2.3M 215k 10.48
Ishares Tr Shrt Nat Mun Etf (SUB) 0.7 $2.2M 22k 104.04
Vanguard Index Fds Mid Cap Etf (VO) 0.7 $2.2M 9.8k 220.17
Vanguard Index Fds Small Cp Etf (VB) 0.6 $2.1M 10k 198.90
Schwab Strategic Tr Us Sml Cap Etf (SCHA) 0.6 $2.0M 45k 43.80
Schwab Strategic Tr Schwb Fdt Int Lg (FNDF) 0.6 $2.0M 61k 32.29
Coinbase Global Com Cl A (COIN) 0.6 $1.9M 27k 71.55
Vanguard Index Fds Real Estate Etf (VNQ) 0.6 $1.9M 23k 83.56
Schwab Strategic Tr Us Mid-cap Etf (SCHM) 0.5 $1.7M 24k 71.03
Luminar Technologies Com Cl A (LAZR) 0.5 $1.7M 250k 6.88
Schwab Strategic Tr Emrg Mkteq Etf (SCHE) 0.5 $1.7M 70k 24.63
Ishares Tr Rus Mid Cap Etf (IWR) 0.5 $1.6M 22k 73.03
Schwab Strategic Tr Schwb Fdt Emk Lg (FNDE) 0.5 $1.5M 57k 26.77
Ishares Tr Core Msci Eafe (IEFA) 0.5 $1.5M 22k 67.50
Ishares Tr Mrgstr Md Cp Val (IMCV) 0.4 $1.4M 22k 63.70
Amazon (AMZN) 0.4 $1.4M 11k 130.36
Pra (PRAA) 0.4 $1.3M 59k 22.85
Boeing Company (BA) 0.4 $1.3M 6.1k 211.16
NVIDIA Corporation (NVDA) 0.4 $1.3M 3.0k 423.02
Halozyme Therapeutics (HALO) 0.4 $1.3M 35k 36.07
Thermo Fisher Scientific (TMO) 0.4 $1.3M 2.4k 521.75
Vanguard Specialized Funds Div App Etf (VIG) 0.4 $1.2M 7.7k 162.44
UnitedHealth (UNH) 0.4 $1.2M 2.6k 480.64
Abbvie (ABBV) 0.4 $1.2M 8.9k 134.73
Ishares Tr Russell 2000 Etf (IWM) 0.4 $1.2M 6.2k 187.28
Alphabet Cap Stk Cl A (GOOGL) 0.3 $1.1M 9.3k 119.70
Ishares Tr Core Msci Intl (IDEV) 0.3 $1.1M 18k 61.12
Berkshire Hathaway Inc Del Cl B New (BRK.B) 0.3 $1.1M 3.2k 341.00
Eli Lilly & Co. (LLY) 0.3 $1.0M 2.2k 468.98
Exxon Mobil Corporation (XOM) 0.3 $1.0M 9.5k 107.25
Abbott Laboratories (ABT) 0.3 $976k 9.0k 109.03
Ishares Tr Msci Eafe Etf (EFA) 0.3 $953k 13k 72.50
Ishares Tr U.s. Tech Etf (IYW) 0.3 $943k 8.7k 108.87
American Centy Etf Tr Us Sml Cp Valu (AVUV) 0.3 $935k 12k 77.61
Vanguard Intl Equity Index F Ftse Emr Mkt Etf (VWO) 0.3 $924k 23k 40.68
JPMorgan Chase & Co. (JPM) 0.3 $920k 6.3k 145.44
Procter & Gamble Company (PG) 0.3 $917k 6.0k 151.74
Ishares Tr Us Hlthcare Etf (IYH) 0.3 $915k 3.3k 280.25
American Centy Etf Tr Intl Smcp Vlu (AVDV) 0.3 $913k 16k 57.56
Oracle Corporation (ORCL) 0.3 $901k 7.6k 119.09
Ishares Tr S&p 100 Etf (OEF) 0.3 $896k 4.3k 207.06
Select Sector Spdr Tr Technology (XLK) 0.3 $889k 5.1k 173.86
Merck & Co (MRK) 0.3 $841k 7.3k 115.39
Ishares Tr Rus 1000 Val Etf (IWD) 0.3 $831k 5.3k 157.83
Pfizer (PFE) 0.2 $793k 22k 36.68
General Electric Com New (GE) 0.2 $752k 6.8k 109.85
Pimco Etf Tr Enhan Shrt Ma Ac (MINT) 0.2 $740k 7.4k 99.77
Vanguard Intl Equity Index F Tt Wrld St Etf (VT) 0.2 $731k 7.5k 96.98
Cisco Systems (CSCO) 0.2 $709k 14k 51.74
Wal-Mart Stores (WMT) 0.2 $689k 4.4k 157.19
Blackrock Calif Mun Income T Sh Ben Int (BFZ) 0.2 $677k 57k 11.86
Motorola Solutions Com New (MSI) 0.2 $646k 2.2k 293.28
Ishares Tr Core S&p Scp Etf (IJR) 0.2 $622k 6.2k 99.66
Ishares Tr Ishares Biotech (IBB) 0.2 $619k 4.9k 126.95
Spdr Index Shs Fds Portfolio Emg Mk (SPEM) 0.2 $609k 18k 34.38
Johnson & Johnson (JNJ) 0.2 $603k 3.6k 165.50
Vanguard Intl Equity Index F Allwrld Ex Us (VEU) 0.2 $599k 11k 54.41
Coca-Cola Company (KO) 0.2 $588k 9.8k 60.22
Eaton Vance Cali Muni Bnd Fnd (EVM) 0.2 $585k 66k 8.90
Home Depot (HD) 0.2 $559k 1.8k 310.64
Berkshire Hathaway Inc Del Cl A (BRK.A) 0.2 $518k 1.00 517810.00
Cme (CME) 0.2 $515k 2.8k 185.29
Eaton Vance Calif Mun Incom Sh Ben Int (CEV) 0.2 $515k 52k 9.98
D.R. Horton (DHI) 0.2 $487k 4.0k 121.69
Schwab Strategic Tr Schwab Fdt Us Lg (FNDX) 0.1 $477k 8.3k 57.57
Meta Platforms Cl A (META) 0.1 $460k 1.6k 286.98
First Tr Exchange Traded Nasdq Cln Edge (GRID) 0.1 $456k 4.3k 105.12
Albertsons Cos Common Stock (ACI) 0.1 $449k 21k 21.82
Vanguard Index Fds Sm Cp Val Etf (VBR) 0.1 $444k 2.7k 165.41
Invesco Van Kampen Cal Val Mun Inc Trust (VCV) 0.1 $442k 46k 9.58
Verizon Communications (VZ) 0.1 $439k 12k 37.19
Vanguard World Fds Inf Tech Etf (VGT) 0.1 $428k 967.00 442.16
Ishares Tr Core Us Aggbd Et (AGG) 0.1 $427k 4.4k 97.95
Ark Etf Tr Innovation Etf (ARKK) 0.1 $427k 9.7k 44.14
Willis Towers Watson SHS (WTW) 0.1 $418k 1.8k 235.50
Pimco CA Muni. Income Fund II (PCK) 0.1 $417k 70k 5.95
Ishares Tr Msci Emg Mkt Etf (EEM) 0.1 $416k 11k 39.56
Costco Wholesale Corporation (COST) 0.1 $413k 767.00 538.38
Brookfield Infrast Partners Lp Int Unit (BIP) 0.1 $411k 11k 36.50
Comcast Corp Cl A (CMCSA) 0.1 $406k 9.8k 41.55
Morgan Stanley Com New (MS) 0.1 $402k 4.7k 85.40
Us Bancorp Del Com New (USB) 0.1 $402k 12k 33.04
Select Sector Spdr Tr Energy (XLE) 0.1 $393k 4.8k 81.17
Invesco Qqq Tr Unit Ser 1 (QQQ) 0.1 $391k 1.1k 369.42
Northern Trust Corporation (NTRS) 0.1 $387k 5.2k 74.14
Phillips Edison & Co Common Stock (PECO) 0.1 $368k 11k 34.08
Ishares Tr Ishs 1-5yr Invs (IGSB) 0.1 $366k 7.3k 50.17
Amgen (AMGN) 0.1 $353k 1.6k 222.02
Select Sector Spdr Tr Financial (XLF) 0.1 $352k 11k 33.71
Spdr Index Shs Fds Euro Stoxx 50 (FEZ) 0.1 $349k 7.6k 45.98
Spdr Dow Jones Indl Average Ut Ser 1 (DIA) 0.1 $349k 1.0k 343.85
Spdr Ser Tr Nuveen Blmbrg Sh (SHM) 0.1 $348k 7.4k 47.05
Altria (MO) 0.1 $341k 7.5k 45.30
Ishares Tr Rus 1000 Grw Etf (IWF) 0.1 $338k 1.2k 275.15
Vanguard World Fds Health Car Etf (VHT) 0.1 $331k 1.4k 244.82
Union Pacific Corporation (UNP) 0.1 $324k 1.6k 204.62
Pepsi (PEP) 0.1 $320k 1.7k 185.22
Ishares Tr Core S&p Mcp Etf (IJH) 0.1 $319k 1.2k 261.50
Blackrock MuniHoldings CA Insrd Fnd (MUC) 0.1 $314k 29k 10.85
McDonald's Corporation (MCD) 0.1 $307k 1.0k 298.45
Bristol Myers Squibb (BMY) 0.1 $303k 4.7k 63.95
Dimensional Etf Trust Us Mktwide Value (DFUV) 0.1 $295k 8.6k 34.50
Walt Disney Company (DIS) 0.1 $295k 3.3k 89.28
Independence Realty Trust In (IRT) 0.1 $294k 16k 18.22
Nextera Energy (NEE) 0.1 $292k 3.9k 74.20
Ishares Tr Msci Ac Asia Etf (AAXJ) 0.1 $289k 4.4k 66.44
Ishares Tr Short Treas Bd (SHV) 0.1 $288k 2.6k 110.46
Netflix (NFLX) 0.1 $287k 652.00 440.49
Vaneck Etf Trust Mrngstr Wde Moat (MOAT) 0.1 $286k 3.6k 79.79
TreeHouse Foods (THS) 0.1 $277k 5.5k 50.38
Visa Com Cl A (V) 0.1 $276k 1.2k 237.48
Broadridge Financial Solutions (BR) 0.1 $275k 1.7k 165.63
Select Sector Spdr Tr Sbi Healthcare (XLV) 0.1 $275k 2.1k 132.73
First Tr Exch Trd Alphdx Asia Ex Japan (FPA) 0.1 $270k 10k 26.53
Ishares Tr Iboxx Hi Yd Etf (HYG) 0.1 $266k 3.5k 75.07
Cummins (CMI) 0.1 $266k 1.1k 245.16
First Tr Exchng Traded Fd Vi Cboe Eqt Dep Nov (DNOV) 0.1 $266k 7.3k 36.30
Schwab Strategic Tr Us Aggregate B (SCHZ) 0.1 $263k 5.7k 46.16
Progressive Corporation (PGR) 0.1 $262k 2.0k 132.37
Ishares Tr Esg Awr Msci Usa (ESGU) 0.1 $258k 2.6k 97.46
Bank of New York Mellon Corporation (BK) 0.1 $255k 5.7k 44.52
Apollo Global Mgmt (APO) 0.1 $248k 3.2k 76.81
ConAgra Foods (CAG) 0.1 $246k 7.3k 33.72
RPM International (RPM) 0.1 $245k 2.7k 89.73
Ishares Tr Eafe Sml Cp Etf (SCZ) 0.1 $242k 4.1k 58.98
Invesco Exchange Traded Fd T Invesco Msci (ERTH) 0.1 $239k 4.9k 49.02
Target Corporation (TGT) 0.1 $239k 1.8k 131.90
Select Sector Spdr Tr Sbi Int-inds (XLI) 0.1 $237k 2.2k 107.32
Ark Etf Tr Genomic Rev Etf (ARKG) 0.1 $233k 6.8k 34.09
Deere & Company (DE) 0.1 $226k 558.00 405.19
Accenture Plc Ireland Shs Class A (ACN) 0.1 $226k 732.00 308.58
Ishares Tr Gl Clean Ene Etf (ICLN) 0.1 $223k 12k 18.40
Ishares Tr Core Intl Aggr (IAGG) 0.1 $223k 4.5k 49.29
Vanguard Index Fds Growth Etf (VUG) 0.1 $215k 760.00 282.96
Ishares Tr National Mun Etf (MUB) 0.1 $215k 2.0k 106.73
Franklin Templeton Etf Tr Franklin Asia (FLAX) 0.1 $214k 10k 21.04
Ishares Msci Eurzone Etf (EZU) 0.1 $213k 4.7k 45.82
Bank of America Corporation (BAC) 0.1 $212k 7.4k 28.69
FedEx Corporation (FDX) 0.1 $210k 847.00 247.90
Vaneck Etf Trust Gold Miners Etf (GDX) 0.1 $209k 6.9k 30.11
Schwab Strategic Tr Intl Sceqt Etf (SCHC) 0.1 $206k 6.1k 33.77
Nuveen Nasdaq 100 Dynamic Ov Com Shs (QQQX) 0.1 $202k 8.1k 24.93
Thomson Reuters Corp. (TRI) 0.1 $201k 1.5k 134.94
Parker-Hannifin Corporation (PH) 0.1 $200k 513.00 390.04
Nuveen Insured Tax-Free Adv Munici (NEA) 0.1 $187k 17k 10.93
Blackrock Muniyield Insured Fund (MYI) 0.1 $172k 16k 10.94
Pan American Silver Corp Can (PAAS) 0.1 $163k 11k 14.58
Nuveen Div. Advantage Muni. Fund (NAD) 0.0 $161k 14k 11.27
Lyft Cl A Com (LYFT) 0.0 $155k 16k 9.59
Sofi Technologies (SOFI) 0.0 $132k 16k 8.34
Doubleline Income Solutions (DSL) 0.0 $120k 10k 11.91
Urogen Pharma (URGN) 0.0 $119k 12k 10.35
Kayne Anderson MLP Investment (KYN) 0.0 $104k 13k 8.14
Nuveen Floating Rate Income Com Shs 0.0 $78k 10k 7.80
Indaptus Therapeutics (INDP) 0.0 $46k 24k 1.91
Invesco Van Kampen Senior Income Trust (VVR) 0.0 $41k 11k 3.85
Galectin Therapeutics Com New (GALT) 0.0 $28k 19k 1.44