Vivaldi Capital Management

Vivaldi Capital Management as of Dec. 31, 2023

Portfolio Holdings for Vivaldi Capital Management

Vivaldi Capital Management holds 219 positions in its portfolio as reported in the December 2023 quarterly 13F filing

Company (Ticker) Portfolio Weight Valued At Change in Shares Share Count Share Price
Spdr Ser Tr Portfolio S&p500 (SPLG) 5.8 $19M 333k 58.14
Schwab Strategic Tr Sht Tm Us Tres (SCHO) 3.8 $13M 262k 48.13
Ishares Tr 1 3 Yr Treas Bd (SHY) 3.6 $12M 149k 81.56
Spdr Index Shs Fds Portfolio Devlpd (SPDW) 3.6 $12M 357k 33.36
Apple (AAPL) 3.6 $12M 64k 185.04
Schwab Strategic Tr Us Lrg Cap Etf (SCHX) 2.7 $8.9M 152k 58.61
Microsoft Corporation (MSFT) 2.4 $8.1M 20k 406.32
Schwab Strategic Tr Intl Eqty Etf (SCHF) 2.1 $6.9M 191k 36.30
Vanguard Index Fds Total Stk Mkt (VTI) 2.0 $6.7M 28k 245.15
Spdr S&p 500 Etf Tr Tr Unit (SPY) 2.0 $6.7M 14k 494.09
Ishares Tr Core S&p500 Etf (IVV) 1.9 $6.4M 13k 496.63
Ishares Tr Core S&p Ttl Stk (ITOT) 1.6 $5.5M 51k 108.66
Gaming & Leisure Pptys (GLPI) 1.6 $5.4M 121k 44.88
Spdr Ser Tr Portfolio S&p400 (SPMD) 1.6 $5.4M 111k 48.49
Ishares Gold Tr Ishares New (IAU) 1.5 $5.1M 134k 37.69
Spdr Ser Tr Portfolio S&p600 (SPSM) 1.5 $5.0M 124k 40.53
Tesla Motors (TSLA) 1.5 $4.9M 26k 184.02
Pimco Etf Tr Enhan Shrt Ma Ac (MINT) 1.4 $4.6M 46k 100.17
Schwab Strategic Tr Us Brd Mkt Etf (SCHB) 1.3 $4.3M 75k 57.56
Spdr Gold Tr Gold Shs (GLD) 1.3 $4.3M 23k 184.53
Vanguard Index Fds S&p 500 Etf Shs (VOO) 1.2 $4.0M 8.9k 453.95
Ishares Tr Msci Acwi Etf (ACWI) 1.1 $3.7M 36k 103.47
Spdr Ser Tr Portfolio Sh Tsr (SPTS) 1.1 $3.7M 127k 28.86
Ishares Tr Select Divid Etf (DVY) 1.1 $3.6M 32k 113.31
Vanguard Tax-managed Fds Van Ftse Dev Mkt (VEA) 1.1 $3.5M 76k 46.91
Angel Oak Mtg (AOMR) 1.0 $3.5M 339k 10.22
NVIDIA Corporation (NVDA) 1.0 $3.2M 4.4k 721.28
Vanguard Index Fds Value Etf (VTV) 0.9 $3.2M 21k 151.28
Blackstone Strategic Cred 20 Com Shs Ben In (BGB) 0.9 $2.9M 251k 11.61
First Tr Exchange-traded Fst Low Oppt Eft (LMBS) 0.9 $2.9M 60k 48.03
Coinbase Global Com Cl A (COIN) 0.8 $2.7M 19k 140.39
Schwab Strategic Tr Us Sml Cap Etf (SCHA) 0.8 $2.7M 58k 45.81
Amazon (AMZN) 0.8 $2.5M 15k 168.64
Schwab Strategic Tr Us Mid-cap Etf (SCHM) 0.7 $2.4M 32k 74.69
Schwab Strategic Tr Emrg Mkteq Etf (SCHE) 0.7 $2.4M 98k 24.11
Vanguard Index Fds Mid Cap Etf (VO) 0.7 $2.2M 9.5k 231.13
Oracle Corporation (ORCL) 0.7 $2.2M 19k 113.68
Vanguard Index Fds Small Cp Etf (VB) 0.6 $2.1M 9.9k 210.18
Ishares Tr Shrt Nat Mun Etf (SUB) 0.6 $2.1M 20k 104.82
Schwab Strategic Tr Schwb Fdt Int Lg (FNDF) 0.6 $2.0M 60k 32.96
Schwab Strategic Tr Us Reit Etf (SCHH) 0.6 $2.0M 101k 19.40
Alphabet Cap Stk Cl C (GOOG) 0.6 $1.9M 13k 146.37
Eli Lilly & Co. (LLY) 0.6 $1.9M 2.6k 742.97
Blackrock Muni Intermediate Drtn Fnd (MUI) 0.6 $1.9M 163k 11.72
Blackrock Muniyield Fund (MYD) 0.5 $1.8M 167k 10.93
Pimco Municipal Income Fund II (PML) 0.5 $1.8M 212k 8.38
Blackrock Munivest Fund II (MVT) 0.5 $1.8M 163k 10.76
Blackrock Muniyield Quality Fund (MQY) 0.5 $1.8M 145k 12.15
Pgim Short Duration High Yie (ISD) 0.5 $1.8M 138k 12.68
Nuveen Municipal Credit Com Sh Ben Int (NZF) 0.5 $1.7M 148k 11.79
Nuveen Insd Dividend Advantage (NVG) 0.5 $1.7M 148k 11.80
Abbvie (ABBV) 0.5 $1.7M 9.8k 173.29
Berkshire Hathaway Inc Del Cl B New (BRK.B) 0.5 $1.7M 4.3k 394.80
Alphabet Cap Stk Cl A (GOOGL) 0.5 $1.7M 11k 145.14
Ishares Tr Core Msci Eafe (IEFA) 0.5 $1.6M 23k 69.12
Vanguard Intl Equity Index F Tt Wrld St Etf (VT) 0.5 $1.5M 15k 104.17
Schwab Strategic Tr Schwb Fdt Emk Lg (FNDE) 0.4 $1.5M 56k 26.55
Dws Municipal Income Cf non-tax cef (KTF) 0.4 $1.5M 166k 8.95
Nuveen Floating Rate Income Fund (JFR) 0.4 $1.5M 169k 8.65
Barings Global Short Duration Com cef (BGH) 0.4 $1.4M 103k 14.06
Invesco Quality Municipal Inc Trust (IQI) 0.4 $1.4M 149k 9.52
Western Asset Managed Municipals Fnd (MMU) 0.4 $1.4M 140k 10.13
AllianceBernstein Natnl Muncpl Incm Fnd. (AFB) 0.4 $1.4M 131k 10.77
Vanguard Index Fds Real Estate Etf (VNQ) 0.4 $1.4M 17k 82.66
Ishares Tr Mrgstr Md Cp Val (IMCV) 0.4 $1.4M 21k 66.22
JPMorgan Chase & Co. (JPM) 0.4 $1.4M 7.9k 174.26
Vanguard Specialized Funds Div App Etf (VIG) 0.4 $1.4M 7.9k 173.64
Boeing Company (BA) 0.4 $1.4M 6.7k 204.46
Pra (PRAA) 0.4 $1.3M 59k 22.90
Doubleline Yield (DLY) 0.4 $1.3M 86k 15.47
Nuveen Cr Strategies Income Com Shs (JQC) 0.4 $1.3M 245k 5.41
DNP Select Income Fund (DNP) 0.4 $1.3M 152k 8.65
AllianceBernstein Global Hgh Incm (AWF) 0.4 $1.3M 125k 10.32
Meta Platforms Cl A (META) 0.4 $1.2M 2.6k 460.12
Halozyme Therapeutics (HALO) 0.4 $1.2M 35k 34.64
Ishares Tr Rus Mid Cap Etf (IWR) 0.4 $1.2M 15k 77.60
Ishares Tr Russell 2000 Etf (IWM) 0.4 $1.2M 6.0k 194.61
Spdr Index Shs Fds Portfolio Emg Mk (SPEM) 0.3 $1.1M 33k 34.41
UnitedHealth (UNH) 0.3 $1.1M 2.2k 516.85
Ishares Tr Core Msci Intl (IDEV) 0.3 $1.1M 18k 62.44
Thermo Fisher Scientific (TMO) 0.3 $1.1M 2.0k 538.60
Ishares Tr Us Hlthcare Etf (IYH) 0.3 $1.1M 3.6k 299.37
Abbott Laboratories (ABT) 0.3 $1.1M 9.6k 111.34
General Electric Com New (GE) 0.3 $1.0M 7.2k 141.77
Merck & Co (MRK) 0.3 $1.0M 8.1k 125.43
American Centy Etf Tr Us Sml Cp Valu (AVUV) 0.3 $986k 11k 86.50
Ishares Tr S&p 100 Etf (OEF) 0.3 $943k 4.0k 235.27
American Centy Etf Tr Intl Smcp Vlu (AVDV) 0.3 $926k 15k 60.18
Ishares Tr U.s. Tech Etf (IYW) 0.3 $911k 6.9k 131.08
Procter & Gamble Company (PG) 0.3 $910k 5.8k 156.27
Johnson & Johnson (JNJ) 0.3 $910k 5.8k 156.47
Select Sector Spdr Tr Technology (XLK) 0.3 $894k 4.4k 202.78
Pgim Etf Tr Pgim Ultra Sh Bd (PULS) 0.3 $867k 18k 49.51
Home Depot (HD) 0.3 $857k 2.4k 357.59
Wal-Mart Stores (WMT) 0.2 $793k 4.7k 169.12
Ishares Tr Core S&p Scp Etf (IJR) 0.2 $789k 7.6k 104.01
Exxon Mobil Corporation (XOM) 0.2 $786k 7.8k 101.34
Cisco Systems (CSCO) 0.2 $781k 16k 49.64
Vanguard Intl Equity Index F Ftse Emr Mkt Etf (VWO) 0.2 $775k 19k 40.06
Motorola Solutions Com New (MSI) 0.2 $742k 2.3k 319.27
Ishares Tr Msci Eafe Etf (EFA) 0.2 $724k 9.7k 74.27
Ishares Tr Rus 1000 Grw Etf (IWF) 0.2 $705k 2.2k 323.23
Banyan Acquisition Corporati Cl A Com (PNST) 0.2 $704k 218k 3.23
Vanguard Intl Equity Index F Allwrld Ex Us (VEU) 0.2 $666k 12k 55.06
Vanguard World Fds Inf Tech Etf (VGT) 0.2 $652k 1.3k 508.06
First Tr Exch Traded Fd Iii Merger Arbitra (MARB) 0.2 $649k 33k 19.79
Costco Wholesale Corporation (COST) 0.2 $636k 890.00 714.25
Ishares Tr Rus 1000 Val Etf (IWD) 0.2 $635k 3.8k 165.55
Blackrock Calif Mun Income T Sh Ben Int (BFZ) 0.2 $634k 54k 11.70
Ishares Tr Ishares Biotech (IBB) 0.2 $630k 4.8k 132.30
D.R. Horton (DHI) 0.2 $592k 4.2k 142.37
First Tr Exchng Traded Fd Vi Cboe Vest Us Eqt (DJUN) 0.2 $581k 15k 38.91
Amgen (AMGN) 0.2 $569k 2.0k 290.48
Coca-Cola Company (KO) 0.2 $544k 9.2k 59.35
Comcast Corp Cl A (CMCSA) 0.2 $540k 13k 41.85
Pfizer (PFE) 0.2 $537k 20k 26.97
Broadcom (AVGO) 0.2 $537k 429.00 1251.65
Eaton Vance Cali Muni Bnd Fnd (EVM) 0.2 $523k 56k 9.36
Select Sector Spdr Tr Financial (XLF) 0.2 $522k 14k 38.73
Eaton Vance Calif Mun Incom Sh Ben Int (CEV) 0.2 $518k 49k 10.65
Us Bancorp Del Com New (USB) 0.2 $509k 13k 39.93
Schwab Strategic Tr Schwab Fdt Us Lg (FNDX) 0.2 $509k 8.1k 62.75
Visa Com Cl A (V) 0.1 $498k 1.8k 275.81
Union Pacific Corporation (UNP) 0.1 $495k 2.0k 245.61
Willis Towers Watson SHS (WTW) 0.1 $490k 1.8k 270.86
McDonald's Corporation (MCD) 0.1 $490k 1.7k 287.11
Vanguard Index Fds Sm Cp Val Etf (VBR) 0.1 $483k 2.8k 175.59
Walt Disney Company (DIS) 0.1 $476k 4.3k 110.46
Cme (CME) 0.1 $471k 2.3k 207.43
Ishares Tr Msci Emg Mkt Etf (EEM) 0.1 $467k 12k 39.14
Ark Etf Tr Innovation Etf (ARKK) 0.1 $461k 9.6k 47.88
Morgan Stanley Com New (MS) 0.1 $449k 5.3k 83.97
BlackRock Credit All Inc Trust IV (BTZ) 0.1 $446k 42k 10.74
First Tr Exchange Traded Nasdq Cln Edge (GRID) 0.1 $445k 4.3k 102.53
Albertsons Cos Common Stock (ACI) 0.1 $438k 21k 21.26
Northern Trust Corporation (NTRS) 0.1 $422k 5.4k 77.47
Invesco Van Kampen Cal Val Mun Inc Trust (VCV) 0.1 $419k 43k 9.70
Netflix (NFLX) 0.1 $416k 751.00 554.52
Pepsi (PEP) 0.1 $412k 2.4k 168.88
Select Sector Spdr Tr Energy (XLE) 0.1 $408k 4.9k 83.38
Spdr Dow Jones Indl Average Ut Ser 1 (DIA) 0.1 $408k 1.1k 382.82
Mastercard Incorporated Cl A (MA) 0.1 $406k 881.00 460.46
Phillips Edison & Co Common Stock (PECO) 0.1 $376k 11k 34.47
Spdr Index Shs Fds Euro Stoxx 50 (FEZ) 0.1 $374k 7.8k 47.89
Select Sector Spdr Tr Indl (XLI) 0.1 $370k 3.2k 115.92
Select Sector Spdr Tr Sbi Healthcare (XLV) 0.1 $369k 2.6k 142.86
Vanguard Index Fds Growth Etf (VUG) 0.1 $368k 1.1k 330.79
Ishares Tr Msci Ac Asia Etf (AAXJ) 0.1 $366k 5.7k 64.31
Apollo Global Mgmt (APO) 0.1 $363k 3.3k 109.87
Chevron Corporation (CVX) 0.1 $355k 2.4k 150.63
Pimco CA Muni. Income Fund II (PCK) 0.1 $347k 60k 5.75
Altria (MO) 0.1 $346k 8.6k 40.23
Brookfield Infrast Partners Lp Int Unit (BIP) 0.1 $334k 11k 29.70
Broadridge Financial Solutions (BR) 0.1 $334k 1.7k 193.56
Bank of America Corporation (BAC) 0.1 $327k 10k 32.75
Bank of New York Mellon Corporation (BK) 0.1 $324k 6.0k 53.89
Ishares Tr Core S&p Mcp Etf (IJH) 0.1 $323k 1.2k 275.92
Dimensional Etf Trust Us Mktwide Value (DFUV) 0.1 $321k 8.6k 37.33
Luminar Technologies Com Cl A (LAZR) 0.1 $317k 125k 2.53
Accenture Plc Ireland Shs Class A (ACN) 0.1 $315k 867.00 362.81
Target Corporation (TGT) 0.1 $309k 2.1k 146.11
Urogen Pharma (URGN) 0.1 $309k 17k 18.75
Blackrock MuniHoldings CA Insrd Fnd (MUC) 0.1 $307k 28k 11.11
Ishares Tr Short Treas Bd (SHV) 0.1 $306k 2.8k 110.26
Verizon Communications (VZ) 0.1 $306k 7.6k 40.13
Vanguard World Fds Financials Etf (VFH) 0.1 $302k 3.2k 93.88
Vaneck Etf Trust Mrngstr Wde Moat (MOAT) 0.1 $302k 3.6k 84.64
RPM International (RPM) 0.1 $301k 2.8k 108.55
Adobe Systems Incorporated (ADBE) 0.1 $299k 496.00 601.89
Invesco Qqq Tr Unit Ser 1 (QQQ) 0.1 $295k 689.00 428.57
Cummins (CMI) 0.1 $295k 1.2k 254.50
First Tr Exchng Traded Fd Vi Cboe Eqt Dep Nov (DNOV) 0.1 $288k 7.3k 39.38
Ishares Tr Esg Awr Msci Usa (ESGU) 0.1 $288k 2.6k 108.75
Parker-Hannifin Corporation (PH) 0.1 $283k 553.00 511.63
Datadog Cl A Com (DDOG) 0.1 $278k 2.1k 131.68
Advanced Micro Devices (AMD) 0.1 $277k 1.6k 171.54
Lam Research Corporation (LRCX) 0.1 $273k 306.00 892.59
Ishares Tr Iboxx Hi Yd Etf (HYG) 0.1 $272k 3.5k 76.57
Nextera Energy (NEE) 0.1 $269k 4.9k 55.25
Ishares Tr Core Us Aggbd Et (AGG) 0.1 $264k 2.7k 96.75
Spdr Ser Tr Nuveen Blmbrg Sh (SHM) 0.1 $256k 5.4k 47.48
Bristol Myers Squibb (BMY) 0.1 $254k 5.2k 48.71
McKesson Corporation (MCK) 0.1 $253k 501.00 504.77
Ishares Tr S&p 500 Val Etf (IVE) 0.1 $249k 1.4k 174.24
Deere & Company (DE) 0.1 $247k 652.00 379.27
Ishares Msci Eurzone Etf (EZU) 0.1 $245k 5.2k 46.72
Select Sector Spdr Tr Sbi Cons Discr (XLY) 0.1 $243k 1.4k 176.17
Gms (GMS) 0.1 $242k 2.8k 85.45
Vanguard Bd Index Fds Total Bnd Mrkt (BND) 0.1 $240k 3.3k 71.77
Ishares Tr Eafe Sml Cp Etf (SCZ) 0.1 $240k 4.0k 59.23
Independence Realty Trust In (IRT) 0.1 $234k 16k 14.35
TreeHouse Foods (THS) 0.1 $232k 5.5k 41.86
Thomson Reuters Corp. (TRI) 0.1 $229k 1.5k 152.45
Ea Series Trust Val Momtm Trnd (VMOT) 0.1 $223k 9.4k 23.79
Mondelez Intl Cl A (MDLZ) 0.1 $220k 3.1k 71.98
Texas Instruments Incorporated (TXN) 0.1 $217k 1.4k 156.85
salesforce (CRM) 0.1 $215k 765.00 281.15
Cambria Etf Tr Glb Moment Etf (GMOM) 0.1 $214k 7.9k 27.23
Vanguard Scottsdale Fds Int-term Corp (VCIT) 0.1 $214k 2.7k 79.39
Ishares Tr National Mun Etf (MUB) 0.1 $214k 2.0k 107.43
Franklin Templeton Etf Tr Franklin Asia (FLAX) 0.1 $210k 10k 20.66
Booking Holdings (BKNG) 0.1 $210k 56.00 3747.61
Ishares Tr S&p 500 Grwt Etf (IVW) 0.1 $209k 2.6k 80.52
Vanguard Intl Equity Index F Ftse Europe Etf (VGK) 0.1 $207k 3.3k 62.67
Progressive Corporation (PGR) 0.1 $206k 1.1k 182.08
Vanguard World Fds Health Car Etf (VHT) 0.1 $204k 782.00 261.35
ConAgra Foods (CAG) 0.1 $201k 7.4k 27.29
Lyft Cl A Com (LYFT) 0.1 $196k 16k 12.13
At&t (T) 0.1 $195k 12k 16.90
Nuveen Insured Tax-Free Adv Munici (NEA) 0.1 $188k 17k 10.91
Nuveen Div. Advantage Muni. Fund (NAD) 0.1 $182k 16k 11.24
Ishares Tr Gl Clean Ene Etf (ICLN) 0.0 $160k 11k 14.12
Blackrock Muniyield Insured Fund (MYI) 0.0 $156k 14k 11.25
Pan American Silver Corp Can (PAAS) 0.0 $139k 11k 12.26
Doubleline Income Solutions (DSL) 0.0 $127k 10k 12.57
Sofi Technologies (SOFI) 0.0 $127k 16k 8.02
Kayne Anderson MLP Investment (KYN) 0.0 $110k 13k 8.61
Indaptus Therapeutics (INDP) 0.0 $40k 24k 1.67
Galectin Therapeutics Com New (GALT) 0.0 $33k 19k 1.69