Warberg Asset Management

Warberg Asset Management as of Dec. 31, 2023

Portfolio Holdings for Warberg Asset Management

Warberg Asset Management holds 232 positions in its portfolio as reported in the December 2023 quarterly 13F filing

Company (Ticker) Portfolio Weight Valued At Change in Shares Share Count Share Price
Spdr S&p 500 Etf Tr Put Put Option 27.5 $145M 305k 475.31
Occidental Pete Corp W Exp 08/03/202 (OXY.WS) 7.3 $39M 1.0M 37.84
Palo Alto Networks Note 0.375% 6/0 (Principal) 6.5 $34M 12M 2.96
Invesco Qqq Tr Put Put Option 5.4 $29M 70k 409.52
United States Stl Corp Note 5.000%11/0 (Principal) 4.5 $24M 6.6M 3.64
Microchip Technology Note 1.625% 2/1 (Principal) 3.2 $17M 6.5M 2.58
Interdigital Note 2.000% 6/0 (Principal) 2.3 $12M 9.2M 1.34
Altair Engr Note 0.250% 6/0 (Principal) 2.3 $12M 6.7M 1.80
Chart Inds Note 1.000%11/1 (Principal) 2.2 $12M 5.0M 2.33
Booking Holdings Note 0.750% 5/0 (Principal) 1.9 $10M 5.3M 1.89
Hubspot Note 0.375% 6/0 (Principal) 1.8 $9.5M 4.6M 2.08
Conmed Corp Note 2.625% 2/0 (Principal) 1.8 $9.3M 7.5M 1.23
Repligen Corp Note 0.375% 7/1 (Principal) 1.7 $9.2M 5.9M 1.57
RH Note 9/1 (Principal) 1.6 $8.5M 6.0M 1.42
Akamai Technologies Note 0.125% 5/0 (Principal) 1.6 $8.3M 6.5M 1.27
Nrg Energy DBCV 2.750% 6/0 (Principal) 1.5 $8.1M 6.3M 1.29
Livent Corp Note 4.125% 7/1 (Principal) 1.5 $8.1M 3.9M 2.10
Mongodb Note 0.250% 1/1 (Principal) 1.4 $7.2M 3.7M 1.98
Microstrategy Note 0.750%12/1 (Principal) 1.3 $7.0M 4.3M 1.65
Parsons Corp Del Note 0.250% 8/1 (Principal) 1.3 $6.7M 4.7M 1.43
Etsy Note 0.125%10/0 (Principal) 1.2 $6.1M 5.3M 1.15
Ati Note 3.500% 6/1 (Principal) 1.1 $5.8M 2.0M 2.96
Interdigital Note 3.500% 6/0 (Principal) 0.8 $4.3M 2.9M 1.47
Box Note 1/1 (Principal) 0.8 $4.2M 3.8M 1.12
Progress Software Corp Note 1.000% 4/1 (Principal) 0.8 $4.1M 3.9M 1.06
On Semiconductor Corp Note 5/0 (Principal) 0.8 $4.1M 2.5M 1.64
Datadog Note 0.125% 6/1 (Principal) 0.7 $3.8M 2.7M 1.40
Workiva Note 1.125% 8/1 (Principal) 0.7 $3.8M 2.7M 1.38
Sea Note 1.000%12/0 (Principal) 0.7 $3.7M 3.5M 1.07
Bloomin Brands Note 5.000% 5/0 (Principal) 0.6 $3.2M 1.3M 2.54
Hertz Global Hldgs W Exp 06/30/205 (HTZWW) 0.6 $3.0M 555k 5.48
Middleby Corp Note 1.000% 9/0 (Principal) 0.6 $3.0M 2.5M 1.22
Ishares Tr Put Put Option 0.6 $3.0M 30k 98.88
Pioneer Nat Res Note 0.250% 5/1 (Principal) 0.5 $2.7M 1.1M 2.43
Surgepays W Exp 10/22/202 (SURGW) 0.4 $2.3M 1.1M 2.10
Ares Capital Corp Note 4.625% 3/0 (Principal) 0.4 $2.2M 2.1M 1.03
Zscaler Note 0.125% 7/0 (Principal) 0.4 $2.2M 1.5M 1.52
Apple Put Put Option 0.4 $1.9M 10k 192.53
Noble Corp W Exp 02/04/202 (NE.WS) 0.3 $1.7M 59k 29.63
Vaneck Etf Trust Call Call Option 0.3 $1.6M 52k 31.01
Coinbase Global Put Put Option 0.3 $1.6M 9.0k 173.92
Noble Corp W Exp 02/04/202 (NE.WS.A) 0.3 $1.4M 56k 25.92
Invesco Actively Managed Etf Ultra Shrt Dur (GSY) 0.3 $1.4M 27k 49.88
Chesapeake Energy Corp W Exp 02/09/202 (EXEEL) 0.3 $1.4M 23k 59.23
Epr Pptys PFD C CV 5.75% (EPR.PC) 0.2 $1.3M 59k 21.30
Cyberark Software Note 11/1 (Principal) 0.2 $1.1M 775k 1.42
Nvidia Corporation Put Put Option 0.2 $990k 2.0k 495.22
New England Rlty Assoc Ltd P Depositry Rcpt (NEN) 0.2 $955k 14k 69.70
Bank Hawaii Corp Put Put Option 0.2 $942k 13k 72.46
Atlantic Coastal Acquistn Class A Com 0.2 $824k 78k 10.59
Cf Acquisition Corp Vii Class A Com (CFFS) 0.1 $786k 72k 10.87
Sarepta Therapeutics DBCV 1.500%11/1 (Principal) 0.1 $781k 550k 1.42
Burlington Stores Call Call Option 0.1 $778k 4.0k 194.48
Everest Consolidator Acq Cor Cl A Com (MNTN) 0.1 $772k 71k 10.94
Apple Call Call Option 0.1 $770k 4.0k 192.53
Noble Corp Put Put Option 0.1 $756k 16k 48.16
Global Star Acquisition Class A Com (GLST) 0.1 $749k 71k 10.61
Hudson Acquisition I Corp Common Stock (HUDA) 0.1 $742k 70k 10.60
Acri Capital Acquisition Cor Com Cl A 0.1 $725k 66k 11.07
Chesapeake Energy Corp W Exp 02/09/202 (EXEEW) 0.1 $700k 10k 67.44
Barclays Bank Call Call Option 0.1 $698k 45k 15.52
99 Acquisition Group Cl A 0.1 $696k 68k 10.19
Quetta Acquisition Corp (QETA) 0.1 $695k 69k 10.11
Oak Woods Acquisition Corp Cl A (OAKU) 0.1 $685k 65k 10.53
Monterey Cap Acquisition Cor Class A Com (MCAC) 0.1 $678k 63k 10.86
Rbc Bearings 5% Cnv Pfd Sr A (RBCP) 0.1 $656k 5.1k 129.81
Carvana Call Call Option 0.1 $635k 12k 52.94
Carvana Put Put Option 0.1 $635k 12k 52.94
Whirlpool Corp Call Call Option 0.1 $609k 5.0k 121.77
Crown Proptech Acquisitions Shs Cl A 0.1 $605k 57k 10.65
Moderna Put Put Option 0.1 $597k 6.0k 99.45
Ford Mtr Co Del Call Call Option 0.1 $549k 45k 12.19
Ishares Silver Tr Call Call Option 0.1 $545k 25k 21.78
Four Leaf Acquisition Corp Com Cl A (FORL) 0.1 $534k 51k 10.51
Abercrombie & Fitch Put Put Option 0.1 $529k 6.0k 88.22
Salesforce Put Put Option 0.1 $526k 2.0k 263.14
Php Ventures Acquisition Cor Class A Com 0.1 $518k 47k 11.09
Bite Acquisition Corp Common Stock (BITE) 0.1 $517k 49k 10.59
Direct Selling Acquisitin Cl A Com (DSAQ) 0.1 $516k 47k 10.89
Western Digital Corp. Note 1.500% 2/0 (Principal) 0.1 $502k 504k 1.00
Akamai Technologies Note 0.375% 9/0 (Principal) 0.1 $501k 448k 1.12
Inception Growth Acqustn Common Stock (IGTA) 0.1 $488k 46k 10.66
Nextera Energy Call Call Option 0.1 $486k 8.0k 60.74
Keen Vision Acquisition Corp SHS (KVAC) 0.1 $476k 46k 10.35
Ford Mtr Co Del Note 3/1 (Principal) 0.1 $427k 429k 1.00
Renew Energy Global W Exp 08/21/202 (RNWWW) 0.1 $423k 371k 1.14
Western Alliance Bancorp Put Put Option 0.1 $395k 6.0k 65.79
Zalatoris Acquisition Corp Com Cl A (TCOA) 0.1 $391k 37k 10.69
Aquaron Acquisition Corp Common Stock (AQU) 0.1 $386k 36k 10.68
Esh Acquisition Corp (ESHA) 0.1 $385k 38k 10.23
Blackstone Mtg Tr Put Put Option 0.1 $383k 18k 21.27
Iron Horse Acquisitions Corp Unit 10/15/2028 (IROHU) 0.1 $364k 36k 10.04
Cantaloupe Call Call Option 0.1 $363k 49k 7.41
Plutonian Acquisition Corp 0.1 $356k 34k 10.64
Stratasys Call Call Option 0.1 $331k 23k 14.28
Fisker Put Put Option 0.1 $326k 186k 1.75
Catcha Investment Corp Shs Cl A (CHAA) 0.1 $318k 29k 11.15
Rivian Automotive Call Call Option 0.1 $305k 13k 23.46
Composecure W Exp 12/27/202 (CMPOW) 0.1 $289k 774k 0.37
Altenergy Acquisition Corp Com Cl A (AEAE) 0.1 $286k 26k 10.89
Block Note 0.125% 3/0 (Principal) 0.1 $280k 286k 0.98
Dollar Gen Corp Call Call Option 0.1 $272k 2.0k 135.95
Alpha Star Acquisition Corp Ordinary Shares (ALSAF) 0.1 $271k 24k 11.21
Lennar Corp CL B (LEN.B) 0.1 $268k 2.0k 134.05
Ark Etf Tr Put Put Option 0.0 $262k 5.0k 52.37
Ap Acquisition Corp Cl A Ord Shs (APCA) 0.0 $256k 23k 11.13
Southwestern Energy Call Call Option 0.0 $242k 37k 6.55
Delcath Sys Call Call Option 0.0 $240k 58k 4.16
Trailblazer Merger Corp I Cl A (TBMC) 0.0 $239k 23k 10.46
Joby Aviation W Exp 08/10/202 (JOBY.WS) 0.0 $223k 182k 1.22
Goldenstone Acq Crp; Tnt Acq Dt: 12/21/2023; Cash: $10.15 (GDST) 0.0 $206k 19k 10.79
Chesapeake Energy Corp W Exp 02/09/202 (EXEEZ) 0.0 $202k 3.2k 63.74
Cetus Cap Acquisition Corp Class A Com (CETU) 0.0 $196k 19k 10.50
Cantaloupe Put Put Option 0.0 $182k 25k 7.41
Vision Sensing Acquisition C Class A Com (VSAC) 0.0 $181k 16k 11.05
Papaya Grwt Opportunity Corp Class A Com (PPYA) 0.0 $165k 15k 10.77
Aimei Health Technology Co L Unit 11/17/2028 (AFJKU) 0.0 $153k 15k 10.20
Amprius Technologies W Exp 09/14/202 (AMPX.WS) 0.0 $145k 372k 0.39
Bukit Jalil Gbl Acquisition Ord Shs (BUJA) 0.0 $143k 14k 10.39
Transocean Deb 4.625% 9/3 (Principal) 0.0 $135k 65k 2.08
Omniq Corp (OMQS) 0.0 $126k 193k 0.65
Indie Semiconductor Call Call Option 0.0 $122k 15k 8.11
Seabridge Gold Call Call Option 0.0 $121k 10k 12.13
Tesla Note 2.000% 5/1 (Principal) 0.0 $120k 10k 12.02
Excelfin Acquisition Corp Com Cl A (XFIN) 0.0 $118k 11k 10.72
Broad Capital Acquisition (BRAC) 0.0 $115k 10k 11.11
Bowen Acquisition Corp SHS (BOWN) 0.0 $103k 10k 10.32
Optimumbank Holdings (OPHC) 0.0 $82k 20k 4.18
Pyxis Tankers W Exp 10/13/202 (PXSAW) 0.0 $77k 70k 1.10
Talkspace W Exp 06/21/202 (TALKW) 0.0 $73k 559k 0.13
Mirion Technologies W Exp 10/20/202 0.0 $61k 30k 2.03
Esperion Therapeutics Inc Ne Call Call Option 0.0 $60k 20k 2.99
Podcastone (PODC) 0.0 $57k 31k 1.85
Neovo W Exp 04/01/202 (NEOVW) 0.0 $54k 199k 0.27
Kwesst Micro Systems Com New (KWE) 0.0 $52k 57k 0.90
Sharps Technology W Exp 04/13/202 (STSSW) 0.0 $52k 471k 0.11
Nextplat Corp W Exp 06/02/202 (NXPLW) 0.0 $49k 81k 0.60
Stride Note 1.125% 9/0 (Principal) 0.0 $45k 35k 1.27
Hci Group Note 4.250% 3/0 (Principal) 0.0 $40k 28k 1.42
Tenon Medical W Exp 06/16/202 (TNONW) 0.0 $37k 672k 0.05
Fg Financial Group (FGF) 0.0 $33k 21k 1.60
Mobilicom W Exp 08/31/202 (MOBBW) 0.0 $33k 92k 0.36
Fisker Cl A Com Stk (FSRNQ) 0.0 $33k 19k 1.75
Petvivo Hldgs Com New (PETV) 0.0 $29k 28k 1.06
Petvivo Hldgs W Exp 08/13/202 (PETVW) 0.0 $29k 209k 0.14
Foremost Lithium Res & Tech W Exp 08/24/202 (FMSTW) 0.0 $27k 110k 0.25
Kwesst Micro Systems W Exp 12/09/202 (KWESW) 0.0 $27k 191k 0.14
Ibio Con New (IBIO) 0.0 $26k 19k 1.38
Target Hospitality Corp W Exp 03/15/202 0.0 $26k 64k 0.40
Apptech Pmts Corp W Exp 01/04/202 (APCXW) 0.0 $24k 70k 0.35
Sky Harbour Group Corporatio W Exp 01/25/202 (SKYH.WS) 0.0 $24k 31k 0.75
Heartbeam W Exp 10/31/202 (BEATW) 0.0 $23k 57k 0.40
Saverone 2014 W Exp 06/02/202 (SVREW) 0.0 $22k 186k 0.12
Golden Minerals (AUMN) 0.0 $22k 42k 0.52
Vishay Intertechnology Note 2.250% 6/1 (Principal) 0.0 $20k 20k 0.99
P3 Health Partners Com Cl A (PIII) 0.0 $19k 13k 1.41
Strong Global Entmt Cl A Com Voting 0.0 $19k 12k 1.60
Fgi Industries W Exp 01/21/202 (FGIWW) 0.0 $19k 121k 0.15
Bt Brands W Exp 11/12/202 (BTBDW) 0.0 $18k 135k 0.13
Soligenix Com New 0.0 $15k 20k 0.76
Edible Garden Com New 0.0 $15k 30k 0.50
Grove (UPXI) 0.0 $15k 13k 1.16
Onfolio Holdings W Exp 01/02/202 (ONFOW) 0.0 $15k 194k 0.08
Red Cat Hldgs (RCAT) 0.0 $14k 16k 0.88
Biosig Technologies Com New 0.0 $13k 28k 0.47
Whole Earth Brands W Exp 06/25/202 (FREEW) 0.0 $13k 161k 0.08
Foresight Autonomous Hldgs L Sponsored Adr (FRSX) 0.0 $12k 12k 1.03
Worksport W Exp 08/06/202 (WKSPW) 0.0 $12k 65k 0.18
Apollomics W Exp 04/01/202 (APLMW) 0.0 $11k 446k 0.03
Aurora Innovation W Exp 11/03/202 (AUROW) 0.0 $11k 20k 0.54
Carbon Revolution W Exp 99/99/999 (CREVW) 0.0 $10k 190k 0.05
Inuvo Com New (INUV) 0.0 $9.6k 23k 0.42
Vbi Vaccines Inc Cda Com New (VBIVQ) 0.0 $8.8k 15k 0.59
Wearable Devices W Exp 09/14/202 (WLDSW) 0.0 $8.2k 118k 0.07
The Lion Electric Company W Exp 12/16/202 0.0 $8.0k 21k 0.38
Stran & Company W Exp 11/01/202 (SWAGW) 0.0 $7.3k 182k 0.04
Splash Beverage Group W Exp 06/15/202 (SBEV.WS) 0.0 $7.0k 140k 0.05
Aeries Technology W Exp 11/06/202 (AERTW) 0.0 $6.8k 95k 0.07
Pagaya Technologies W Exp 09/01/202 (PGYWW) 0.0 $6.6k 30k 0.22
Yield10 Bioscience 0.0 $6.1k 26k 0.24
Palisade Bio 0.0 $5.9k 10k 0.59
Seastar Medical Holding Corp W Exp 10/28/202 (ICUCW) 0.0 $5.9k 194k 0.03
Volcon Com New 0.0 $5.5k 55k 0.10
Iveda Solutions W Exp 04/01/202 (IVDAW) 0.0 $5.4k 49k 0.11
Aeon Biopharma W Exp 07/21/202 0.0 $5.3k 54k 0.10
Bridger Aerospace Grp Hldgs W Exp 01/24/202 (BAERW) 0.0 $5.3k 25k 0.21
Netcapital 0.0 $5.3k 25k 0.21
Ainos W Exp 07/29/202 (AIMDW) 0.0 $5.2k 25k 0.21
Pasithea Therapeutics Corp W Exp 08/12/202 (KTTAW) 0.0 $5.2k 290k 0.02
Tharimmune Com New 0.0 $5.1k 10k 0.51
Neurosense Therapeutics W Exp 11/10/202 (NRSNW) 0.0 $5.0k 64k 0.08
Aurora Cannabis Call Call Option 0.0 $4.8k 10k 0.48
Maris Tech W Exp 02/04/202 (MTEKW) 0.0 $4.6k 227k 0.02
Banyan Acquisition Corporati W Exp 09/30/202 0.0 $4.5k 12k 0.37
Zura Bio W Exp 03/20/202 (ZURAW) 0.0 $4.4k 26k 0.17
Nuscale Pwr Corp W Exp 05/02/202 0.0 $3.6k 12k 0.31
Vicarious Surgical W Exp 09/17/202 (RBOT.WS) 0.0 $3.4k 112k 0.03
Anghami W Exp 02/03/202 (ANGHW) 0.0 $3.2k 40k 0.08
Hub Cyber Security W Exp 02/27/202 (HUBCW) 0.0 $2.4k 171k 0.01
Arogo Capital Acquisition W Exp 03/23/202 (AOGOW) 0.0 $2.3k 90k 0.03
Kulr Technology Group (KULR) 0.0 $2.1k 12k 0.18
60 Degrees Pharmaceuticals I W Exp 07/12/202 (SXTPW) 0.0 $2.1k 30k 0.07
Xbp Europe Holdings W Exp 11/30/202 (XBPEW) 0.0 $1.9k 39k 0.05
Bioaffinity Technologies W Exp 09/07/202 (BIAFW) 0.0 $1.9k 23k 0.08
Canna Global Acquisition Cor W Exp 11/30/202 (CNGLW) 0.0 $1.7k 90k 0.02
Nexalin Technology W Exp 09/15/202 (NXLIW) 0.0 $1.6k 177k 0.01
Protagenic Therapeutics W Exp 04/29/202 (PTIXW) 0.0 $1.6k 177k 0.01
Microcloud Hologram W Exp 01/31/202 (HOLOW) 0.0 $1.5k 52k 0.03
Lixte Biotechnology Hldgs In W Exp 11/30/202 (LIXTW) 0.0 $1.5k 41k 0.04
Inception Growth Acqustn W Exp 10/15/202 (IGTAW) 0.0 $1.5k 90k 0.02
Energem Corp W Exp 11/15/202 0.0 $1.4k 90k 0.01
Cingulate W Exp 12/10/202 (CINGW) 0.0 $1.3k 43k 0.03
Global Gas Corp Del W Exp 12/21/202 (HGASW) 0.0 $1.2k 36k 0.03
Kairous Acquisition Corp W Exp 09/15/202 0.0 $1.2k 79k 0.01
Semantix W Exp 08/03/202 (STWWF) 0.0 $1.1k 102k 0.01
Beneficient W Exp 06/07/202 (BENFW) 0.0 $1.0k 104k 0.01
Smx Sec Matters W Exp 03/07/202 (SMXWW) 0.0 $941.450000 99k 0.01
Aclarion W Exp 04/21/202 (ACONW) 0.0 $892.704000 26k 0.03
Custom Truck One Source W Exp 01/01/202 (CTOSW) 0.0 $850.650000 16k 0.05
Northview Acquisition Corp W Exp 08/02/202 (NVACW) 0.0 $839.916000 78k 0.01
Buzzfeed W Exp 12/03/202 (BZFDW) 0.0 $812.875800 20k 0.04
Spree Acquisition Corp 1 W Exp 12/22/202 (SACWF) 0.0 $707.280000 24k 0.03
Rail Vision W Exp 03/27/202 (RVSNW) 0.0 $659.696700 36k 0.02
Edible Garden W Exp 04/18/202 (EDBLW) 0.0 $623.296400 29k 0.02
Bannix Acquisition Corp W Exp 07/31/202 (BNIXW) 0.0 $540.000000 43k 0.01
Selina Hospitality W Exp 10/27/202 (SLNWF) 0.0 $538.431600 128k 0.00
Feutune Light Acquisition W Exp 06/01/202 (FLFVW) 0.0 $438.795600 21k 0.02
Ocean Biomedical W Exp 02/14/202 (OCEAW) 0.0 $380.000000 10k 0.04
Cea Industries W Exp 02/11/202 (CEADW) 0.0 $319.488000 80k 0.00
Dermata Therapeutics W Exp 08/13/202 (DRMAW) 0.0 $210.000000 30k 0.01
Embrace Change Acquisitn Cor W Exp 10/25/202 (EMCGW) 0.0 $192.500000 13k 0.02
Alpha Star Acquisition Corp W Exp 12/13/202 0.0 $144.777600 17k 0.01