Warberg Asset Management

Latest statistics and disclosures from Warberg Asset Management's latest quarterly 13F-HR filing:

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Positions held by Warberg Asset Management consolidated in one spreadsheet with up to 7 years of data

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Portfolio Holdings for Warberg Asset Management

Companies in the Warberg Asset Management portfolio as of the September 2021 quarterly 13F filing

Company (Ticker) Portfolio Weight Valued At Change in Shares Share Count Share Price
Spdr S&p 500 Etf Tr Tr Unit Call Option (SPY) 36.4 $225M +44% 523k 429.20
Tesla Note 2.375% 3/1 (Principal) 4.8 $30M 2.5M 11.83
Nuance Communications Note 1.250% 4/0 (Principal) 3.5 $22M +89% 7.7M 2.81
Plug Power Note 3.750% 6/0 (Principal) 2.9 $18M 3.5M 5.10
Microchip Technology Note 1.625% 2/1 (Principal) 2.8 $17M NEW 5.1M 3.38
Cloudflare Note 0.750% 5/1 (Principal) 2.4 $15M NEW 5.0M 3.02
RH Note 9/1 (Principal) 2.3 $14M +61% 4.6M 3.15
Snap Note 0.250% 5/0 (Principal) 2.2 $14M 4.0M 3.41
Repligen Corp Note 0.375% 7/1 (Principal) 2.1 $13M +182% 5.0M 2.53
Sea Note 2.375%12/0 (Principal) 2.0 $13M -4% 3.5M 3.55
On Semiconductor Corp Note 1.625%10/1 (Principal) 2.0 $12M +60% 5.5M 2.25
RH Note 6/1 (Principal) 1.9 $12M 3.4M 3.43
Dexcom Note 0.750%12/0 (Principal) 1.8 $11M 3.4M 3.33
Invesco Qqq Tr Unit Ser 1 (QQQ) 1.7 $11M NEW 30k 358.00

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Palo Alto Networks Note 0.750% 7/0 (Principal) 1.7 $10M +63% 5.7M 1.82
Wayfair Note 1.125%11/0 (Principal) 1.3 $8.0M 3.6M 2.25
Tesla Motors Put Option (TSLA) 1.3 $7.8M 10k 775.50
Sea Note 1.000%12/0 (Principal) 1.2 $7.5M +879% 1.2M 6.36
Wix Note 7/0 (Principal) 1.2 $7.2M -6% 4.8M 1.48
Mercadolibre Note 2.000% 8/1 (Principal) 1.1 $6.6M +11% 1.7M 3.82
Etsy Note 0.125%10/0 (Principal) 1.0 $6.2M +30% 2.6M 2.43
Square Note 0.500% 5/1 (Principal) 0.9 $5.5M -13% 1.8M 3.08
Zillow Group Note 0.750% 9/0 (Principal) 0.8 $5.1M 2.5M 2.07
Zendesk Note 0.250% 3/1 (Principal) 0.7 $4.4M +6% 2.4M 1.87
Chesapeake Energy Corp *w Exp 99/99/999 (CHKEW) 0.7 $4.3M NEW 118k 36.31
Workday Note 0.250%10/0 (Principal) 0.7 $4.3M +1600% 2.5M 1.71
Hercules Capital DBCV 4.375% 2/0 (Principal) 0.7 $4.2M +45% 4.0M 1.05
Varonis Sys Note 1.250% 8/1 (Principal) 0.7 $4.1M 2.0M 2.06
Middleby Corp Note 1.000% 9/0 (Principal) 0.6 $3.7M NEW 2.6M 1.43
Doordash Cl A Put Option (DASH) 0.6 $3.7M +12% 18k 206.00
Ishares Tr 20 Yr Tr Bd Etf Put Option (TLT) 0.6 $3.6M NEW 25k 144.32
Moderna Put Option (MRNA) 0.6 $3.5M NEW 9.0k 384.89
Microchip Technology Note 2.250% 2/1 (Principal) 0.6 $3.4M -19% 1.5M 2.30
Q2 HLDGS Note 0.750% 2/1 (Principal) 0.5 $3.3M 2.3M 1.44
KBR Note 2.500%11/0 (Principal) 0.5 $3.3M 2.1M 1.61
Square Note 0.125% 3/0 (Principal) 0.5 $3.2M +24% 1.6M 2.03
Pavmed *w Exp 04/30/202 (PAVMZ) 0.5 $3.1M +310% 446k 6.94
Akamai Technologies Note 0.125% 5/0 (Principal) 0.5 $3.0M +25% 2.5M 1.21
Penn Natl Gaming Note 2.750% 5/1 (Principal) 0.5 $3.0M 928k 3.20
Nextera Energy Unit 09/01/2022s (NEE.PO) 0.5 $2.8M +9% 48k 58.52
Southwest Airls Note 1.250% 5/0 (Principal) 0.4 $2.5M 1.7M 1.49
Mudrick Capital Acqu Corp Ii Com Cl A (MUDS) 0.4 $2.5M +312% 251k 9.95
Apple Put Option (AAPL) 0.4 $2.5M NEW 18k 141.49
Hubspot Note 0.250% 6/0 (Principal) 0.4 $2.3M +333% 325k 7.14
Ishares Silver Tr Ishares Call Option (SLV) 0.4 $2.3M +83% 110k 20.52
Blackline Note 0.125% 8/0 (Principal) 0.4 $2.2M 1.3M 1.68
Fti Consulting Note 2.000% 8/1 (Principal) 0.4 $2.2M 1.6M 1.40
Hci Group Note 4.250% 3/0 (Principal) 0.4 $2.2M 1.2M 1.83
Essential Utils Unit 04/30/2022 (WTRU) 0.3 $2.1M +34% 36k 57.38
Knowles Corp Note 3.250%11/0 (Principal) 0.3 $2.0M 2.0M 1.02
Innovative Industria A Put Option (IIPR) 0.3 $1.9M -26% 8.4k 231.19
Insulet Corp Note 1.375%11/1 (Principal) 0.3 $1.9M 623k 3.05
Nice Sys Note 1.250% 1/1 (Principal) 0.3 $1.8M +25% 536k 3.41
Chesapeake Energy Corp *w Exp 09/02/202 (CHKEL) 0.3 $1.8M NEW 62k 29.24
Willscot Mobil Mini Hldng Com Cl A (WSC) 0.3 $1.8M -75% 56k 31.71
Barclays Bank Ipth Sr B S&p Call Option (VXX) 0.3 $1.7M -34% 60k 27.83
Vaneck Etf Trust Gold Miners Etf Call Option (GDX) 0.3 $1.6M +124% 55k 29.47
Nextera Energy Unit 99/99/9999 (NEE.PP) 0.2 $1.5M NEW 30k 50.97
Infra And Energy Altrntive I *w Exp 03/27/202 (IEAWW) 0.2 $1.5M +13% 1.3M 1.18
Suro Capital Corp Com New (SSSS) 0.2 $1.5M -34% 114k 12.91
Docusign Note 0.500% 9/1 (Principal) 0.2 $1.3M +25% 367k 3.59
Rambus Inc Del Note 1.375% 2/0 (Principal) 0.2 $1.2M NEW 977k 1.26
Ark Etf Tr Innovation Etf Put Option (ARKK) 0.2 $1.1M +42% 10k 110.50
Snap Note 0.750% 8/0 (Principal) 0.2 $1.1M +25% 326k 3.26
Inseego (INSG) 0.2 $976k 146k 6.67
Direxion Shs Etf Tr 20yr Tres Bear Call Option (TMV) 0.2 $935k 15k 62.33
Digitalocean Hldgs Put Option (DOCN) 0.1 $776k NEW 10k 77.60
New England Rlty Assoc Ltd P Depositry Rcpt (NEN) 0.1 $737k +9% 12k 60.96
Pershing Square Tontine Hldg Com Cl A (PSTH) 0.1 $690k +40% 35k 19.71
Zillow Group Note 1.375% 9/0 (Principal) 0.1 $685k +62% 325k 2.11
Ford Motor Company Call Option (F) 0.1 $680k -4% 48k 14.17
Conmed Corp Note 2.625% 2/0 (Principal) 0.1 $626k +207% 403k 1.55
Dicks Sporting Goods Note 3.250% 4/1 (Principal) 0.1 $581k +305% 158k 3.68
Gcm Grosvenor *w Exp 11/17/202 (GCMGW) 0.1 $575k -46% 289k 1.99
Intl Gnrl Insurance Hldngs L *w Exp 03/17/202 (IGICW) 0.1 $458k 650k 0.70
Proshares Tr Pshs Ultsh 20yrs Call Option (TBT) 0.1 $440k 24k 18.33
Quantumscape Corp Com Cl A Call Option (QS) 0.1 $417k NEW 17k 24.53
Datchat *w Exp 08/13/202 0.1 $393k NEW 46k 8.61
Pan American Silver Corp Can Call Option (PAAS) 0.1 $384k -26% 17k 23.27
Ashford Hospitality Tr Com Shs Call Option (AHT) 0.1 $383k NEW 26k 14.73
Nikola Corp Put Option (NKLA) 0.1 $373k -22% 35k 10.66
Kaleyra *w Exp 11/25/202 (KLR.WS) 0.1 $373k -5% 136k 2.74
Atlas Air Worldwide Hldgs In Note 2.250% 6/0 (Principal) 0.1 $353k NEW 300k 1.18
Peloton Interactive Cl A Com Put Option (PTON) 0.1 $348k -20% 4.0k 87.00
Sailpoint Technologies Hldgs Note 0.125% 9/1 (Principal) 0.1 $322k +700% 200k 1.61
Altair Engr Note 0.250% 6/0 (Principal) 0.1 $312k +34% 201k 1.55
Viavi Solutions Note 1.000% 3/0 (Principal) 0.0 $293k +49% 224k 1.31
Insulet Corp Note 0.375% 9/0 (Principal) 0.0 $278k +32% 199k 1.40
Astra Space *w Exp 08/04/202 (ASTRW) 0.0 $249k NEW 105k 2.37
Daseke *w Exp 02/27/202 (DSKEW) 0.0 $218k +4% 1.1M 0.21
Tesla Note 2.000% 5/1 (Principal) 0.0 $212k 17k 12.47
Purecycle Technologies Put Option (PCT) 0.0 $212k -60% 16k 13.25
Noble Rock Acquisition Corp Cl A Shs (NRAC) 0.0 $207k NEW 21k 9.71
Troika Media Group *w Exp 04/13/202 (TRKAW) 0.0 $202k 566k 0.36
Blacksky Technology *w Exp 10/30/202 0.0 $200k NEW 127k 1.58
Digital Media Solutions *w Exp 07/15/202 (DMS.WS) 0.0 $199k -53% 262k 0.76
Global Consumer Acquisitn 0.0 $198k NEW 20k 9.90
Citic Capital Acquisition Com Cl A (CCAC) 0.0 $198k 20k 9.95
Far Peak Acquisition Corp Shs Cl A (FPAC) 0.0 $198k 20k 9.95
Newbury Street Acquisitn Cor (NBST) 0.0 $194k 20k 9.70
Clever Leaves Holdings *w Exp 12/18/202 (CLVRW) 0.0 $187k +88% 167k 1.12
Grom Social Enterprises *w Exp 06/17/202 (GROMW) 0.0 $184k +78% 161k 1.14
Pine Technology Acquisitn Class A Com (PTOC) 0.0 $169k 18k 9.66
Malacca Straits Acquisition Com Cl A (MLAC) 0.0 $162k 16k 9.96
Altitude Acquisition Corp Com Cl A (ALTU) 0.0 $161k 16k 9.82
Rosecliff Acquisition Corp I Com Cl A (RCLF) 0.0 $156k 16k 9.70
Property Solutions Acquisiti Com Cl A (PSAG) 0.0 $155k 16k 9.69
G&p Acquisition Corp Com Cl A (GAPA) 0.0 $148k 15k 9.87
Macondray Cap Acquisitn Corp Class A Ord Shs 0.0 $148k NEW 15k 9.87
Hostess Brands *w Exp 11/04/202 0.0 $148k -97% 50k 2.98
Conx Corp Com Cl A (CONX) 0.0 $147k 15k 9.77
Pine Is Acquisition Corp Cl A (PIPP) 0.0 $146k 15k 9.73
Tastemaker Acquisition Corp Com Cl A (TMKR) 0.0 $143k 15k 9.86
Protagenic Therapeutics *w Exp 04/13/202 (PTIXW) 0.0 $143k 365k 0.39
Worksport *w Exp 06/01/202 0.0 $134k NEW 73k 1.84
Delwinds Ins Acquisition Cor Com Cls A (DWIN) 0.0 $133k 14k 9.85
Briacell Therapeutics Corp *w Exp 02/24/202 (BCTXW) 0.0 $130k -15% 27k 4.81
Proshares Tr Ultrashrt S&p500 (SDS) 0.0 $124k -44% 14k 8.86
Dpcm Cap Com Cl A (XPOA) 0.0 $117k 12k 9.75
Atlantic Ave Acquisition Cor Com Cl A (ASAQ) 0.0 $116k 12k 9.79
Gladstone Acquisition Corp Unit 04/01/2024 0.0 $115k NEW 11k 10.15
Seqll *w Exp 08/31/202 0.0 $113k NEW 107k 1.06
Parabellum Acquisition Corp Unit 99/99/9999 0.0 $110k NEW 11k 10.00
Novagold Res Com New Call Option (NG) 0.0 $108k 16k 6.88
Archimedes Tech Spac Partnr Unit 99/99/9999 (ATSPT) 0.0 $108k 11k 9.82
Jaws Hurricane Acquisitn Cor Class A Com 0.0 $108k NEW 11k 9.75
Zanite Acquisition Corp Com Cl A (ZNTE) 0.0 $107k 11k 10.09
Clarus Therapeutics Hldngs I *w Exp 08/11/202 0.0 $105k NEW 140k 0.75
Hhg Capital Corporation Unit 02/25/2026 0.0 $103k NEW 10k 10.21
Humacyte *w Exp 09/21/202 0.0 $103k NEW 36k 2.89
Ezfill Holdings Com New 0.0 $102k NEW 25k 4.08
Chavant Capital Acquisitn Ordinary Shares 0.0 $99k NEW 10k 9.90
Jatt Acquisition Corp Shs Cl A 0.0 $99k NEW 10k 9.90
Celularity *w Exp 05/24/202 0.0 $98k NEW 85k 1.15
Optimumbank Holdings (OPHC) 0.0 $98k -31% 19k 5.16
American Eagle Outfitters In Note 3.750% 4/1 (Principal) 0.0 $98k -67% 32k 3.06
Elliott Opportunity Ii Corp Shs Cl A 0.0 $97k NEW 10k 9.70
Bm Technologies *w Exp 01/04/202 (BMTX.WS) 0.0 $96k +39% 64k 1.50
Data Storage Corp *w Exp 05/13/202 (DTSTW) 0.0 $93k -6% 93k 1.00
Vista Gold Corp Com New (VGZ) 0.0 $91k NEW 126k 0.72
Btrs Holdings *w Exp 01/12/202 (BTRSW) 0.0 $85k 32k 2.62
Dermata Therapeutics *w Exp 08/13/202 0.0 $85k NEW 100k 0.85
Whole Earth Brands *w Exp 06/25/202 (FREEW) 0.0 $78k 50k 1.56
Spire Global *w Exp 01/01/203 0.0 $77k NEW 45k 1.70
Verifyme *w Exp 06/22/202 (VRMEW) 0.0 $77k +54% 57k 1.35
Alfi *w Exp 04/29/202 (ALFIW) 0.0 $75k -63% 20k 3.75
Ampco-pittsburg Corp *w Exp 08/01/202 (AP.WS) 0.0 $71k -3% 85k 0.84
Jerash Hldgs Us (JRSH) 0.0 $67k NEW 10k 6.70
Highpeak Energy *w Exp 08/21/202 (HPKEW) 0.0 $66k NEW 30k 2.24
Harbor Custom Development In *w Exp 05/09/202 (HCDIW) 0.0 $54k -20% 96k 0.56
Auddia *w Exp 10/17/202 (AUUDW) 0.0 $52k +118% 70k 0.74
Digital Brands Group *w Exp 05/01/202 (DBGIW) 0.0 $52k +31% 68k 0.77
Petvivo Hldgs *w Exp 08/13/202 0.0 $50k NEW 65k 0.77
Geovax Labs *w Exp 09/29/202 (GOVXW) 0.0 $49k +114% 35k 1.40
Inhibikase Therapeutics (IKT) 0.0 $49k -71% 26k 1.88
Nuance Communications DBCV 1.000%12/1 (Principal) 0.0 $46k -99% 20k 2.30
Orbsat Corp *w Exp 04/29/202 (OSATW) 0.0 $45k -56% 16k 2.81
Alzamend Neuro Com New (ALZN) 0.0 $43k NEW 14k 3.07
Zivo Bioscience *w Exp 05/14/202 (ZIVOW) 0.0 $40k +33% 40k 1.00
Pyxis Tankers (PXS) 0.0 $38k +100% 50k 0.76
Legato Merger Corp *w Exp 12/31/202 0.0 $38k NEW 15k 2.53
Verb Technology *w Exp 03/14/202 (VERBW) 0.0 $38k NEW 55k 0.69
Kiromic Biopharma (KRBP) 0.0 $37k -80% 12k 3.08
Red Cat Hldgs (RCAT) 0.0 $35k NEW 10k 3.50
Agriforce Growing Systems Lt *w Exp 02/01/202 0.0 $32k NEW 58k 0.56
Coliseum Acquisition Corp Class A Ord Shs 0.0 $30k NEW 15k 2.00
Nls Pharmaceutics *w Exp 09/25/202 (NLSPW) 0.0 $29k -11% 36k 0.82
Seanergy Maritime Hldgs Corp Shs New (SHIP) 0.0 $29k NEW 20k 1.45
Imac Hldgs *w Exp 02/12/202 (IMACW) 0.0 $28k 66k 0.42
Canoo *w Exp 12/21/202 (GOEVW) 0.0 $28k -64% 15k 1.87
Soleno Therapeutics Com New (SLNO) 0.0 $28k 30k 0.93
Inspira Technologies Oxy Bhn *w Exp 06/30/202 0.0 $26k NEW 31k 0.84
Pyxis Tankers *w Exp 09/15/202 (PXSAW) 0.0 $25k +107% 98k 0.26
Splash Beverage Group *w Exp 99/99/999 (SBEV.WS) 0.0 $24k +232% 45k 0.53
Castor Maritime Shs New (CTRM) 0.0 $24k NEW 10k 2.40
Entera Bio *w Exp 07/02/202 (ENTXW) 0.0 $23k 45k 0.51
Jupiter Wellness Com New (JUPW) 0.0 $23k NEW 16k 1.44
Burgerfi International *w Exp 12/16/202 (BFIIW) 0.0 $22k -79% 14k 1.61
Lixte Biotechnology Hldgs In *w Exp 01/01/202 (LIXTW) 0.0 $20k +150% 36k 0.56
Guardforce Ai *w Exp 09/01/202 0.0 $19k NEW 23k 0.82
Hycroft Mining Holding Corp *w Exp 10/06/202 (HYMCL) 0.0 $18k 51k 0.35
Metromile *w Exp 02/09/202 (MILEW) 0.0 $17k NEW 20k 0.85
SeaChange International (SEAC) 0.0 $16k 15k 1.04
Liberty Media Corp Del Deb 3.500% 1/1 (Principal) 0.0 $16k 13k 1.23
Gee Group (JOB) 0.0 $14k -44% 30k 0.47
G Med Innovations Hldgs *w Exp 06/30/202 (GMVDW) 0.0 $10k NEW 26k 0.39
Creatd *w Exp 09/15/202 (CRTDW) 0.0 $9.0k NEW 13k 0.69
Medigus *w Exp 07/23/202 (MDGSW) 0.0 $9.0k -43% 19k 0.49
Comsovereign Hldg Corp *w Exp 12/18/202 (COMSW) 0.0 $7.0k -52% 17k 0.42
Newbury Street Acquisitn Cor *w Exp 04/30/202 (NBSTW) 0.0 $5.0k 10k 0.50
Global Consumer Acquisitn *w Exp 05/21/202 0.0 $5.0k NEW 10k 0.50

Past Filings by Warberg Asset Management

SEC 13F filings are viewable for Warberg Asset Management going back to 2020