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Warberg Asset Management

Latest statistics and disclosures from Warberg Asset Management's latest quarterly 13F-HR filing:

Top 5 stock holdings are SPY, Granite Constr, Microchip Technology Inc sdcv 2.125%12/1, Astronics Corp, Live Nation Entertainment In, and represent 57.07% of Warberg Asset Management's stock portfolio.
Added to shares of these 10 stocks: SPY (+$175M), Granite Constr (+$47M), Astronics Corp (+$24M), NN (+$15M), Guardant Health (+$13M), QQQ (+$12M), HPE.PC (+$12M), Microchip Technology Inc sdcv 2.125%12/1 (+$12M), Liberty Media Corp Del (+$8.6M), Ormat Technologies (+$7.2M).
Started 62 new stock positions in SPCX, Akamai Technologies, AMPX, Clearthink 1 Acquisition Cor, Liberty Media Corp Del, NN, Ormat Technologies, Jazz Investments I, Guardant Health, ESPR.
Reduced shares in these 10 stocks: , Lumentum Hldgs (-$69M), Seagate Hdd Cayman (-$36M), Cnx Resources Co 144a (-$34M), Powershares Qqq Etf Put Opt 01/19 154.0 put (-$20M), OXY.WS (-$13M), Wisdomtree Investments (-$10M), Ventas Rlty Ltd Partnership (-$8.1M), , United Sts Oil.
Sold out of its positions in AMPX.WS, BTBDW, Barclays Bank, ERNA, Cnx Resources Co 144a, Cantaloupe, Carvana Co put, CLRB, Centerpoint Energy, CRIS.
Warberg Asset Management was a net seller of stock by $-62M.
Warberg Asset Management has $551M in assets under management (AUM), dropping by -8.09%.
Central Index Key (CIK): 0001597506

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Portfolio Holdings for Warberg Asset Management

Warberg Asset Management holds 166 positions in its portfolio as reported in the June 2026 quarterly 13F filing

Company (Ticker)	Portfolio Weight	Valued At	Change in Shares	Share Count	Share Price
State Str Spdr S&p 500 Etf T Tr Unit Call Option (SPY)	31.8	$175M	NEW	235k	746.77	View chart
Granite Constr Note 3.750% 5/1 (Principal)	8.5	$47M	NEW	14M	3.33	View chart
Microchip Technology Note 1.625% 2/1 (Principal)	7.6	$42M	+37%	15M	2.75	View chart
Astronics Corp Note 5.500% 3/1 (Principal)	5.7	$31M	+326%	7.2M	4.36	View chart
Live Nation Entertainment In Note 3.125% 1/1 (Principal)	3.5	$19M		11M	1.78	View chart
Nextnav Common Stock (NN)	2.8	$15M	NEW	860k	17.83	View chart
Invesco Qqq Tr Unit Ser 1 Put Option (QQQ)	2.5	$14M	+533%	19k	736.40	View chart
Cornerstone Strategic Value (CLM)	2.5	$14M	+76%	1.8M	7.56	View chart
Guardant Health Debt 1.250% 2/1 (Principal)	2.3	$13M	NEW	5.0M	2.51	View chart
Hewlett Packard Enterprise C 7.625 Mand Conv (HPE.PC)	2.1	$12M	NEW	100k	116.88	View chart
Txnm Energy Note 5.750% 6/0 (Principal)	1.6	$8.9M	+36%	6.8M	1.30	View chart
Liberty Media Corp Del Note 3.750% 3/1 (Principal)	1.6	$8.6M	NEW	7.5M	1.15	View chart
Core Scientific *w Exp 01/23/202 (CORZW)	1.3	$7.2M	+43%	385k	18.80	View chart
Ormat Technologies Note 2.500% 7/1 (Principal)	1.3	$7.2M	NEW	5.7M	1.26	View chart
Apollo Global Mgmt Ser A Mand Cnv (APO.PA)	1.2	$6.7M	NEW	111k	60.92	View chart
Lumentum Hldgs Note 0.500% 6/1 (Principal)	1.2	$6.7M	NEW	1.0M	6.53	View chart
Lci Inds Note 3.000% 3/0 (Principal)	1.1	$6.2M	-15%	5.5M	1.12	View chart
Alnylam Pharmaceuticals Note 1.000% 9/1 (Principal)	1.1	$6.0M		5.0M	1.20	View chart
Akamai Technologies Note 0.250% 5/1 (Principal)	0.9	$5.1M	NEW	3.5M	1.46	View chart
Halozyme Therapeutics Note 1.000% 8/1 (Principal)	0.9	$5.1M	-41%	3.5M	1.46	View chart
NVIDIA Corporation Put Option (NVDA)	0.8	$4.4M	NEW	22k	200.09	View chart
Jazz Investments I Note 3.125% 9/1 (Principal)	0.8	$4.3M	NEW	2.5M	1.71	View chart
A10 Networks Note 2.750% 4/0 (Principal)	0.8	$4.2M	NEW	2.5M	1.70	View chart
Mirum Pharmaceuticals Note 4.000% 5/0 (Principal)	0.7	$3.9M	NEW	1.0M	3.71	View chart
Vaneck Etf Trust Semiconductr Etf Call Option (SMH)	0.6	$3.5M	NEW	5.4k	655.89	View chart
Snowflake Note 10/0 (Principal)	0.6	$3.5M	-50%	2.0M	1.77	View chart
Ishares Tr 20 Yr Tr Bd Etf Put Option (TLT)	0.6	$3.5M	+1524%	41k	86.42	View chart
Fluor Corp Note 1.125% 8/1 (Principal)	0.6	$3.3M	NEW	2.5M	1.32	View chart
Epr Pptys PFD C CV 5.75% (EPR.PC)	0.5	$2.9M	+15%	115k	25.62	View chart
Evergy Note 4.500%12/1 (Principal)	0.5	$2.5M	+49%	1.7M	1.42	View chart
Century Alum Note 2.750% 5/0 (Principal)	0.4	$2.5M	+431%	1.0M	2.45	View chart
Uber Technologies Note 0.875%12/0 (Principal)	0.4	$2.3M		2.0M	1.20	View chart
Stereotaxis Com New (STXS)	0.3	$1.9M		1.1M	1.72	View chart
Post Hldgs Note 2.500% 8/1 (Principal)	0.3	$1.8M	-13%	1.7M	1.04	View chart
Akamai Technologies Note 1.125% 2/1 (Principal)	0.3	$1.8M	-40%	1.5M	1.19	View chart
Epr Pptys Conv Pfd 9% Sr E (EPR.PE)	0.3	$1.7M	+10%	54k	32.05	View chart
Albemarle Corp 7.25% Dep Shs A (ALB.PA)	0.3	$1.7M	-21%	30k	55.35	View chart
Roundhill Etf Trust Memory Etf Put Option	0.3	$1.6M	NEW	21k	73.85	View chart
Fg Imperii Acquisition Corp Ord Shs Cl A (FGII)	0.3	$1.5M	-3%	150k	9.93	View chart
Bank Of Amer Corp 7.25%CNV PFD L (BAC.PL)	0.3	$1.5M	-21%	1.2k	1254.50	View chart
Xsolla Spac 1 Usd Cl A Ord Shs (XSLL)	0.2	$1.4M	-2%	139k	9.92	View chart
Hldgs Call Option (UAL)	0.2	$1.4M	NEW	10k	135.99	View chart
Amprius Technologies Common Stock (AMPX)	0.2	$1.3M	NEW	93k	13.86	View chart
Wisdomtree Note 3.250% 8/1 (Principal)	0.2	$1.2M	-66%	829k	1.48	View chart
Starbucks Corporation Put Option (SBUX)	0.2	$1.2M	NEW	12k	102.19	View chart
Esperion Therapeutics Put Option (ESPR)	0.2	$1.2M	NEW	374k	3.16	View chart
Ishares Silver Tr Ishares Call Option (SLV)	0.2	$1.1M	NEW	22k	53.47	View chart
Vendome Acquisition Corp I Com Cl A (VNME)	0.2	$1.1M	-6%	111k	10.19	View chart
Paypal Holdings Call Option (PYPL)	0.2	$1.1M	NEW	25k	43.18	View chart
Collective Acquisition Corp Unit 04/27/2031	0.2	$1.0M	NEW	100k	10.04	View chart
Praetorian Acquisition Corp Ord Shs Cl A (PTOR)	0.2	$993k		100k	9.93	View chart
Revolution Medicines *w Exp 12/17/202 (RVMDW)	0.2	$889k	NEW	95k	9.38	View chart
New England Rlty Assoc Ltd P Depositry Rcpt (NEN)	0.2	$886k	-14%	15k	58.69	View chart
Kimco Realty Corp DP CV CL N 7.25% (KIM.PN)	0.2	$862k	NEW	14k	62.91	View chart
Origin Invt Corp I Ord Shs (ORIQ)	0.2	$862k		84k	10.31	View chart
Black Hawk Acquisition Corp Usd Cl A Shs (BKHA)	0.2	$857k		72k	11.91	View chart
Critical Metals Corp Pubco Ord Shs Put Option (CRML)	0.1	$822k	NEW	80k	10.25	View chart
Intel Corporation Call Option (INTC)	0.1	$768k	NEW	5.5k	139.63	View chart
Corning Incorporated Put Option (GLW)	0.1	$766k	NEW	3.0k	255.43	View chart
D Boral Acquisition I Corp Ord Shs Cl A (DBCA)	0.1	$766k		77k	9.97	View chart
Kochav Defense Acqui Shs Cl A (KCHV)	0.1	$758k	-4%	73k	10.37	View chart
X3 Acquisition Corp Ord Shs Cl A (XCBE)	0.1	$749k		75k	9.99	View chart
Acp Holdings Acquisition Cor Cl A	0.1	$737k	NEW	74k	9.94	View chart
Vine Hill Cap Invts Corp Ii Cl A (VHCP)	0.1	$704k		71k	9.98	View chart
Rf Acquisition Corp Iii Ord Shs (RFAM)	0.1	$692k		70k	9.89	View chart
Space Exploration Techn Corp Class A Com Stk Put Option (SPCX)	0.1	$683k	NEW	4.0k	170.86	View chart
Silicon Vy Acquisition Corp Cl A (SVAQ)	0.1	$667k	-11%	66k	10.06	View chart
Vaneck Etf Trust Junior Gold Mine (GDXJ)	0.1	$611k	NEW	6.2k	98.25	View chart
Amplitech Group Right 07/18/2026 (AMPGR)	0.1	$596k	+54%	309k	1.93	View chart
USA Rare Earth Inc A (USAR)	0.1	$547k		25k	21.58	View chart
Valaris *w Exp 04/29/202 (VAL.WS)	0.1	$517k	+51%	63k	8.23	View chart
Cal Redwood Acquisition Corp Com Cl A (CRAQ)	0.1	$514k		50k	10.30	View chart
Jab Acquisition Corp I Unit 06/05/2031	0.1	$513k	NEW	51k	10.03	View chart
Acm Resh Com Cl A Put Option (ACMR)	0.1	$508k	NEW	4.0k	126.89	View chart
Burtech Acquisition Corp Ii Unit 05/21/2031	0.1	$503k	NEW	50k	10.05	View chart
Art Technology Acquisition C Usd Cl A Ord Shs (ARTC)	0.1	$497k		50k	9.93	View chart
Crown Resv Acquisition Corp Ord Shs Cl A (CRAC)	0.1	$476k		47k	10.11	View chart
Clearthink 1 Acquisition Cor Ord Shs Cl A	0.1	$476k	NEW	48k	9.91	View chart
Miluna Acquisition Corp Usd Cl A Ord Shs (MMTX)	0.1	$465k		46k	10.11	View chart
Sc Ii Acquisition Corp Ord Shs Class A (SCII)	0.1	$463k		46k	10.03	View chart
Thayer Ventures Acq Corp Ii Cl A (TVAI)	0.1	$461k		45k	10.32	View chart
Indigo Acquisition Corp Ord Shs (INAC)	0.1	$457k		45k	10.25	View chart
Lake Superior Acquisition Usd Cl A Ord Shs (LKSP)	0.1	$456k		45k	10.14	View chart
Cantor Equity Partners I Shs Cl A (CEPO)	0.1	$444k	NEW	42k	10.50	View chart
Barclays Bank Ipath S&p 500 Sh Call Option (VXX)	0.1	$442k	NEW	20k	22.09	View chart
Occidental Pete Corp *w Exp 08/03/202 (OXY.WS)	0.1	$407k	-96%	15k	26.62	View chart
Alpex Acquisition Corp Unit 06/05/2031	0.1	$401k	NEW	40k	10.02	View chart
Post Holdings Inc Common (POST)	0.1	$397k		4.5k	88.22	View chart
Globa Terra Acquisition Cor Cl A Ord Shs (GTERA)	0.1	$374k		36k	10.31	View chart
Otg Acquisition Corp. I Ord Cl A (OTGA)	0.1	$360k		35k	10.16	View chart
Championsgate Acquisition Shs Cl A (CHPG)	0.1	$358k		34k	10.39	View chart
On Semiconductor Corp Note 5/0 (Principal)	0.1	$357k	+931%	196k	1.82	View chart
Aa Mission Acquisition Corp Ord Shs Cl A (YCY)	0.1	$356k		35k	10.16	View chart
Nextera Energy Cap Hldgs Note 3.000% 3/0 (Principal)	0.1	$334k		254k	1.31	View chart
Futurewave Acquisition Corp Unit 06/04/2031	0.1	$322k	NEW	32k	10.03	View chart
Regentis Biomaterials Ordinary Shares (RGNT)	0.1	$306k	NEW	87k	3.52	View chart
Alnylam Pharmaceuticals (ALNY)	0.1	$301k	NEW	1.0k	301.13	View chart
Harvard Ave Acquisition Corp Usd Cl A Ord Shs (HAVA)	0.1	$300k	-20%	30k	10.10	View chart
Collective Acquisition Corp Shs Cl A	0.1	$288k	-2%	28k	10.44	View chart
Amplitech Group Com New Call Option (AMPG)	0.1	$285k	NEW	41k	6.96	View chart
I-80 Gold Corp *w Exp 11/16/202 (IAUX.WS)	0.1	$285k	+26%	368k	0.78	View chart
Fortunex Acquisition Corp Unit 05/19/2031	0.1	$284k	NEW	28k	10.05	View chart
Biovie *w Exp 08/08/203 (BIVIW)	0.1	$276k	+34%	613k	0.45	View chart
Infleqtion *w Exp 02/17/203 (INFQ.WS)	0.0	$276k	NEW	40k	6.87	View chart
Mckinley Acquisition Corp Shs Cl A (MKLY)	0.0	$274k		27k	10.15	View chart
Digi Pwr X Com Sub Vtg (DGXX)	0.0	$273k	NEW	50k	5.45	View chart
Solarius Capital Acqu Corp Shs Cl A (SOCA)	0.0	$255k		25k	10.26	View chart
Amplitech Group Right 11/20/2026 (AMPGZ)	0.0	$253k	+4%	174k	1.45	View chart
Evolution Global Acquisition Usd Cl A Ord Shs (EVOX)	0.0	$251k		25k	10.02	View chart
Tailwind 2.0 Acquisition Cor Ord Shs Cl A (TDWD)	0.0	$250k		25k	10.04	View chart
Proem Acquisition Corp I Unit 01/29/2031 (PAACU)	0.0	$248k	-52%	25k	10.08	View chart
Lafayette Acquisition Corp Ord Shs (LAFA)	0.0	$247k		25k	10.08	View chart
Quartzsea Acquisition Corp Ord Shs (QSEA)	0.0	$241k	+4%	23k	10.52	View chart
Stonebridge Acquisition Ii C Cl A Shs (APAC)	0.0	$241k	-13%	24k	10.17	View chart
Ribbon Acquisition Corp Ord Shs Cl A (RIBB)	0.0	$235k		22k	10.76	View chart
Brightspring Health Svcs Unit 02/01/2027 (BTSGU)	0.0	$223k	NEW	968.00	230.52	View chart
Crane Hbr Acquisition Corp I Ord Shs Cl A (CRAN)	0.0	$222k	-6%	22k	10.13	View chart
United Sts Oil Units Put Option (USO)	0.0	$213k	NEW	2.0k	106.44	View chart
Roman Dbdr Acquisition Corp Ord Shs Cl A (DRDB)	0.0	$213k	-12%	20k	10.54	View chart
Bitcoin Infrastructure Acqui Usd Cl A Ord Shs (BIXI)	0.0	$200k		20k	9.99	View chart
Copley Acquisition Corp Ord Shs Cl A (COPL)	0.0	$175k	-3%	17k	10.43	View chart
Neovo *w Exp 04/01/202 (NEOVW)	0.0	$175k	-17%	125k	1.40	View chart
Exyn Technologies *w Exp 04/21/203	0.0	$169k	NEW	127k	1.33	View chart
PG&E Corporation Call Option (PCG)	0.0	$168k	NEW	10k	16.82	View chart
Cslm Digita Asset Acq Corp I Usd Cl A Ord Shs (KOYN)	0.0	$161k		16k	10.14	View chart
Optimum Communications Cl A (OPTU)	0.0	$144k	NEW	99k	1.45	View chart
Briacell Therapeutics Corp *w Exp 01/15/203 (BCTXL)	0.0	$142k	+38%	160k	0.89	View chart
Tenon Medical (TNON)	0.0	$140k	NEW	430k	0.33	View chart
Bimergen Energy Corp *w Exp 12/12/203 (BESS.WS)	0.0	$137k	-25%	72k	1.90	View chart
Eureka Acquisition Corp Shs Cl A (EURK)	0.0	$115k	-21%	10k	11.44	View chart
Oaktree Acquisition Corp Iii Shs Cl A (OACC)	0.0	$107k		10k	10.70	View chart
Dakota Gold Corp (DC)	0.0	$107k		25k	4.26	View chart
Oyster Enterprises Ii Acquis Ord Shs Cl A (OYSE)	0.0	$103k		10k	10.29	View chart
Rein Therapeutics Com New (RNTX)	0.0	$101k	NEW	99k	1.02	View chart
Greenland Energy *w Exp 04/21/203	0.0	$87k	NEW	102k	0.85	View chart
Liqtech Intl (LIQT)	0.0	$78k	NEW	92k	0.85	View chart
Mobilicom *w Exp 08/31/202 (MOBBW)	0.0	$76k	-24%	38k	2.00	View chart
Gold Royalty Corp *w Exp 05/31/202 (GROY.WS)	0.0	$76k	+12%	77k	0.99	View chart
Duke Robotics Corp *w Exp 05/06/203	0.0	$61k	NEW	48k	1.29	View chart
Eon Resources *w Exp 11/15/202 (EONR.WS)	0.0	$40k	-5%	515k	0.08	View chart
Prairie Oper Call Option (PROP)	0.0	$35k	+385%	49k	0.72	View chart
Namib Minerals *w Exp 06/05/203 (NAMMW)	0.0	$29k		133k	0.22	View chart
Amesite Com New (AMST)	0.0	$19k	NEW	14k	1.33	View chart
T1 Energy *w Exp 07/09/202 (TE.WS)	0.0	$16k	NEW	86k	0.19	View chart
Livewire Group *w Exp 09/26/202 (LVWR.WS)	0.0	$12k		594k	0.02	View chart
Acp Holdings Acquisition Cor *w Exp 03/30/203	0.0	$12k	NEW	39k	0.30	View chart
Aleanna *w Exp 12/13/202 (ANNAW)	0.0	$9.4k	NEW	31k	0.31	View chart
Fg Imperii Acquisition Corp *w Exp 10/14/203 (FGIIW)	0.0	$8.5k	-8%	34k	0.25	View chart
Flyexclusive *w Exp 99/99/999 (FLYX.WS)	0.0	$6.0k	-9%	30k	0.20	View chart
X3 Acquisition Corp *w Exp 12/19/203 (XCBEW)	0.0	$5.6k	-44%	21k	0.27	View chart
Diana Shipping *w Exp 12/14/202 (DSX.WS)	0.0	$5.2k	NEW	35k	0.15	View chart
Generation Essentials Group *w Exp 02/15/202 (TGE.WS)	0.0	$5.0k	-10%	32k	0.15	View chart
Ernexa Therapeutics *w Exp 02/04/203 (ERNAW)	0.0	$5.0k	-72%	69k	0.07	View chart
Nexgel *w Exp 12/27/202 (NXGLW)	0.0	$4.7k		146k	0.03	View chart
Cid Holdco *w Exp 12/31/202 (DAICW)	0.0	$4.6k		378k	0.01	View chart
Xsolla Spac 1 *w Exp 01/12/203 (XSLLW)	0.0	$3.1k	-50%	14k	0.22	View chart
Shreya Acquisition Group *w Exp 04/30/203	0.0	$2.0k	NEW	34k	0.06	View chart
Aeries Technology *w Exp 11/06/202 (AERTW)	0.0	$1.4k		71k	0.02	View chart
Murano Global Invt *w Exp 03/19/202 (MRNOW)	0.0	$825.072600	-12%	55k	0.01	View chart
Cea Industries *w Exp 02/11/202 (BNCWW)	0.0	$784.000000		35k	0.02	View chart
Saverone 2014 *w Exp 06/02/202 (SVREW)	0.0	$735.020000	-46%	67k	0.01	View chart
Oppfi *w Exp 07/20/202 (OPFI.WS)	0.0	$708.000000	-68%	24k	0.03	View chart
Crown Resv Acquisition Corp *w Exp 10/06/203 (CRACW)	0.0	$649.715200		12k	0.05	View chart
Anghami *w Exp 02/03/202 (ANGHW)	0.0	$331.353800		40k	0.01	View chart
Hub Cyber Security *w Exp 02/27/202 (HUBCW)	0.0	$309.985500	-88%	19k	0.02	View chart
Renew Energy Global *w Exp 08/21/202 (RNWWW)	0.0	$102.603600		31k	0.00	View chart

Past Filings by Warberg Asset Management

SEC 13F filings are viewable for Warberg Asset Management going back to 2020

Warberg Asset Management 2026 Q2 filed Aug. 11, 2026
Warberg Asset Management 2026 Q1 filed May 7, 2026
Warberg Asset Management 2025 Q4 filed Feb. 13, 2026
Warberg Asset Management 2025 Q3 filed Nov. 6, 2025
Warberg Asset Management 2025 Q2 filed Aug. 12, 2025
Warberg Asset Management 2025 Q1 filed May 9, 2025
Warberg Asset Management 2024 Q4 filed Feb. 13, 2025
Warberg Asset Management 2024 Q3 filed Nov. 6, 2024
Warberg Asset Management 2024 Q2 filed Aug. 9, 2024
Warberg Asset Management 2024 Q1 filed May 6, 2024
Warberg Asset Management 2023 Q4 filed Feb. 7, 2024
Warberg Asset Management 2023 Q3 filed Nov. 13, 2023
Warberg Asset Management 2023 Q2 filed Aug. 9, 2023
Warberg Asset Management 2023 Q1 filed May 15, 2023
Warberg Asset Management 2022 Q4 filed Feb. 13, 2023
Warberg Asset Management 2022 Q3 filed Nov. 7, 2022

View all past filings

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