Warberg Asset Management

Warberg Asset Management as of Dec. 31, 2025

Portfolio Holdings for Warberg Asset Management

Warberg Asset Management holds 181 positions in its portfolio as reported in the December 2025 quarterly 13F filing

Company (Ticker) Portfolio Weight Valued At Change in Shares Share Count Share Price
Spdr S&p 500 Etf Tr Put Put Option 51.9 $432M 633k 681.92
Axon Enterprise Note 0.500%12/1 (Principal) 3.7 $30M 12M 2.52
Invesco Qqq Tr Put Put Option 3.3 $28M 45k 614.31
Western Digital Corp Note 3.000%11/1 (Principal) 3.2 $26M 5.7M 4.59
Macom Tech Solutions Hldgs I Note 0.250% 3/1 (Principal) 2.9 $24M 12M 2.08
Cnx Res Corp Note 2.250% 5/0 (Principal) 2.7 $23M 8.0M 2.86
Seagate Hdd Cayman Note 3.500% 6/0 (Principal) 2.5 $21M 6.3M 3.35
Microchip Technology Note 1.625% 2/1 (Principal) 2.4 $20M 11M 1.79
Live Nation Entertainment In Note 3.125% 1/1 (Principal) 1.9 $15M 11M 1.45
Ventas Rlty Ltd Partnership Note 3.750% 6/0 (Principal) 1.7 $15M 10M 1.41
Box Note 1/1 (Principal) 1.6 $13M 11M 1.17
Halozyme Therapeutics Note 1.000% 8/1 (Principal) 1.3 $11M 8.0M 1.33
Post Hldgs Note 2.500% 8/1 (Principal) 1.2 $9.6M 8.9M 1.08
Lumentum Hldgs Note 0.500%12/1 (Principal) 1.1 $8.8M 2.4M 3.71
Alnylam Pharmaceuticals Note 1.000% 9/1 (Principal) 0.9 $7.4M 5.0M 1.48
Spotify Usa Note 3/1 (Principal) 0.8 $7.0M 6.2M 1.14
Progress Software Corp Note 1.000% 4/1 (Principal) 0.8 $6.6M 6.6M 0.99
Snowflake Note 10/0 (Principal) 0.7 $6.1M 4.1M 1.49
Workiva Note 1.125% 8/1 (Principal) 0.7 $5.8M 5.0M 1.16
Wisdomtree Note 3.250% 6/1 (Principal) 0.7 $5.8M 5.0M 1.16
Ionis Pharmaceuticals Note 4/0 (Principal) 0.7 $5.5M 4.0M 1.37
Palantir Technologies Put Put Option 0.6 $5.2M 29k 177.75
Ford Mtr Note 3/1 (Principal) 0.5 $4.5M 4.3M 1.04
Ishares Tr Put Put Option 0.5 $4.4M 50k 87.16
Carvana Put Put Option 0.5 $3.8M 9.0k 422.02
Vaneck Etf Trust Put Put Option 0.4 $3.3M 39k 85.77
Centerpoint Energy Note 4.250% 8/1 (Principal) 0.4 $3.3M 3.0M 1.10
Occidental Pete Corp *w Exp 08/03/202 (OXY.WS) 0.4 $3.2M 165k 19.27
Tyler Tex Indpt Sch Dist Note 0.250% 3/1 (Principal) 0.4 $3.0M 3.0M 1.01
Wisdomtree Note 3.250% 8/1 (Principal) 0.4 $3.0M 2.5M 1.20
American Wtr Cap Corp Note 3.625% 6/1 (Principal) 0.3 $2.7M 2.8M 1.00
Nvidia Corporation Put Put Option 0.3 $2.6M 14k 186.50
Stereotaxis Com New (STXS) 0.3 $2.5M 1.1M 2.30
Uber Technologies Note 0.875%12/0 (Principal) 0.3 $2.5M 1.9M 1.30
Ishares Tr Put Put Option 0.3 $2.4M 30k 80.63
Cantaloupe Put Put Option 0.3 $2.4M 226k 10.62
Epr Pptys PFD C CV 5.75% (EPR.PC) 0.3 $2.2M 97k 22.37
Vaneck Etf Trust Call Call Option 0.2 $1.9M 22k 85.77
Core Scientific *w Exp 01/23/202 (CORZW) 0.2 $1.9M 222k 8.46
Astronics Corp Note 5.500% 3/1 (Principal) 0.2 $1.7M 675k 2.56
Greenbrier Cos Note 2.875% 4/1 (Principal) 0.2 $1.7M 1.6M 1.08
Epr Pptys Conv Pfd 9% Sr E (EPR.PE) 0.2 $1.7M 55k 30.17
Ishares Silver Tr Call Call Option 0.2 $1.6M 25k 64.42
Itron Note 3/1 (Principal) 0.2 $1.5M 1.5M 0.99
Vendome Acquisition Corp I Com Cl A (VNME) 0.2 $1.4M 139k 10.03
Apple Call Call Option 0.2 $1.4M 5.0k 271.86
Rigetti Computing Put Put Option 0.2 $1.3M 60k 22.15
D. Boral Arc Acq I Corp. Shs Cl A (BCAR) 0.1 $1.1M 114k 10.03
New England Rlty Assoc Ltd P Depositry Rcpt (NEN) 0.1 $1.1M 17k 64.50
Select Sector Spdr Tr Put Put Option 0.1 $1.1M 20k 54.77
Bank America Corp 7.25%CNV PFD L (BAC.PL) 0.1 $1.1M 873.00 1248.45
Tavia Acquisition Corp SHS (TAVI) 0.1 $1.1M 104k 10.43
Charlton Aria Acquisition Ord Shs Cl A (CHAR) 0.1 $1.0M 99k 10.48
Ishares Bitcoin Trust Etf Put Put Option 0.1 $993k 20k 49.65
Drugs Made In Amer Acqutn Ord Shs (DMAA) 0.1 $955k 92k 10.38
Liberty Media Corp Del Note 2.250% 8/1 (Principal) 0.1 $926k 730k 1.27
Rigetti Computing Common Stock (RGTI) 0.1 $924k 42k 22.15
Micron Technology Call Call Option 0.1 $856k 3.0k 285.41
Nutanix Note 0.250%10/0 (Principal) 0.1 $852k 757k 1.13
Origin Invt Corp I Ord Shs (ORIQ) 0.1 $847k 84k 10.12
Ishares Silver Tr Put Put Option 0.1 $838k 13k 64.42
Pg&e Corp Call Call Option 0.1 $820k 51k 16.07
Black Hawk Acquisition Corp Usd Cl A Shs (BKHA) 0.1 $814k 72k 11.25
Evergy Note 4.500%12/1 (Principal) 0.1 $805k 661k 1.22
Pantages Capital Acquisition Ord Shs Cl A (PGAC) 0.1 $791k 76k 10.38
Kochav Defense Acqui Shs Cl A (KCHV) 0.1 $779k 77k 10.14
Translational Dev Acquisitio Com Cl A (TDAC) 0.1 $769k 73k 10.47
Nvidia Corporation Call Call Option 0.1 $746k 4.0k 186.50
Silicon Vy Acquisition Corp Unit 12/08/2030 (SVAQU) 0.1 $746k 75k 9.95
Tidal Trust I Put Put Option 0.1 $743k 30k 24.76
Centrus Energy Corp Put Put Option 0.1 $728k 3.0k 242.76
Vine Hill Cap Invts Corp Ii Unit 11/25/2030 (VHCPU) 0.1 $721k 72k 10.02
Aa Mission Acquisition Corp Ord Shs Cl A 0.1 $717k 67k 10.67
Albemarle Corp 7.25% Dep Shs A (ALB.PA) 0.1 $709k 12k 58.95
Mosaic Call Call Option 0.1 $602k 25k 24.09
Talon Cap Corp Ord Shs Cl A (TLNC) 0.1 $583k 58k 10.11
Barclays Bank Call Call Option 0.1 $553k 21k 26.47
Keen Vision Acquisition Corp SHS (KVAC) 0.1 $541k 46k 11.76
Pelican Acquisition Corp SHS (PELI) 0.1 $508k 50k 10.15
Cal Redwood Acquisition Corp Com Cl A (CRAQ) 0.1 $505k 50k 10.12
Crown Resv Acquisition Corp Ord Shs Cl A (CRAC) 0.1 $490k 49k 9.94
Sc Ii Acquisition Corp Unit 11/06/2030 (SCIIU) 0.1 $466k 46k 10.07
Miluna Acquisition Corp Usd Cl A Ord Shs (MMTX) 0.1 $455k 46k 9.89
Thayer Ventures Acq Corp Ii Cl A (TVAI) 0.1 $452k 45k 10.12
Noble Corp *w Exp 02/04/202 (NE.WS.A) 0.1 $449k 54k 8.33
Indigo Acquisition Corp Ord Shs (INAC) 0.1 $448k 45k 10.05
Lake Superior Acquisition Usd Cl A Ord Shs (LKSP) 0.1 $447k 45k 9.94
Post Holdings Inc Common (POST) 0.1 $446k 4.5k 99.05
Oklo Put Put Option 0.1 $431k 6.0k 71.76
Quantumsphere Acquisition Ord Shs (QUMS) 0.0 $415k 41k 10.01
Century Alum Note 2.750% 5/0 (Principal) 0.0 $397k 188k 2.11
Crane Hbr Acquisition Corp I Unit 12/09/2030 (CRANU) 0.0 $395k 39k 10.07
Harvard Ave Acquisition Corp Usd Cl A Ord Shs (HAVA) 0.0 $372k 38k 9.93
Globa Terra Acquisition Cor Cl A Ord Shs (GTERA) 0.0 $367k 36k 10.10
Oklo Com Cl A (OKLO) 0.0 $359k 5.0k 71.79
Otg Acquisition Corp. I Ord Cl A (OTGA) 0.0 $354k 35k 10.00
Championsgate Acquisition Shs Cl A (CHPG) 0.0 $354k 35k 10.19
Aa Mission Acquisition Corp Ord Shs Cl A (YCY) 0.0 $348k 35k 9.94
Nextera Energy Cap Hldgs Note 3.000% 3/0 (Principal) 0.0 $316k 254k 1.24
USA Rare Earth Inc A (USAR) 0.0 $301k 25k 11.89
Joby Aviation *w Exp 08/10/202 (JOBY.WS) 0.0 $295k 74k 3.96
Dune Acquisition Corp Ii Shs Cl A (IPOD) 0.0 $290k 28k 10.21
M-tron Inds (MPTI) 0.0 $280k 5.3k 53.22
Cayson Acquisition Corp SHS (CAPN) 0.0 $279k 26k 10.64
Stonebridge Acquisition Ii C Cl A Shs (APAC) 0.0 $274k 28k 9.95
Mckinley Acquisition Corp Shs Cl A (MKLY) 0.0 $269k 27k 9.97
A Paradise Acquisition Corp Com Cl A (APAD) 0.0 $251k 25k 10.05
I-80 Gold Corp *w Exp 11/16/202 (IAUX.WS) 0.0 $251k 273k 0.92
Solarius Capital Acqu Corp Shs Cl A (SOCA) 0.0 $250k 25k 10.05
Roman Dbdr Acquisition Corp Ord Shs Cl A (DRDB) 0.0 $249k 24k 10.43
Evolution Global Acquisition Usd Cl A Ord Shs (EVOX) 0.0 $247k 25k 9.87
Quartzsea Acquisition Corp Ord Shs (QSEA) 0.0 $246k 24k 10.23
Tailwind 2.0 Acquisition Cor Ord Shs Cl A (TDWD) 0.0 $245k 25k 9.85
Wintergreen Acquisition Corp SHS (WTG) 0.0 $243k 24k 10.15
Lafayette Acquisition Corp Ord Shs (LAFA) 0.0 $243k 25k 9.90
Axiom Intelligence Ac Corp 1 Ord Shs Cl A (AXIN) 0.0 $241k 24k 10.06
Critical Metals Corp Put Put Option 0.0 $229k 33k 6.94
Occidental Pete Corp Put Put Option 0.0 $226k 5.5k 41.12
Neovo *w Exp 04/01/202 (NEOVW) 0.0 $213k 213k 1.00
Viking Acquisition Corp I Ord Cl A (VACI) 0.0 $210k 21k 9.90
Hall Chadwick Acquisition Unit 11/20/2030 (HCACU) 0.0 $200k 20k 10.02
Bitcoin Infrastructure Acqui Unit 11/06/2030 (BIXIU) 0.0 $199k 20k 9.96
Mobilicom *w Exp 08/31/202 (MOBBW) 0.0 $193k 60k 3.22
Ribbon Acquisition Corp Ord Shs Cl A (RIBB) 0.0 $185k 18k 10.38
Copley Acquisition Corp Ord Shs Cl A (COPL) 0.0 $178k 17k 10.23
Eureka Acquisition Corp Shs Cl A (EURK) 0.0 $173k 16k 10.93
Oppfi *w Exp 07/20/202 (OPFI.WS) 0.0 $172k 113k 1.53
Profound Med Corp Com New (PROF) 0.0 $165k 21k 7.87
Cslm Digita Asset Acq Corp I Usd Cl A Ord Shs (KOYN) 0.0 $158k 16k 9.95
Fg Merger Ii Corp (FGMC) 0.0 $151k 15k 10.04
Uy Scuti Acquisition Corp. Ord Shs (UYSC) 0.0 $150k 15k 10.25
Biovie *w Exp 08/08/203 (BIVIW) 0.0 $139k 462k 0.30
Eos Energy Enterprises Com Cl A (EOSE) 0.0 $128k 11k 11.45
Regentis Biomaterials Ordinary Shares 0.0 $127k 19k 6.65
Planet Labs Pbc *w Exp 12/06/202 (PL.WS) 0.0 $122k 14k 8.61
Archimedes Tech Spac Partner Ord Shs (ATII) 0.0 $104k 10k 10.36
Oyster Enterprises Ii Acquis Ord Shs Cl A (OYSE) 0.0 $101k 10k 10.10
Chenghe Acquisition Iii Unit 09/09/2030 (CHECU) 0.0 $101k 10k 10.05
Visionwave Holdings *w Exp 07/14/203 (VWAVW) 0.0 $94k 80k 1.17
Prairie Oper Call Call Option 0.0 $93k 55k 1.69
Akari Therapeutics Sponsored Adr (AKTX) 0.0 $89k 308k 0.29
Gold Royalty Corp *w Exp 05/31/202 (GROY.WS) 0.0 $61k 31k 1.98
Vivani Medical Common Stock (VANI) 0.0 $54k 44k 1.22
Gossamer Bio Call Call Option 0.0 $51k 16k 3.10
Cellectar Biosciences Com New (CLRB) 0.0 $41k 14k 2.95
Curis (CRIS) 0.0 $40k 40k 0.99
Livewire Group *w Exp 09/26/202 (LVWR.WS) 0.0 $38k 600k 0.06
Nexgel *w Exp 12/27/202 (NXGLW) 0.0 $34k 146k 0.24
Modular Med Com New (MODD) 0.0 $34k 93k 0.36
Eon Resources *w Exp 02/04/202 (EONR.WS) 0.0 $31k 658k 0.05
Cid Holdco *w Exp 12/31/202 (DAICW) 0.0 $30k 378k 0.08
Off The Hook Ys Com Shs (OTH) 0.0 $30k 15k 2.07
Intensity Therapeutics (INTS) 0.0 $28k 69k 0.41
Synergy Chc Corp Com New (SNYR) 0.0 $25k 14k 1.86
Actelis Networks Com Shs (ASNS) 0.0 $25k 51k 0.49
Terrestrial Energy *w Exp 10/28/203 (IMSRW) 0.0 $23k 11k 2.12
Volitionrx (VNRX) 0.0 $23k 91k 0.26
Reeds Com Shs (REED) 0.0 $23k 11k 2.10
Gamesquare Hldgs (GAME) 0.0 $19k 50k 0.39
Flyexclusive *w Exp 99/99/999 (FLYX.WS) 0.0 $19k 70k 0.27
Eon Resources Com Cl A (EONR) 0.0 $18k 48k 0.38
Salarius Pharmaceuticals Com New (DCOY) 0.0 $18k 28k 0.65
Aleanna *w Exp 12/13/202 (ANNAW) 0.0 $18k 125k 0.14
Silynxcom Com Shs (SYNX) 0.0 $15k 14k 1.07
Namib Minerals *w Exp 06/05/203 (NAMMW) 0.0 $12k 155k 0.07
Generation Essentials Group *w Exp 02/15/202 (TGE.WS) 0.0 $5.4k 36k 0.15
Hub Cyber Security *w Exp 02/27/202 (HUBCW) 0.0 $3.0k 163k 0.02
P3 Health Partners *w Exp 11/19/202 (PIIIW) 0.0 $2.9k 292k 0.01
Saverone 2014 *w Exp 06/02/202 (SVREW) 0.0 $2.3k 125k 0.02
Aeries Technology *w Exp 11/06/202 (AERTW) 0.0 $2.2k 71k 0.03
Murano Global Invts *w Exp 03/19/202 (MRNOW) 0.0 $2.2k 83k 0.03
Cea Industries *w Exp 02/11/202 (BNCWW) 0.0 $1.9k 35k 0.06
Harvard Ave Acquisition Corp Right 03/30/2026 (HAVAR) 0.0 $1.9k 16k 0.12
Stonebridge Acquisition Ii C Right 09/09/2030 (APACR) 0.0 $1.7k 12k 0.14
Miluna Acquisition Corp *w Exp 09/29/203 0.0 $1.7k 15k 0.11
Crown Resv Acquisition Corp *w Exp 10/06/203 0.0 $1.5k 17k 0.09
Bt Brands *w Exp 11/12/202 (BTBDW) 0.0 $1.1k 10k 0.11
Apollomics *w Exp 04/01/202 (APLMW) 0.0 $966.243900 87k 0.01
Anghami *w Exp 02/03/202 (ANGHW) 0.0 $949.611500 40k 0.02
Carbon Revolution *w Exp 99/99/999 0.0 $446.131200 47k 0.01
Renew Energy Global *w Exp 08/21/202 (RNWWW) 0.0 $220.753200 31k 0.01