Warberg Asset Management

Warberg Asset Management as of June 30, 2024

Portfolio Holdings for Warberg Asset Management

Warberg Asset Management holds 220 positions in its portfolio as reported in the June 2024 quarterly 13F filing

Company (Ticker) Portfolio Weight Valued At Change in Shares Share Count Share Price
Spdr S&p 500 Etf Tr Put Put Option 30.0 $198M 364k 544.22
Occidental Pete Corp *w Exp 08/03/202 (OXY.WS) 6.4 $42M 1.0M 41.16
Invesco Qqq Tr Put Put Option 5.6 $37M 78k 479.11
Palo Alto Networks Note 0.375% 6/0 (Principal) 4.7 $31M 9.0M 3.41
Microchip Technology Note 1.625% 2/1 (Principal) 3.6 $24M 8.9M 2.65
Ati Note 3.500% 6/1 (Principal) 3.1 $21M 5.7M 3.58
United States Stl Corp Note 5.000%11/0 (Principal) 2.9 $19M 6.8M 2.85
Booking Holdings Note 0.750% 5/0 (Principal) 2.8 $19M 8.9M 2.10
Parsons Corp Del Note 0.250% 8/1 (Principal) 2.5 $16M 9.0M 1.82
Nvidia Corporation Put Put Option 2.2 $15M 119k 123.54
Microsoft Corp Put Put Option 1.9 $13M 28k 446.95
Repligen Corp Note 0.375% 7/1 (Principal) 1.8 $12M 9.8M 1.19
Bloomin Brands Note 5.000% 5/0 (Principal) 1.8 $12M 6.6M 1.76
Hubspot Note 0.375% 6/0 (Principal) 1.7 $11M 5.4M 2.09
Nrg Energy DBCV 2.750% 6/0 (Principal) 1.7 $11M 5.8M 1.92
Chart Inds Note 1.000%11/1 (Principal) 1.5 $9.9M 4.0M 2.47
Axon Enterprise Note 0.500%12/1 (Principal) 1.4 $9.0M 6.5M 1.38
Trump Media & Technology Gro *w Exp 03/25/202 (DJTWW) 1.3 $8.4M 395k 21.27
Interdigital Note 3.500% 6/0 (Principal) 1.2 $8.2M 5.3M 1.55
Macom Tech Solutions Hldgs I Note 0.250% 3/1 (Principal) 1.1 $7.0M 5.0M 1.41
RH Note 9/1 (Principal) 1.0 $6.8M 5.8M 1.17
Akamai Technologies Note 0.125% 5/0 (Principal) 1.0 $6.6M 6.3M 1.05
Progress Software Corp Note 1.000% 4/1 (Principal) 0.9 $5.8M 5.5M 1.05
Insmed Note 0.750% 6/0 (Principal) 0.8 $5.3M 2.5M 2.12
Nutanix Note 0.250%10/0 (Principal) 0.8 $5.3M 4.5M 1.17
Sea Note 1.000%12/0 (Principal) 0.8 $5.0M 3.5M 1.44
Microstrategy Note 2/1 (Principal) 0.7 $4.9M 4.1M 1.20
Tyler Tex Indpt Sch Dist Note 0.250% 3/1 (Principal) 0.7 $4.3M 4.0M 1.10
Integer Hldgs Corp Note 2.125% 2/1 (Principal) 0.7 $4.3M 3.0M 1.43
Ford Mtr Co Del Note 3/1 (Principal) 0.6 $3.7M 3.7M 1.01
Chesapeake Energy Corp *w Exp 02/09/202 (EXEEZ) 0.6 $3.6M 52k 69.37
Insmed Note 1.750% 1/1 (Principal) 0.5 $3.0M 1.8M 1.71
Workiva Note 1.125% 8/1 (Principal) 0.5 $3.0M 2.7M 1.10
Southwest Airls Note 1.250% 5/0 (Principal) 0.5 $3.0M 3.0M 1.00
Chesapeake Energy Corp *w Exp 02/09/202 (EXEEL) 0.4 $2.5M 39k 65.49
Sarepta Therapeutics DBCV 1.500%11/1 (Principal) 0.3 $2.2M 1.0M 2.15
Etsy Note 0.125%10/0 (Principal) 0.3 $2.0M 2.1M 0.99
Box Note 1/1 (Principal) 0.3 $2.0M 1.7M 1.15
Jazz Investments I Note 2.000% 6/1 (Principal) 0.3 $1.9M 2.0M 0.96
Noble Corp *w Exp 02/04/202 (NE.WS) 0.3 $1.9M 75k 25.48
Ishares Tr Put Put Option 0.3 $1.8M 20k 91.78
Coinbase Global Put Put Option 0.3 $1.8M 8.0k 222.23
Middleby Corp Note 1.000% 9/0 (Principal) 0.3 $1.7M 1.6M 1.07
Noble Corp *w Exp 02/04/202 (NE.WS.A) 0.2 $1.6M 72k 21.92
Exxon Mobil Corp Call Call Option 0.2 $1.5M 13k 115.12
Vaneck Etf Trust Call Call Option 0.2 $1.4M 42k 33.93
Mongodb Note 0.250% 1/1 (Principal) 0.2 $1.4M 1.1M 1.32
Core Scientific *w Exp 01/23/202 (CORZZ) 0.2 $1.2M 141k 8.69
Chesapeake Energy Corp *w Exp 02/09/202 (EXEEW) 0.2 $1.2M 16k 74.11
Core Scientific *w Exp 01/23/202 (CORZW) 0.2 $1.2M 267k 4.51
Epr Pptys PFD C CV 5.75% (EPR.PC) 0.2 $1.2M 60k 19.31
Transocean Deb 4.625% 9/3 (Principal) 0.2 $1.1M 642k 1.78
Ishares Tr Short Treas Bd (SHV) 0.2 $1.1M 9.9k 110.50
Dollar Tree Call Call Option 0.2 $1.1M 10k 106.77
Apple Call Call Option 0.2 $1.1M 5.0k 210.62
Apple Put Put Option 0.2 $1.1M 5.0k 210.62
Rbc Bearings 5% Cnv Pfd Sr A (RBCP) 0.1 $926k 7.6k 122.29
New England Rlty Assoc Ltd P Depositry Rcpt (NEN) 0.1 $904k 13k 71.34
Core Scientific Put Put Option 0.1 $902k 97k 9.30
Permian Resources Corp Note 3.250% 4/0 (Principal) 0.1 $898k 325k 2.76
Blueriver Acquisition Corp Cl A Ord Shs (BLUAF) 0.1 $888k 80k 11.06
Arogo Capital Acquisition Class A Com (AOGO) 0.1 $876k 80k 10.91
Climaterock Class A Ord (CLRC) 0.1 $866k 75k 11.49
Four Leaf Acquisition Corp Com Cl A (FORL) 0.1 $831k 76k 10.94
Stereotaxis Com New (STXS) 0.1 $821k 461k 1.78
Ishares Silver Tr Call Call Option 0.1 $797k 30k 26.57
Akamai Technologies Note 0.375% 9/0 (Principal) 0.1 $795k 820k 0.97
Canna Global Acquisition Cor Class A Com (CNGL) 0.1 $776k 72k 10.72
Vision Sensing Acquisition C Class A Com (VSAC) 0.1 $776k 67k 11.55
Equinix Put Put Option 0.1 $757k 1.0k 756.60
Black Hawk Acquisition Corp Usd Cl A Shs (BKHA) 0.1 $752k 74k 10.14
Zalatoris Acquisition Corp Com Cl A (TCOA) 0.1 $745k 67k 11.05
99 Acquisition Group Cl A 0.1 $737k 70k 10.50
Abercrombie & Fitch Put Put Option 0.1 $711k 4.0k 177.84
Quetta Acquisition Corp (QETA) 0.1 $711k 69k 10.35
Oak Woods Acquisition Corp Cl A (OAKU) 0.1 $707k 65k 10.88
Vishay Intertechnology Note 2.250% 6/1 (Principal) 0.1 $702k 714k 0.98
Noble Corp Put Put Option 0.1 $701k 16k 44.65
Walmart Call Call Option 0.1 $677k 10k 67.71
Carvana Put Put Option 0.1 $644k 5.0k 128.72
B. Riley Financial Put Put Option 0.1 $626k 36k 17.64
Intel Corp Call Call Option 0.1 $619k 20k 30.97
Hims & Hers Health Put Put Option 0.1 $606k 30k 20.19
Royal Caribbean Group Note 6.000% 8/1 (Principal) 0.1 $588k 182k 3.23
Duet Acquisition Corp Class A Com 0.1 $562k 50k 11.13
Guess Note 3.750% 4/1 (Principal) 0.1 $548k 500k 1.10
Nova Vision Acquisition Corp (NOVV) 0.1 $494k 41k 12.08
Roth Ch Acquisition V 0.1 $493k 45k 11.04
Keen Vision Acquisition Corp SHS (KVAC) 0.1 $487k 46k 10.58
Moderna Put Put Option 0.1 $475k 4.0k 118.75
Trailblazer Merger Corp I Cl A (TBMC) 0.1 $473k 44k 10.80
Cantaloupe Call Call Option 0.1 $471k 71k 6.60
Nordstrom Call Call Option 0.1 $467k 22k 21.22
Dexcom Note 0.250%11/1 (Principal) 0.1 $438k 437k 1.00
Bellevue Life Scncs Aqstn (BLAC) 0.1 $429k 40k 10.78
Esh Acquisition Corp (ESHA) 0.1 $403k 39k 10.42
Data Storage Corp *w Exp 05/18/202 (DTSTW) 0.1 $383k 275k 1.39
Rf Acquisition Corp Ii Unit 05/01/2026 (RFAIU) 0.1 $383k 38k 10.06
Vaneck Etf Trust Junior Gold Mine (GDXJ) 0.1 $380k 9.0k 42.18
Cava Group Put Put Option 0.1 $371k 4.0k 92.75
Composecure *w Exp 12/27/202 (CMPOW) 0.1 $354k 795k 0.45
Blackstone Mtg Tr Put Put Option 0.1 $348k 20k 17.42
Grayscale Bitcoin Tr Btc Shs Rep Com Ut (GBTC) 0.1 $337k 6.3k 53.23
Iron Horse Acquisitions Corp (IROH) 0.1 $335k 33k 10.06
Tidewater *w Exp 11/14/202 (TDW.WS) 0.0 $325k 33k 9.95
Spdr Ser Tr Bloomberg 1-3 Mo (BIL) 0.0 $321k 3.5k 91.78
Aura Fat Projs Acquisition C Class A Ord 0.0 $315k 28k 11.29
Perceptive Cap Solutions Cor Cl A Ord Shs (PCSC) 0.0 $310k 31k 10.06
NVIDIA Corporation (NVDA) 0.0 $309k 2.5k 123.50
Acri Capital Acquisition Cor Com Cl A 0.0 $309k 27k 11.28
Stride Note 1.125% 9/0 (Principal) 0.0 $297k 207k 1.43
Aimfinity Investment Corp I Unit 04/21/2027 (AIMBU) 0.0 $275k 24k 11.34
Cantaloupe Put Put Option 0.0 $271k 41k 6.60
Vornado Rlty Tr Put Put Option 0.0 $263k 10k 26.29
Dt Cloud Acquisition Corp Ord Shs (DYCQ) 0.0 $263k 26k 10.17
Zalatoris Ii Acquisition Cor Class A Ord (ZLSSF) 0.0 $260k 24k 10.96
Technology & Telecom Acq Cor Class A Ord Shs (TETE) 0.0 $208k 17k 11.95
Microchip Technology Note 0.125%11/1 (Principal) 0.0 $204k 193k 1.06
Inception Growth Acqustn Common Stock (IGTA) 0.0 $199k 18k 11.30
Pulse Biosciences Call Call Option 0.0 $191k 17k 11.19
Amprius Technologies Common Stock (AMPX) 0.0 $170k 134k 1.27
Hertz Global Hldgs Put Put Option 0.0 $169k 48k 3.53
Hertz Global Hldgs Com New (HTZ) 0.0 $169k 48k 3.53
Greenbrier Cos Note 2.875% 4/1 (Principal) 0.0 $166k 155k 1.07
Aimei Health Technology Co L SHS (AFJK) 0.0 $155k 15k 10.35
Arya Sciences Acqu Corp Iv Cl A (ARYD) 0.0 $151k 13k 11.48
Renew Energy Global *w Exp 08/21/202 (RNWWW) 0.0 $143k 259k 0.55
Bynordic Acquisition Corp Class A Com (BYNO) 0.0 $134k 12k 11.29
Prairie Oper (PROP) 0.0 $127k 12k 10.78
Pyxis Tankers *w Exp 10/13/202 (PXSAW) 0.0 $115k 96k 1.20
Aerovate Therapeutics (AVTE) 0.0 $111k 67k 1.65
Bowen Acquisition Corp SHS (BOWN) 0.0 $106k 10k 10.55
Neovo *w Exp 04/01/202 (NEOVW) 0.0 $103k 194k 0.53
Flag Ship Acquisition Corp Unit 05/22/2029 (FSHPU) 0.0 $100k 10k 10.01
Surgepays *w Exp 10/22/202 (SURGW) 0.0 $99k 367k 0.27
Microchip Technology Note 1.625% 2/1 (Principal) 0.0 $98k 23k 4.25
Winnebago Inds Note 1.500% 4/0 (Principal) 0.0 $88k 85k 1.04
Aileron Therapeutics Com New (ALRN) 0.0 $86k 31k 2.75
Joby Aviation *w Exp 08/10/202 (JOBY.WS) 0.0 $74k 128k 0.58
Diana Shipping *w Exp 12/14/202 (DSX.WS) 0.0 $72k 127k 0.57
Gain Therapeutics (GANX) 0.0 $66k 52k 1.27
Maxeon Solar Technologies Lt Put Put Option 0.0 $62k 73k 0.85
Carmell Therapeutics Corp - US (CTCX) 0.0 $60k 45k 1.33
Ast Spacemobile *w Exp 04/06/202 0.0 $59k 14k 4.23
Kindly Md *w Exp 05/31/202 (KDLYW) 0.0 $56k 164k 0.34
Kwesst Micro Systems Com New (KWE) 0.0 $52k 112k 0.46
Talkspace *w Exp 06/21/202 (TALKW) 0.0 $50k 498k 0.10
Foremost Lithium Res & Tech *w Exp 08/24/202 (FMSTW) 0.0 $49k 114k 0.43
Elicio Therapeutics (ELTX) 0.0 $49k 12k 4.11
Southern Note 3.875%12/1 (Principal) 0.0 $42k 41k 1.02
Nexalin Technology *w Exp 99/99/999 (NXLIW) 0.0 $40k 118k 0.34
Duos Technologies Group (DUOT) 0.0 $36k 13k 2.86
Hnr Acquisition Corp Com Cl A (EONR) 0.0 $35k 14k 2.55
Tenon Medical *w Exp 06/16/202 (TNONW) 0.0 $33k 669k 0.05
Hnr Acquisition Corp *w Exp 02/04/202 (EONR.WS) 0.0 $32k 631k 0.05
Tivic Health Systems Com New (TIVC) 0.0 $31k 80k 0.39
Kindly Md (KDLY) 0.0 $30k 11k 2.75
Lilium N V Class A Ord Shs (LILMF) 0.0 $27k 34k 0.80
Nextplat Corp *w Exp 06/02/202 (NXPLW) 0.0 $24k 60k 0.39
Esperion Therapeutics Inc Ne Call Call Option 0.0 $22k 10k 2.22
Apptech Pmts Corp *w Exp 01/04/202 (APCXW) 0.0 $22k 58k 0.38
Sharps Technology *w Exp 99/99/999 (STSSW) 0.0 $22k 297k 0.07
Genelux Corporation (GNLX) 0.0 $20k 10k 2.00
Onfolio Holdings *w Exp 01/02/202 (ONFOW) 0.0 $18k 74k 0.25
Fgi Industries *w Exp 01/21/202 (FGIWW) 0.0 $18k 121k 0.14
Vbi Vaccines Inc Cda Com New (VBIVQ) 0.0 $17k 25k 0.67
Zentek (ZTEK) 0.0 $17k 12k 1.39
Maris Tech *w Exp 02/04/202 (MTEKW) 0.0 $16k 195k 0.08
Bt Brands *w Exp 11/12/202 (BTBDW) 0.0 $14k 118k 0.12
Whole Earth Brands *w Exp 06/25/202 (FREEW) 0.0 $13k 313k 0.04
Fg Financial Group (FGF) 0.0 $12k 13k 0.94
Faraday Future Intlgt Elec I Call Call Option 0.0 $12k 24k 0.51
Mobilicom *w Exp 08/31/202 (MOBBW) 0.0 $11k 87k 0.13
Cemtrex Com New (CETX) 0.0 $11k 49k 0.22
Oragenics (OGEN) 0.0 $10k 10k 1.04
Virpax Pharmaceuticals Com New (VRPX) 0.0 $10k 20k 0.52
Saverone 2014 *w Exp 06/02/202 (SVREW) 0.0 $10k 161k 0.06
Kwesst Micro Systems *w Exp 12/09/202 (KWESW) 0.0 $9.6k 354k 0.03
Bluejay Diagnostics Com New (BJDX) 0.0 $8.7k 13k 0.70
Stran & Company *w Exp 99/99/999 (SWAGW) 0.0 $8.1k 181k 0.04
Splash Beverage Group *w Exp 06/15/202 (SBEV.WS) 0.0 $7.3k 138k 0.05
Apollomics *w Exp 04/01/202 (APLMW) 0.0 $7.2k 512k 0.01
Wearable Devices *w Exp 09/14/202 (WLDSW) 0.0 $6.9k 117k 0.06
Ocean Biomedical *w Exp 02/14/202 (OCEAW) 0.0 $6.7k 173k 0.04
Neurosense Therapeutics *w Exp 11/10/202 (NRSNW) 0.0 $6.6k 32k 0.21
Bioaffinity Technologies *w Exp 09/07/202 (BIAFW) 0.0 $5.9k 15k 0.41
Carbon Revolution *w Exp 99/99/999 (CREVW) 0.0 $5.7k 172k 0.03
Inception Growth Acqustn *w Exp 10/15/202 (IGTAW) 0.0 $5.6k 80k 0.07
Zura Bio *w Exp 99/99/999 (ZURAW) 0.0 $5.2k 13k 0.40
Inuvo Com New (INUV) 0.0 $5.1k 20k 0.26
Murano Global Invts *w Exp 03/19/202 (MRNOW) 0.0 $4.6k 28k 0.16
Hub Cyber Security *w Exp 02/27/202 (HUBCW) 0.0 $4.5k 171k 0.03
Northview Acquisition Corp *w Exp 08/02/202 (NVACW) 0.0 $4.3k 78k 0.06
Pasithea Therapeutics Corp *w Exp 08/12/202 (KTTAW) 0.0 $4.3k 279k 0.02
Aurora Innovation *w Exp 11/03/202 (AUROW) 0.0 $4.1k 20k 0.21
The Lion Electric Company *w Exp 12/16/202 0.0 $3.6k 21k 0.17
Pagaya Technologies *w Exp 99/99/999 (PGYWW) 0.0 $3.4k 30k 0.11
Vicarious Surgical *w Exp 09/17/202 (RBOT.WS) 0.0 $3.4k 112k 0.03
Bridger Aerospace Grp Hldgs *w Exp 01/24/202 (BAERW) 0.0 $3.3k 25k 0.13
Iveda Solutions *w Exp 04/01/202 (IVDAW) 0.0 $3.0k 35k 0.08
Aeries Technology *w Exp 11/06/202 (AERTW) 0.0 $2.8k 95k 0.03
Arogo Capital Acquisition *w Exp 03/23/202 (AOGOW) 0.0 $2.7k 90k 0.03
60 Degrees Pharmaceuticals I *w Exp 07/12/202 (SXTPW) 0.0 $2.4k 30k 0.08
Lixte Biotechnology Hldgs In *w Exp 11/30/202 (LIXTW) 0.0 $2.3k 38k 0.06
Worksport *w Exp 08/06/202 (WKSPW) 0.0 $1.7k 24k 0.07
Xbp Europe Holdings *w Exp 11/30/202 (XBPEW) 0.0 $1.6k 40k 0.04
Microcloud Hologram *w Exp 01/31/202 (HOLOW) 0.0 $1.5k 33k 0.05
Protagenic Therapeutics *w Exp 04/29/202 (PTIXW) 0.0 $1.5k 177k 0.01
Selina Hospitality *w Exp 10/27/202 (SLNWF) 0.0 $1.4k 127k 0.01
Canna Global Acquisition Cor *w Exp 99/99/999 (CNGLW) 0.0 $1.2k 90k 0.01
Cea Industries *w Exp 02/11/202 (CEADW) 0.0 $1.2k 80k 0.01
Ainos *w Exp 07/29/202 (AIMDW) 0.0 $1.2k 19k 0.06
Smx Sec Matters *w Exp 03/07/202 (SMXWW) 0.0 $991.000000 99k 0.01
Anghami *w Exp 02/03/202 (ANGHW) 0.0 $961.734200 40k 0.02
Bannix Acquisition Corp *w Exp 07/31/202 (BNIXW) 0.0 $864.000000 43k 0.02
Kairous Acquisition Corp *w Exp 09/15/202 0.0 $710.793000 79k 0.01
Cingulate *w Exp 12/10/202 (CINGW) 0.0 $466.074000 43k 0.01
Dermata Therapeutics *w Exp 99/99/999 (DRMAW) 0.0 $420.000000 30k 0.01
Brand Engagement Network *w Exp 03/14/202 (BNAIW) 0.0 $315.000000 10k 0.03
Alpha Star Acquisition Corp *w Exp 12/13/202 0.0 $192.488400 17k 0.01