Warberg Asset Management

Warberg Asset Management as of June 30, 2022

Portfolio Holdings for Warberg Asset Management

Warberg Asset Management holds 251 positions in its portfolio as reported in the June 2022 quarterly 13F filing

Company (Ticker) Portfolio Weight Valued At Change in Shares Share Count Share Price
Spdr S&p 500 Etf Tr Put Put Option 20.3 $92M 245k 377.25
Occidental Pete Corp *w Exp 08/03/202 (OXY.WS) 8.6 $39M 1.1M 37.22
Invesco Qqq Tr Put Put Option 5.2 $24M 85k 280.28
On Semiconductor Corp Note 1.625%10/1 (Principal) 5.1 $23M 9.5M 2.45
Chesapeake Energy Corp *w Exp 02/09/202 (EXEEW) 5.1 $23M 377k 61.07
Microchip Technology Note 1.625% 2/1 (Principal) 4.2 $19M 7.6M 2.50
Chesapeake Energy Corp *w Exp 02/09/202 (EXEEL) 3.5 $16M 302k 52.47
Sierra Oncology Put Put Option 2.6 $12M 213k 54.99
Plug Pwr Note 3.750% 6/0 (Principal) 2.6 $12M 3.5M 3.34
Chesapeake Energy Corp *w Exp 02/09/202 (EXEEZ) 2.5 $11M 198k 56.62
Palo Alto Networks Note 0.750% 7/0 (Principal) 2.4 $11M 5.8M 1.88
Arch Resources Note 5.250%11/1 (Principal) 2.2 $10M 2.5M 4.04
Ii-vi Note 0.250% 9/0 (Principal) 1.5 $6.6M 6.0M 1.11
Lumentum Hldgs Note 0.250% 3/1 (Principal) 1.4 $6.3M 4.5M 1.39
Spdr S&p 500 Etf Tr Tr Unit (SPY) 1.3 $6.0M 16k 377.31
Mcdonalds Corp Put Put Option 1.2 $5.7M 23k 246.87
Allscripts Healthcare Soluti Note 0.875% 1/0 (Principal) 1.2 $5.7M 4.5M 1.26
Hannon Armstrong Sust Infr C Note 8/1 (Principal) 1.2 $5.4M 5.5M 0.99
Activision Blizzard Call Call Option 1.1 $4.9M 62k 77.85
Encore Cap Europe Fin Note 4.500% 9/0 (Principal) 1.1 $4.8M 3.5M 1.38
Middleby Corp Note 1.000% 9/0 (Principal) 1.0 $4.6M 4.0M 1.13
KBR Note 2.500%11/0 (Principal) 1.0 $4.5M 2.3M 1.93
Live Nation Entertainment In Note 2.500% 3/1 (Principal) 0.9 $4.3M 3.3M 1.29
Invesco Qqq Tr Call Call Option 0.9 $4.2M 15k 280.27
Gfl Environmental Unit 99/99/9999t 0.9 $4.0M 67k 59.16
Viavi Solutions Note 1.000% 3/0 (Principal) 0.8 $3.7M 3.3M 1.13
Omnicell Note 0.250% 9/1 (Principal) 0.8 $3.7M 2.9M 1.28
Nova Note 10/1 (Principal) 0.8 $3.6M 2.8M 1.29
RH Note 9/1 (Principal) 0.7 $3.3M 2.7M 1.20
Etsy Note 0.125%10/0 (Principal) 0.7 $3.2M 2.8M 1.14
Workday Note 0.250%10/0 (Principal) 0.7 $3.1M 2.9M 1.05
Zendesk Note 0.250% 3/1 (Principal) 0.7 $3.0M 2.5M 1.20
Rambus Inc Del Note 1.375% 2/0 (Principal) 0.7 $3.0M 2.5M 1.20
Akamai Technologies Note 0.125% 5/0 (Principal) 0.7 $3.0M 2.7M 1.10
Fti Consulting Note 2.000% 8/1 (Principal) 0.6 $2.9M 1.6M 1.80
Cloudflare Note 0.750% 5/1 (Principal) 0.6 $2.9M 2.1M 1.38
Atlas Air Worldwide Hldgs In Note 1.875% 6/0 (Principal) 0.6 $2.9M 2.5M 1.17
Tesla Put Put Option 0.5 $2.4M 3.6k 673.33
Q2 HLDGS Note 0.750% 2/1 (Principal) 0.5 $2.4M 2.4M 0.98
Vaneck Etf Trust Call Call Option 0.5 $2.2M 79k 27.38
Envestnet Note 1.750% 6/0 (Principal) 0.5 $2.2M 2.1M 1.01
Hertz Global Hldgs *w Exp 06/30/205 (HTZWW) 0.5 $2.1M 213k 9.79
Silicon Laboratories Note 0.625% 6/1 (Principal) 0.4 $2.0M 1.6M 1.30
Invesco Qqq Tr Unit Ser 1 (QQQ) 0.4 $2.0M 7.0k 280.29
South Jersey Inds Unit 04/01/2024 0.4 $1.8M 26k 67.90
Liberty Media Corp Del Note 1.000% 1/3 (Principal) 0.4 $1.7M 1.0M 1.73
RH Note 6/1 (Principal) 0.4 $1.7M 1.5M 1.17
Fisker Put Put Option 0.3 $1.6M 186k 8.57
Nice Sys Note 1.250% 1/1 (Principal) 0.3 $1.5M 639k 2.31
Palo Alto Networks Note 0.375% 6/0 (Principal) 0.3 $1.4M 824k 1.72
New England Rlty Assoc Ltd P Depositry Rcpt (NEN) 0.3 $1.4M 18k 77.01
Apple Put Put Option 0.3 $1.4M 10k 136.70
Hci Group Note 4.250% 3/0 (Principal) 0.3 $1.4M 1.2M 1.14
Stanley Black & Decker Unit 11/15/2022 0.2 $1.1M 16k 67.39
United Sts Nat Gas Call Call Option 0.2 $1.0M 55k 19.02
Bristol-myers Squibb FRNT 9/1 (Principal) 0.2 $968k 465k 2.08
Ishares Silver Tr Call Call Option 0.2 $932k 50k 18.64
Conmed Corp Note 2.625% 2/0 (Principal) 0.2 $875k 722k 1.21
Teradyne Note 1.250%12/1 (Principal) 0.2 $858k 303k 2.83
Exxon Mobil Corp Call Call Option 0.2 $856k 10k 85.60
Pershing Square Tontine Hldg Com Cl A 0.2 $782k 39k 19.98
Sixth Street Specialty Lendi Note 4.500% 8/0 (Principal) 0.2 $757k 716k 1.06
Southern Company (SO) 0.2 $713k 10k 71.30
Southern Put Put Option 0.2 $713k 10k 71.30
PTC Put Put Option 0.1 $659k 6.2k 106.29
Gamestop Corp Put Put Option 0.1 $612k 5.0k 122.40
Southern Unit 08/01/2022 0.1 $604k 11k 52.98
Surgepays *w Exp 10/22/202 (SURGW) 0.1 $563k 470k 1.20
Netflix Call Call Option 0.1 $525k 3.0k 175.00
Mudrick Capital Acqu Corp Ii Com Cl A 0.1 $515k 51k 10.09
Carnival Corp Note 5.750% 4/0 (Principal) 0.1 $514k 460k 1.12
Optimumbank Holdings (OPHC) 0.1 $476k 119k 4.00
Cantaloupe Call Call Option 0.1 $469k 84k 5.60
Acri Capital Acquisition Cor Unit 02/01/2029 0.1 $445k 45k 10.00
Intl Gnrl Insurance Hldngs L *w Exp 03/17/202 0.1 $432k 799k 0.54
Agnico Eagle Mines Call Call Option 0.1 $412k 9.0k 45.78
Redbox Entertainment Put Put Option 0.1 $370k 50k 7.40
Microstrategy Put Put Option 0.1 $361k 2.2k 164.09
Envista Holdings Corporation Note 2.375% 6/0 (Principal) 0.1 $329k 172k 1.91
Select Sector Spdr Tr Call Call Option 0.1 $322k 4.5k 71.56
Valuence Merger Corp I Class A Ord Shs (VMCAF) 0.1 $321k 32k 10.00
Social Capital Hedosopha Hld Shs Cl A 0.1 $315k 32k 9.94
Pan Amern Silver Corp Call Call Option 0.1 $299k 15k 19.67
Prime No Acquisition I Corp Unit 07/31/2027 0.1 $273k 27k 9.99
Connexa Sports Technologies Com New 0.1 $266k 180k 1.48
Dicks Sporting Goods Note 3.250% 4/1 (Principal) 0.1 $257k 108k 2.38
Aura Fat Projs Acquisition C Class A Ord 0.1 $248k 25k 9.92
Feutune Light Acquisition Unit 06/01/2029 (FLFVU) 0.1 $248k 25k 9.96
Robinhood Mkts Put Put Option 0.1 $247k 30k 8.23
Barclays Bank Call Call Option 0.1 $231k 10k 23.10
Fg Merger Corp Common Stock 0.0 $220k 22k 9.97
Revlon Put Put Option 0.0 $217k 40k 5.42
Noble Rock Acquisition Corp Cl A Shs 0.0 $209k 21k 9.80
Splash Beverage Group *w Exp 06/15/202 (SBEVW) 0.0 $208k 289k 0.72
Evergreen Corporation Class A Ord Shs (EGRVF) 0.0 $206k 21k 9.98
Aimfinity Investment Corp I Unit 04/21/2027 (AIMTF) 0.0 $197k 20k 9.85
Newbury Street Acquisitn Cor (NBST) 0.0 $195k 20k 9.75
United Sts Nat Gas Unit Par 0.0 $190k 10k 19.00
Booking Holdings Note 0.750% 5/0 (Principal) 0.0 $180k 149k 1.21
1847 Goedeker *w Exp 06/02/202 (POLWQ) 0.0 $179k 690k 0.26
Denali Capital Acquisitn Cor Class A Ord (DNQAF) 0.0 $174k 18k 9.94
Pine Technology Acquisitn Class A Com 0.0 $172k 18k 9.83
Pepperlime Health Acqustn Class A Ord Shs 0.0 $170k 31k 5.43
Genesis Unicorn Capital Corp Class A Com 0.0 $170k 17k 9.97
Rosecliff Acquisition Corp I Com Cl A 0.0 $158k 16k 9.83
Property Solutions Acquisiti Com Cl A 0.0 $157k 16k 9.81
Conx Corp Com Cl A (CNXX) 0.0 $149k 15k 9.90
Macondray Cap Acquisitn Corp Class A Ord Shs 0.0 $149k 15k 9.93
Banyan Acquisition Corporati Cl A Com 0.0 $149k 15k 9.93
Coliseum Acquisition Corp Class A Ord Shs (MITA) 0.0 $146k 15k 9.73
Tastemaker Acquisition Corp Com Cl A 0.0 $144k 15k 9.93
Draftkings Put Put Option 0.0 $140k 12k 11.67
Fg Financial Group 0.0 $138k 95k 1.46
Dexcom Note 0.750%12/0 (Principal) 0.0 $131k 71k 1.85
Bm Technologies *w Exp 01/04/202 (BMTX.WS) 0.0 $122k 247k 0.49
Dpcm Cap Com Cl A 0.0 $119k 12k 9.92
Larkspur Health Acquisition Class A Com 0.0 $119k 12k 9.92
Nextplat Corp *w Exp 06/02/202 (NXPLW) 0.0 $119k 134k 0.89
Atlantic Ave Acquisition Cor Com Cl A 0.0 $117k 12k 9.87
Southwestern Energy Call Call Option 0.0 $110k 18k 6.25
Spree Acquisition Corp 1 Cl A Ord Shs (SACQF) 0.0 $110k 11k 10.00
Gladstone Acquisition Corp Class A Com 0.0 $109k 11k 10.07
Jaws Hurricane Acquisitn Cor Class A Com 0.0 $108k 11k 9.75
Talkspace *w Exp 06/21/202 (TALKW) 0.0 $106k 304k 0.35
Monterey Cap Acquisition Cor Unit 05/10/2027 (MCACU) 0.0 $103k 10k 9.96
Daseke Call Call Option 0.0 $102k 16k 6.38
Callaway Golf Company Note 2.750% 5/0 (Principal) 0.0 $102k 75k 1.36
Chavant Capital Acquisitn Ordinary Shares 0.0 $100k 10k 10.00
Jatt Acquisition Corp Shs Cl A 0.0 $100k 10k 10.00
Aetherium Acquisition Corp Class A Com (GMFI) 0.0 $99k 10k 9.90
Elliott Opportunity Ii Corp Shs Cl A 0.0 $97k 10k 9.70
Daseke 0.0 $96k 15k 6.40
Assertio Holdings Com New (ASRT) 0.0 $94k 32k 2.94
Invitae Corp Call Call Option 0.0 $85k 35k 2.43
Pavmed *w Exp 04/30/202 (PAVMZ) 0.0 $83k 166k 0.50
Grande West Transportation Gro (VEVMQ) 0.0 $75k 55k 1.36
Insulet Corp Note 0.375% 9/0 (Principal) 0.0 $75k 65k 1.15
Petvivo Hldgs *w Exp 08/13/202 (PETVW) 0.0 $72k 218k 0.33
Maris Tech *w Exp 02/04/202 (MTEKW) 0.0 $69k 220k 0.31
Redbox Entertainment *w Exp 12/15/202 0.0 $66k 124k 0.53
Southwestern Energy Company 0.0 $63k 10k 6.30
Rapid7 Note 2.250% 5/0 (Principal) 0.0 $63k 50k 1.26
Harbor Custom Development In *w Exp 10/04/202 (HCDZQ) 0.0 $62k 165k 0.38
Nextnav Common Stock (NN) 0.0 $57k 25k 2.28
Saverone 2014 Sponsored Ads 0.0 $53k 23k 2.32
Microchip Technology Note 1.625% 2/1 (Principal) 0.0 $52k 31k 1.68
Saverone 2014 W Exp 05/04/202 (SVREW) 0.0 $51k 146k 0.35
Protagenic Therapeutics *w Exp 04/13/202 (PTIXW) 0.0 $49k 328k 0.15
Fgi Industries *w Exp 01/21/202 (FGIWW) 0.0 $48k 120k 0.40
Cea Industries *w Exp 02/11/202 (BNCWW) 0.0 $47k 235k 0.20
Ocuphire Pharma (IRD) 0.0 $46k 24k 1.90
Evofem Biosciences Call Call Option 0.0 $45k 40k 1.12
Biosig Technologies Com New 0.0 $43k 65k 0.66
Edible Garden W Exp 04/18/202 (EDBLW) 0.0 $42k 104k 0.40
Blue Owl Capital *w Exp 05/19/202 0.0 $42k 20k 2.10
Alkaline Wtr Com New 0.0 $40k 102k 0.39
Energy Vault Holdings *w Exp 02/11/202 0.0 $40k 27k 1.50
Edible Garden 0.0 $39k 30k 1.30
Stran & Company *w Exp 11/01/202 (SWAGW) 0.0 $39k 155k 0.25
Neurosense Therapeutics *w Exp 11/09/202 (NRSNW) 0.0 $39k 77k 0.51
Hubspot Note 0.375% 6/0 (Principal) 0.0 $38k 30k 1.27
Tc Biopharm Holdings Sponsored Ads 0.0 $36k 99k 0.36
Verifyme *w Exp 06/22/202 0.0 $35k 51k 0.69
Cingulate *w Exp 12/03/202 (CINGW) 0.0 $35k 110k 0.32
Ampco-pittsburg Corp *w Exp 08/01/202 (AP.WS) 0.0 $35k 85k 0.41
Virpax Pharmaceuticals 0.0 $33k 20k 1.69
Apptech Pmts Corp *w Exp 12/17/202 (APCXW) 0.0 $32k 225k 0.14
Kaleyra *w Exp 11/25/202 0.0 $31k 147k 0.21
Comera Life Sciences Hldgs I W Exp 03/15/202 (CMRAW) 0.0 $29k 202k 0.14
Baudax Bio Com New 0.0 $29k 35k 0.84
American Rebel Holdings *w Exp 01/20/202 (AREBW) 0.0 $27k 179k 0.15
Livexlive Media (LVO) 0.0 $26k 30k 0.87
Performance Shipping Com New 0.0 $25k 45k 0.56
Data Storage Corp *w Exp 05/13/202 (DTSTW) 0.0 $25k 105k 0.24
Gcm Grosvenor *w Exp 11/17/202 (GCMGW) 0.0 $25k 66k 0.38
Agriforce Growing Systems Lt *w Exp 02/01/202 (AGRIW) 0.0 $24k 65k 0.37
Reliance Global Group *w Exp 02/01/202 (RELIW) 0.0 $22k 60k 0.37
Enjoy Technology 0.0 $22k 99k 0.22
Mobiquity Technologies *w Exp 12/03/202 (MOBQW) 0.0 $22k 80k 0.27
Pyxis Tankers *w Exp 09/15/202 (PXSAW) 0.0 $22k 93k 0.24
Nymox Pharmaceutical (NYMXF) 0.0 $22k 51k 0.44
Bone Biologics Corp *w Exp 10/13/202 0.0 $21k 110k 0.19
Clarus Therapeutics Hldngs I (CRXTQ) 0.0 $21k 55k 0.38
Pasithea Therapeutics Corp *w Exp 08/12/202 (KTTAW) 0.0 $20k 311k 0.06
Ezfill Holdings Com New 0.0 $20k 25k 0.80
Nextnav *w Exp 10/28/202 (NNAVW) 0.0 $20k 47k 0.43
Tc Biopharm Holdings *w Exp 02/08/202 (TCBWF) 0.0 $18k 87k 0.21
Boxed *w Exp 12/08/202 0.0 $17k 79k 0.22
Direct Digital Holdings *w Exp 02/15/202 0.0 $17k 44k 0.39
Soleno Therapeutics Com New 0.0 $16k 90k 0.18
Tiziana Life Sciences (TLSA) 0.0 $16k 22k 0.73
Troika Media Group *w Exp 04/13/202 0.0 $15k 209k 0.07
Plus Therapeutics Com New 0.0 $14k 25k 0.56
Akerna Corp 0.0 $14k 100k 0.14
Us Well Services Cl A New 0.0 $14k 15k 0.93
Canoo *w Exp 12/21/202 (GOEWQ) 0.0 $14k 50k 0.28
Celularity *w Exp 05/24/202 (CELUW) 0.0 $13k 23k 0.57
Anghami *w Exp 02/03/202 (ANGHW) 0.0 $13k 51k 0.26
Sharps Technology W Exp 04/13/202 (STSSW) 0.0 $11k 39k 0.28
Allego N V *w Exp 03/16/202 0.0 $11k 23k 0.49
Inhibikase Therapeutics 0.0 $11k 15k 0.76
Dermata Therapeutics *w Exp 08/13/202 (DRMAW) 0.0 $11k 100k 0.11
Lixte Biotechnology Hldgs In 0.0 $11k 15k 0.76
Bt Brands *w Exp 11/12/202 (BTBDW) 0.0 $11k 29k 0.38
Gelesis Hldgs *w Exp 01/13/202 (GLSWQ) 0.0 $11k 89k 0.12
Alpha Tau Medical *w Exp 03/07/202 (DRTSW) 0.0 $10k 20k 0.50
Biofrontera *w Exp 10/27/202 (BFRIW) 0.0 $10k 14k 0.74
Apptech Pmts Corp (APCX) 0.0 $10k 17k 0.59
Inception Growth Acqustn *w Exp 10/15/202 (IGTAW) 0.0 $10k 90k 0.11
Zivo Bioscience *w Exp 05/14/202 (ZIVOW) 0.0 $9.0k 16k 0.58
Creatd *w Exp 09/15/202 (CRTDW) 0.0 $9.0k 48k 0.19
Planet Labs Pbc *w Exp 12/06/202 (PL.WS) 0.0 $9.0k 10k 0.90
System1 *w Exp 99/99/999 (SSTPW) 0.0 $9.0k 12k 0.78
Rail Vision *w Exp 03/27/202 (RVSNW) 0.0 $9.0k 50k 0.18
Northview Acquisition Corp *w Exp 08/02/202 (NVACW) 0.0 $9.0k 78k 0.12
Kairous Acquisition Corp *w Exp 09/15/202 (KACWF) 0.0 $9.0k 87k 0.10
Accretion Acquisition Corp *w Exp 03/01/202 0.0 $8.0k 87k 0.09
Energem Corp *w Exp 11/15/202 0.0 $8.0k 90k 0.09
G Med Innovations Hldgs *w Exp 06/30/202 0.0 $8.0k 89k 0.09
Heartbeam *w Exp 10/31/202 (BEATW) 0.0 $8.0k 23k 0.35
Verb Techn 0.0 $8.0k 15k 0.53
Fat Projects Acquisition Cor *w Exp 08/31/202 0.0 $7.0k 85k 0.08
Bannix Acquisition Corp *w Exp 07/31/202 (BNIXW) 0.0 $7.0k 86k 0.08
Canna Global Acquisition Cor *w Exp 11/30/202 (CNGLW) 0.0 $7.0k 90k 0.08
Financial Strategies Acquisi *w Exp 03/31/202 (FXCOW) 0.0 $7.0k 80k 0.09
Aclarion W Exp 04/21/202 (ACONW) 0.0 $7.0k 29k 0.24
Medigus *w Exp 07/23/202 0.0 $7.0k 29k 0.25
Arogo Capital Acquisition *w Exp 03/23/202 (AOGOW) 0.0 $6.0k 90k 0.07
Aditx Therapeutics 0.0 $6.0k 40k 0.15
Smart For Life Common Stock 0.0 $6.0k 12k 0.50
Infint Acquisition Corp *w Exp 99/99/999 0.0 $5.0k 90k 0.06
Worksport *w Exp 06/01/202 (WKSPW) 0.0 $5.0k 20k 0.25
Auddia *w Exp 10/17/202 (AUUDW) 0.0 $5.0k 13k 0.39
Spree Acquisition Corp 1 *w Exp 12/22/202 (SACWF) 0.0 $5.0k 47k 0.11
Spire Global *w Exp 08/16/202 0.0 $4.0k 29k 0.14
Inspira Technologies Oxy Bhn *w Exp 06/30/202 (IINNW) 0.0 $4.0k 20k 0.20
Iveda Solutions W Exp 04/01/202 (IVDAW) 0.0 $4.0k 13k 0.32
Vicarious Surgical *w Exp 08/05/202 (RBOT.WS) 0.0 $4.0k 12k 0.33
Clever Leaves Holdings *w Exp 12/18/202 (CLVRW) 0.0 $3.0k 25k 0.12
Alpha Star Acquisition Corp *w Exp 12/13/202 (ALSWF) 0.0 $3.0k 80k 0.04
Seqll *w Exp 08/31/202 (SQLLW) 0.0 $3.0k 23k 0.13
Nexgel *w Exp 12/01/202 (NXGLW) 0.0 $3.0k 11k 0.27
Grom Social Enterprises *w Exp 06/17/202 0.0 $3.0k 27k 0.11
Nls Pharmaceutics *w Exp 09/25/202 (NLSPW) 0.0 $2.0k 13k 0.16
Lixte Biotechnology Hldgs In *w Exp 01/01/202 (LIXTW) 0.0 $2.0k 12k 0.17
Aimfinity Investment Corp I W Exp 04/21/202 (AIMWF) 0.0 $2.0k 19k 0.10
Aura Fat Projs Acquisition C W Exp 03/31/202 0.0 $2.0k 25k 0.08
Digital Brands Group *w Exp 05/01/202 0.0 $2.0k 11k 0.18
Fg Merger Corp W Exp 06/17/202 0.0 $2.0k 17k 0.12
Shapeways Holdings *w Exp 10/31/202 (SHPSQ) 0.0 $1.0k 15k 0.07
Mdh Acquisition Corp *w Exp 02/02/202 0.0 $999.625500 13k 0.08