Warberg Asset Management

Warberg Asset Management as of March 31, 2023

Portfolio Holdings for Warberg Asset Management

Warberg Asset Management holds 249 positions in its portfolio as reported in the March 2023 quarterly 13F filing

Company (Ticker) Portfolio Weight Valued At Change in Shares Share Count Share Price
Spdr S&p 500 Etf Tr Put Put Option 23.2 $118M 288k 409.39
On Semiconductor Corp Note 1.625%10/1 (Principal) 10.2 $52M 13M 3.96
Occidental Pete Corp *w Exp 08/03/202 (OXY.WS) 8.2 $42M 1.0M 40.82
Dicks Sporting Goods Note 3.250% 4/1 (Principal) 7.1 $36M 8.1M 4.46
Teradyne Note 1.250%12/1 (Principal) 5.0 $25M 7.4M 3.41
Invesco Qqq Tr Put Put Option 4.2 $22M 67k 320.93
Palo Alto Networks Note 0.750% 7/0 (Principal) 2.8 $14M 6.3M 2.24
Microchip Technology Note 1.625% 2/1 (Principal) 2.4 $12M 3.2M 3.77
Chart Inds Note 1.000%11/1 (Principal) 2.1 $11M 5.0M 2.18
Fti Consulting Note 2.000% 8/1 (Principal) 1.9 $9.9M 5.1M 1.95
Pioneer Nat Res Note 0.250% 5/1 (Principal) 1.9 $9.8M 4.5M 2.15
Sea Note 1.000%12/0 (Principal) 1.7 $8.8M 5.0M 1.76
Etsy Note 0.125%10/0 (Principal) 1.5 $7.8M 5.5M 1.43
Allegheny Technologies Note 3.500% 6/1 (Principal) 1.5 $7.8M 3.0M 2.59
Envista Holdings Corporation Note 2.375% 6/0 (Principal) 1.3 $6.4M 3.2M 2.00
Allscripts Healthcare Soluti Note 0.875% 1/0 (Principal) 1.2 $6.2M 5.5M 1.13
Plug Pwr Note 3.750% 6/0 (Principal) 1.2 $6.0M 2.5M 2.37
Hertz Global Hldgs *w Exp 06/30/205 (HTZWW) 1.0 $5.0M 567k 8.88
Ishares Tr Put Put Option 0.9 $4.6M 26k 178.40
Silicon Laboratories Note 0.625% 6/1 (Principal) 0.8 $4.1M 2.7M 1.50
Box Note 1/1 (Principal) 0.8 $4.1M 3.5M 1.17
Invesco Qqq Tr Call Call Option 0.8 $3.9M 12k 320.93
Parsons Corp Del Note 0.250% 8/1 (Principal) 0.8 $3.8M 3.5M 1.11
Peabody Engr Corp Note 3.250% 3/0 (Principal) 0.8 $3.8M 2.5M 1.52
RH Note 9/1 (Principal) 0.7 $3.8M 2.9M 1.29
Spdr Gold Tr Put Put Option 0.7 $3.7M 20k 183.22
Colliers Intl Group Note 4.000% 6/0 (Principal) 0.7 $3.7M 2.0M 1.87
Microchip Technology Note 1.625% 2/1 (Principal) 0.7 $3.4M 1.4M 2.38
Clorox Co Del Put Put Option 0.6 $3.2M 20k 158.24
Apple Put Put Option 0.6 $3.1M 19k 164.90
Middleby Corp Note 1.000% 9/0 (Principal) 0.6 $3.1M 2.5M 1.24
Nice Sys Note 1.250% 1/1 (Principal) 0.6 $2.9M 1.1M 2.74
Akamai Technologies Note 0.125% 5/0 (Principal) 0.5 $2.4M 2.4M 1.01
Barclays Bank Call Call Option 0.5 $2.4M 53k 44.91
Harmonic DBCV 2.000% 9/0 (Principal) 0.5 $2.4M 1.4M 1.72
Vaneck Etf Trust Call Call Option 0.4 $2.1M 65k 32.35
Tesla Put Put Option 0.4 $2.1M 10k 207.46
RH Note 6/1 (Principal) 0.4 $2.0M 1.6M 1.25
Repligen Corp Note 0.375% 7/1 (Principal) 0.3 $1.6M 1.0M 1.54
Ishares Tr Blackrock Ultra (ICSH) 0.3 $1.5M 31k 50.25
Insight Enterprises Note 0.750% 2/1 (Principal) 0.3 $1.5M 727k 2.10
Tesla Note 2.000% 5/1 (Principal) 0.3 $1.4M 144k 10.03
Surgepays *w Exp 10/22/202 (SURGW) 0.3 $1.4M 1.2M 1.18
Mcdonalds Corp Put Put Option 0.3 $1.4M 5.0k 279.61
Conmed Corp Note 2.625% 2/0 (Principal) 0.3 $1.3M 1.1M 1.23
Fisker Put Put Option 0.2 $1.3M 204k 6.14
Aptiv 5.5% Cnv Pfd A 0.2 $1.1M 9.1k 121.39
KBR Note 2.500%11/0 (Principal) 0.2 $1.0M 464k 2.18
First Rep Bk San Francisco C Put Put Option 0.2 $919k 66k 13.99
New England Rlty Assoc Ltd P Depositry Rcpt (NEN) 0.2 $909k 13k 72.40
Microsoft Corp Call Call Option 0.2 $865k 3.0k 288.30
Pyxis Tankers 7.75% Cnv Pfd A (PXSAP) 0.1 $694k 29k 24.25
Oak Woods Acquisition Corp Unit 03/23/2028 (OAKUU) 0.1 $663k 65k 10.20
Select Sector Spdr Tr Put Put Option 0.1 $643k 20k 32.15
Ishares Silver Tr Call Call Option 0.1 $642k 29k 22.12
Goldenstone Acq Crp; Tnt Acq Dt: 12/21/2023; Cash: $10.15 (GDST) 0.1 $624k 60k 10.38
Chesapeake Energy Corp *w Exp 02/09/202 (CHKEL) 0.1 $608k 11k 57.84
Maquia Capital Acquisition C Class A Com (MAQC) 0.1 $600k 56k 10.64
Oxbridge Acquisition Corp Com Cl A 0.1 $589k 55k 10.71
Chesapeake Energy Corp *w Exp 02/09/202 (CHKEW) 0.1 $588k 9.2k 64.26
Acri Capital Acquisition Cor Com Cl A 0.1 $578k 55k 10.50
Dexcom Note 0.750%12/0 (Principal) 0.1 $549k 194k 2.83
Hnr Acquisition Corp 0.1 $534k 51k 10.44
Ishares Tr Fltg Rate Nt Etf (FLOT) 0.1 $533k 11k 50.41
Monterey Bio Acquisition Cor 0.1 $533k 50k 10.69
Activision Blizzard Call Call Option 0.1 $531k 6.2k 85.59
26 Capital Acquisition Corp Com Cl A 0.1 $530k 51k 10.34
Amc Entmt Hldgs Put Put Option 0.1 $518k 103k 5.01
Monterey Cap Acquisition Cor Class A Com (MCAC) 0.1 $507k 49k 10.26
United Sts Nat Gas Call Call Option 0.1 $507k 73k 6.94
Integrated Rail And Res Acq Cl A Com (IRRX) 0.1 $467k 44k 10.54
Pyxis Tankers *w Exp 09/15/202 (PXSAW) 0.1 $458k 286k 1.60
Invesco Actively Managed Etf Ultra Shrt Dur (GSY) 0.1 $455k 9.2k 49.60
Global Blockchain Acqui Corp Common Stock (GBBK) 0.1 $440k 43k 10.28
Generac Hldgs Call Call Option 0.1 $432k 4.0k 108.01
Vision Sensing Acquisition C Class A Com (VSAC) 0.1 $422k 40k 10.53
Prime No Acquisition I Corp Com Cl A 0.1 $419k 40k 10.37
Bank Hawaii Corp Put Put Option 0.1 $380k 7.3k 52.08
Valuence Merger Corp I Class A Ord Shs (VMCA) 0.1 $370k 35k 10.55
Ef Hutton Acquisition Corp I 0.1 $353k 34k 10.27
Cassava Sciences Put Put Option 0.1 $338k 14k 24.12
Intl Gnrl Insurance Hldngs L *w Exp 03/17/202 0.1 $336k 610k 0.55
Alamos Gold Call Call Option 0.1 $306k 25k 12.23
Financial Strategies Acquisi Class A Com (FXCO) 0.1 $306k 29k 10.54
Composecure *w Exp 12/27/202 (CMPOW) 0.1 $295k 250k 1.18
Microstrategy Put Put Option 0.1 $292k 1.0k 292.32
Beyond Meat Put Put Option 0.1 $292k 18k 16.23
Blockchain Moon Acquisition Ord 0.1 $290k 27k 10.60
Amprius Technologies W Exp 09/14/202 (AMPX.WS) 0.1 $272k 544k 0.50
Feutune Light Acquisition Cl A Com (AIEV) 0.1 $270k 26k 10.42
Enphase Energy Note 0.250% 3/0 (Principal) 0.1 $266k 100k 2.66
Schwab Charles Corp Call Call Option 0.1 $262k 5.0k 52.38
Aura Fat Projs Acquisition C Class A Ord 0.1 $261k 25k 10.44
Pono Cap Three Unit 01/11/2028 0.1 $260k 25k 10.26
Select Sector Spdr Tr Financial (XLF) 0.1 $257k 8.0k 32.14
Progress Acquisition Corp Com Cl A 0.0 $249k 24k 10.55
Spree Acquisition Corp 1 Cl A Ord Shs (SACQF) 0.0 $245k 24k 10.42
Mobiv Acquisition Corp Class A Com 0.0 $237k 23k 10.43
Fg Merger Corp Common Stock 0.0 $231k 22k 10.42
Hcm Acquisition Class A Ord Shs 0.0 $231k 22k 10.47
Alpha Star Acquisition Corp Ordinary Shares (ALSA) 0.0 $221k 21k 10.49
Malacca Straits Acquisition Com Cl A 0.0 $221k 21k 10.57
Ciig Capital Partners Ii Com Cl A 0.0 $208k 20k 10.40
Spdr Ser Tr Bloomberg Invt (FLRN) 0.0 $206k 6.8k 30.43
Aimfinity Investment Corp I Unit 04/21/2027 (AIMBU) 0.0 $202k 20k 10.08
Jaws Hurricane Acquisitn Cor Class A Com 0.0 $202k 20k 10.17
Neurocrine Biosciences Note 2.250% 5/1 (Principal) 0.0 $198k 147k 1.35
Fintech Ecosystem Deve Class A Com (FEXD) 0.0 $194k 18k 10.54
Southwestern Energy Call Call Option 0.0 $188k 38k 5.00
Denali Capital Acquisitn Cor Class A Ord (DECA) 0.0 $183k 18k 10.47
Global Star Acquisition Class A Com (GLST) 0.0 $180k 18k 10.30
Amprius Technologies Call Call Option 0.0 $174k 20k 8.71
Pono Cap Two Com Cl A 0.0 $164k 16k 10.44
Nordstrom Call Call Option 0.0 $163k 10k 16.27
Plutonian Acquisition Corp 0.0 $162k 16k 10.26
Palo Alto Networks Note 0.375% 6/0 (Principal) 0.0 $160k 79k 2.02
First Rep Bk San Francisco C Call Call Option 0.0 $140k 10k 13.99
Surgepays Put Put Option 0.0 $137k 30k 4.49
Avalon Acquisition Class A Com 0.0 $134k 13k 10.43
Proof Acquisition Corp I Cl A Com (SOAR) 0.0 $132k 13k 10.38
Banyan Acquisition Corporati Cl A Com (PNST) 0.0 $122k 12k 10.40
Atlantic Coastal Aqstn Corp Class A Com (ACAB) 0.0 $121k 12k 10.38
Aib Acquisition Corporation Class A Ord (AIBAF) 0.0 $119k 11k 10.52
Israel Acquisitions Corp Class A Ord (ISRL) 0.0 $111k 11k 10.23
Fisker Cl A Com Stk (FSRNQ) 0.0 $110k 18k 6.12
Broad Capital Acquisition (BRAC) 0.0 $109k 10k 10.59
Beamr Imaging Ordinary Shs (BMR) 0.0 $107k 54k 1.99
Php Ventures Acquisition Cor Class A Com 0.0 $106k 10k 10.61
Petvivo Hldgs *w Exp 08/13/202 (PETVW) 0.0 $103k 258k 0.40
Khosla Ventures Acquisition Cl A 0.0 $101k 10k 10.14
Direct Digital Holdings *w Exp 02/15/202 0.0 $100k 133k 0.75
Tivic Health Systems Common Stock 0.0 $82k 542k 0.15
SAB Biotherapeutics 0.0 $78k 178k 0.44
1847 Goedeker *w Exp 06/02/202 (POLWQ) 0.0 $77k 773k 0.10
Splash Beverage Group *w Exp 06/15/202 (SBEV.WS) 0.0 $76k 272k 0.28
Bullfrog Ai Hldgs W Exp 01/18/202 (BFRGW) 0.0 $73k 128k 0.57
Kwesst Micro Systems W Exp 12/09/202 (KWESW) 0.0 $66k 137k 0.48
Zivo Bioscience *w Exp 05/14/202 (ZIVOW) 0.0 $65k 112k 0.58
Saverone 2014 W Exp 05/04/202 (SVREW) 0.0 $65k 200k 0.33
Nextplat Corp *w Exp 06/02/202 (NXPLW) 0.0 $61k 104k 0.59
Twin Vee Powercats (VEEE) 0.0 $61k 36k 1.70
Renew Energy Global *w Exp 08/21/202 (RNWWW) 0.0 $60k 70k 0.86
Heartbeam *w Exp 10/31/202 (BEATW) 0.0 $54k 107k 0.50
Proshares Tr Ii Ultra Bloomberg 0.0 $49k 14k 3.61
Mirion Technologies *w Exp 10/20/202 0.0 $49k 30k 1.61
Surgepays Call Call Option 0.0 $45k 10k 4.49
Tidewater *w Exp 07/31/202 0.0 $45k 37k 1.21
Fgi Industries *w Exp 01/21/202 (FGIWW) 0.0 $42k 121k 0.35
Onfolio Holdings W Exp 01/02/202 (ONFOW) 0.0 $42k 300k 0.14
Vicarious Surgical *w Exp 08/05/202 (RBOT.WS) 0.0 $41k 112k 0.37
Talkspace *w Exp 06/21/202 (TALKW) 0.0 $41k 521k 0.08
Target Hospitality Corp *w Exp 03/15/202 0.0 $39k 10k 3.82
Optimumbank Holdings (OPHC) 0.0 $39k 12k 3.31
Nuscale Pwr Corp W Exp 05/02/202 (SMR.WS) 0.0 $37k 22k 1.65
Neovo W Exp 04/01/202 (NEOVW) 0.0 $35k 38k 0.90
Seastar Medical Holding Corp W Exp 10/28/202 (ICUCW) 0.0 $31k 366k 0.08
Apollomics W Exp 04/01/202 (APLMW) 0.0 $30k 282k 0.11
Neurosense Therapeutics *w Exp 11/09/202 (NRSNW) 0.0 $30k 78k 0.39
Lucy Scientific Discovery In 0.0 $30k 27k 1.10
Maris Tech *w Exp 02/04/202 (MTEKW) 0.0 $29k 225k 0.13
Apptech Pmts Corp *w Exp 12/17/202 (APCXW) 0.0 $29k 101k 0.29
Virios Therapeutics Ord (VIRI) 0.0 $28k 75k 0.37
The Lion Electric Company W Exp 12/16/202 (LEV.WS.A) 0.0 $23k 39k 0.59
Mobilicom W Exp 08/31/202 (MOBBW) 0.0 $23k 127k 0.18
G Med Innovations Hldgs Shs New (GMVDF) 0.0 $23k 25k 0.91
Bt Brands *w Exp 11/12/202 (BTBDW) 0.0 $23k 133k 0.17
Landos Biopharma 0.0 $22k 74k 0.30
Cea Industries *w Exp 02/11/202 (CEADW) 0.0 $21k 268k 0.08
Republic First Ban (FRBKQ) 0.0 $20k 15k 1.36
Sharps Technology W Exp 04/13/202 (STSSW) 0.0 $20k 152k 0.13
Selina Hospitality W Exp 10/27/202 (SLNWF) 0.0 $20k 183k 0.11
Iczoom Group Cl A Ord Shs (IZM) 0.0 $19k 11k 1.73
Silvergate Cap Corp Put Put Option 0.0 $19k 12k 1.62
Stran & Company *w Exp 11/01/202 (SWAGW) 0.0 $19k 182k 0.10
Microcloud Hologram W Exp 01/31/202 (HOLOW) 0.0 $19k 154k 0.12
Cingulate *w Exp 12/03/202 (CINGW) 0.0 $18k 105k 0.17
Bigbear Ai Hldgs *w Exp 12/08/202 (BBAI.WS) 0.0 $18k 67k 0.27
Snail Class A Com (SNAL) 0.0 $17k 13k 1.33
Nexalin Technology W Exp 09/15/202 (NXLIW) 0.0 $16k 167k 0.10
Sientra (SIENQ) 0.0 $15k 10k 1.54
Aurora Innovation *w Exp 11/03/202 (AUROW) 0.0 $14k 70k 0.20
Comera Life Sciences Hldgs I W Exp 03/15/202 (CMRAW) 0.0 $14k 300k 0.05
Virpax Pharmaceuticals 0.0 $13k 17k 0.79
Semantix W Exp 08/03/202 (STWWF) 0.0 $13k 96k 0.13
Hub Cyber Security W Exp 02/27/202 (HUBCW) 0.0 $13k 100k 0.12
Asp Isotopes (ASPI) 0.0 $13k 15k 0.84
T2 Biosystems Com New 0.0 $12k 26k 0.46
Iveda Solutions W Exp 04/01/202 (IVDAW) 0.0 $12k 30k 0.39
Enphase Energy Note 3/0 (Principal) 0.0 $12k 11k 1.04
Wearable Devices W Exp 09/14/202 (WLDSW) 0.0 $11k 96k 0.12
Kaleyra *w Exp 11/25/202 0.0 $11k 84k 0.13
Pagaya Technologies W Exp 09/01/202 (PGYWW) 0.0 $11k 128k 0.08
Netcapital W Exp 07/12/202 (NCPLW) 0.0 $11k 105k 0.10
Ainos W Exp 07/29/202 (AIMDW) 0.0 $9.6k 31k 0.31
Edible Garden W Exp 04/18/202 (EDBLW) 0.0 $9.4k 53k 0.18
Panbela Therapeutics Com New 0.0 $8.8k 20k 0.44
Pasithea Therapeutics Corp *w Exp 08/12/202 (KTTAW) 0.0 $8.7k 290k 0.03
Versus Systems *w Exp 12/17/202 (VSSYW) 0.0 $8.3k 223k 0.04
Data Storage Corp *w Exp 05/13/202 (DTSTW) 0.0 $8.1k 74k 0.11
Bone Biologics Corp Com New 0.0 $7.8k 30k 0.26
Energem Corp *w Exp 11/15/202 0.0 $7.4k 90k 0.08
Bioaffinity Technologies W Exp 09/07/202 (BIAFW) 0.0 $7.4k 25k 0.30
Aptose Biosciences Com New 0.0 $7.4k 12k 0.64
Navidea Biopharmaceuticals I Com New (NAVB) 0.0 $7.3k 28k 0.26
Harbor Custom Development In *w Exp 10/04/202 (HCDZQ) 0.0 $7.3k 165k 0.04
Infint Acquisition Corp *w Exp 99/99/999 0.0 $7.2k 90k 0.08
Forafric Global W Exp 06/09/202 (AFRIW) 0.0 $7.0k 11k 0.67
Siyata Mobile Com New 0.0 $6.8k 45k 0.15
Transcode Therapeutics 0.0 $6.8k 20k 0.34
Alpha Tau Medical *w Exp 03/07/202 (DRTSW) 0.0 $6.6k 23k 0.29
Kairous Acquisition Corp *w Exp 09/15/202 (KACLW) 0.0 $6.5k 81k 0.08
Medicenna Therapeutics Corp. (MDNAF) 0.0 $6.3k 10k 0.63
Northview Acquisition Corp *w Exp 08/02/202 (NVACW) 0.0 $6.2k 78k 0.08
System1 *w Exp 99/99/999 (SST.WS) 0.0 $5.8k 15k 0.38
Agriforce Growing Systems Lt *w Exp 02/01/202 (AGRIW) 0.0 $5.7k 58k 0.10
Arogo Capital Acquisition *w Exp 03/23/202 (AOGOW) 0.0 $5.4k 90k 0.06
Fat Projects Acquisition Cor *w Exp 08/31/202 0.0 $5.1k 85k 0.06
Gorilla Technology Group W Exp 07/13/202 (GRRRW) 0.0 $4.8k 20k 0.24
American Rebel Holdings *w Exp 01/20/202 (AREBW) 0.0 $4.8k 124k 0.04
Lixte Biotechnology Hldgs In *w Exp 01/01/202 (LIXTW) 0.0 $4.6k 53k 0.09
Allego N V *w Exp 03/16/202 0.0 $4.5k 23k 0.20
Inspira Technologies Oxy Bhn *w Exp 06/30/202 (IINNW) 0.0 $4.4k 19k 0.23
Protagenic Therapeutics *w Exp 04/13/202 (PTIXW) 0.0 $4.3k 177k 0.02
Buzzfeed *w Exp 12/03/202 (BZFDW) 0.0 $4.0k 40k 0.10
Canoo *w Exp 12/21/202 (GOEVW) 0.0 $3.8k 42k 0.09
Financial Strategies Acquisi *w Exp 03/31/202 (FXCOW) 0.0 $3.3k 93k 0.04
Rail Vision *w Exp 03/27/202 (RVSNW) 0.0 $3.2k 52k 0.06
Accretion Acquisition Corp *w Exp 03/01/202 0.0 $3.1k 87k 0.04
Anghami *w Exp 02/03/202 (ANGHW) 0.0 $3.0k 40k 0.07
Seqll *w Exp 08/31/202 (SQLLW) 0.0 $2.8k 56k 0.05
Canna Global Acquisition Cor *w Exp 11/30/202 (CNGLW) 0.0 $2.7k 90k 0.03
Auddia *w Exp 10/17/202 (AUUDW) 0.0 $2.4k 13k 0.19
Inception Growth Acqustn *w Exp 10/15/202 (IGTAW) 0.0 $2.3k 90k 0.03
Bannix Acquisition Corp *w Exp 07/31/202 (BNIXW) 0.0 $2.2k 86k 0.03
Aclarion W Exp 04/21/202 (ACONW) 0.0 $2.2k 29k 0.08
Bone Biologics Corp *w Exp 10/13/202 0.0 $2.0k 39k 0.05
Bruush Oral Care W Exp 08/03/202 (BRSWF) 0.0 $1.8k 15k 0.12
Nexgel *w Exp 12/01/202 (NXGLW) 0.0 $1.6k 10k 0.15
Mobiquity Technologies *w Exp 12/03/202 (MOBQW) 0.0 $1.5k 50k 0.03
Spree Acquisition Corp 1 *w Exp 12/22/202 (SACWF) 0.0 $1.4k 47k 0.03
Feutune Light Acquisition W Exp 06/01/202 (FLFVW) 0.0 $1.4k 21k 0.07
Fg Merger Corp W Exp 06/17/202 0.0 $1.3k 17k 0.08
Dermata Therapeutics *w Exp 08/13/202 (DRMAW) 0.0 $1.3k 38k 0.03
Clever Leaves Holdings *w Exp 12/18/202 (CLVRW) 0.0 $1.3k 25k 0.05
Alpha Star Acquisition Corp *w Exp 12/13/202 (ALSAW) 0.0 $1.1k 80k 0.01
Celularity *w Exp 05/24/202 (CELUW) 0.0 $1.1k 18k 0.06
Smx Sec Matters W Exp 03/07/202 (SMXWW) 0.0 $1.1k 22k 0.05
Embrace Change Acquisitn Cor W Exp 10/25/202 (EMCGW) 0.0 $500.000000 13k 0.04
Shapeways Holdings *w Exp 10/31/202 (SHPSQ) 0.0 $322.696000 15k 0.02