Warberg Asset Management

Warberg Asset Management as of March 31, 2024

Portfolio Holdings for Warberg Asset Management

Warberg Asset Management holds 213 positions in its portfolio as reported in the March 2024 quarterly 13F filing

Company (Ticker) Portfolio Weight Valued At Change in Shares Share Count Share Price
Spdr S&p 500 Etf Tr Put Put Option 32.3 $225M 430k 523.07
Palo Alto Networks Note 0.375% 6/0 (Principal) 7.8 $54M 19M 2.87
Occidental Pete Corp *w Exp 08/03/202 (OXY.WS) 6.3 $44M 1.0M 43.10
Invesco Qqq Tr Put Put Option 3.7 $26M 59k 444.01
Microchip Technology Note 1.625% 2/1 (Principal) 3.0 $21M 8.2M 2.57
United States Stl Corp Note 5.000%11/0 (Principal) 2.9 $20M 6.6M 3.06
Microstrategy Note 0.750%12/1 (Principal) 2.8 $20M 4.6M 4.28
Parsons Corp Del Note 0.250% 8/1 (Principal) 2.4 $17M 9.1M 1.84
Bloomin Brands Note 5.000% 5/0 (Principal) 2.3 $16M 6.3M 2.59
Booking Holdings Note 0.750% 5/0 (Principal) 2.2 $16M 8.0M 1.93
Chart Inds Note 1.000%11/1 (Principal) 2.1 $14M 5.1M 2.81
Altair Engr Note 0.250% 6/0 (Principal) 1.9 $13M 7.2M 1.85
Nrg Energy DBCV 2.750% 6/0 (Principal) 1.8 $13M 7.6M 1.66
Repligen Corp Note 0.375% 7/1 (Principal) 1.8 $12M 7.8M 1.59
Interdigital Note 2.000% 6/0 (Principal) 1.7 $12M 9.3M 1.30
RH Note 9/1 (Principal) 1.4 $9.9M 6.0M 1.65
Axon Enterprise Note 0.500%12/1 (Principal) 1.4 $9.5M 6.5M 1.45
Akamai Technologies Note 0.125% 5/0 (Principal) 1.3 $9.2M 7.8M 1.18
Ncl Corp Note 6.000% 5/1 (Principal) 1.3 $9.2M 6.0M 1.53
Guess Note 2.000% 4/1 (Principal) 1.1 $7.9M 7.1M 1.12
Mongodb Note 0.250% 1/1 (Principal) 1.1 $7.5M 4.3M 1.75
Pioneer Nat Res Note 0.250% 5/1 (Principal) 1.0 $7.0M 2.5M 2.84
Ati Note 3.500% 6/1 (Principal) 1.0 $6.6M 2.0M 3.33
Progress Software Corp Note 1.000% 4/1 (Principal) 0.8 $5.7M 5.5M 1.04
Interdigital Note 3.500% 6/0 (Principal) 0.8 $5.6M 3.9M 1.44
Box Note 1/1 (Principal) 0.7 $4.6M 3.8M 1.20
Etsy Note 0.125%10/0 (Principal) 0.6 $4.2M 4.0M 1.06
Sea Note 1.000%12/0 (Principal) 0.6 $4.2M 3.5M 1.21
Livent Corp Note 4.125% 7/1 (Principal) 0.6 $4.0M 3.0M 1.33
On Semiconductor Corp Note 5/0 (Principal) 0.5 $3.7M 2.5M 1.47
Cytokinetics Note 3.500% 7/0 (Principal) 0.5 $3.7M 2.3M 1.59
Workiva Note 1.125% 8/1 (Principal) 0.5 $3.3M 2.7M 1.21
Ishares Tr Put Put Option 0.4 $3.1M 33k 94.62
Fedex Corp Put Put Option 0.4 $2.9M 10k 289.74
Granite Constr Note 2.750%11/0 (Principal) 0.4 $2.7M 1.5M 1.81
Apple Put Put Option 0.4 $2.6M 15k 171.48
Chesapeake Energy Corp *w Exp 02/09/202 (CHKEL) 0.3 $2.2M 30k 73.35
Jazz Investments I Note 2.000% 6/1 (Principal) 0.3 $2.0M 2.0M 0.99
Middleby Corp Note 1.000% 9/0 (Principal) 0.3 $2.0M 1.5M 1.31
Noble Corp *w Exp 02/04/202 (NE.WS) 0.3 $1.9M 64k 29.67
Sarepta Therapeutics DBCV 1.500%11/1 (Principal) 0.3 $1.8M 1.0M 1.79
Stereotaxis Com New (STXS) 0.2 $1.7M 666k 2.61
Vaneck Etf Trust Call Call Option 0.2 $1.6M 52k 31.62
Noble Corp *w Exp 02/04/202 (NE.WS.A) 0.2 $1.6M 64k 25.40
Hertz Global Hldgs *w Exp 06/30/205 (HTZWW) 0.2 $1.4M 318k 4.44
Jpmorgan Chase & Co Call Call Option 0.2 $1.4M 7.0k 200.30
Rbc Bearings 5% Cnv Pfd Sr A (RBCP) 0.2 $1.3M 11k 122.09
Goldman Sachs Etf Tr Acces Treasury (GBIL) 0.2 $1.3M 13k 100.12
Chesapeake Energy Corp *w Exp 02/09/202 (CHKEZ) 0.2 $1.2M 16k 76.51
Exxon Mobil Corp Call Call Option 0.2 $1.2M 10k 116.24
New England Rlty Assoc Ltd P Depositry Rcpt (NEN) 0.2 $1.1M 16k 71.15
Coinbase Global Put Put Option 0.2 $1.1M 4.0k 265.12
Epr Pptys PFD C CV 5.75% (EPR.PC) 0.2 $1.1M 55k 19.30
Tesla Put Put Option 0.1 $879k 5.0k 175.79
Chesapeake Energy Corp *w Exp 02/09/202 (CHKEW) 0.1 $864k 11k 82.17
Climaterock Class A Ord (CLRC) 0.1 $846k 75k 11.22
Equinix Put Put Option 0.1 $825k 1.0k 825.33
Acri Capital Acquisition Cor Com Cl A 0.1 $822k 74k 11.19
Aquaron Acquisition Corp Common Stock (AQU) 0.1 $820k 76k 10.84
Four Leaf Acquisition Corp Com Cl A (FORL) 0.1 $814k 76k 10.71
Global Star Acquisition Class A Com (GLST) 0.1 $811k 76k 10.71
Plutonian Acquisition Corp 0.1 $808k 75k 10.74
Hudson Acquisition I Corp Common Stock (HUDA) 0.1 $785k 74k 10.60
Akamai Technologies Note 0.375% 9/0 (Principal) 0.1 $775k 734k 1.06
Noble Corp Put Put Option 0.1 $761k 16k 48.49
Black Hawk Acquisition Corp Unit 99/99/9999 (BKHAU) 0.1 $753k 74k 10.15
Vision Sensing Acquisition C Class A Com (VSAC) 0.1 $749k 67k 11.15
99 Acquisition Group Cl A 0.1 $704k 68k 10.30
Quetta Acquisition Corp (QETA) 0.1 $700k 69k 10.19
Oak Woods Acquisition Corp Cl A (OAKU) 0.1 $699k 65k 10.75
Monterey Cap Acquisition Cor Class A Com (MCAC) 0.1 $693k 63k 11.09
Ford Mtr Co Del Note 3/1 (Principal) 0.1 $635k 613k 1.03
Composecure *w Exp 12/27/202 (CMPOW) 0.1 $591k 845k 0.70
Ishares Silver Tr Call Call Option 0.1 $569k 25k 22.75
Php Ventures Acquisition Cor Class A Com 0.1 $520k 47k 11.13
Cantaloupe Call Call Option 0.1 $513k 80k 6.43
Inception Growth Acqustn Common Stock (IGTA) 0.1 $502k 46k 10.86
Keen Vision Acquisition Corp SHS (KVAC) 0.1 $481k 46k 10.45
Goldenstone Acq Crp; Tnt Acq Dt: 12/21/2023; Cash: $10.15 (GDST) 0.1 $459k 42k 11.02
Surgepays *w Exp 10/22/202 (SURGW) 0.1 $443k 764k 0.58
Carvana Put Put Option 0.1 $440k 5.0k 87.91
Moderna Put Put Option 0.1 $426k 4.0k 106.56
Zalatoris Acquisition Corp Com Cl A (TCOA) 0.1 $404k 37k 10.89
Blackstone Mtg Tr Put Put Option 0.1 $398k 20k 19.91
Esh Acquisition Corp (ESHA) 0.1 $391k 38k 10.38
Hertz Global Hldgs Put Put Option 0.1 $376k 48k 7.83
Trailblazer Merger Corp I Cl A (TBMC) 0.1 $363k 34k 10.61
Iron Horse Acquisitions Corp (IROH) 0.0 $332k 33k 9.98
Quadro Acquisition One Corp Cl A Shs 0.0 $325k 30k 10.98
Lennar Corp CL B (LEN.B) 0.0 $309k 2.0k 154.51
United Sts Nat Gas Call Call Option 0.0 $291k 20k 14.57
Bellevue Life Scncs Aqstn (BLAC) 0.0 $289k 27k 10.67
Aimfinity Investment Corp I Unit 04/21/2027 (AIMBU) 0.0 $269k 24k 11.12
Ap Acquisition Corp Cl A Ord Shs (APCA) 0.0 $258k 23k 11.28
B. Riley Financial Put Put Option 0.0 $254k 12k 21.17
Dt Cloud Acquisition Corp Unit 99/99/9999 (DYCQU) 0.0 $254k 25k 10.16
Delcath Sys Call Call Option 0.0 $253k 53k 4.77
Excelfin Acquisition Corp Com Cl A (XFIN) 0.0 $244k 22k 10.93
Peabody Energy Corp Call Call Option 0.0 $243k 10k 24.26
Trump Media & Technology Gro *w Exp 03/25/202 (DJTWW) 0.0 $236k 8.6k 27.40
Stride Note 1.125% 9/0 (Principal) 0.0 $227k 171k 1.32
Transocean Deb 4.625% 9/3 (Principal) 0.0 $186k 92k 2.02
Altenergy Acquisition Corp Com Cl A (AEAE) 0.0 $181k 16k 11.20
Cantaloupe Put Put Option 0.0 $158k 25k 6.43
Aura Fat Projs Acquisition C Class A Ord 0.0 $155k 14k 11.11
Aimei Health Technology Co L SHS (AFJK) 0.0 $154k 15k 10.24
Seabridge Gold Call Call Option 0.0 $151k 10k 15.12
Arya Sciences Acqu Corp Iv Cl A (ARYD) 0.0 $148k 13k 11.23
Bukit Jalil Gbl Acquisition Ord Shs (BUJA) 0.0 $144k 14k 10.50
Joby Aviation *w Exp 08/10/202 (JOBY.WS) 0.0 $142k 182k 0.78
Vishay Intertechnology Note 2.250% 6/1 (Principal) 0.0 $136k 139k 0.98
Data Storage Corp *w Exp 05/18/202 (DTSTW) 0.0 $131k 173k 0.76
Soundhound Ai Put Put Option 0.0 $130k 22k 5.89
Renew Energy Global *w Exp 08/21/202 (RNWWW) 0.0 $130k 259k 0.50
Talkspace *w Exp 06/21/202 (TALKW) 0.0 $124k 549k 0.22
Omniq Corp (OMQS) 0.0 $120k 224k 0.54
Petvivo Hldgs Com New (PETV) 0.0 $119k 111k 1.07
Surgepays Put Put Option 0.0 $116k 30k 3.85
Royal Caribbean Group Note 6.000% 8/1 (Principal) 0.0 $111k 39k 2.84
Bowen Acquisition Corp SHS (BOWN) 0.0 $104k 10k 10.41
Microchip Technology Note 1.625% 2/1 (Principal) 0.0 $93k 23k 4.06
Sky Harbour Group Corporatio *w Exp 01/25/202 (SKYH.WS) 0.0 $72k 41k 1.76
Oragenics (OGEN) 0.0 $72k 50k 1.44
Perfect Moment Com Shs (PMNT) 0.0 $72k 20k 3.58
Amprius Technologies *w Exp 09/14/202 (AMPX.WS) 0.0 $70k 282k 0.25
Foremost Lithium Res & Tech *w Exp 08/24/202 (FMSTW) 0.0 $70k 115k 0.61
Optimumbank Holdings (OPHC) 0.0 $67k 16k 4.29
Azitra (AZTR) 0.0 $62k 301k 0.21
Nuvve Holding Corp Com New (NVVE) 0.0 $61k 55k 1.10
Diana Shipping *w Exp 12/14/202 (DSX.WS) 0.0 $57k 124k 0.46
Pyxis Tankers *w Exp 10/13/202 (PXSAW) 0.0 $54k 47k 1.15
Ocean Biomedical *w Exp 02/14/202 (OCEAW) 0.0 $49k 168k 0.29
Heat Biologics (SCPX) 0.0 $46k 283k 0.16
Mirion Technologies *w Exp 10/20/202 0.0 $45k 20k 2.24
Dexcom Note 0.250%11/1 (Principal) 0.0 $40k 36k 1.10
Tenon Medical *w Exp 06/16/202 (TNONW) 0.0 $40k 672k 0.06
Sharps Technology *w Exp 99/99/999 (STSSW) 0.0 $37k 465k 0.08
Silynxcom Com Shs (SYNX) 0.0 $34k 10k 3.41
Apptech Pmts Corp (APCX) 0.0 $34k 35k 0.96
Maris Tech *w Exp 02/04/202 (MTEKW) 0.0 $33k 207k 0.16
Nextplat Corp *w Exp 06/02/202 (NXPLW) 0.0 $31k 69k 0.45
Mobilicom *w Exp 08/31/202 (MOBBW) 0.0 $29k 89k 0.32
Hnr Acquisition Corp *w Exp 02/04/202 (EONR.WS) 0.0 $28k 201k 0.14
Esperion Therapeutics Inc Ne Call Call Option 0.0 $27k 10k 2.68
Neovo *w Exp 04/01/202 (NEOVW) 0.0 $27k 165k 0.16
Draganfly Com New (DPRO) 0.0 $27k 140k 0.19
Fg Financial Group (FGF) 0.0 $26k 19k 1.38
Apptech Pmts Corp *w Exp 01/04/202 (APCXW) 0.0 $23k 70k 0.33
Microstrategy Note 2/1 (Principal) 0.0 $22k 16k 1.37
Kwesst Micro Systems *w Exp 12/09/202 (KWESW) 0.0 $22k 183k 0.12
Petvivo Hldgs *w Exp 08/13/202 (PETVW) 0.0 $20k 204k 0.10
Accelerate Diagnostics Com New (AXDX) 0.0 $20k 20k 0.99
Fgi Industries *w Exp 01/21/202 (FGIWW) 0.0 $19k 121k 0.16
Heartbeam *w Exp 10/31/202 (BEATW) 0.0 $19k 76k 0.25
Foresight Autonomous Hldgs L Sponsored Adr (FRSX) 0.0 $18k 17k 1.07
Neurosense Therapeutics *w Exp 11/10/202 (NRSNW) 0.0 $17k 41k 0.42
Whole Earth Brands *w Exp 06/25/202 (FREEW) 0.0 $17k 313k 0.05
Carbon Revolution *w Exp 99/99/999 (CREVW) 0.0 $16k 175k 0.09
Saverone 2014 *w Exp 06/02/202 (SVREW) 0.0 $16k 183k 0.08
Strong Global Entmt Cl A Com Voting 0.0 $15k 10k 1.47
Apollomics *w Exp 04/01/202 (APLMW) 0.0 $15k 511k 0.03
Soligenix Com New 0.0 $15k 25k 0.60
Bioaffinity Technologies *w Exp 09/07/202 (BIAFW) 0.0 $12k 16k 0.77
Bt Brands *w Exp 11/12/202 (BTBDW) 0.0 $12k 118k 0.10
Wearable Devices *w Exp 09/14/202 (WLDSW) 0.0 $9.4k 117k 0.08
Vbi Vaccines Inc Cda Com New (VBIVQ) 0.0 $9.0k 15k 0.60
Vicarious Surgical *w Exp 09/17/202 (RBOT.WS) 0.0 $8.7k 112k 0.08
Stran & Company *w Exp 99/99/999 (SWAGW) 0.0 $8.6k 181k 0.05
Splash Beverage Group *w Exp 06/15/202 (SBEV.WS) 0.0 $8.3k 138k 0.06
Global Gas Corp Del *w Exp 12/21/202 (HGASW) 0.0 $8.2k 182k 0.05
Onfolio Holdings *w Exp 01/02/202 (ONFOW) 0.0 $7.9k 194k 0.04
Apollomics Cl A Shs (APLM) 0.0 $7.3k 10k 0.73
Inuvo Com New (INUV) 0.0 $6.9k 20k 0.34
The Lion Electric Company *w Exp 12/16/202 (LEV.WS.A) 0.0 $6.7k 21k 0.32
Zura Bio *w Exp 99/99/999 (ZURAW) 0.0 $6.6k 26k 0.26
Nexalin Technology *w Exp 99/99/999 (NXLIW) 0.0 $6.3k 150k 0.04
Aeries Technology *w Exp 11/06/202 (AERTW) 0.0 $6.2k 95k 0.06
Protagenic Therapeutics *w Exp 04/29/202 (PTIXW) 0.0 $5.7k 177k 0.03
Microcloud Hologram *w Exp 01/31/202 (HOLOW) 0.0 $5.6k 65k 0.09
Aurora Innovation *w Exp 11/03/202 (AUROW) 0.0 $5.4k 20k 0.27
Bridger Aerospace Grp Hldgs *w Exp 01/24/202 (BAERW) 0.0 $5.0k 25k 0.20
Tharimmune Com New 0.0 $4.3k 10k 0.43
Inception Growth Acqustn *w Exp 10/15/202 (IGTAW) 0.0 $3.6k 90k 0.04
Pasithea Therapeutics Corp *w Exp 08/12/202 (KTTAW) 0.0 $3.6k 290k 0.01
Northview Acquisition Corp *w Exp 08/02/202 (NVACW) 0.0 $3.4k 78k 0.04
Netcapital (NCPL) 0.0 $3.1k 25k 0.13
Pinstripes Holdings *w Exp 09/30/202 (PNST.WS) 0.0 $3.0k 12k 0.25
Iveda Solutions *w Exp 04/01/202 (IVDAW) 0.0 $2.8k 41k 0.07
Anghami *w Exp 02/03/202 (ANGHW) 0.0 $2.7k 40k 0.07
Pagaya Technologies *w Exp 99/99/999 (PGYWW) 0.0 $2.7k 30k 0.09
Hub Cyber Security *w Exp 02/27/202 (HUBCW) 0.0 $2.7k 171k 0.02
Arogo Capital Acquisition *w Exp 03/23/202 (AOGOW) 0.0 $2.4k 90k 0.03
60 Degrees Pharmaceuticals I *w Exp 07/12/202 (SXTPW) 0.0 $2.2k 30k 0.08
Lixte Biotechnology Hldgs In *w Exp 11/30/202 (LIXTW) 0.0 $2.0k 41k 0.05
Worksport *w Exp 08/06/202 (WKSPW) 0.0 $1.7k 65k 0.03
Canna Global Acquisition Cor *w Exp 99/99/999 (CNGLW) 0.0 $1.6k 90k 0.02
Kairous Acquisition Corp *w Exp 09/15/202 (KACLW) 0.0 $1.6k 79k 0.02
Xbp Europe Holdings *w Exp 11/30/202 (XBPEW) 0.0 $1.6k 39k 0.04
Bannix Acquisition Corp *w Exp 07/31/202 (BNIXW) 0.0 $1.5k 43k 0.03
Seastar Medical Holding Corp *w Exp 10/28/202 (ICUCW) 0.0 $1.5k 10k 0.15
Smx Sec Matters *w Exp 03/07/202 (SMXWW) 0.0 $1.3k 99k 0.01
Ainos *w Exp 07/29/202 (AIMDW) 0.0 $1.2k 19k 0.06
Semantix *w Exp 08/03/202 (STWWF) 0.0 $1.2k 102k 0.01
Cea Industries *w Exp 02/11/202 (CEADW) 0.0 $1.0k 80k 0.01
Cingulate *w Exp 12/10/202 (CINGW) 0.0 $970.987500 43k 0.02
Selina Hospitality *w Exp 10/27/202 (SLNWF) 0.0 $888.020000 127k 0.01
Buzzfeed *w Exp 12/03/202 (BZFDW) 0.0 $886.054400 20k 0.04
Beneficient *w Exp 06/07/202 (BENFW) 0.0 $855.957000 104k 0.01
Feutune Light Acquisition *w Exp 06/01/202 (FLFVW) 0.0 $563.571600 21k 0.03
Aclarion *w Exp 04/21/202 (ACONW) 0.0 $525.000000 15k 0.04
Edible Garden *w Exp 99/99/999 (EDBLW) 0.0 $445.627800 29k 0.02
Dermata Therapeutics *w Exp 99/99/999 (DRMAW) 0.0 $285.000000 30k 0.01
Alpha Star Acquisition Corp *w Exp 12/13/202 (ALSAW) 0.0 $164.520000 17k 0.01