Warberg Asset Management

Warberg Asset Management as of Dec. 31, 2024

Portfolio Holdings for Warberg Asset Management

Warberg Asset Management holds 198 positions in its portfolio as reported in the December 2024 quarterly 13F filing

Company (Ticker) Portfolio Weight Valued At Change in Shares Share Count Share Price
Spdr S&p 500 Etf Tr Put Put Option 36.2 $237M 405k 586.08
Invesco Qqq Tr Put Put Option 4.5 $30M 58k 511.23
Royal Caribbean Group Note 6.000% 8/1 (Principal) 4.0 $27M 5.7M 4.63
Parsons Corp Del Note 0.250% 8/1 (Principal) 3.3 $21M 10M 2.05
Occidental Pete Corp *w Exp 08/03/202 (OXY.WS) 2.7 $18M 641k 27.55
Axon Enterprise Note 0.500%12/1 (Principal) 2.7 $18M 6.8M 2.61
United States Stl Corp Note 5.000%11/0 (Principal) 2.7 $17M 6.8M 2.57
Varonis Sys Note 1.250% 8/1 (Principal) 2.2 $15M 9.9M 1.46
Microchip Technology Note 1.625% 2/1 (Principal) 2.2 $14M 9.0M 1.60
Datadog Note 0.125% 6/1 (Principal) 2.1 $14M 8.9M 1.55
Integer Hldgs Corp Note 2.125% 2/1 (Principal) 2.1 $14M 8.5M 1.60
Box Note 1/1 (Principal) 2.1 $14M 11M 1.26
Cinemark Hldgs Note 4.500% 8/1 (Principal) 1.8 $12M 5.5M 2.17
Nrg Energy DBCV 2.750% 6/0 (Principal) 1.7 $12M 5.2M 2.20
Post Hldgs Note 2.500% 8/1 (Principal) 1.4 $9.4M 8.0M 1.17
Occidental Pete Corp Call Call Option 1.4 $8.9M 180k 49.41
Hubspot Note 0.375% 6/0 (Principal) 1.4 $8.9M 3.6M 2.46
Seagate Hdd Cayman Note 3.500% 6/0 (Principal) 1.3 $8.5M 7.0M 1.20
Bloomin Brands Note 5.000% 5/0 (Principal) 1.2 $7.8M 6.6M 1.18
Macom Tech Solutions Hldgs I Note 0.250% 3/1 (Principal) 1.2 $7.7M 4.8M 1.60
Interdigital Note 3.500% 6/0 (Principal) 1.0 $6.6M 2.6M 2.51
Fluor Corp Note 1.125% 8/1 (Principal) 1.0 $6.6M 5.2M 1.26
Granite Constr Note 3.750% 5/1 (Principal) 0.9 $6.1M 3.1M 1.96
Middleby Corp Note 1.000% 9/0 (Principal) 0.8 $5.5M 4.9M 1.12
Sea Note 2.375%12/0 (Principal) 0.8 $5.4M 4.3M 1.27
Microchip Technology Note 1.625% 2/1 (Principal) 0.8 $5.2M 2.0M 2.57
Workiva Note 1.125% 8/1 (Principal) 0.7 $4.6M 3.2M 1.43
Guidewire Software Note 1.250% 3/1 (Principal) 0.7 $4.4M 3.0M 1.48
Ford Mtr Note 3/1 (Principal) 0.7 $4.4M 4.6M 0.97
Ncl Corp Note 5.375% 8/0 (Principal) 0.7 $4.3M 3.0M 1.43
Expand Energy Corporation *w Exp 02/09/202 (EXEEL) 0.6 $4.1M 48k 85.82
Zscaler Note 0.125% 7/0 (Principal) 0.6 $3.9M 3.2M 1.24
Progress Software Corp Note 1.000% 4/1 (Principal) 0.6 $3.8M 3.2M 1.20
Stride Note 1.125% 9/0 (Principal) 0.5 $3.2M 1.6M 2.02
Live Nation Entertainment In Note 3.125% 1/1 (Principal) 0.4 $2.7M 2.0M 1.36
Ishares Tr Ultra Short-term (ICSH) 0.4 $2.6M 52k 50.43
Core Scientific *w Exp 01/23/202 (CORZW) 0.4 $2.6M 316k 8.22
Tyler Tex Indpt Sch Dist Note 0.250% 3/1 (Principal) 0.4 $2.5M 2.1M 1.21
Nice Note 9/1 (Principal) 0.4 $2.5M 2.6M 0.96
Shift4 Pmts Note 12/1 (Principal) 0.3 $2.2M 1.6M 1.34
Microsoft Corp Put Put Option 0.3 $2.1M 5.0k 421.50
Jazz Investments I Note 2.000% 6/1 (Principal) 0.3 $2.0M 2.0M 1.01
Epr Pptys PFD C CV 5.75% (EPR.PC) 0.3 $1.9M 90k 20.80
Starbucks Corp Put Put Option 0.3 $1.8M 20k 91.25
Ishares Tr Put Put Option 0.3 $1.7M 20k 87.33
Southwest Airls Note 1.250% 5/0 (Principal) 0.2 $1.6M 1.6M 1.03
Invesco Qqq Tr Unit Ser 1 (QQQ) 0.2 $1.5M 3.0k 511.22
Booking Holdings Note 0.750% 5/0 (Principal) 0.2 $1.5M 571k 2.64
Live Nation Entertainment In Note 2.000% 2/1 (Principal) 0.2 $1.5M 1.2M 1.23
Palantir Technologies Put Put Option 0.2 $1.4M 19k 75.64
Apple Put Put Option 0.2 $1.3M 5.0k 250.42
Ishares Silver Tr Call Call Option 0.2 $1.2M 45k 26.33
Tavia Acquisition Corp SHS (TAVI) 0.2 $1.1M 113k 9.91
Akamai Technologies Note 0.375% 9/0 (Principal) 0.2 $1.1M 1.1M 1.01
Vaneck Etf Trust Call Call Option 0.2 $1.1M 31k 33.91
Chart Inds 6.75DP CNV PFD B (GTLS.PB) 0.2 $987k 14k 70.48
Charlton Aria Acquisition Ord Shs Cl A (CHAR) 0.1 $983k 99k 9.96
Ishares Tr Short Treas Bd (SHV) 0.1 $958k 8.7k 110.11
New England Rlty Assoc Ltd P Depositry Rcpt (NEN) 0.1 $930k 11k 81.72
Expand Energy Corporation *w Exp 02/09/202 (EXEEW) 0.1 $926k 9.7k 95.47
Apollo Global Mgmt Ser A Mand Cnv (APO.PA) 0.1 $913k 11k 86.91
Berkshire Hathaway Inc Del Put Put Option 0.1 $907k 2.0k 453.28
Bukit Jalil Gbl Acquisition Ord Shs 0.1 $904k 81k 11.19
Climaterock Class A Ord (CLRCF) 0.1 $890k 75k 11.80
Greenbrier Cos Note 2.875% 4/1 (Principal) 0.1 $879k 726k 1.21
Shepherd Ave Cap Acquisition Unit 99/99/9999 (PGACU) 0.1 $868k 87k 10.02
Vine Hill Cap Invt Corp. Ord Shs Cl A (VCIC) 0.1 $853k 85k 10.03
Microsoft Corporation (MSFT) 0.1 $843k 2.0k 421.50
Four Leaf Acquisition Corp Com Cl A (FORL) 0.1 $843k 76k 11.10
Black Hawk Acquisition Corp Usd Cl A Shs (BKHA) 0.1 $769k 74k 10.38
Rigetti Computing *w Exp 03/02/202 (RGTIW) 0.1 $748k 118k 6.34
Translational Dev Acquisitio Unit 99/99/9999 (TDACU) 0.1 $746k 75k 10.02
Quetta Acquisition Corp (QETA) 0.1 $746k 71k 10.55
Starbucks Corporation (SBUX) 0.1 $730k 8.0k 91.25
Cantaloupe Call Call Option 0.1 $713k 75k 9.51
Neovo *w Exp 04/01/202 (NEOVW) 0.1 $709k 354k 2.00
Aa Mission Acquisition Corp Ord Shs Cl A 0.1 $679k 67k 10.10
Gsr Iii Acquisition Corp Cl A (GSRT) 0.1 $673k 68k 9.89
Gcm Grosvenor *w Exp 11/17/202 (GCMGW) 0.1 $662k 525k 1.26
Palantir Technologies Call Call Option 0.1 $651k 8.6k 75.64
Carvana Cl A (CVNA) 0.1 $630k 3.1k 203.12
Noble Corp *w Exp 02/04/202 (NE.WS.A) 0.1 $611k 57k 10.64
Carvana Put Put Option 0.1 $610k 3.0k 203.36
Advanced Micro Devices Call Call Option 0.1 $604k 5.0k 120.79
Cartica Acquisition Corp Class A Ord Shs (CRTAF) 0.1 $604k 51k 11.82
Broad Capital Acquisition (BRAC) 0.1 $590k 50k 11.77
Scorpio Tankers Call Call Option 0.1 $507k 10k 49.69
Keen Vision Acquisition Corp SHS (KVAC) 0.1 $505k 46k 10.98
Jpmorgan Chase & Co. Call Call Option 0.1 $479k 2.0k 239.71
Plum Acquisition Corp Iii Class A Ord Shs (PLMJF) 0.1 $475k 43k 11.12
Rising Dragon Acquisition SHS (RDAC) 0.1 $461k 46k 10.02
Oak Woods Acquisition Corp Cl A (OAKU) 0.1 $454k 40k 11.35
Composecure *w Exp 12/27/202 (CMPOW) 0.1 $454k 98k 4.65
Southern Note 3.875%12/1 (Principal) 0.1 $435k 414k 1.05
Nuscale Pwr Corp Put Put Option 0.1 $412k 23k 17.93
Microstrategy Put Put Option 0.1 $406k 1.4k 289.62
Rf Acquisition Corp Ii SHS (RFAI) 0.1 $388k 38k 10.22
On Semiconductor Corp Note 5/0 (Principal) 0.1 $363k 277k 1.31
Aimfinity Investment Corp I Unit 04/21/2027 (AIMTF) 0.1 $347k 30k 11.71
Nova Minerals *w Exp 07/24/202 (NVAWW) 0.1 $346k 53k 6.60
Iron Horse Acquisitions Corp (UCFI) 0.1 $343k 33k 10.29
Winnebago Inds Note 1.500% 4/0 (Principal) 0.0 $319k 321k 0.99
Perceptive Cap Solutions Cor Cl A Ord Shs (PCSC) 0.0 $305k 30k 10.18
Northern Oil & Gas Note 3.625% 4/1 (Principal) 0.0 $284k 242k 1.17
Bynordic Acquisition Corp Class A Com (BYNO) 0.0 $279k 24k 11.42
Dt Cloud Acquisition Corp Ord Shs (DYCQ) 0.0 $270k 26k 10.45
Rivian Automotive Put Put Option 0.0 $266k 20k 13.30
Ishares Tr 20 Yr Tr Bd Etf (TLT) 0.0 $262k 3.0k 87.33
Joby Aviation *w Exp 08/10/202 (JOBY.WS) 0.0 $262k 130k 2.02
Roman Dbdr Acquisition Corp Unit 99/99/9999 (DRDBU) 0.0 $249k 25k 9.97
Poet Technologies Put Put Option 0.0 $233k 39k 5.95
Super Micro Computer Put Put Option 0.0 $213k 7.0k 30.48
A Spac Iii Acquisition Corp Unit 02/15/2029 (ASPCU) 0.0 $201k 20k 10.07
Intel Corp Call Call Option 0.0 $201k 10k 20.05
Range Cap Acquisition Corp Unit 12/11/2029 (RANGU) 0.0 $196k 20k 10.03
Cantaloupe Put Put Option 0.0 $190k 20k 9.51
Maris Tech *w Exp 02/04/202 (MTEKW) 0.0 $182k 188k 0.96
Composecure Put Put Option 0.0 $181k 12k 15.33
Aimei Health Technology Co L SHS (AFJK) 0.0 $161k 15k 10.70
Flagstar Financial Call Call Option 0.0 $157k 17k 9.33
Nexgel *w Exp 12/27/202 (NXGLW) 0.0 $155k 206k 0.75
Eureka Acquisition Corp Shs Cl A (EURK) 0.0 $153k 15k 10.16
Catheter Precision Com New 0.0 $140k 310k 0.45
Rivian Automotive Call Call Option 0.0 $133k 10k 13.30
Stereotaxis Com New (STXS) 0.0 $132k 58k 2.28
Nextnav *w Exp 99/99/999 (NNAVW) 0.0 $126k 22k 5.74
Intuitive Machines *w Exp 99/99/999 0.0 $119k 15k 7.91
Avepoint *w Exp 09/18/202 (AVPTW) 0.0 $115k 20k 5.66
Bowen Acquisition Corp SHS (BOWN) 0.0 $109k 10k 10.92
Flag Ship Acquisition Corp Ord Shs (FSHP) 0.0 $102k 10k 10.16
On Semiconductor Corp Note 0.500% 3/0 (Principal) 0.0 $96k 102k 0.94
Palo Alto Networks Note 0.375% 6/0 (Principal) 0.0 $92k 25k 3.66
ProPhase Labs 0.0 $77k 102k 0.76
Data Storage Corp *w Exp 05/18/202 (DTSTW) 0.0 $77k 156k 0.49
Microstrategy Note 2/1 (Principal) 0.0 $70k 34k 2.07
Onfolio Holdings *w Exp 01/02/202 (ONFOW) 0.0 $62k 218k 0.28
Better Choice Com New (SRXH) 0.0 $55k 24k 2.35
Us Goldmining *w Exp 99/99/999 (USGOW) 0.0 $49k 28k 1.77
Psq Holdings Call Call Option 0.0 $45k 10k 4.54
Syra Health Corp Cl A Com New (SYRA) 0.0 $41k 100k 0.41
Nexalin Technology *w Exp 99/99/999 0.0 $39k 113k 0.35
Eon Resources *w Exp 02/04/202 (EONR.WS) 0.0 $38k 651k 0.06
Mobilicom *w Exp 08/31/202 (MOBBW) 0.0 $37k 46k 0.80
Renew Energy Global *w Exp 08/21/202 (RNWWW) 0.0 $36k 218k 0.16
Amprius Technologies *w Exp 09/14/202 (AMPX.WS) 0.0 $35k 98k 0.35
Foremost Clean Energy *w Exp 08/24/202 (FMSTW) 0.0 $33k 115k 0.29
P3 Health Partners Com Cl A 0.0 $33k 145k 0.22
Pyxis Tankers *w Exp 10/13/202 (PXSAW) 0.0 $31k 157k 0.20
Kindly Md *w Exp 05/31/202 (NAKAW) 0.0 $28k 170k 0.17
Medirom Healthcare Tech Sponsored Ads (MRM) 0.0 $24k 23k 1.03
Diana Shipping *w Exp 12/14/202 (DSX.WS) 0.0 $23k 200k 0.11
Esperion Therapeutics Inc Ne Call Call Option 0.0 $22k 10k 2.20
Talkspace *w Exp 06/21/202 (TALKW) 0.0 $21k 162k 0.13
Medicus Pharma *w Exp 11/15/202 (MDCXW) 0.0 $18k 28k 0.66
Airjoule Technologies Corp *w Exp 03/15/202 (AIRJW) 0.0 $16k 15k 1.10
Zentek (ZTEK) 0.0 $16k 12k 1.35
Spectral Ai *w Exp 99/99/999 (MDAIW) 0.0 $15k 20k 0.76
Ocugen (OCGN) 0.0 $15k 18k 0.81
Neurosense Therapeutics Ordinary Shares (NRSN) 0.0 $13k 11k 1.20
Kwesst Micro Systems (KWE) 0.0 $12k 17k 0.70
Fgi Industries *w Exp 01/21/202 (FGIWW) 0.0 $11k 121k 0.09
Cel-sci Corp Com Par New 0.0 $11k 28k 0.40
Eon Resources Com Cl A (EONR) 0.0 $10k 13k 0.82
Carbon Revolution *w Exp 99/99/999 0.0 $10k 149k 0.07
Bt Brands *w Exp 11/12/202 (BTBDW) 0.0 $8.8k 118k 0.07
Pasithea Therapeutics Corp *w Exp 08/12/202 (KTTAW) 0.0 $8.8k 255k 0.03
Neurosense Therapeutics *w Exp 11/10/202 (NRSNW) 0.0 $7.9k 18k 0.44
Sharps Technology *w Exp 99/99/999 (STSSW) 0.0 $7.5k 187k 0.04
Kwesst Micro Systems *w Exp 12/09/202 (DFSCW) 0.0 $6.9k 333k 0.02
Tenon Medical *w Exp 06/16/202 (TNONW) 0.0 $6.8k 525k 0.01
Murano Global Invts *w Exp 03/19/202 (MRNOW) 0.0 $6.6k 28k 0.24
Hub Cyber Security *w Exp 02/27/202 (HUBCW) 0.0 $6.4k 171k 0.04
Inuvo Com New 0.0 $6.3k 10k 0.63
Tavia Acquisition Corp Right 11/26/2029 (TAVIR) 0.0 $5.6k 43k 0.13
Scorpius Holdings (SCPX) 0.0 $5.4k 17k 0.33
Flyexclusive *w Exp 99/99/999 (FLYX.WS) 0.0 $5.0k 30k 0.17
Apollomics *w Exp 04/01/202 (APLMW) 0.0 $4.0k 437k 0.01
Carmell Therapeutics Corp - US 0.0 $4.0k 14k 0.28
Oragenics 0.0 $3.7k 10k 0.37
Nextplat Corp *w Exp 06/02/202 (NXPLW) 0.0 $3.5k 41k 0.09
P3 Health Partners *w Exp 11/19/202 (PIIIW) 0.0 $3.4k 288k 0.01
Aeries Technology *w Exp 11/06/202 (AERTW) 0.0 $3.3k 95k 0.04
Bitcoin Depot *w Exp 06/30/202 (BTMWW) 0.0 $3.3k 50k 0.07
Smx Sec Matters *w Exp 03/07/202 (SMXWW) 0.0 $3.2k 58k 0.05
Saverone 2014 *w Exp 06/02/202 (SVREW) 0.0 $2.9k 145k 0.02
Vicarious Surgical *w Exp 09/17/202 (RBOTW) 0.0 $2.4k 112k 0.02
Stran & Company *w Exp 99/99/999 (SWAGW) 0.0 $2.1k 169k 0.01
Ocean Biomedical *w Exp 02/14/202 (OCEAW) 0.0 $2.1k 90k 0.02
Pagaya Technologies *w Exp 99/99/999 (PGYWW) 0.0 $1.8k 30k 0.06
Splash Beverage Group *w Exp 06/15/202 (SBEVW) 0.0 $1.3k 70k 0.02
Bannix Acquisition Corp *w Exp 07/31/202 (BNIXW) 0.0 $1.2k 43k 0.03
Protagenic Therapeutics *w Exp 04/29/202 (PTIXW) 0.0 $1.0k 170k 0.01
Ainos *w Exp 07/29/202 (AIMDW) 0.0 $933.813300 19k 0.05
Xbp Europe Holdings *w Exp 11/30/202 (XBPEW) 0.0 $812.866000 20k 0.04
Anghami *w Exp 02/03/202 (ANGHW) 0.0 $727.362000 40k 0.02
Cea Industries *w Exp 02/11/202 (BNCWW) 0.0 $722.285200 79k 0.01
Brand Engagement Network *w Exp 03/14/202 (BNAIW) 0.0 $559.000000 10k 0.06
Bridger Aerospace Grp Hldgs *w Exp 01/24/202 (BAERW) 0.0 $550.620000 13k 0.04