Warberg Asset Management

Warberg Asset Management as of March 31, 2025

Portfolio Holdings for Warberg Asset Management

Warberg Asset Management holds 191 positions in its portfolio as reported in the March 2025 quarterly 13F filing

Company (Ticker) Portfolio Weight Valued At Change in Shares Share Count Share Price
Spdr S&p 500 Etf Tr Put Put Option 32.3 $196M 350k 559.39
Invesco Qqq Tr Put Put Option 3.6 $22M 47k 468.92
United States Stl Corp Note 5.000%11/0 (Principal) 3.5 $21M 6.7M 3.17
Nrg Energy DBCV 2.750% 6/0 (Principal) 2.8 $17M 7.3M 2.33
Integer Hldgs Corp Note 2.125% 2/1 (Principal) 2.4 $15M 10M 1.46
Box Note 1/1 (Principal) 2.3 $14M 11M 1.24
Varonis Sys Note 1.250% 8/1 (Principal) 2.2 $13M 9.9M 1.33
Microchip Technology Note 1.625% 2/1 (Principal) 2.0 $12M 9.0M 1.37
Cinemark Hldgs Note 4.500% 8/1 (Principal) 2.0 $12M 7.0M 1.75
Axon Enterprise Note 0.500%12/1 (Principal) 2.0 $12M 5.1M 2.35
Insmed Note 0.750% 6/0 (Principal) 2.0 $12M 5.0M 2.37
Sea Note 2.375%12/0 (Principal) 1.9 $12M 8.0M 1.47
Middleby Corp Note 1.000% 9/0 (Principal) 1.9 $11M 9.4M 1.21
Zscaler Note 0.125% 7/0 (Principal) 1.7 $10M 7.8M 1.32
Macom Tech Solutions Hldgs I Note 0.250% 3/1 (Principal) 1.7 $10M 8.0M 1.28
Granite Constr Note 3.750% 5/1 (Principal) 1.7 $10M 5.9M 1.72
Post Hldgs Note 2.500% 8/1 (Principal) 1.6 $9.8M 8.2M 1.19
Seagate Hdd Cayman Note 3.500% 6/0 (Principal) 1.6 $9.7M 8.0M 1.21
Datadog Note 0.125% 6/1 (Principal) 1.5 $9.0M 8.0M 1.12
Tyler Tex Indpt Sch Dist Note 0.250% 3/1 (Principal) 1.3 $8.0M 6.6M 1.22
Ventas Rlty Ltd Partnership Note 3.750% 6/0 (Principal) 1.3 $7.9M 6.1M 1.29
Burlington Stores Note 2.250% 4/1 (Principal) 1.3 $7.8M 7.2M 1.09
Workiva Note 1.125% 8/1 (Principal) 1.2 $7.2M 6.4M 1.12
Interdigital Note 3.500% 6/0 (Principal) 1.2 $7.1M 2.6M 2.69
Parsons Corp Del Note 0.250% 8/1 (Principal) 1.1 $6.7M 5.0M 1.32
Bloomin Brands Note 5.000% 5/0 (Principal) 1.1 $6.6M 6.6M 1.00
Fluor Corp Note 1.125% 8/1 (Principal) 1.1 $6.4M 6.0M 1.06
Live Nation Entertainment In Note 3.125% 1/1 (Principal) 1.0 $6.3M 4.5M 1.39
Cnx Res Corp Note 2.250% 5/0 (Principal) 1.0 $6.1M 2.5M 2.46
Ncl Corp Note 5.375% 8/0 (Principal) 0.9 $5.6M 4.9M 1.14
Ford Mtr Note 3/1 (Principal) 0.9 $5.4M 5.5M 0.98
Ezcorp Note 2.375% 5/0 (Principal) 0.7 $4.0M 4.0M 1.00
Apple Put Put Option 0.7 $4.0M 18k 222.13
Stride Note 1.125% 9/0 (Principal) 0.6 $3.9M 1.6M 2.44
Spotify Usa Note 3/1 (Principal) 0.6 $3.6M 3.0M 1.19
Akamai Technologies Note 0.125% 5/0 (Principal) 0.6 $3.4M 3.4M 1.00
Progress Software Corp Note 1.000% 4/1 (Principal) 0.6 $3.4M 3.2M 1.07
Southwest Airls Note 1.250% 5/0 (Principal) 0.5 $3.3M 3.3M 1.00
Hci Group Note 4.750% 6/0 (Principal) 0.5 $2.9M 1.6M 1.88
Spdr Gold Tr Put Put Option 0.5 $2.9M 10k 288.14
Invesco Qqq Tr Unit Ser 1 (QQQ) 0.5 $2.8M 6.0k 468.92
Ishares Tr Put Put Option 0.5 $2.7M 30k 91.03
American Wtr Cap Corp Note 3.625% 6/1 (Principal) 0.4 $2.6M 2.5M 1.02
Shopify Note 0.125%11/0 (Principal) 0.4 $2.5M 2.5M 1.00
American Airlines Group Note 6.500% 7/0 (Principal) 0.4 $2.5M 2.5M 1.00
Palo Alto Networks Note 0.375% 6/0 (Principal) 0.4 $2.4M 709k 3.43
Jazz Investments I Note 2.000% 6/1 (Principal) 0.3 $2.1M 2.0M 1.04
Epr Pptys PFD C CV 5.75% (EPR.PC) 0.3 $2.1M 90k 23.08
Tesla Put Put Option 0.3 $2.1M 8.0k 259.16
Dropbox Note 3/0 (Principal) 0.3 $2.0M 2.0M 0.99
Greenbrier Cos Note 2.875% 4/1 (Principal) 0.3 $1.6M 1.4M 1.11
Select Sector Spdr Tr Put Put Option 0.2 $1.5M 30k 49.81
Starbucks Corp Put Put Option 0.2 $1.5M 15k 98.09
Shift4 Pmts Note 12/1 (Principal) 0.2 $1.4M 1.2M 1.15
Ishares Silver Tr Call Call Option 0.2 $1.2M 40k 30.99
Ishares Tr 0-3 Mnth Treasry (SGOV) 0.2 $1.1M 11k 100.67
Tavia Acquisition Corp SHS (TAVI) 0.2 $1.1M 112k 10.05
Carvana Put Put Option 0.2 $1.0M 5.0k 209.08
Charlton Aria Acquisition Ord Shs Cl A (CHAR) 0.2 $996k 99k 10.09
Vaneck Etf Trust Call Call Option 0.2 $965k 21k 45.97
Gcm Grosvenor *w Exp 11/17/202 (GCMGW) 0.2 $924k 531k 1.74
Drugs Made In Amer Acqutn Ord Shs (DMAA) 0.2 $922k 92k 10.02
Climaterock Class A Ord (CLRCF) 0.1 $905k 75k 12.00
Four Leaf Acquisition Corp Com Cl A (FORL) 0.1 $860k 76k 11.32
Vine Hill Cap Invt Corp. Ord Shs Cl A (VCIC) 0.1 $855k 84k 10.16
Chart Inds 6.75DP CNV PFD B (GTLS.PB) 0.1 $789k 14k 54.77
New England Rlty Assoc Ltd P Depositry Rcpt (NEN) 0.1 $785k 9.6k 81.36
Black Hawk Acquisition Corp Usd Cl A Shs (BKHA) 0.1 $781k 74k 10.53
Apollo Global Mgmt Ser A Mand Cnv (APO.PA) 0.1 $768k 11k 73.09
Apple (AAPL) 0.1 $766k 3.5k 222.13
Aifeex Nexus Acquisition Cor Ord Shs Cl A (PGAC) 0.1 $763k 76k 10.02
Translational Dev Acquisitio Com Cl A (TDAC) 0.1 $750k 74k 10.08
Occidental Pete Corp Call Call Option 0.1 $740k 15k 49.36
Aa Mission Acquisition Corp Ord Shs Cl A (AAM) 0.1 $692k 67k 10.29
Gsr Iii Acquisition Corp Cl A (GSRT) 0.1 $681k 68k 10.01
Atlas Lithium Corp Com New (ATLX) 0.1 $657k 127k 5.17
Iron Horse Acquisitions Corp (UCFI) 0.1 $655k 62k 10.50
Select Sector Spdr Tr Financial (XLF) 0.1 $648k 13k 49.82
Core Scientific *w Exp 01/23/202 (CORZW) 0.1 $642k 212k 3.03
Gamestop Corp Call Call Option 0.1 $603k 27k 22.32
Stereotaxis Com New (STXS) 0.1 $587k 334k 1.76
Cantaloupe Call Call Option 0.1 $580k 74k 7.87
Keen Vision Acquisition Corp SHS (KVAC) 0.1 $517k 46k 11.23
Akamai Technologies Note 0.375% 9/0 (Principal) 0.1 $515k 528k 0.98
Advanced Micro Devices Call Call Option 0.1 $514k 5.0k 102.74
Rising Dragon Acquisition SHS (RDAC) 0.1 $469k 46k 10.19
Oak Woods Acquisition Corp Cl A (OAKU) 0.1 $462k 40k 11.57
Starbucks Corporation (SBUX) 0.1 $441k 4.5k 98.08
Rf Acquisition Corp Ii SHS (RFAI) 0.1 $394k 38k 10.37
Vaneck Etf Trust Junior Gold Mine (GDXJ) 0.1 $386k 6.8k 57.20
Alamos Gold Put Put Option 0.1 $374k 14k 26.74
Southern Note 3.875%12/1 (Principal) 0.1 $352k 314k 1.12
Oppfi *w Exp 07/20/202 (OPFI.WS) 0.1 $345k 160k 2.15
United Airls Hldgs Call Call Option 0.1 $345k 5.0k 69.05
Prairie Oper Call Call Option 0.1 $321k 60k 5.35
Perceptive Cap Solutions Cor Cl A Ord Shs (PCSC) 0.1 $308k 30k 10.30
Dt Cloud Acquisition Corp Ord Shs (DYCQ) 0.0 $276k 26k 10.70
Innovative Indl Pptys Put Put Option 0.0 $271k 5.0k 54.09
Nuscale Pwr Corp Put Put Option 0.0 $255k 18k 14.16
Rivian Automotive Put Put Option 0.0 $249k 20k 12.45
Fg Merger Ii Corp Unit 02/11/2030 (FGMCU) 0.0 $244k 25k 9.76
Quartzsea Acquisition Corp Unit 02/18/2030 (QSEAU) 0.0 $242k 24k 10.10
Roman Dbdr Acquisition Corp Ord Shs Cl A (DRDB) 0.0 $240k 24k 10.03
Neovo *w Exp 04/01/202 (NEOVW) 0.0 $234k 273k 0.86
Noble Corp *w Exp 02/04/202 (NE.WS.A) 0.0 $223k 42k 5.34
Alphatime Acquisition Corp Ordinary Shares (ATMC) 0.0 $213k 18k 11.63
A Spac Iii Acquisition Corp Ord Shs Cl A (ASPC) 0.0 $201k 20k 10.06
Akamai Technologies Note 1.125% 2/1 (Principal) 0.0 $194k 204k 0.95
Range Cap Acquisition Corp Ord Shs (RANG) 0.0 $187k 19k 10.05
Ribbon Acquisition Corp Ord Shs Cl A (RIBB) 0.0 $178k 18k 9.98
Joby Aviation *w Exp 08/10/202 (JOBY.WS) 0.0 $157k 128k 1.23
Eureka Acquisition Corp Shs Cl A (EURK) 0.0 $155k 15k 10.31
Jvspac Acquisition Corp Shs Cl A (JVSA) 0.0 $151k 14k 10.70
Uy Scuti Acquisition Corp. Unit 99/99/9999 (UYSCU) 0.0 $150k 15k 10.05
Nuscale Pwr Corp Cl A Com (SMR) 0.0 $149k 11k 14.16
Poet Technologies Put Put Option 0.0 $148k 39k 3.78
Fg Merger Ii Corp (FGMC) 0.0 $144k 15k 9.59
Rigetti Computing *w Exp 03/02/202 (RGTIW) 0.0 $141k 51k 2.75
Nextnav *w Exp 99/99/999 (NNAVW) 0.0 $110k 25k 4.40
Flag Ship Acquisition Corp Ord Shs (FSHP) 0.0 $103k 10k 10.33
Archimedes Tech Spac Partner Unit 10/15/2029 (ATIIU) 0.0 $101k 10k 10.09
Northern Oil & Gas Note 3.625% 4/1 (Principal) 0.0 $89k 84k 1.06
On Semiconductor Corp Note 0.500% 3/0 (Principal) 0.0 $88k 102k 0.86
Prairie Oper (PROP) 0.0 $85k 16k 5.35
Nexgel *w Exp 12/27/202 (NXGLW) 0.0 $84k 207k 0.41
Nova Minerals *w Exp 07/24/202 (NVAWW) 0.0 $77k 20k 3.90
Avepoint *w Exp 09/18/202 (AVPTW) 0.0 $69k 16k 4.29
Catheter Precision Com New (VTAK) 0.0 $62k 180k 0.34
Annovis Bio (ANVS) 0.0 $59k 39k 1.50
Biomx Com New (PHGE) 0.0 $55k 100k 0.56
Maris Tech *w Exp 02/04/202 (MTEKW) 0.0 $54k 243k 0.22
Data Storage Corp *w Exp 05/18/202 (DTSTW) 0.0 $50k 139k 0.36
Medicus Pharma *w Exp 11/15/202 (MDCXW) 0.0 $46k 65k 0.70
Us Goldmining *w Exp 99/99/999 (USGOW) 0.0 $38k 32k 1.20
Aleanna *w Exp 12/13/202 (ANNAW) 0.0 $38k 151k 0.25
Eon Resources *w Exp 02/04/202 (EONR.WS) 0.0 $37k 649k 0.06
Onfolio Holdings *w Exp 01/02/202 (ONFOW) 0.0 $34k 148k 0.23
Xti Aerospace Com New (XTIA) 0.0 $27k 25k 1.09
Capstone Hldg Corp Com New (CAPS) 0.0 $27k 11k 2.41
Transcode Therapeutics Com New 0.0 $25k 50k 0.49
Naya Biosciences 0.0 $23k 11k 2.00
Diana Shipping *w Exp 12/14/202 (DSX.WS) 0.0 $22k 199k 0.11
Flexshopper Com New (FPAY) 0.0 $22k 17k 1.31
Renew Energy Global *w Exp 08/21/202 (RNWWW) 0.0 $19k 200k 0.09
Humacyte (HUMA) 0.0 $17k 10k 1.71
Hong Kong Pharma Digital Tec SHS (HKPD) 0.0 $16k 15k 1.08
Foremost Clean Energy *w Exp 08/24/202 (FMSTW) 0.0 $15k 111k 0.14
Bigbear Ai Hldgs *w Exp 12/08/202 (BBAI.WS) 0.0 $15k 18k 0.82
Nextplat Corp *w Exp 06/02/202 (NXPLW) 0.0 $11k 46k 0.23
Nextplat Corp Com New (NXPL) 0.0 $10k 13k 0.83
Neurosense Therapeutics Ordinary Shares (NRSN) 0.0 $9.9k 11k 0.93
Ocuphire Pharma (IRD) 0.0 $9.8k 10k 0.98
Mobilicom *w Exp 08/31/202 (MOBBW) 0.0 $9.8k 30k 0.33
Airjoule Technologies Corp *w Exp 03/15/202 (AIRJW) 0.0 $8.4k 15k 0.56
Triller Group *w Exp 03/15/202 (ILLRW) 0.0 $6.7k 61k 0.11
Nexalin Technology *w Exp 99/99/999 0.0 $6.6k 38k 0.18
Murano Global Invts *w Exp 03/19/202 (MRNOW) 0.0 $6.5k 28k 0.23
Bt Brands *w Exp 11/12/202 (BTBDW) 0.0 $6.5k 118k 0.05
Bioaffinity Technologies Common Stock (BIAF) 0.0 $5.9k 23k 0.26
Fgi Industries *w Exp 01/21/202 (FGIWW) 0.0 $5.5k 121k 0.04
Spectral Ai *w Exp 99/99/999 (MDAIW) 0.0 $5.1k 20k 0.26
Eon Resources Com Cl A (EONR) 0.0 $4.8k 10k 0.48
Leap Therapeutics Com New (LPTX) 0.0 $4.6k 15k 0.31
Vicarious Surgical *w Exp 09/17/202 (RBOT.WS) 0.0 $4.5k 112k 0.04
Saverone 2014 *w Exp 06/02/202 (SVREW) 0.0 $4.0k 145k 0.03
Apollomics *w Exp 04/01/202 (APLMW) 0.0 $3.9k 437k 0.01
P3 Health Partners *w Exp 11/19/202 (PIIIW) 0.0 $3.6k 292k 0.01
Bitcoin Depot *w Exp 06/30/202 (BTMWW) 0.0 $3.5k 50k 0.07
Carbon Revolution *w Exp 99/99/999 (CREVW) 0.0 $3.5k 89k 0.04
Pyxis Tankers *w Exp 10/13/202 (PXSAW) 0.0 $3.4k 105k 0.03
Flyexclusive *w Exp 99/99/999 (FLYX.WS) 0.0 $3.3k 30k 0.11
Fg Merger Ii Corp Right 02/11/2030 (FGMCR) 0.0 $2.9k 15k 0.19
Aeries Technology *w Exp 11/06/202 (AERTW) 0.0 $2.8k 95k 0.03
Pagaya Technologies *w Exp 99/99/999 (PGYWW) 0.0 $2.7k 20k 0.14
Drugs Made In Amer Acqutn Right 10/15/2029 (DMAAR) 0.0 $2.4k 18k 0.13
Translational Dev Acquisitio *w Exp 12/18/202 (TDACW) 0.0 $2.3k 16k 0.14
Kwesst Micro Systems *w Exp 12/09/202 (DFSCW) 0.0 $2.2k 103k 0.02
Stran & Company *w Exp 99/99/999 (SWAGW) 0.0 $2.1k 169k 0.01
Neurosense Therapeutics *w Exp 11/10/202 (NRSNW) 0.0 $2.1k 10k 0.21
Pasithea Therapeutics Corp *w Exp 08/12/202 (KTTAW) 0.0 $2.0k 100k 0.02
Ainos *w Exp 07/29/202 (AIMDW) 0.0 $1.9k 18k 0.11
Hub Cyber Security *w Exp 02/27/202 (HUBCW) 0.0 $1.8k 163k 0.01
Smx Sec Matters *w Exp 03/07/202 (SMXWW) 0.0 $1.8k 58k 0.03
Ocean Biomedical *w Exp 02/14/202 (OCEAW) 0.0 $1.4k 59k 0.02
Protagenic Therapeutics *w Exp 04/29/202 (PTIXW) 0.0 $1.3k 170k 0.01
Cea Industries *w Exp 02/11/202 (BNCWW) 0.0 $1.0k 54k 0.02
Splash Beverage Group *w Exp 06/15/202 (SBEVW) 0.0 $701.500000 70k 0.01
Anghami *w Exp 02/03/202 (ANGHW) 0.0 $525.317000 40k 0.01
Xbp Europe Holdings *w Exp 11/30/202 (XBPEW) 0.0 $511.562000 14k 0.04
Tenon Medical *w Exp 06/16/202 (TNONW) 0.0 $465.292200 23k 0.02
Brand Engagement Network *w Exp 03/14/202 (BNAIW) 0.0 $204.000000 10k 0.02