Warberg Asset Management

Warberg Asset Management as of March 31, 2026

Portfolio Holdings for Warberg Asset Management

Warberg Asset Management holds 192 positions in its portfolio as reported in the March 2026 quarterly 13F filing

Company (Ticker) Portfolio Weight Valued At Change in Shares Share Count Share Price
State Str Spdr S&p 500 Etf T Put Put Option 33.6 $202M 310k 650.34
Lumentum Hldgs Note 0.500%12/1 (Principal) 11.4 $69M 9.7M 7.06
Seagate Hdd Cayman Note 3.500% 6/0 (Principal) 6.0 $36M 7.6M 4.74
Cnx Res Corp Note 2.250% 5/0 (Principal) 5.7 $34M 12M 3.00
Occidental Pete Corp *w Exp 08/03/202 (OXY.WS) 3.5 $21M 487k 42.96
Microchip Technology Note 1.625% 2/1 (Principal) 3.4 $20M 11M 1.84
Invesco Qqq Tr Put Put Option 3.4 $20M 35k 577.18
Live Nation Entertainment In Note 3.125% 1/1 (Principal) 2.7 $16M 11M 1.52
Wisdomtree Note 3.250% 6/1 (Principal) 1.7 $10M 7.7M 1.32
Ventas Rlty Ltd Partnership Note 3.750% 6/0 (Principal) 1.3 $8.1M 5.4M 1.50
Lci Inds Note 3.000% 3/0 (Principal) 1.3 $7.9M 6.5M 1.21
Halozyme Therapeutics Note 1.000% 8/1 (Principal) 1.3 $7.7M 6.0M 1.29
Cornerstone Strategic Value (CLM) 1.3 $7.6M 1.0M 7.28
Txnm Energy Note 5.750% 6/0 (Principal) 1.1 $6.7M 5.0M 1.33
Alnylam Pharmaceuticals Note 1.000% 9/1 (Principal) 1.1 $6.4M 5.0M 1.28
Astronics Corp Note 5.500% 3/1 (Principal) 0.9 $5.2M 1.7M 3.09
Exxon Mobil Corp Call Call Option 0.8 $5.1M 30k 169.66
United Sts Oil Put Put Option 0.8 $5.0M 39k 127.25
Snowflake Note 10/0 (Principal) 0.8 $4.9M 4.0M 1.22
Ishares Tr Put Put Option 0.7 $4.3M 50k 86.69
Nvidia Corporation Put Put Option 0.6 $3.8M 22k 174.40
Centerpoint Energy Note 4.250% 8/1 (Principal) 0.6 $3.6M 3.0M 1.19
Wisdomtree Note 3.250% 8/1 (Principal) 0.6 $3.3M 2.5M 1.33
Akamai Technologies Note 1.125% 2/1 (Principal) 0.5 $2.9M 2.5M 1.14
Albemarle Corp 7.25% Dep Shs A (ALB.PA) 0.5 $2.8M 39k 71.85
Shift4 Pmts 6 Ser A Cnv Pref (FOUR.PA) 0.5 $2.7M 50k 54.44
Cantaloupe Put Put Option 0.4 $2.6M 236k 10.81
Uber Technologies Note 0.875%12/0 (Principal) 0.4 $2.4M 2.0M 1.20
Core Scientific *w Exp 01/23/202 (CORZW) 0.4 $2.3M 268k 8.74
Epr Pptys PFD C CV 5.75% (EPR.PC) 0.4 $2.3M 100k 22.61
Irhythm Holdings Note 1.500% 9/0 (Principal) 0.4 $2.2M 2.0M 1.10
Post Hldgs Note 2.500% 8/1 (Principal) 0.4 $2.2M 2.0M 1.08
Workiva Note 1.125% 8/1 (Principal) 0.4 $2.1M 2.1M 1.00
Stereotaxis Com New (STXS) 0.3 $2.0M 1.1M 1.84
Bank America Corp 7.25%CNV PFD L (BAC.PL) 0.3 $1.8M 1.5k 1191.56
Select Sector Spdr Tr State Street Ene (XLE) 0.3 $1.8M 29k 61.23
Strategy Call Call Option 0.3 $1.7M 14k 124.80
Invesco Qqq Tr Unit Ser 1 (QQQ) 0.3 $1.7M 3.0k 577.18
Ishares Tr 0-3 Mnth Treasry (SGOV) 0.3 $1.7M 17k 100.66
Evergy Note 4.500%12/1 (Principal) 0.3 $1.6M 1.2M 1.35
Fg Imperii Acquisition Corp Ord Shs Cl A 0.3 $1.5M 155k 9.88
Noble Corp *w Exp 02/04/202 (NE.WS.A) 0.3 $1.5M 57k 26.30
Epr Pptys Conv Pfd 9% Sr E (EPR.PE) 0.2 $1.5M 49k 30.38
Select Sector Spdr Tr Put Put Option 0.2 $1.5M 30k 49.37
Xsolla Spac 1 Usd Cl A Ord Shs 0.2 $1.4M 143k 9.83
Occidental Pete Corp Call Call Option 0.2 $1.3M 20k 65.00
Starbucks Corp Put Put Option 0.2 $1.3M 14k 89.59
Vendome Acquisition Corp I Com Cl A (VNME) 0.2 $1.2M 119k 10.11
Palantir Technologies Put Put Option 0.2 $1.2M 8.0k 146.28
Carvana Put Put Option 0.2 $1.1M 3.6k 314.38
Tavia Acquisition Corp SHS (TAVI) 0.2 $1.1M 104k 10.56
New England Rlty Assoc Ltd P Depositry Rcpt (NEN) 0.2 $1.1M 18k 60.60
Pono Cap Four Unit 03/11/2031 0.2 $1.0M 105k 9.98
Charlton Aria Acquisition Ord Shs Cl A (CHAR) 0.2 $1.0M 99k 10.57
Clearthink 1 Acquisition Cor Unit 01/26/2031 0.2 $984k 99k 9.99
Praetorian Acquisition Corp Ord Shs Cl A 0.2 $980k 100k 9.80
Drugs Made In Amer Acqutn Ord Shs (DMAA) 0.2 $966k 92k 10.49
Ishares Tr Put Put Option 0.2 $955k 12k 79.56
Noble Corp *w Exp 02/04/202 (NE.WS) 0.2 $913k 30k 30.57
Origin Invt Corp I Ord Shs (ORIQ) 0.1 $852k 84k 10.19
Black Hawk Acquisition Corp Usd Cl A Shs (BKHA) 0.1 $841k 72k 11.62
Pg&e Corp Call Call Option 0.1 $826k 47k 17.57
Kochav Defense Acqui Shs Cl A (KCHV) 0.1 $787k 77k 10.25
Barclays Bank Call Call Option 0.1 $785k 22k 35.70
Translational Dev Acquisitio Com Cl A (TDAC) 0.1 $777k 73k 10.58
Nutanix Note 0.250%10/0 (Principal) 0.1 $773k 757k 1.02
Mosaic Call Call Option 0.1 $765k 30k 25.50
D Boral Acquisition I Corp Ord Shs Cl A 0.1 $759k 77k 9.86
Silicon Vy Acquisition Corp Cl A 0.1 $742k 75k 9.89
X3 Acquisition Corp Ord Shs Cl A 0.1 $738k 75k 9.84
Vine Hill Cap Invts Corp Ii Cl A 0.1 $698k 71k 9.90
Rf Acquisition Corp Iii Ord Shs 0.1 $685k 70k 9.79
Micron Technology Call Call Option 0.1 $676k 2.0k 337.84
Valaris *w Exp 04/29/202 (VAL.WS) 0.1 $663k 42k 15.99
Select Sector Spdr Tr State Street Fin (XLF) 0.1 $642k 13k 49.38
Century Alum Note 2.750% 5/0 (Principal) 0.1 $589k 188k 3.13
Proem Acquisition Corp I Unit 01/29/2031 0.1 $515k 52k 9.99
Cal Redwood Acquisition Corp Com Cl A (CRAQ) 0.1 $507k 50k 10.16
Bhav Acquisition Corp Unit 03/18/2031 0.1 $499k 50k 9.98
Art Technology Acquisition C Usd Cl A Ord Shs 0.1 $491k 50k 9.81
Ishares Tr Iboxx Hi Yd Etf (HYG) 0.1 $477k 6.0k 79.57
Crown Resv Acquisition Corp Ord Shs Cl A (CRAC) 0.1 $472k 47k 10.01
Sc Ii Acquisition Corp Ord Shs Class A 0.1 $461k 46k 9.97
Miluna Acquisition Corp Usd Cl A Ord Shs (MMTX) 0.1 $460k 46k 10.01
Thayer Ventures Acq Corp Ii Cl A (TVAI) 0.1 $456k 45k 10.19
Indigo Acquisition Corp Ord Shs (INAC) 0.1 $453k 45k 10.14
Paypal Hldgs Call Call Option 0.1 $452k 10k 45.23
Lake Superior Acquisition Usd Cl A Ord Shs (LKSP) 0.1 $451k 45k 10.04
Planet Labs Pbc *w Exp 12/06/202 (PL.WS) 0.1 $445k 27k 16.45
Post Holdings Inc Common (POST) 0.1 $445k 4.5k 98.86
Amprius Technologies *w Exp 09/14/202 (AMPX.WS) 0.1 $434k 63k 6.87
Goldman Sachs Etf Tr Acces Treasury (GBIL) 0.1 $401k 4.0k 100.19
The Trade Desk Call Call Option 0.1 $386k 17k 22.69
USA Rare Earth Inc A (USAR) 0.1 $383k 25k 15.13
Harvard Ave Acquisition Corp Usd Cl A Ord Shs (HAVA) 0.1 $375k 38k 10.01
Globa Terra Acquisition Cor Cl A Ord Shs (GTERA) 0.1 $370k 36k 10.19
Occidental Pete Corp Put Put Option 0.1 $358k 5.5k 65.00
Otg Acquisition Corp. I Ord Cl A (OTGA) 0.1 $357k 35k 10.06
Championsgate Acquisition Shs Cl A (CHPG) 0.1 $356k 35k 10.25
Nextera Energy Cap Hldgs Note 3.000% 3/0 (Principal) 0.1 $353k 254k 1.39
Aa Mission Acquisition Corp Ord Shs Cl A (YCY) 0.1 $352k 35k 10.05
Future Money Acquisition Cor Unit 03/16/2031 0.1 $350k 35k 9.99
Dune Acquisition Corp Ii Shs Cl A (IPOD) 0.0 $292k 28k 10.33
I-80 Gold Corp *w Exp 11/16/202 (IAUX.WS) 0.0 $292k 292k 1.00
Stonebridge Acquisition Ii C Cl A Shs (APAC) 0.0 $276k 28k 10.04
Vaneck Etf Trust Call Call Option 0.0 $275k 3.0k 91.77
Ishares Silver Tr Call Call Option 0.0 $273k 4.0k 68.14
Mckinley Acquisition Corp Shs Cl A (MKLY) 0.0 $271k 27k 10.03
Critical Metals Corp Put Put Option 0.0 $262k 33k 7.94
Pantages Capital Acquisition Ord Shs Cl A (PGAC) 0.0 $260k 25k 10.48
A Paradise Acquisition Corp Com Cl A (APAD) 0.0 $254k 25k 10.17
Solarius Capital Acqu Corp Shs Cl A (SOCA) 0.0 $253k 25k 10.17
Evolution Global Acquisition Usd Cl A Ord Shs (EVOX) 0.0 $249k 25k 9.97
Columbus Circle Cap Corp Ii Unit 02/11/2031 0.0 $249k 25k 9.97
Tailwind 2.0 Acquisition Cor Ord Shs Cl A (TDWD) 0.0 $247k 25k 9.92
Lafayette Acquisition Corp Ord Shs (LAFA) 0.0 $245k 25k 9.97
Axiom Intelligence Ac Corp 1 Ord Shs Cl A (AXIN) 0.0 $243k 24k 10.13
Roman Dbdr Acquisition Corp Ord Shs Cl A (DRDB) 0.0 $243k 23k 10.47
Crane Hbr Acquisition Corp I Ord Shs Cl A 0.0 $233k 24k 9.91
Ribbon Acquisition Corp Ord Shs Cl A (RIBB) 0.0 $229k 22k 10.51
Quartzsea Acquisition Corp Ord Shs (QSEA) 0.0 $228k 22k 10.37
Gigcapital9 Corp Unit 12/01/2030 0.0 $219k 22k 10.03
Ishares Tr 20 Yr Tr Bd Etf (TLT) 0.0 $217k 2.5k 86.69
Neovo *w Exp 04/01/202 (NEOVW) 0.0 $215k 151k 1.42
Viking Acquisition Corp I Ord Cl A (VACI) 0.0 $211k 21k 9.93
Bitcoin Infrastructure Acqui Usd Cl A Ord Shs (BIXI) 0.0 $198k 20k 9.90
Copley Acquisition Corp Ord Shs Cl A (COPL) 0.0 $180k 17k 10.32
D. Boral Arc Acq I Corp. Shs Cl A (BCAR) 0.0 $178k 18k 10.12
Uniqure Nv Call Call Option 0.0 $164k 10k 16.35
Cslm Digita Asset Acq Corp I Usd Cl A Ord Shs (KOYN) 0.0 $159k 16k 10.04
Eureka Acquisition Corp Shs Cl A (EURK) 0.0 $145k 13k 11.34
Biovie *w Exp 08/08/203 (BIVIW) 0.0 $142k 457k 0.31
Dakota Gold Corp (DC) 0.0 $127k 25k 5.05
Briacell Therapeutics Corp *w Exp 01/15/203 0.0 $119k 115k 1.03
Gold Royalty Corp *w Exp 05/31/202 (GROY.WS) 0.0 $113k 69k 1.65
Oaktree Acquisition Corp Iii Shs Cl A (OACC) 0.0 $106k 10k 10.61
Oyster Enterprises Ii Acquis Ord Shs Cl A (OYSE) 0.0 $102k 10k 10.17
Armada Acquisition Corp Iii Unit 02/13/2031 0.0 $100k 10k 9.96
Mobilicom *w Exp 08/31/202 (MOBBW) 0.0 $92k 51k 1.80
Bimergen Energy Corp *w Exp 12/12/203 0.0 $78k 97k 0.80
Reviva Pharmaceutcls Hldgs I Com New (RVPH) 0.0 $66k 91k 0.73
Prairie Oper Call Call Option 0.0 $63k 31k 2.03
Eon Resources *w Exp 11/15/202 (EONR.WS) 0.0 $62k 547k 0.11
Twin Vee Powercats Com New (VEEE) 0.0 $62k 239k 0.26
Calidi Biotherapeutics (CLDI) 0.0 $60k 250k 0.24
Outlook Therapeutics (OTLK) 0.0 $56k 275k 0.20
Landec Corporation (LFCR) 0.0 $56k 15k 3.72
Vox Rty Corp Cda F (VOXR) 0.0 $52k 10k 5.24
Vivani Medical Common Stock (VANI) 0.0 $40k 40k 1.01
Venu Hldg Corp (VENU) 0.0 $40k 12k 3.30
Joby Aviation *w Exp 08/10/202 (JOBY.WS) 0.0 $35k 45k 0.79
Cellectar Biosciences Com New (CLRB) 0.0 $35k 14k 2.54
Visionwave Holdings *w Exp 07/14/203 (VWAVW) 0.0 $32k 37k 0.86
Livewire Group *w Exp 09/26/202 (LVWR.WS) 0.0 $30k 600k 0.05
On Semiconductor Corp Note 5/0 (Principal) 0.0 $25k 19k 1.29
Perfect Moment Com Shs (PMNT) 0.0 $24k 95k 0.25
Prairie Oper (PROP) 0.0 $20k 10k 2.03
Amplitech Group Right 11/20/2026 0.0 $20k 167k 0.12
Icecure Medical Ltd Caesarea Shs New (ICCM) 0.0 $20k 66k 0.30
Amplitech Group Right 07/18/2026 0.0 $19k 200k 0.09
Namib Minerals *w Exp 06/05/203 (NAMMW) 0.0 $18k 133k 0.14
5e Advanced Materials Com New (FEAM) 0.0 $17k 12k 1.40
Alphaton Capital Corp Shs New (ATON) 0.0 $14k 42k 0.32
Gamesquare Hldgs (GAME) 0.0 $14k 50k 0.27
Synergy Chc Corp Com New (SNYR) 0.0 $13k 10k 1.29
Flyexclusive *w Exp 99/99/999 (FLYX.WS) 0.0 $13k 33k 0.40
Ernexa Therapeutics (ERNA) 0.0 $10k 50k 0.20
Cid Holdco *w Exp 12/31/202 (DAICW) 0.0 $10k 378k 0.03
Oppfi *w Exp 07/20/202 (OPFI.WS) 0.0 $9.7k 74k 0.13
X3 Acquisition Corp *w Exp 12/19/203 0.0 $9.4k 38k 0.25
Silicon Vy Acquisition Corp *w Exp 12/08/203 0.0 $9.0k 32k 0.28
Presidio Prodtn *w Exp 03/04/203 0.0 $8.5k 11k 0.81
Nexgel *w Exp 12/27/202 (NXGLW) 0.0 $7.7k 146k 0.05
Ernexa Therapeutics *w Exp 02/04/203 0.0 $7.1k 254k 0.03
Generation Essentials Group *w Exp 02/15/202 (TGE.WS) 0.0 $7.0k 36k 0.20
Praetorian Acquisition Corp *w Exp 01/16/203 0.0 $7.0k 22k 0.32
Fg Imperii Acquisition Corp *w Exp 10/14/203 0.0 $6.5k 37k 0.18
Xsolla Spac 1 *w Exp 01/12/203 0.0 $5.6k 28k 0.20
Curis (CRIS) 0.0 $5.5k 10k 0.55
Vine Hill Cap Invts Corp Ii *w Exp 11/25/203 0.0 $4.5k 12k 0.37
Murano Global Invts *w Exp 03/19/202 (MRNOW) 0.0 $2.5k 63k 0.04
Bt Brands *w Exp 11/12/202 (BTBDW) 0.0 $1.8k 10k 0.18
P3 Health Partners *w Exp 11/19/202 (PIIIW) 0.0 $1.7k 292k 0.01
Harvard Ave Acquisition Corp Right 03/30/2026 (HAVAR) 0.0 $1.5k 12k 0.12
Aeries Technology *w Exp 11/06/202 (AERTW) 0.0 $1.4k 71k 0.02
Apollomics *w Exp 04/01/202 (APLMW) 0.0 $1.3k 87k 0.02
Saverone 2014 *w Exp 06/02/202 (SVREW) 0.0 $1.3k 125k 0.01
Cea Industries *w Exp 02/11/202 (BNCWW) 0.0 $1.2k 35k 0.03
Hub Cyber Security *w Exp 02/27/202 (HUBCW) 0.0 $1.1k 163k 0.01
Crown Resv Acquisition Corp *w Exp 10/06/203 (CRACW) 0.0 $586.720000 12k 0.05
Anghami *w Exp 02/03/202 (ANGHW) 0.0 $501.071600 40k 0.01
Renew Energy Global *w Exp 08/21/202 (RNWWW) 0.0 $239.408400 31k 0.01