Warberg Asset Management

Warberg Asset Management as of Sept. 30, 2024

Portfolio Holdings for Warberg Asset Management

Warberg Asset Management holds 209 positions in its portfolio as reported in the September 2024 quarterly 13F filing

Company (Ticker) Portfolio Weight Valued At Change in Shares Share Count Share Price
Invesco Qqq Tr Put Put Option 14.3 $80M 165k 488.07
Spdr S&p 500 Etf Tr Put Put Option 11.2 $63M 110k 573.76
Occidental Pete Corp *w Exp 08/03/202 (OXY.WS) 4.9 $27M 918k 29.72
Parsons Corp Del Note 0.250% 8/1 (Principal) 4.1 $23M 9.9M 2.30
Royal Caribbean Group Note 6.000% 8/1 (Principal) 3.9 $22M 6.2M 3.58
Microchip Technology Note 1.625% 2/1 (Principal) 3.7 $21M 8.9M 2.30
Booking Holdings Note 0.750% 5/0 (Principal) 3.5 $20M 8.9M 2.24
United States Stl Corp Note 5.000%11/0 (Principal) 3.2 $18M 6.8M 2.68
Box Note 1/1 (Principal) 2.5 $14M 11M 1.31
Chart Inds Note 1.000%11/1 (Principal) 2.2 $12M 5.9M 2.10
Axon Enterprise Note 0.500%12/1 (Principal) 2.1 $12M 6.5M 1.80
Microsoft Corp Put Put Option 2.0 $11M 26k 430.30
Integer Hldgs Corp Note 2.125% 2/1 (Principal) 1.9 $11M 6.6M 1.58
Bloomin Brands Note 5.000% 5/0 (Principal) 1.8 $10M 6.6M 1.54
Nrg Energy DBCV 2.750% 6/0 (Principal) 1.7 $9.4M 4.2M 2.22
Palo Alto Networks Note 0.375% 6/0 (Principal) 1.6 $9.2M 2.7M 3.44
Post Hldgs Note 2.500% 8/1 (Principal) 1.6 $9.0M 7.6M 1.19
Stride Note 1.125% 9/0 (Principal) 1.6 $8.8M 5.2M 1.68
Nvidia Corporation Put Put Option 1.4 $7.9M 65k 121.44
Microchip Technology Note 1.625% 2/1 (Principal) 1.3 $7.5M 2.0M 3.69
Akamai Technologies Note 0.125% 5/0 (Principal) 1.3 $7.2M 6.5M 1.11
Progress Software Corp Note 1.000% 4/1 (Principal) 1.3 $7.2M 5.8M 1.24
Macom Tech Solutions Hldgs I Note 0.250% 3/1 (Principal) 1.3 $7.1M 5.0M 1.41
Apple Put Put Option 1.2 $7.0M 30k 233.00
Sea Note 1.000%12/0 (Principal) 1.2 $6.6M 3.5M 1.88
Hubspot Note 0.375% 6/0 (Principal) 1.2 $6.5M 3.4M 1.88
Glaukos Corp Note 2.750% 6/1 (Principal) 1.0 $5.9M 2.5M 2.35
Microstrategy Note 2/1 (Principal) 1.0 $5.8M 4.2M 1.36
Seagate Hdd Cayman Note 3.500% 6/0 (Principal) 1.0 $5.7M 4.0M 1.44
Berkshire Hathaway Inc Del Put Put Option 1.0 $5.5M 12k 460.26
Ishares Tr 0-3 Mnth Treasry (SGOV) 0.9 $5.1M 51k 100.73
Interdigital Note 3.500% 6/0 (Principal) 0.9 $4.9M 2.6M 1.86
Tyler Tex Indpt Sch Dist Note 0.250% 3/1 (Principal) 0.7 $4.0M 3.2M 1.23
Ford Mtr Note 3/1 (Principal) 0.7 $3.9M 4.0M 0.98
Chesapeake Energy Corp *w Exp 02/09/202 (CHKEZ) 0.7 $3.8M 54k 69.42
Workiva Note 1.125% 8/1 (Principal) 0.6 $3.2M 2.7M 1.16
Southwest Airls Note 1.250% 5/0 (Principal) 0.5 $3.1M 3.1M 1.01
Middleby Corp Note 1.000% 9/0 (Principal) 0.5 $3.0M 2.6M 1.15
Guess Note 3.750% 4/1 (Principal) 0.5 $2.8M 2.5M 1.10
Microchip Technology Note 0.125%11/1 (Principal) 0.4 $2.5M 2.5M 1.00
Chesapeake Energy Corp *w Exp 02/09/202 (CHKEL) 0.4 $2.5M 37k 65.92
Ishares Tr Put Put Option 0.4 $2.5M 25k 98.10
Nice Note 9/1 (Principal) 0.4 $2.4M 2.5M 0.96
Jazz Investments I Note 2.000% 6/1 (Principal) 0.4 $2.0M 2.0M 1.00
Nutanix Note 0.250%10/0 (Principal) 0.4 $2.0M 1.7M 1.20
Core Scientific *w Exp 01/23/202 (CORZW) 0.3 $2.0M 293k 6.72
Sarepta Therapeutics DBCV 1.500%11/1 (Principal) 0.3 $1.9M 1.1M 1.70
Epr Pptys PFD C CV 5.75% (EPR.PC) 0.3 $1.6M 74k 22.41
Tesla Put Put Option 0.3 $1.6M 6.0k 261.63
Vaneck Etf Trust Call Call Option 0.3 $1.6M 39k 39.82
Starbucks Corp Call Call Option 0.3 $1.5M 15k 97.49
Ishares Silver Tr Call Call Option 0.2 $1.4M 48k 28.41
Vine Hill Cap Invt Corp. Unit 09/06/2026 0.2 $1.3M 135k 10.00
Coinbase Global Put Put Option 0.2 $1.2M 7.0k 178.17
Chesapeake Energy Corp *w Exp 02/09/202 (CHKEW) 0.2 $1.2M 16k 74.02
Cava Group Put Put Option 0.2 $1.1M 9.0k 123.85
Walmart Call Call Option 0.2 $1.0M 13k 80.75
Microstrategy Put Put Option 0.2 $1.0M 6.0k 168.60
Starbucks Corp Put Put Option 0.2 $975k 10k 97.49
Akamai Technologies Note 0.375% 9/0 (Principal) 0.2 $933k 902k 1.03
Cinemark Hldgs Note 4.500% 8/1 (Principal) 0.2 $907k 457k 1.98
Grayscale Bitcoin Tr Btc Shs Rep Com Ut (GBTC) 0.2 $884k 18k 50.52
Climaterock Class A Ord (CLRC) 0.2 $875k 75k 11.61
Composecure *w Exp 12/27/202 (CMPOW) 0.2 $874k 232k 3.77
Bellevue Life Scncs Aqstn (BLAC) 0.2 $872k 80k 10.87
Carvana Put Put Option 0.2 $871k 5.0k 174.11
Four Leaf Acquisition Corp Com Cl A (FORL) 0.1 $832k 76k 10.96
Natera Note 2.250% 5/0 (Principal) 0.1 $825k 249k 3.31
New England Rlty Assoc Ltd P Depositry Rcpt (NEN) 0.1 $808k 9.9k 81.65
Bukit Jalil Gbl Acquisition Ord Shs (BUJA) 0.1 $783k 72k 10.91
Vision Sensing Acquisition C Class A Com (VSAC) 0.1 $782k 67k 11.63
Noble Corp *w Exp 02/04/202 (NE.WS.A) 0.1 $776k 54k 14.38
Dollar Tree Call Call Option 0.1 $774k 11k 70.32
Black Hawk Acquisition Corp Usd Cl A Shs (BKHA) 0.1 $759k 74k 10.24
Barclays Bank Call Call Option 0.1 $744k 15k 49.60
Quetta Acquisition Corp (QETA) 0.1 $735k 71k 10.40
Roth Ch Acquisition V (ROCL) 0.1 $721k 64k 11.21
Aa Mission Acquisition Corp Ord Shs Cl A 0.1 $673k 67k 10.02
Duet Acquisition Corp Class A Com (DUET) 0.1 $668k 59k 11.27
Noble Corp Ord Shs A (NE) 0.1 $636k 18k 36.16
Cantaloupe Call Call Option 0.1 $627k 85k 7.40
Scorpio Tankers Call Call Option 0.1 $606k 8.5k 71.30
Cantaloupe Put Put Option 0.1 $592k 80k 7.40
Broad Capital Acquisition (BRAC) 0.1 $572k 50k 11.40
Noble Corp Put Put Option 0.1 $567k 16k 36.14
Hewlett Packard Enterprise C 7.625 Mand Conv 0.1 $541k 8.9k 60.62
Finnovate Acquisition Corp Class A Ord Shs (FNVT) 0.1 $503k 44k 11.57
Keen Vision Acquisition Corp SHS (KVAC) 0.1 $495k 46k 10.76
Rbc Bearings 5% Cnv Pfd Sr A (RBCP) 0.1 $480k 3.6k 133.34
Vornado Rlty Tr Put Put Option 0.1 $473k 12k 39.40
Cassava Sciences Put Put Option 0.1 $471k 16k 29.43
Winnebago Inds Note 1.500% 4/0 (Principal) 0.1 $456k 434k 1.05
Oak Woods Acquisition Corp Cl A (OAKU) 0.1 $444k 40k 11.11
Jpmorgan Chase & Co. Call Call Option 0.1 $422k 2.0k 210.86
Ast Spacemobile Com Cl A (ASTS) 0.1 $419k 16k 26.15
Stereotaxis Com New (STXS) 0.1 $414k 203k 2.04
Esh Acquisition Corp (ESHA) 0.1 $411k 39k 10.61
Rf Acquisition Corp Ii SHS 0.1 $386k 38k 10.17
Blackstone Mtg Tr Put Put Option 0.1 $361k 19k 19.01
Microstrategy Call Call Option 0.1 $354k 2.1k 168.60
Guidewire Software Note 1.250% 3/1 (Principal) 0.1 $342k 213k 1.61
Iron Horse Acquisitions Corp (IROH) 0.1 $340k 33k 10.19
Chefs Whse Note 1.875%12/0 (Principal) 0.1 $335k 322k 1.04
Chenghe Acquisition I Class A Ord Shs (LATG) 0.1 $315k 27k 11.59
Perceptive Cap Solutions Cor Cl A Ord Shs (PCSC) 0.1 $309k 31k 10.02
Burtech Acquisition Corp Class A Com (BRKH) 0.1 $307k 27k 11.29
Aimfinity Investment Corp I Unit 04/21/2027 (AIMBU) 0.0 $280k 24k 11.54
Bynordic Acquisition Corp Class A Com (BYNO) 0.0 $278k 24k 11.38
Datadog Note 0.125% 6/1 (Principal) 0.0 $272k 209k 1.30
Cactus Acquisition Corp 1 Lt Class A Ord (CCTS) 0.0 $268k 23k 11.49
Moderna Put Put Option 0.0 $267k 4.0k 66.83
Dt Cloud Acquisition Corp Ord Shs (DYCQ) 0.0 $266k 26k 10.31
Ast Spacemobile Put Put Option 0.0 $262k 10k 26.15
Greenbrier Cos Note 2.875% 4/1 (Principal) 0.0 $257k 233k 1.10
Intel Corp Call Call Option 0.0 $235k 10k 23.46
Moderna (MRNA) 0.0 $234k 3.5k 66.83
New York Cmnty Bancorp Call Call Option 0.0 $225k 20k 11.23
Rivian Automotive Put Put Option 0.0 $224k 20k 11.22
Legacy Ed 0.0 $219k 48k 4.60
Inception Growth Acqustn Common Stock (IGTA) 0.0 $211k 19k 11.32
Global Technolgy Acqstn Corp Class A Ord (GTAC) 0.0 $187k 16k 11.52
Nuscale Pwr Corp *w Exp 05/02/202 (SMR.WS) 0.0 $165k 52k 3.18
Aimei Health Technology Co L SHS (AFJK) 0.0 $157k 15k 10.48
Neovo *w Exp 04/01/202 (NEOVW) 0.0 $152k 225k 0.67
Eureka Acquisition Corp Shs Cl A 0.0 $151k 15k 10.06
Ncl Corp Note 5.375% 8/0 (Principal) 0.0 $149k 120k 1.24
Pyxis Tankers *w Exp 10/13/202 (PXSAW) 0.0 $147k 171k 0.86
B. Riley Financial Put Put Option 0.0 $116k 22k 5.25
Rivian Automotive Call Call Option 0.0 $112k 10k 11.22
Joby Aviation *w Exp 08/10/202 (JOBY.WS) 0.0 $112k 177k 0.63
Bowen Acquisition Corp SHS (BOWN) 0.0 $108k 10k 10.77
Flag Ship Acquisition Corp Ord Shs 0.0 $100k 10k 10.03
Data Storage Corp *w Exp 05/18/202 (DTSTW) 0.0 $96k 180k 0.54
Syra Health Corp Cl A Com New (SYRA) 0.0 $88k 208k 0.42
Renew Energy Global *w Exp 08/21/202 (RNWWW) 0.0 $86k 259k 0.33
Diana Shipping *w Exp 12/14/202 (DSX.WS) 0.0 $81k 180k 0.45
Granite Constr Note 3.750% 5/1 (Principal) 0.0 $79k 44k 1.80
B. Riley Financial (RILY) 0.0 $71k 14k 5.25
Scorpius Holdings 0.0 $69k 95k 0.72
Faraday Future Intlgt Elec I Call Call Option 0.0 $67k 24k 2.87
Better Choice Com New (BTTR) 0.0 $63k 30k 2.08
Lqr Hse Com New (LQR) 0.0 $43k 79k 0.55
Eon Resources *w Exp 02/04/202 (EONR.WS) 0.0 $41k 610k 0.07
Siyata Mobile Com New 0.0 $37k 40k 0.92
Kindly Md *w Exp 05/31/202 (KDLYW) 0.0 $36k 173k 0.21
Aileron Therapeutics Com New (ALRN) 0.0 $35k 10k 3.54
Nova Minerals *w Exp 07/24/202 0.0 $33k 27k 1.26
Rezolve Ai *w Exp 08/15/202 0.0 $32k 180k 0.18
Talkspace *w Exp 06/21/202 (TALKW) 0.0 $29k 373k 0.08
Azitra Com New 0.0 $27k 49k 0.54
Catheter Precision Com New 0.0 $27k 67k 0.40
Maris Tech *w Exp 02/04/202 (MTEKW) 0.0 $25k 185k 0.14
Natures Miracle Hldg (NMHI) 0.0 $22k 160k 0.14
Vishay Intertechnology Note 2.250% 6/1 (Principal) 0.0 $22k 22k 0.98
Carmell Therapeutics Corp - US (CTCX) 0.0 $18k 45k 0.40
Ocugen (OCGN) 0.0 $18k 18k 0.99
Richtech Robotics CL B (RR) 0.0 $17k 20k 0.84
Aurora Innovation *w Exp 11/03/202 (AUROW) 0.0 $17k 20k 0.83
Esperion Therapeutics Inc Ne Call Call Option 0.0 $17k 10k 1.65
Tenon Medical *w Exp 06/16/202 (TNONW) 0.0 $16k 525k 0.03
Mobilicom *w Exp 08/31/202 (MOBBW) 0.0 $15k 86k 0.17
Fgi Industries *w Exp 01/21/202 (FGIWW) 0.0 $15k 121k 0.12
Sharps Technology *w Exp 99/99/999 (STSSW) 0.0 $14k 265k 0.05
Eon Resources Com Cl A 0.0 $14k 16k 0.82
Nexalin Technology *w Exp 99/99/999 (NXLIW) 0.0 $12k 151k 0.08
Saverone 2014 *w Exp 06/02/202 (SVREW) 0.0 $12k 145k 0.08
Onfolio Holdings *w Exp 01/02/202 (ONFOW) 0.0 $12k 68k 0.17
Zentek (ZTEK) 0.0 $11k 12k 0.92
Flyexclusive *w Exp 99/99/999 (FLYX.WS) 0.0 $10k 30k 0.33
Pasithea Therapeutics Corp *w Exp 08/12/202 (KTTAW) 0.0 $9.2k 263k 0.03
Nextplat Corp *w Exp 06/02/202 (NXPLW) 0.0 $9.0k 41k 0.22
Ocean Biomedical *w Exp 02/14/202 (OCEAW) 0.0 $8.3k 169k 0.05
Bt Brands *w Exp 11/12/202 (BTBDW) 0.0 $8.1k 118k 0.07
Novabay Pharmaceuticals Com New (NBY) 0.0 $6.9k 10k 0.69
Kwesst Micro Systems *w Exp 12/09/202 (KWESW) 0.0 $5.8k 345k 0.02
Pagaya Technologies *w Exp 99/99/999 (PGYWW) 0.0 $5.7k 30k 0.19
Stran & Company *w Exp 99/99/999 (SWAGW) 0.0 $5.5k 181k 0.03
Vicarious Surgical *w Exp 09/17/202 (RBOT.WS) 0.0 $5.3k 112k 0.05
Carbon Revolution *w Exp 99/99/999 (CREVW) 0.0 $5.0k 172k 0.03
Inception Growth Acqustn *w Exp 10/15/202 (IGTAW) 0.0 $4.0k 80k 0.05
Murano Global Invts *w Exp 03/19/202 (MRNOW) 0.0 $3.9k 28k 0.14
Oragenics (OGEN) 0.0 $3.9k 10k 0.39
P3 Health Partners Com Cl A (PIII) 0.0 $3.9k 10k 0.39
Apollomics *w Exp 04/01/202 (APLMW) 0.0 $3.6k 439k 0.01
Neurosense Therapeutics *w Exp 11/10/202 (NRSNW) 0.0 $3.4k 20k 0.17
Apollomics Cl A Shs (APLM) 0.0 $3.3k 24k 0.14
Aeries Technology *w Exp 11/06/202 (AERTW) 0.0 $3.0k 95k 0.03
Apptech Pmts Corp *w Exp 01/04/202 (APCXW) 0.0 $3.0k 14k 0.22
Northview Acquisition Corp *w Exp 08/02/202 (NVACW) 0.0 $2.9k 78k 0.04
Inuvo Com New (INUV) 0.0 $2.5k 10k 0.25
Hub Cyber Security *w Exp 02/27/202 (HUBCW) 0.0 $2.4k 171k 0.01
Protagenic Therapeutics *w Exp 04/29/202 (PTIXW) 0.0 $2.1k 177k 0.01
Surgepays *w Exp 10/22/202 (SURGW) 0.0 $1.9k 117k 0.02
Lixte Biotechnology Hldgs In *w Exp 11/30/202 (LIXTW) 0.0 $1.6k 36k 0.04
60 Degrees Pharmaceuticals I *w Exp 07/12/202 (SXTPW) 0.0 $1.5k 30k 0.05
The Lion Electric Company *w Exp 12/16/202 (LEV.WS.A) 0.0 $1.4k 17k 0.08
Microcloud Hologram *w Exp 01/31/202 (HOLOW) 0.0 $1.4k 33k 0.04
Cea Industries *w Exp 02/11/202 (CEADW) 0.0 $1.3k 80k 0.02
Splash Beverage Group *w Exp 06/15/202 (SBEV.WS) 0.0 $1.2k 70k 0.02
Anghami *w Exp 02/03/202 (ANGHW) 0.0 $1.1k 40k 0.03
Xbp Europe Holdings *w Exp 11/30/202 (XBPEW) 0.0 $996.000000 40k 0.02
Iveda Solutions *w Exp 04/01/202 (IVDAW) 0.0 $967.036000 35k 0.03
Smx Sec Matters *w Exp 03/07/202 (SMXWW) 0.0 $891.900000 99k 0.01
Bannix Acquisition Corp *w Exp 07/31/202 (BNIXW) 0.0 $864.000000 43k 0.02
Bridger Aerospace Grp Hldgs *w Exp 01/24/202 (BAERW) 0.0 $840.420000 13k 0.07
Ainos *w Exp 07/29/202 (AIMDW) 0.0 $799.000000 19k 0.04
Brand Engagement Network *w Exp 03/14/202 (BNAIW) 0.0 $700.000000 10k 0.07
Kairous Acquisition Corp *w Exp 09/15/202 (KACLW) 0.0 $687.099900 79k 0.01
Alpha Star Acquisition Corp *w Exp 12/13/202 (ALSAW) 0.0 $230.328000 17k 0.01