Warberg Asset Management

Warberg Asset Management as of Sept. 30, 2025

Portfolio Holdings for Warberg Asset Management

Warberg Asset Management holds 188 positions in its portfolio as reported in the September 2025 quarterly 13F filing

Company (Ticker) Portfolio Weight Valued At Change in Shares Share Count Share Price
Spdr S&p 500 Etf Tr Put Put Option 31.2 $196M 294k 666.18
Invesco Qqq Tr Put Put Option 4.9 $31M 51k 600.37
Seagate Hdd Cayman Note 3.500% 6/0 (Principal) 4.2 $26M 9.1M 2.88
Sea Note 2.375%12/0 (Principal) 3.8 $24M 12M 1.98
Western Digital Corp Note 3.000%11/1 (Principal) 3.6 $23M 7.0M 3.21
Cnx Res Corp Note 2.250% 5/0 (Principal) 3.2 $20M 8.0M 2.50
Axon Enterprise Note 0.500%12/1 (Principal) 3.1 $20M 6.3M 3.14
Live Nation Entertainment In Note 3.125% 1/1 (Principal) 2.7 $17M 11M 1.62
Microchip Technology Note 1.625% 2/1 (Principal) 2.7 $17M 9.1M 1.84
Box Note 1/1 (Principal) 2.2 $14M 11M 1.25
Integer Hldgs Corp Note 2.125% 2/1 (Principal) 2.2 $14M 10M 1.30
Occidental Pete Corp *w Exp 08/03/202 (OXY.WS) 1.8 $11M 449k 25.37
Macom Tech Solutions Hldgs I Note 0.250% 3/1 (Principal) 1.7 $11M 7.2M 1.52
Stride Note 1.125% 9/0 (Principal) 1.6 $10M 3.5M 2.83
Workiva Note 1.125% 8/1 (Principal) 1.5 $9.6M 8.2M 1.18
Post Hldgs Note 2.500% 8/1 (Principal) 1.5 $9.4M 8.4M 1.12
Ventas Rlty Ltd Partnership Note 3.750% 6/0 (Principal) 1.4 $8.6M 6.7M 1.29
Spotify Usa Note 3/1 (Principal) 1.3 $8.3M 6.1M 1.37
Rigetti Computing *w Exp 03/02/202 (RGTIW) 1.3 $8.2M 449k 18.31
Halozyme Therapeutics Note 1.000% 8/1 (Principal) 1.2 $7.2M 5.1M 1.41
Tyler Tex Indpt Sch Dist Note 0.250% 3/1 (Principal) 1.1 $6.6M 6.0M 1.10
Progress Software Corp Note 1.000% 4/1 (Principal) 1.1 $6.6M 6.6M 1.00
Wisdomtree Note 3.250% 6/1 (Principal) 1.0 $6.4M 5.0M 1.29
Palantir Technologies Put Put Option 1.0 $6.4M 35k 182.42
Ishares Tr Put Put Option 0.9 $5.4M 60k 89.37
Southern Note 3.875%12/1 (Principal) 0.9 $5.4M 4.7M 1.13
Alnylam Pharmaceuticals Note 1.000% 9/1 (Principal) 0.8 $4.9M 3.0M 1.65
Porch Group Debt 9.000% 5/1 (Principal) 0.7 $4.5M 3.0M 1.50
Ford Mtr Note 3/1 (Principal) 0.7 $4.1M 4.1M 1.01
Epr Pptys PFD C CV 5.75% (EPR.PC) 0.6 $3.6M 142k 25.34
Centerpoint Energy Note 4.250% 8/1 (Principal) 0.5 $3.3M 3.0M 1.11
Stereotaxis Com New (STXS) 0.5 $3.3M 1.0M 3.13
Wisdomtree Note 3.250% 8/1 (Principal) 0.5 $3.3M 2.5M 1.30
Cantaloupe Put Put Option 0.5 $2.9M 276k 10.57
Expedia Group Note 2/1 (Principal) 0.4 $2.8M 2.8M 1.01
American Wtr Cap Corp Note 3.625% 6/1 (Principal) 0.4 $2.5M 2.5M 1.00
Apple Put Put Option 0.4 $2.5M 10k 254.63
Ishares Tr Put Put Option 0.4 $2.4M 30k 81.19
Chart Inds 6.75DP CNV PFD B (GTLS.PB) 0.4 $2.4M 33k 71.06
Equinix Put Put Option 0.4 $2.3M 3.0k 783.24
Core Scientific *w Exp 01/23/202 (CORZW) 0.4 $2.2M 193k 11.63
Ishares Bitcoin Trust Etf Put Put Option 0.3 $2.1M 32k 65.00
Nvidia Corporation Call Call Option 0.3 $1.9M 10k 186.58
Nvidia Corporation Put Put Option 0.3 $1.9M 10k 186.58
Itron Note 3/1 (Principal) 0.3 $1.6M 1.5M 1.06
Vaneck Etf Trust Call Call Option 0.3 $1.6M 21k 76.40
Greenbrier Cos Note 2.875% 4/1 (Principal) 0.2 $1.6M 1.5M 1.07
Centrus Energy Corp Put Put Option 0.2 $1.6M 5.0k 310.07
D. Boral Arc Acq I Corp. Shs Cl A 0.2 $1.4M 140k 9.93
Vendome Acquisition Corp I Com Cl A 0.2 $1.4M 139k 9.94
Rigetti Computing Put Put Option 0.2 $1.2M 40k 29.79
Tavia Acquisition Corp SHS (TAVI) 0.2 $1.1M 107k 10.36
Nutanix Note 0.250%10/0 (Principal) 0.2 $1.0M 757k 1.38
Microsoft Corp Put Put Option 0.2 $1.0M 2.0k 517.95
Charlton Aria Acquisition Ord Shs Cl A (CHAR) 0.2 $1.0M 99k 10.36
Robinhood Mkts Call Call Option 0.2 $1.0M 7.0k 143.18
Liberty Media Corp Del Note 2.250% 8/1 (Principal) 0.2 $955k 719k 1.33
Drugs Made In Amer Acqutn Ord Shs (DMAA) 0.2 $945k 92k 10.27
Four Leaf Acquisition Corp Com Cl A (FORL) 0.1 $873k 76k 11.50
Ishares Silver Tr Call Call Option 0.1 $847k 20k 42.37
Origin Invt Corp I Ord Shs 0.1 $840k 84k 10.05
New England Rlty Assoc Ltd P Depositry Rcpt (NEN) 0.1 $826k 11k 72.37
Black Hawk Acquisition Corp Usd Cl A Shs (BKHA) 0.1 $825k 74k 11.11
Innovative Indl Pptys Put Put Option 0.1 $804k 15k 53.58
Pantages Capital Acquisition Ord Shs Cl A (PGAC) 0.1 $782k 76k 10.26
Kochav Defense Acqui Shs Cl A 0.1 $774k 77k 10.03
Translational Dev Acquisitio Com Cl A (TDAC) 0.1 $759k 73k 10.34
Carvana Put Put Option 0.1 $755k 2.0k 377.24
Tidal Trust I Put Put Option 0.1 $750k 30k 24.99
Pg&e Corp Call Call Option 0.1 $739k 49k 15.08
Aa Mission Acquisition Corp Ord Shs Cl A (AAM) 0.1 $707k 67k 10.52
Ppl Cap Fdg Note 2.875% 3/1 (Principal) 0.1 $692k 606k 1.14
Constellation Brands Put Put Option 0.1 $673k 5.0k 134.67
Circle Internet Group Put Put Option 0.1 $663k 5.0k 132.58
Strategy Put Put Option 0.1 $644k 2.0k 322.21
Evergy Note 4.500%12/1 (Principal) 0.1 $635k 505k 1.26
Nuscale Pwr Corp Put Put Option 0.1 $612k 17k 36.00
Soleno Therapeutics Put Put Option 0.1 $608k 9.0k 67.60
Talon Cap Corp Unit 08/27/2030 0.1 $603k 60k 10.05
Epr Pptys Conv Pfd 9% Sr E (EPR.PE) 0.1 $589k 18k 31.98
Oklo Put Put Option 0.1 $558k 5.0k 111.63
Keen Vision Acquisition Corp SHS (KVAC) 0.1 $534k 46k 11.60
Boeing Dep Conv Pfd A (BA.PA) 0.1 $516k 7.4k 69.75
Pelican Acquisition Corp SHS (PELI) 0.1 $503k 50k 10.06
Neovo *w Exp 04/01/202 (NEOVW) 0.1 $500k 250k 2.00
Cal Redwood Acquisition Corp Com Cl A (CRAQ) 0.1 $499k 50k 10.00
Oak Woods Acquisition Corp Cl A (OAKU) 0.1 $496k 41k 12.00
Uber Technologies Note 0.875%12/0 (Principal) 0.1 $487k 331k 1.47
Rising Dragon Acquisition SHS (RDAC) 0.1 $479k 46k 10.42
Nextera Energy Cap Hldgs Note 3.000% 3/0 (Principal) 0.1 $466k 394k 1.18
Thayer Ventures Acq Corp Ii Cl A 0.1 $449k 45k 10.04
Indigo Acquisition Corp Ord Shs 0.1 $445k 45k 9.97
Otg Acquisition Corp. I Unit 09/05/2030 0.1 $443k 44k 10.07
Ionq Put Put Option 0.1 $431k 7.0k 61.50
Quantumsphere Acquisition Unit 07/30/2030 0.1 $420k 41k 10.13
Rf Acquisition Corp Ii SHS (RFAI) 0.1 $408k 38k 10.74
Noble Corp *w Exp 02/04/202 (NE.WS.A) 0.1 $385k 47k 8.15
Globa Terra Acquisition Cor Cl A Ord Shs 0.1 $362k 36k 9.98
Gcm Grosvenor *w Exp 11/17/202 (GCMGW) 0.1 $354k 593k 0.60
Acm Resh Call Call Option 0.1 $352k 9.0k 39.13
Mckinley Acquisition Corp Unit 07/25/2030 0.1 $350k 35k 9.99
Championsgate Acquisition Shs Cl A (CHPG) 0.1 $349k 35k 10.04
Oklo Call Call Option 0.1 $335k 3.0k 111.63
Imax Corp Note 0.500% 4/0 (Principal) 0.1 $328k 277k 1.18
Strategy Cl A New (MSTR) 0.1 $322k 1.0k 322.21
Usa Rare Earth *w Exp 03/13/203 (USARW) 0.1 $318k 44k 7.22
Perceptive Cap Solutions Cor Cl A Ord Shs (PCSC) 0.1 $316k 30k 10.56
Dune Acquisition Corp Ii Shs Cl A (IPOD) 0.0 $298k 29k 10.12
Mobilicom *w Exp 08/31/202 (MOBBW) 0.0 $282k 65k 4.34
Joby Aviation *w Exp 08/10/202 (JOBY.WS) 0.0 $275k 46k 6.01
Stonebridge Acquisition Ii C Unit 09/09/2030 0.0 $274k 28k 9.97
Apollo Global Mgmt Ser A Mand Cnv (APO.PA) 0.0 $273k 3.9k 70.37
Occidental Pete Corp Put Put Option 0.0 $260k 5.5k 47.25
Oppfi *w Exp 07/20/202 (OPFI.WS) 0.0 $253k 113k 2.25
Solarius Capital Acqu Corp Shs Cl A 0.0 $250k 25k 9.98
A Paradise Acquisition Corp Com Cl A 0.0 $248k 25k 9.91
Roman Dbdr Acquisition Corp Ord Shs Cl A (DRDB) 0.0 $247k 24k 10.32
Quartzsea Acquisition Corp Ord Shs (QSEA) 0.0 $243k 24k 10.13
Wintergreen Acquisition Corp SHS 0.0 $241k 24k 10.06
Axiom Intelligence Ac Corp 1 Ord Shs Cl A 0.0 $239k 24k 9.96
Barclays Bank Ipath S&p 500 Sh (VXX) 0.0 $232k 7.0k 33.14
Prairie Oper Call Call Option 0.0 $227k 114k 1.99
A Spac Iii Acquisition Corp Ord Shs Cl A (ASPC) 0.0 $207k 20k 10.34
Blue Wtr Acquisition Corp. I Ord Shs Cl A 0.0 $200k 20k 9.98
Range Cap Acquisition Corp Ord Shs (RANG) 0.0 $194k 19k 10.40
Btc Dev Corp Unit 09/11/2030 0.0 $192k 19k 10.10
Columbus Circle Cap Corp. I Shs Cl A (BRR) 0.0 $187k 19k 10.12
Ribbon Acquisition Corp Ord Shs Cl A (RIBB) 0.0 $182k 18k 10.24
Cayson Acquisition Corp SHS (CAPN) 0.0 $180k 17k 10.46
Copley Acquisition Corp Ord Shs Cl A (COPL) 0.0 $176k 17k 10.12
Eureka Acquisition Corp Shs Cl A (EURK) 0.0 $169k 16k 10.69
Opendoor Technologies Put Put Option 0.0 $159k 20k 7.97
Cslm Digita Asset Acq Corp I Usd Cl A Ord Shs 0.0 $157k 16k 9.93
Fg Merger Ii Corp (FGMC) 0.0 $150k 15k 9.99
Uy Scuti Acquisition Corp. Ord Shs (UYSC) 0.0 $148k 15k 10.14
I-80 Gold Corp *w Exp 11/16/202 0.0 $130k 290k 0.45
Richtech Robotics Put Put Option 0.0 $129k 30k 4.29
Biovie *w Exp 08/08/203 0.0 $125k 282k 0.44
Amprius Technologies *w Exp 09/14/202 (AMPX.WS) 0.0 $106k 29k 3.66
Defsec Technologies (DFSC) 0.0 $103k 29k 3.56
Archimedes Tech Spac Partner Ord Shs (ATII) 0.0 $102k 10k 10.23
Oyster Enterprises Ii Acquis Ord Shs Cl A 0.0 $100k 10k 10.03
Strive Cl A Com 0.0 $100k 40k 2.50
Chenghe Acquisition Iii Unit 09/09/2030 0.0 $100k 10k 9.98
Abacus Global Mgmt Put Put Option 0.0 $92k 16k 5.73
Synergy Chc Corp Com New (SNYR) 0.0 $82k 34k 2.44
Curis (CRIS) 0.0 $73k 44k 1.66
Cid Holdco *w Exp 12/31/202 (DAICW) 0.0 $58k 378k 0.15
Nexgel *w Exp 12/27/202 (NXGLW) 0.0 $50k 167k 0.30
Borr Drilling Call Call Option 0.0 $50k 19k 2.69
Us Goldmining *w Exp 99/99/999 (USGOW) 0.0 $49k 29k 1.68
Livewire Group *w Exp 09/26/202 (LVWR.WS) 0.0 $46k 634k 0.07
Intelligent Bio Solutions In (INBS) 0.0 $46k 45k 1.02
Cineverse Corp Put Put Option 0.0 $40k 12k 3.36
Cibus Cl A Com Stk (CBUS) 0.0 $39k 30k 1.29
Silynxcom Com Shs (SYNX) 0.0 $38k 26k 1.48
Eon Resources *w Exp 02/04/202 (EONR.WS) 0.0 $32k 634k 0.05
Modular Med Com New (MODD) 0.0 $32k 45k 0.70
Eon Resources Com Cl A (EONR) 0.0 $30k 62k 0.48
Calidi Biotherapeutics 0.0 $28k 19k 1.52
Aleanna *w Exp 12/13/202 (ANNAW) 0.0 $24k 125k 0.19
Namib Minerals *w Exp 06/05/203 (NAMMW) 0.0 $22k 160k 0.14
Flyexclusive *w Exp 99/99/999 (FLYX.WS) 0.0 $22k 70k 0.32
Critical Metals Corp *w Exp 02/27/202 (CRMLW) 0.0 $21k 10k 2.10
Intensity Therapeutics (INTS) 0.0 $15k 60k 0.24
Rein Therapeutics Com New (RNTX) 0.0 $13k 11k 1.15
Medicus Pharma *w Exp 11/15/202 (MDCXW) 0.0 $12k 17k 0.72
Autonomix Med Com New (AMIX) 0.0 $12k 11k 1.08
Murano Global Invts *w Exp 03/19/202 (MRNOW) 0.0 $12k 83k 0.15
Airjoule Technologies Corp *w Exp 03/15/202 (AIRJW) 0.0 $12k 15k 0.80
Veea (VEEA) 0.0 $12k 19k 0.62
Fg Merger Ii Corp Right 02/11/2030 (FGMCR) 0.0 $6.4k 15k 0.42
Cea Industries *w Exp 02/11/202 (BNCWW) 0.0 $5.6k 35k 0.16
Generation Essentials Group *w Exp 02/15/202 (TGE.WS) 0.0 $5.6k 43k 0.13
Stran & Company *w Exp 99/99/999 (SWAGW) 0.0 $4.4k 66k 0.07
Origin Invt Corp I *w Exp 06/27/203 0.0 $3.8k 21k 0.18
Saverone 2014 *w Exp 06/02/202 (SVREW) 0.0 $3.5k 126k 0.03
Hub Cyber Security *w Exp 02/27/202 (HUBCW) 0.0 $3.2k 163k 0.02
Bt Brands *w Exp 11/12/202 (BTBDW) 0.0 $3.0k 10k 0.30
Aeries Technology *w Exp 11/06/202 (AERTW) 0.0 $2.8k 71k 0.04
P3 Health Partners *w Exp 11/19/202 (PIIIW) 0.0 $2.7k 292k 0.01
Apollomics *w Exp 04/01/202 (APLMW) 0.0 $1.7k 87k 0.02
Nextplat Corp *w Exp 06/02/202 (NXPLW) 0.0 $1.6k 34k 0.05
Triller Group *w Exp 03/15/202 (ILLRW) 0.0 $1.6k 31k 0.05
Renew Energy Global *w Exp 08/21/202 (RNWWW) 0.0 $1.4k 31k 0.05
Smx Sec Matters *w Exp 03/07/202 (SMXWW) 0.0 $1.4k 58k 0.02
Carbon Revolution *w Exp 99/99/999 (CREVW) 0.0 $1.1k 47k 0.02
Anghami *w Exp 02/03/202 (ANGHW) 0.0 $545.521500 40k 0.01