Warberg Asset Management

Warberg Asset Management as of June 30, 2023

Portfolio Holdings for Warberg Asset Management

Warberg Asset Management holds 238 positions in its portfolio as reported in the June 2023 quarterly 13F filing

Company (Ticker) Portfolio Weight Valued At Change in Shares Share Count Share Price
Spdr S&p 500 Etf Tr Put Put Option 29.6 $179M 403k 443.28
On Semiconductor Corp Note 1.625%10/1 (Principal) 6.6 $40M 8.8M 4.56
Dexcom Note 0.750%12/0 (Principal) 6.6 $40M 13M 3.12
KBR Note 2.500%11/0 (Principal) 6.2 $37M 15M 2.56
Occidental Pete Corp *w Exp 08/03/202 (OXY.WS) 6.1 $37M 998k 36.89
Invesco Qqq Tr Put Put Option 5.8 $35M 94k 369.42
Teradyne Note 1.250%12/1 (Principal) 4.5 $27M 7.6M 3.54
Mercadolibre Note 2.000% 8/1 (Principal) 3.0 $18M 6.6M 2.74
RH Note 9/1 (Principal) 2.1 $13M 8.1M 1.60
Altair Engr Note 0.250% 6/0 (Principal) 1.8 $11M 6.7M 1.63
Eqt Corp Note 1.750% 5/0 (Principal) 1.7 $10M 3.7M 2.82
Fti Consulting Note 2.000% 8/1 (Principal) 1.5 $8.8M 4.7M 1.88
Apple Put Put Option 1.4 $8.3M 43k 193.97
Hertz Global Hldgs *w Exp 06/30/205 (HTZWW) 1.3 $7.6M 751k 10.14
Sea Note 1.000%12/0 (Principal) 1.1 $6.4M 5.0M 1.28
Etsy Note 0.125%10/0 (Principal) 1.0 $6.3M 5.3M 1.18
Veradigm Note 0.875% 1/0 (Principal) 1.0 $6.1M 5.5M 1.11
Pioneer Nat Res Note 0.250% 5/1 (Principal) 1.0 $5.9M 2.7M 2.20
Ati Note 3.500% 6/1 (Principal) 1.0 $5.8M 2.0M 2.90
Conmed Corp Note 2.625% 2/0 (Principal) 0.8 $4.9M 3.2M 1.54
Ishares Tr Put Put Option 0.8 $4.9M 26k 187.27
Parsons Corp Del Note 0.250% 8/1 (Principal) 0.7 $4.4M 3.8M 1.15
Box Note 1/1 (Principal) 0.7 $4.4M 3.5M 1.25
Booking Holdings Note 0.750% 5/0 (Principal) 0.6 $3.6M 2.4M 1.50
Repligen Corp Note 0.375% 7/1 (Principal) 0.6 $3.5M 2.7M 1.31
Surgepays *w Exp 10/22/202 (SURGW) 0.6 $3.4M 1.2M 2.73
Progress Software Corp Note 1.000% 4/1 (Principal) 0.5 $3.3M 3.0M 1.10
Akamai Technologies Note 0.125% 5/0 (Principal) 0.5 $3.2M 3.0M 1.07
Interdigital Note 2.000% 6/0 (Principal) 0.5 $3.0M 2.5M 1.22
Middleby Corp Note 1.000% 9/0 (Principal) 0.5 $3.0M 2.4M 1.24
Home Depot Call Call Option 0.5 $2.8M 9.0k 310.64
Vaneck Etf Trust Call Call Option 0.4 $2.7M 89k 30.11
Nice Sys Note 1.250% 1/1 (Principal) 0.4 $2.6M 1.1M 2.47
Ford Mtr Co Del Note 3/1 (Principal) 0.4 $2.2M 2.0M 1.09
Ark Etf Tr Put Put Option 0.3 $2.0M 45k 44.14
Microchip Technology Note 1.625% 2/1 (Principal) 0.3 $2.0M 771k 2.55
Zscaler Note 0.125% 7/0 (Principal) 0.3 $1.9M 1.7M 1.17
Mcdonalds Corp Put Put Option 0.3 $1.8M 6.0k 298.41
Microsoft Corp Call Call Option 0.3 $1.7M 5.0k 340.54
New England Rlty Assoc Ltd P Depositry Rcpt (NEN) 0.3 $1.6M 22k 72.52
Chesapeake Energy Corp *w Exp 02/09/202 (EXEEL) 0.2 $1.5M 22k 66.02
Ishares Tr Put Put Option 0.2 $1.4M 14k 102.94
Spdr S&p 500 Etf Tr Call Call Option 0.2 $1.3M 3.0k 443.28
Nvidia Corporation Put Put Option 0.2 $1.3M 3.0k 423.02
Fisker Put Put Option 0.2 $1.2M 204k 5.64
Western Alliance Bancorp Put Put Option 0.2 $1.1M 31k 36.47
Invesco Qqq Tr Call Call Option 0.2 $1.1M 3.0k 369.42
Barclays Bank Call Call Option 0.2 $1.0M 40k 25.00
Datadog Note 0.125% 6/1 (Principal) 0.2 $986k 793k 1.24
Palo Alto Networks Note 0.375% 6/0 (Principal) 0.2 $952k 370k 2.57
Epr Pptys PFD C CV 5.75% (EPR.PC) 0.1 $815k 39k 21.10
Chesapeake Energy Corp *w Exp 02/09/202 (EXEEW) 0.1 $788k 11k 73.64
Php Ventures Acquisition Cor Class A Com 0.1 $750k 70k 10.72
Ishares Silver Tr Call Call Option 0.1 $731k 35k 20.89
Moderna Put Put Option 0.1 $729k 6.0k 121.50
Hudson Acquisition I Corp Common Stock (HUDA) 0.1 $724k 70k 10.37
Goldenstone Acq Crp; Tnt Acq Dt: 12/21/2023; Cash: $10.15 (GDST) 0.1 $700k 66k 10.60
Integrated Rail And Res Acq Cl A Com (IRRX) 0.1 $695k 65k 10.76
Microsoft Corp Put Put Option 0.1 $681k 2.0k 340.54
Oak Woods Acquisition Corp Cl A (OAKU) 0.1 $668k 65k 10.28
Hnr Acquisition Corp (EONR) 0.1 $661k 62k 10.62
Monterey Cap Acquisition Cor Class A Com (MCAC) 0.1 $637k 61k 10.46
Oxbridge Acquisition Corp Com Cl A 0.1 $597k 55k 10.87
Acri Capital Acquisition Cor Com Cl A 0.1 $590k 55k 10.83
Bloomin Brands Note 5.000% 5/0 (Principal) 0.1 $583k 243k 2.40
Amc Entmt Hldgs Put Put Option 0.1 $553k 126k 4.40
26 Capital Acquisition Corp Com Cl A 0.1 $537k 50k 10.76
Carvana Call Call Option 0.1 $518k 20k 25.92
Global Blockchain Acqui Corp Common Stock (GBBK) 0.1 $502k 48k 10.44
Prime No Acquisition I Corp Com Cl A 0.1 $494k 47k 10.54
Mobiv Acquisition Corp Class A Com 0.1 $468k 44k 10.57
Atlantic Coastal Acquistn Class A Com 0.1 $466k 45k 10.32
Fg Merger Corp Common Stock 0.1 $438k 41k 10.59
Jpmorgan Chase & Co Call Call Option 0.1 $436k 3.0k 145.44
Nvidia Corporation Call Call Option 0.1 $423k 1.0k 423.02
Everest Consolidator Acq Cor Cl A Com 0.1 $420k 39k 10.65
United Sts Nat Gas Call Call Option 0.1 $401k 54k 7.42
Aimfinity Investment Corp I Unit 04/21/2027 (AIMTF) 0.1 $312k 30k 10.50
Bank Hawaii Corp Put Put Option 0.1 $309k 7.5k 41.23
Siriuspoint Put Put Option 0.0 $295k 33k 9.03
Intl Gnrl Insurance Hldngs L *w Exp 03/17/202 0.0 $294k 481k 0.61
Ishares Tr Put Put Option 0.0 $289k 2.0k 144.25
First Tr Exchange-traded Fst Low Oppt Eft (LMBS) 0.0 $277k 5.8k 47.67
Pono Cap Three Ord Shs Cl A 0.0 $263k 25k 10.39
Joby Aviation *w Exp 08/10/202 (JOBY.WS) 0.0 $260k 98k 2.65
Chesapeake Energy Corp *w Exp 02/09/202 (EXEEZ) 0.0 $253k 3.6k 70.17
Chart Inds Note 1.000%11/1 (Principal) 0.0 $233k 85k 2.74
Trailblazer Merger Corp I Cl A (TBMC) 0.0 $231k 23k 10.19
Plutonian Acquisition Corp 0.0 $231k 22k 10.38
Rivian Automotive Call Call Option 0.0 $227k 14k 16.66
Alpha Star Acquisition Corp Ordinary Shares (ALSAF) 0.0 $226k 21k 10.73
Renew Energy Global *w Exp 08/21/202 (RNWWW) 0.0 $223k 278k 0.80
Aura Fat Projs Acquisition C Class A Ord 0.0 $215k 20k 10.58
Enphase Energy Note 0.250% 3/0 (Principal) 0.0 $215k 100k 2.15
Composecure *w Exp 12/27/202 (CMPOW) 0.0 $214k 204k 1.05
Amprius Technologies W Exp 09/14/202 (AMPX.WS) 0.0 $213k 443k 0.48
Noble Corp W Exp 02/04/202 (NE.WS.A) 0.0 $210k 8.4k 24.96
Esh Acquisition Corp Unit 06/13/2028 0.0 $207k 21k 10.14
Vision Sensing Acquisition C Class A Com (VSAC) 0.0 $189k 18k 10.71
M3 Brigade Acquisition Iii Cl A Com 0.0 $185k 18k 10.46
Global Star Acquisition Class A Com 0.0 $183k 18k 10.47
Southwestern Energy Call Call Option 0.0 $180k 30k 6.01
Rf Acquisition Corp Class A Com 0.0 $178k 17k 10.46
Surgepays Put Put Option 0.0 $164k 22k 7.31
Futuretech Ii Acquisition Class A Com (FTII) 0.0 $157k 15k 10.69
Roivant Sciences *w Exp 09/30/202 0.0 $148k 60k 2.48
Livent Corp Note 4.125% 7/1 (Principal) 0.0 $144k 45k 3.20
Hubspot Note 0.375% 6/0 (Principal) 0.0 $136k 71k 1.91
Beyond Meat Put Put Option 0.0 $130k 10k 12.98
Goal Acquisitions Corp (PUCK) 0.0 $129k 12k 10.38
Neovo W Exp 04/01/202 (NEOVW) 0.0 $126k 229k 0.55
Aib Acquisition Corporation Class A Ord (AIBAF) 0.0 $124k 11k 10.84
Israel Acquisitions Corp Class A Ord (ISRL) 0.0 $113k 11k 10.42
Neurocrine Biosciences Note 2.250% 5/1 (Principal) 0.0 $110k 86k 1.28
Cantaloupe Put Put Option 0.0 $108k 14k 7.96
Azitra 0.0 $106k 29k 3.64
Redwoods Acquisition Corp (RWOD) 0.0 $105k 10k 10.47
Fg Financial Group 0.0 $105k 57k 1.85
Fisker Cl A Com Stk (FSRNQ) 0.0 $102k 18k 5.64
Pyxis Tankers *w Exp 09/15/202 (PXSAW) 0.0 $99k 89k 1.11
Tingo Group Put Put Option 0.0 $99k 81k 1.21
Kwesst Micro Systems W Exp 12/09/202 (DFSCW) 0.0 $85k 189k 0.45
Direct Digital Holdings *w Exp 02/15/202 0.0 $85k 131k 0.65
Alliance Entertainment Holdi Com Class A (AENT) 0.0 $81k 30k 2.69
Petvivo Hldgs *w Exp 08/13/202 (PETVW) 0.0 $69k 253k 0.27
Nextplat Corp *w Exp 06/02/202 (NXPLW) 0.0 $66k 71k 0.92
Zivo Bioscience *w Exp 05/14/202 (ZIVOW) 0.0 $65k 108k 0.60
Tingo Group Call Call Option 0.0 $62k 51k 1.21
Amc Entmt Hldgs Call Call Option 0.0 $57k 13k 4.40
Strong Global Entmt Cl A Com Voting 0.0 $56k 19k 2.98
On Semiconductor Corp Note 5/0 (Principal) 0.0 $55k 30k 1.84
Mirion Technologies *w Exp 10/20/202 0.0 $55k 30k 1.82
Hammerhead Energy W Exp 02/23/202 0.0 $54k 38k 1.41
Toughbuilt Inds 0.0 $50k 168k 0.30
Bullfrog Ai Hldgs W Exp 01/18/202 (BFRGW) 0.0 $49k 69k 0.71
Saverone 2014 W Exp 05/04/202 (SVREW) 0.0 $44k 201k 0.22
Branchout Food (BOF) 0.0 $42k 13k 3.25
Biosig Technologies Com New 0.0 $41k 33k 1.25
Grove 0.0 $40k 18k 2.25
Bone Biologics Corp Com New 0.0 $38k 27k 1.42
Neptune Wellness Solutions I Com New 0.0 $37k 250k 0.15
Twin Vee Powercats 0.0 $37k 17k 2.12
Target Hospitality Corp *w Exp 03/15/202 0.0 $36k 10k 3.46
Onfolio Holdings W Exp 01/02/202 (ONFOW) 0.0 $35k 201k 0.18
Polished *w Exp 06/02/202 (POLWQ) 0.0 $34k 526k 0.06
Tenon Medical W Exp 06/16/202 (TNONW) 0.0 $34k 321k 0.10
Hillstream Biopharma 0.0 $32k 87k 0.36
Asp Isotopes (ASPI) 0.0 $31k 55k 0.57
Talkspace *w Exp 06/21/202 (TALKW) 0.0 $31k 521k 0.06
Inuvo Com New 0.0 $31k 140k 0.22
Mobilicom W Exp 08/31/202 (MOBBW) 0.0 $29k 126k 0.23
Cerberus Cyber Sentinel Corp 0.0 $29k 160k 0.18
Cineverse Corp Com Cl A (CNVS) 0.0 $29k 15k 1.91
Pagaya Technologies Call Call Option 0.0 $28k 20k 1.40
Apollomics W Exp 04/01/202 (APLMW) 0.0 $28k 337k 0.08
Fgi Industries *w Exp 01/21/202 (FGIWW) 0.0 $28k 121k 0.23
Tenom Medical 0.0 $27k 98k 0.28
Splash Beverage Group *w Exp 06/15/202 (SBEVW) 0.0 $27k 199k 0.13
Bt Brands *w Exp 11/12/202 (BTBDW) 0.0 $26k 138k 0.19
Heartbeam *w Exp 10/31/202 (BEATW) 0.0 $25k 63k 0.40
Wearable Devices W Exp 09/14/202 0.0 $25k 126k 0.20
Vicarious Surgical *w Exp 08/05/202 (RBOT.WS) 0.0 $25k 112k 0.22
Sharps Technology W Exp 04/13/202 (STSSW) 0.0 $23k 165k 0.14
Snail Class A Com (SNAL) 0.0 $21k 13k 1.59
Nexalin Technology W Exp 09/15/202 0.0 $18k 167k 0.11
The Lion Electric Company W Exp 12/16/202 (LEGWQ) 0.0 $18k 39k 0.47
Volcon 0.0 $18k 32k 0.57
Maris Tech *w Exp 02/04/202 (MTEKW) 0.0 $16k 224k 0.07
Neurosense Therapeutics *w Exp 11/09/202 (NRSNW) 0.0 $15k 78k 0.20
Netcapital W Exp 07/12/202 (NCPLW) 0.0 $15k 149k 0.10
Bigbear Ai Hldgs *w Exp 12/08/202 (BBAI.WS) 0.0 $15k 67k 0.23
Nogin Com New (NOGNQ) 0.0 $15k 12k 1.31
Stran & Company *w Exp 11/01/202 (SWAGW) 0.0 $14k 182k 0.08
Seastar Medical Holding Corp W Exp 10/28/202 (ICUCW) 0.0 $13k 366k 0.04
Pagaya Technologies W Exp 09/01/202 (PGYWW) 0.0 $13k 50k 0.26
G Med Innovations Hldgs Shs New (GMVDF) 0.0 $13k 33k 0.38
Cea Industries *w Exp 02/11/202 (BNCWW) 0.0 $12k 231k 0.05
Iveda Solutions W Exp 04/01/202 (IVDAW) 0.0 $11k 49k 0.22
Data Storage Corp *w Exp 05/13/202 (DTSTW) 0.0 $10k 58k 0.18
Glucotrack Com New 0.0 $10k 30k 0.35
Aurora Innovation *w Exp 11/03/202 (AUROW) 0.0 $10k 20k 0.50
Selina Hospitality W Exp 10/27/202 (SLNWF) 0.0 $9.5k 210k 0.05
Zura Bio W Exp 03/20/202 (ZURAW) 0.0 $9.0k 26k 0.35
Microcloud Hologram W Exp 01/31/202 (HOLOW) 0.0 $9.0k 76k 0.12
Whole Earth Brands *w Exp 06/25/202 (FREEW) 0.0 $9.0k 45k 0.20
Bioaffinity Technologies W Exp 09/07/202 (BIAFW) 0.0 $8.9k 25k 0.36
Ainos W Exp 07/29/202 (AIMDW) 0.0 $8.7k 30k 0.29
Comera Life Sciences Hldgs I W Exp 03/15/202 (CMRAW) 0.0 $8.2k 300k 0.03
Semantix W Exp 08/03/202 (STWWF) 0.0 $7.8k 102k 0.08
Soligenix Com New 0.0 $7.0k 10k 0.70
Cingulate *w Exp 12/03/202 (CINGW) 0.0 $6.4k 31k 0.21
Allego N V *w Exp 03/16/202 0.0 $6.3k 22k 0.29
Pasithea Therapeutics Corp *w Exp 08/12/202 (KTTAW) 0.0 $6.2k 290k 0.02
Protagenic Therapeutics *w Exp 04/13/202 (PTIXW) 0.0 $5.9k 177k 0.03
Energem Corp *w Exp 11/15/202 0.0 $5.9k 90k 0.07
Beneficient W Exp 06/07/202 (BENFW) 0.0 $5.2k 110k 0.05
Bridger Aerospace Grp Hldgs W Exp 01/24/202 (BAERW) 0.0 $5.1k 25k 0.20
Medicenna Therapeutics Corp. (MDNAF) 0.0 $4.8k 10k 0.48
Hub Cyber Security Ord Shs 0.0 $4.7k 10k 0.47
Infint Acquisition Corp *w Exp 99/99/999 0.0 $4.7k 90k 0.05
Seqll *w Exp 08/31/202 (SQLLW) 0.0 $4.4k 56k 0.08
Nexgel *w Exp 12/01/202 (NXGLW) 0.0 $4.4k 10k 0.43
Accretion Acquisition Corp *w Exp 03/01/202 0.0 $4.1k 87k 0.05
Fat Projects Acquisition Cor *w Exp 08/31/202 0.0 $4.0k 85k 0.05
Arogo Capital Acquisition *w Exp 03/23/202 (AOGOW) 0.0 $3.9k 90k 0.04
Hub Cyber Security W Exp 02/27/202 (HUBCW) 0.0 $3.9k 100k 0.04
Inception Growth Acqustn *w Exp 10/15/202 (IGTAW) 0.0 $3.7k 90k 0.04
Lixte Biotechnology Hldgs In *w Exp 01/01/202 (LIXTW) 0.0 $3.7k 53k 0.07
Bannix Acquisition Corp *w Exp 07/31/202 (BNIXW) 0.0 $3.4k 86k 0.04
Aclarion W Exp 04/21/202 (ACONW) 0.0 $3.3k 43k 0.08
American Rebel Holdings *w Exp 01/20/202 (AREBW) 0.0 $2.8k 113k 0.02
Gorilla Technology Group W Exp 07/13/202 (GRRRW) 0.0 $2.7k 20k 0.14
Banyan Acquisition Corporati *w Exp 09/30/202 0.0 $2.7k 12k 0.22
Rail Vision *w Exp 03/27/202 (RVSNW) 0.0 $2.6k 52k 0.05
Canoo *w Exp 12/21/202 (GOEWQ) 0.0 $2.5k 27k 0.09
Agriforce Growing Systems Lt *w Exp 02/01/202 (AGRIW) 0.0 $2.2k 58k 0.04
Northview Acquisition Corp *w Exp 08/02/202 (NVACW) 0.0 $2.2k 78k 0.03
Ocean Biomedical W Exp 02/14/202 (OCEAW) 0.0 $2.1k 10k 0.21
Canna Global Acquisition Cor *w Exp 11/30/202 (CNGLW) 0.0 $2.1k 90k 0.02
Versus Systems *w Exp 12/17/202 0.0 $2.0k 106k 0.02
Harbor Custom Development In *w Exp 10/04/202 (HCDZQ) 0.0 $1.7k 165k 0.01
Spree Acquisition Corp 1 *w Exp 12/22/202 (SACWF) 0.0 $1.5k 47k 0.03
Oak Woods Acquisition Corp W Exp 03/23/202 (OAKUW) 0.0 $1.5k 45k 0.03
T2 Biosystems Com New 0.0 $1.4k 20k 0.07
Anghami *w Exp 02/03/202 (ANGHW) 0.0 $1.4k 40k 0.03
Bruush Oral Care W Exp 08/03/202 (BRSWF) 0.0 $1.2k 15k 0.08
Buzzfeed *w Exp 12/03/202 (BZFDW) 0.0 $1.2k 20k 0.06
Smx Sec Matters W Exp 03/07/202 (SMXWW) 0.0 $1.2k 53k 0.02
Kairous Acquisition Corp *w Exp 09/15/202 (KACWF) 0.0 $1.1k 81k 0.01
Edible Garden W Exp 04/18/202 (EDBLW) 0.0 $990.026800 53k 0.02
Mobiquity Technologies *w Exp 12/03/202 (MOBQW) 0.0 $980.934000 39k 0.03
Fg Merger Corp W Exp 06/17/202 0.0 $962.066600 17k 0.06
Dune Acquisition Corp *w Exp 10/29/202 0.0 $824.850000 20k 0.04
Clever Leaves Holdings *w Exp 12/18/202 (CLVRW) 0.0 $749.265000 23k 0.03
Dermata Therapeutics *w Exp 08/13/202 (DRMAW) 0.0 $576.000000 30k 0.02
Feutune Light Acquisition W Exp 06/01/202 (FLFVW) 0.0 $571.890000 21k 0.03
Embrace Change Acquisitn Cor W Exp 10/25/202 (EMCWF) 0.0 $233.750000 13k 0.02
Shapeways Holdings *w Exp 10/31/202 (SHPSQ) 0.0 $148.146800 15k 0.01