Weiss Asset Management LP[1

Weiss Asset Management as of Sept. 30, 2016

Portfolio Holdings for Weiss Asset Management

Weiss Asset Management holds 158 positions in its portfolio as reported in the September 2016 quarterly 13F filing

Company (Ticker) Portfolio Weight Valued At Change in Shares Share Count Share Price
Intel Corp sdcv 8.9 $48M 35M 1.38
Quinpario Acquisition Corp 2 7.1 $38M 3.8M 9.91
Double Eagle Acquisition Cor 4.6 $25M 2.5M 9.90
Dynegy Inc unit 07/01/20191 4.0 $22M 260k 82.89
Ar Cap Acquisition 3.8 $21M 2.1M 9.98
Fiat Chrysler Auto 3.6 $20M 31M 0.64
Nuveen Long/short Commodity 3.6 $20M 1.5M 13.22
Electrum Spl Acquisition Cor 3.4 $18M 1.8M 9.83
Whiting Pete Corp New dbcv 1.250% 4/0 3.3 $18M 19M 0.96
Boulevard Acquisition cl a 3.0 $16M 1.7M 9.75
Vector Group Ltd frnt 1/1 2.7 $15M 9.7M 1.49
Fiat Chrysler Auto 2.7 $14M 2.3M 6.40
Whiting Pete Corp New note 5.750% 3/1 2.5 $13M 13M 1.02
Atlantic Alliance Partner 2.4 $13M 1.2M 10.50
Cf Corp shs cl a 2.3 $12M 1.3M 9.79
Interactive Intelligence Gro Note 1.250% 6/0 bond 2.2 $12M 10M 1.15
Amsburg Corp pfd 5.25% 2.1 $11M 89k 126.82
Netsuite Inc note 0.250% 6/0 2.0 $11M 10M 1.10
Trina Solar Limited note 4.000%10/1 1.8 $9.8M 11M 0.94
Pace Hldgs Corp cl a 1.7 $9.1M 927k 9.85
Gp Invts Acquisition Cor 1.5 $8.2M 842k 9.80
Klr Energy Acquisition Corp cl a 1.5 $8.2M 814k 10.12
Cepheid conv 1.4 $7.8M 7.5M 1.04
Whiting Pete Corp New bond 1.4 $7.8M 7.7M 1.01
iShares MSCI South Korea Index Fund (EWY) 1.4 $7.7M 133k 58.13
North Amern Energy Partners 1.2 $6.4M 2.6M 2.51
Alibaba Group Holding (BABA) 1.2 $6.3M 60k 105.78
Nuveen Global Value Opportunities Fund 1.1 $5.8M 485k 11.94
Arowana 1.1 $5.6M 552k 10.19
Hydra Inds Acquisition 1.0 $5.5M 557k 9.96
Bank Of Nt Butterfield&son L (NTB) 1.0 $5.2M 217k 24.00
Stellar Acquisition Iii Inc unit 03/22/2022 0.9 $5.0M 500k 9.97
Origo Acquisition Corp 0.8 $4.4M 423k 10.30
Allergan Plc pfd conv ser a 0.8 $4.1M 5.0k 821.40
M I Acquisitions Inc unit 99/99/9999 0.8 $4.0M 400k 10.02
ChipMOS Technology Bermuda 0.7 $3.6M 180k 19.80
Pacific Spl Acquisition Corp 0.7 $3.5M 346k 10.25
Whiting Pete Corp New note 1.250% 6/0 0.6 $3.4M 3.5M 0.98
Seabridge Gold (SA) 0.6 $3.3M 300k 11.02
Liberty Interactive Llc conv 0.6 $3.2M 2.5M 1.28
Epr Properties Pfd C 5.75% (EPR.PC) 0.6 $3.1M 100k 30.67
E Compass Acquisition Corp ord 0.6 $3.1M 300k 10.20
Hennessy Cap Acquisition Cor 0.5 $2.9M 292k 9.86
Crown Castle Intl (CCI) 0.5 $2.8M 30k 94.20
Mentor Graphics 4% 2031 conv 0.5 $2.7M 2.0M 1.34
Harmony Merger 0.5 $2.7M 265k 10.05
Nuveen Diversified Commodty 0.4 $2.0M 219k 9.06
Capitol Acquisition Corp Iii 0.4 $2.0M 200k 9.82
Incontact Inc note 2.500% 4/0 0.3 $1.9M 1.6M 1.21
Jpmorgan China Region 0.3 $1.8M 103k 17.57
Landcadia Hldgs Inc cl a 0.3 $1.8M 189k 9.77
Terrapin 3 Acquisition 0.3 $1.6M 160k 9.94
Barington Hilco Acquisition 0.3 $1.6M 157k 10.10
Andina Acquisition Corp Ii 0.3 $1.5M 150k 9.86
Brookfield High Income Fd In 0.2 $1.3M 180k 7.32
Advent/Claymore Enhanced Growth & Income 0.2 $1.3M 150k 8.36
First Majestic Silver Corp (AG) 0.2 $1.1M 108k 10.30
Southwestern Energy Company (SWN) 0.1 $725k 52k 13.84
Gulfport Energy Corporation 0.1 $729k 26k 28.25
Semgroup Corp cl a 0.1 $745k 21k 35.37
Murphy Oil Corporation (MUR) 0.1 $706k 23k 30.40
Century Aluminum Company (CENX) 0.1 $708k 102k 6.95
Western Refining 0.1 $721k 27k 26.46
Energen Corporation 0.1 $705k 12k 57.75
Kosmos Energy 0.1 $698k 109k 6.41
Rsp Permian 0.1 $692k 18k 38.76
Global Partner Acquisition C 0.1 $649k 66k 9.88
Range Resources (RRC) 0.1 $488k 13k 38.77
Cf Corp *w exp 05/25/202 0.1 $481k 534k 0.90
Seacor Holdings 0.1 $406k 6.8k 59.45
Easterly Acquisition 0.1 $402k 40k 9.95
General Cable Corporation 0.1 $345k 23k 15.00
Tyson Foods Inc cnv p 0.1 $347k 4.2k 81.97
Kohl's Corporation (KSS) 0.1 $242k 5.5k 43.74
Sonic Automotive (SAH) 0.1 $244k 13k 18.80
Cypress Semiconductor Corporation 0.1 $243k 20k 12.18
Asbury Automotive (ABG) 0.1 $242k 4.4k 55.61
Group 1 Automotive (GPI) 0.1 $249k 3.9k 63.83
iStar Financial 0.0 $222k 21k 10.73
PennyMac Mortgage Investment Trust (PMT) 0.0 $237k 15k 15.57
Assurant (AIZ) 0.0 $237k 2.6k 92.29
Copart (CPRT) 0.0 $234k 4.4k 53.60
H&R Block (HRB) 0.0 $239k 10k 23.20
Lincoln Electric Holdings (LECO) 0.0 $237k 3.8k 62.58
Pitney Bowes (PBI) 0.0 $239k 13k 18.14
Best Buy (BBY) 0.0 $238k 6.2k 38.24
Redwood Trust (RWT) 0.0 $235k 17k 14.17
Harley-Davidson (HOG) 0.0 $236k 4.5k 52.64
Jack in the Box (JACK) 0.0 $234k 2.4k 96.02
Darden Restaurants (DRI) 0.0 $236k 3.8k 61.36
Equity Residential (EQR) 0.0 $231k 3.6k 64.29
Yum! Brands (YUM) 0.0 $237k 2.6k 90.84
Computer Sciences Corporation 0.0 $235k 4.5k 52.27
NCR Corporation (VYX) 0.0 $237k 7.4k 32.19
Symantec Corporation 0.0 $234k 9.3k 25.13
Target Corporation (TGT) 0.0 $237k 3.5k 68.64
White Mountains Insurance Gp (WTM) 0.0 $232k 280.00 828.57
Dillard's (DDS) 0.0 $239k 3.8k 62.94
Whole Foods Market 0.0 $234k 8.3k 28.35
Manpower (MAN) 0.0 $238k 3.3k 72.27
Msci (MSCI) 0.0 $233k 2.8k 84.05
Discovery Communications 0.0 $238k 9.0k 26.36
St. Joe Company (JOE) 0.0 $221k 12k 18.35
Big Lots (BIG) 0.0 $239k 5.0k 47.71
Applied Materials (AMAT) 0.0 $239k 7.9k 30.20
Axis Capital Holdings (AXS) 0.0 $232k 4.3k 54.28
Domino's Pizza (DPZ) 0.0 $234k 1.5k 151.75
Avis Budget (CAR) 0.0 $230k 6.7k 34.24
W.R. Grace & Co. 0.0 $236k 3.2k 73.93
Genes (GCO) 0.0 $238k 4.4k 54.42
Quanta Services (PWR) 0.0 $240k 8.6k 28.00
Armstrong World Industries (AWI) 0.0 $240k 5.8k 41.33
SPX Corporation 0.0 $239k 12k 20.17
Children's Place Retail Stores (PLCE) 0.0 $236k 3.0k 79.70
Bob Evans Farms 0.0 $229k 6.0k 38.32
Dana Holding Corporation (DAN) 0.0 $239k 15k 15.57
Hyatt Hotels Corporation (H) 0.0 $238k 4.8k 49.13
Virtus Investment Partners (VRTS) 0.0 $241k 2.5k 97.73
Pilgrim's Pride Corporation (PPC) 0.0 $236k 11k 21.12
DigitalGlobe 0.0 $234k 8.5k 27.50
Vitamin Shoppe 0.0 $237k 8.8k 26.82
Hldgs (UAL) 0.0 $240k 4.6k 52.41
Invesco Mortgage Capital 0.0 $234k 15k 15.21
Insperity (NSP) 0.0 $232k 3.2k 72.80
Gnc Holdings Inc Cl A 0.0 $237k 12k 20.40
Wendy's/arby's Group (WEN) 0.0 $237k 22k 10.79
Bankrate 0.0 $208k 25k 8.50
American Capital Mortgage In 0.0 $222k 13k 17.16
Marriott Vacations Wrldwde Cp (VAC) 0.0 $238k 3.2k 73.32
Groupon 0.0 $228k 44k 5.15
Michael Kors Holdings 0.0 $229k 4.9k 46.87
Tronox 0.0 $197k 21k 9.38
National Bank Hldgsk (NBHC) 0.0 $218k 9.3k 23.35
Altisource Residential Corp cl b 0.0 $240k 22k 10.92
Twenty-first Century Fox 0.0 $233k 9.6k 24.18
Murphy Usa (MUSA) 0.0 $231k 3.2k 71.36
American Airls (AAL) 0.0 $236k 6.4k 36.67
Voya Financial (VOYA) 0.0 $238k 8.3k 28.82
Investors Ban 0.0 $236k 20k 12.03
Navient Corporation equity (NAVI) 0.0 $235k 16k 14.50
Fidelity Natl Inc New Fnfv Group Com Isin #us31620r4020 0.0 $195k 16k 12.46
New Senior Inv Grp 0.0 $232k 20k 11.56
Qorvo (QRVO) 0.0 $240k 4.3k 55.76
Chimera Investment Corp etf (CIM) 0.0 $231k 15k 15.96
Hersha Hospitality Tr Pr Shs Ben Int 0.0 $231k 13k 18.05
Westrock (WRK) 0.0 $241k 5.0k 48.46
Msg Network Inc cl a 0.0 $239k 13k 18.60
Northstar Realty Finance 0.0 $239k 18k 13.19
Archrock (AROC) 0.0 $198k 15k 13.08
Double Eagle Acquisition Cor *w exp 09/16/202 0.0 $227k 567k 0.40
Hertz Global Holdings 0.0 $232k 5.8k 40.14
Regis Corporation 0.0 $161k 13k 12.57
New York Mortgage Trust 0.0 $73k 12k 6.05
Community Health Sys Inc New right 01/27/2016 0.0 $30k 3.0M 0.01
Halcon Res Corp *w exp 09/09/202 0.0 $51k 22k 2.28
Ar Cap Acquisition Corp *w exp 10/06/201 0.0 $12k 195k 0.06
Andina Acquisition Corp-rts right 09/01/2017 0.0 $11k 40k 0.28
Pace Hldgs Corp *w exp 99/99/999 0.0 $12k 29k 0.41