Weiss Asset Management LP[1

Weiss Asset Management as of June 30, 2017

Portfolio Holdings for Weiss Asset Management

Weiss Asset Management holds 97 positions in its portfolio as reported in the June 2017 quarterly 13F filing

Company (Ticker) Portfolio Weight Valued At Change in Shares Share Count Share Price
Dominion Res D Ser A Units 6.375% 01-jul-2017 convprf 10.4 $101M 2.1M 47.80
Nvidia Corp note 1.000 12/0 7.6 $74M 10M 7.23
Panera Bread Company 7.6 $74M 234k 314.64
Intel Corp sdcv 7.5 $73M 56M 1.31
Allergan Plc pfd conv ser a 7.0 $68M 78k 867.41
Allergan 6.7 $65M 266k 243.09
Convergys Corp sdcv 5.750% 9/1 5.4 $53M 23M 2.28
Alere 5.0 $48M 123k 393.00
Arconic 3.6 $35M 985k 35.80
Southwestern Energy Co Dep 1/2 dep shs 1/20 b 3.5 $34M 2.3M 14.59
Trinity Inds Inc note 3.875% 6/0 3.0 $30M 24M 1.26
Arconic 2.9 $28M 1.2M 22.65
iShares Dow Jones US Real Estate (IYR) 2.4 $23M 290k 79.77
Molina Healthcare Inc conv 2.3 $22M 17M 1.28
Felcor Lodging Trust Inc. pfd cv a $1.95 2.2 $22M 772k 27.90
iShares Lehman 7-10 Yr Treas. Bond (IEF) 2.2 $21M 200k 106.61
Electrum Spl Acquisition Cor 2.2 $21M 2.1M 10.09
Alibaba Group Holding (BABA) 1.7 $17M 120k 140.90
Gp Invts Acquisition Cor 1.6 $16M 1.6M 10.01
Lam Research Corp conv 1.4 $13M 5.7M 2.35
National Energy Services Reu (NESR) 1.1 $11M 1.2M 9.52
M Iii Acquisition Corp equities 1.1 $10M 1.1M 9.80
Alamos Gold Inc New Class A (AGI) 0.9 $9.2M 1.3M 7.10
New York Reit 0.7 $6.8M 788k 8.64
Medicines Company conv 0.7 $6.6M 5.0M 1.32
Financial Select Sector SPDR (XLF) 0.6 $6.2M 250k 24.67
Novellus Systems, Inc. note 2.625% 5/1 0.6 $6.1M 1.5M 4.21
Sprott Phys Platinum & Palladi (SPPP) 0.6 $5.9M 738k 7.98
Two Hbrs Invt Corp note 6.250% 1/1 0.6 $5.3M 5.0M 1.06
Easterly Acquisition 0.5 $4.6M 458k 10.05
Forum Merger Corp - A 0.5 $4.6M 473k 9.71
Modern Media Acquisition 0.5 $4.4M 450k 9.77
Jpmorgan China Region 0.4 $4.3M 213k 20.07
Lam Research Corporation (LRCX) 0.4 $3.5M 25k 141.43
Hennessy Cap Acquston Corp I unit 06/15/2024 0.3 $3.0M 300k 10.05
Tpg Pace Energy Hldgs Corp unit 99/99/9999 0.3 $2.9M 275k 10.44
Seabridge Gold (SA) 0.3 $2.5M 234k 10.76
Pacific Spl Acquisition Corp 0.3 $2.5M 246k 10.25
Constellation Alpha Capital unit 99/99/9999 0.3 $2.5M 250k 10.15
Kbl Merger Corp Iv 0.2 $2.4M 250k 9.70
Cornerstone Strategic Value (CLM) 0.2 $2.1M 133k 15.88
Biosante Pharmaceuticals (ANIP) 0.2 $2.0M 44k 46.79
Korea Equity Fund 0.2 $2.0M 279k 7.04
Barington Hilco Acquisition 0.2 $2.0M 191k 10.31
Arbor Realty Trust note 6.500 10/0 0.2 $1.8M 1.7M 1.06
M I Acquisitions 0.2 $1.8M 175k 10.09
Sprott Physical Gold Trust (PHYS) 0.2 $1.5M 150k 10.13
Bison Cap Acquisition Corp unit 99/99/9999t 0.2 $1.5M 150k 10.20
Origo Acquisition Corp 0.1 $1.3M 127k 10.40
Cornerstone Total Rtrn Fd In (CRF) 0.1 $1.2M 74k 15.76
Tpg Pace Holdings Corp 0.1 $1.0M 100k 10.26
Hunter Maritime Acquisition cl a 0.1 $890k 90k 9.89
Ares Capital Corporation (ARCC) 0.1 $634k 39k 16.38
Royce Value Trust (RVT) 0.1 $643k 44k 14.58
Turkish Investment Fund 0.1 $495k 52k 9.59
Nuveen Equity Premium Income Fund (BXMX) 0.0 $420k 30k 13.86
Alpine Total Dyn Fd New cefs 0.0 $358k 41k 8.69
Nuveen Nasdaq 100 Dynamic Over (QQQX) 0.0 $429k 20k 21.72
Herbalife Ltd Com Stk (HLF) 0.0 $244k 3.4k 71.37
BlackRock Global Opportunities Equity Tr (BOE) 0.0 $317k 24k 13.24
Gabelli Dividend & Income Trust (GDV) 0.0 $280k 13k 21.79
Eaton Vance Risk Managed Diversified (ETJ) 0.0 $274k 29k 9.36
Reaves Utility Income Fund (UTG) 0.0 $320k 9.3k 34.37
Nuveen Energy Mlp Total Return etf 0.0 $278k 21k 13.23
Epr Properties (EPR) 0.0 $274k 3.8k 71.95
Jensyn Acquisition 0.0 $277k 27k 10.22
Denny's Corporation (DENN) 0.0 $158k 14k 11.75
Anworth Mortgage Asset Corporation 0.0 $153k 25k 6.01
Capstead Mortgage Corporation 0.0 $148k 14k 10.44
Calamos Strategic Total Return Fund (CSQ) 0.0 $162k 14k 11.71
Clearbridge Energy M 0.0 $209k 14k 15.23
Cohen & Steers Quality Income Realty (RQI) 0.0 $199k 16k 12.61
New York Mortgage Trust 0.0 $155k 25k 6.21
FutureFuel (FF) 0.0 $169k 11k 15.09
Columbia Seligm Prem Tech Gr (STK) 0.0 $225k 11k 21.47
Cys Investments 0.0 $160k 19k 8.42
Center Coast Mlp And Infrastructure unit 0.0 $200k 18k 10.97
Navient Corporation equity (NAVI) 0.0 $172k 10k 16.69
New Senior Inv Grp 0.0 $154k 15k 10.04
Om Asset Management 0.0 $166k 11k 14.87
Northstar Realty Europe 0.0 $166k 13k 12.72
Washington Prime Group 0.0 $164k 20k 8.39
Donnelley R R & Sons Co when issued 0.0 $163k 13k 12.52
Chesapeake Energy Corp note 2.250%12/1 0.0 $64k 70k 0.91
Brocade Communications Systems 0.0 $144k 11k 12.65
Liberty All-Star Equity Fund (USA) 0.0 $118k 21k 5.65
Liberty All-Star Growth Fund (ASG) 0.0 $56k 11k 4.90
Calamos Global Dynamic Income Fund (CHW) 0.0 $132k 16k 8.52
Dreyfus High Yield Strategies Fund 0.0 $49k 14k 3.51
Clearbridge Amern Energ M 0.0 $126k 14k 8.98
Goldman Sachs Mlp Inc Opp 0.0 $120k 12k 9.65
Community Health Sys Inc New right 01/27/2016 0.0 $60k 3.0M 0.02
Gannett 0.0 $144k 17k 8.74
Axar Acquisition Corp *w exp 12/31/2022 0.0 $100k 125k 0.80
Kbl Merger Corp Iv right 03/22/2019 0.0 $88k 250k 0.35
Axar Acquisition Corp *w exp 12/31/202 0.0 $16k 195k 0.08
Kbl Merger Corp Iv *w exp 01/15/202 0.0 $45k 250k 0.18