Weiss Asset Management LP[1

Weiss Asset Management as of Sept. 30, 2017

Portfolio Holdings for Weiss Asset Management

Weiss Asset Management holds 108 positions in its portfolio as reported in the September 2017 quarterly 13F filing

Company (Ticker) Portfolio Weight Valued At Change in Shares Share Count Share Price
Intel Corp sdcv 10.4 $94M 66M 1.42
Allergan 8.7 $78M 381k 205.04
Arconic 8.5 $77M 2.0M 38.90
Take-two Interactive Softwar note 1.000% 7/0 6.5 $59M 12M 4.74
Convergys Corp sdcv 5.750% 9/1 6.1 $55M 23M 2.38
Nxp Semiconductors N V dbcv 1.000% 12/0 5.8 $53M 44M 1.21
Trinity Inds Inc note 3.875% 6/0 3.7 $33M 25M 1.35
Intel Corp. Jr. Sub. Cv. Deb. conv 3.6 $32M 18M 1.84
Medicines Company conv 3.4 $30M 24M 1.26
Molina Healthcare Inc conv 3.2 $29M 23M 1.25
Electrum Spl Acquisition Cor 2.6 $23M 2.3M 10.25
iShares Dow Jones US Real Estate (IYR) 2.6 $23M 290k 79.88
1,375% Liberty Media 15.10.2023 note 2.5 $23M 19M 1.21
iShares Lehman 7-10 Yr Treas. Bond (IEF) 2.4 $21M 200k 106.52
Alibaba Group Holding (BABA) 2.3 $21M 120k 172.72
Alere 2.1 $19M 47k 401.00
Brocade Communications conv 2.1 $19M 19M 1.00
Emergent Biosolutions Inc conv 2.0 $18M 13M 1.44
National Energy Services Reu (NESR) 1.5 $13M 1.4M 9.62
Financial Select Sector SPDR (XLF) 1.4 $13M 500k 25.86
Southwestern Energy Co Dep 1/2 dep shs 1/20 b 1.1 $10M 728k 14.26
M Iii Acquisition Corp equities 1.1 $10M 1.1M 9.83
Liberty Media Corp deb 3.500% 1/1 1.1 $10M 19M 0.55
Alamos Gold Inc New Class A (AGI) 1.0 $8.8M 1.3M 6.75
Modern Media Acquisition 0.9 $8.2M 842k 9.76
Biosante Pharmaceuticals (ANIP) 0.9 $8.1M 155k 52.49
Pembina Pipeline Corp (PBA) 0.9 $7.8M 222k 35.11
Arconic 0.8 $7.5M 300k 24.88
Pensare Acquisition Corp 0.8 $6.8M 700k 9.67
New York Reit 0.7 $6.2M 788k 7.85
Lam Research Corp conv 0.7 $6.2M 2.0M 3.06
Constellation Alpha Cap Corp 0.6 $5.4M 550k 9.75
Forum Merger Corp - A 0.6 $5.0M 515k 9.75
Cornerstone Total Rtrn Fd In (CRF) 0.5 $4.3M 292k 14.63
Bison Cap Acquisition Corp ord 0.5 $4.2M 425k 9.87
Kbl Merger Corp Iv 0.5 $4.1M 426k 9.72
IAC/InterActive 0.3 $3.0M 26k 117.60
Hennessy Cap Acquston Corp I 0.3 $3.0M 300k 9.86
Sprott Phys Platinum & Palladi (SPPP) 0.3 $2.8M 325k 8.48
Jensyn Acquisition 0.3 $2.6M 254k 10.23
priceline.com Incorporated 0.3 $2.6M 1.4k 1830.71
Tpg Pace Energy Hldgs Corp unit 99/99/9999 0.2 $2.2M 218k 10.20
Actua Corporation 0.2 $2.0M 129k 15.30
Barington Hilco Acquisition 0.2 $2.0M 191k 10.44
M I Acquisitions 0.2 $2.0M 196k 10.20
Atlantic Acquisition Corp unit 02/08/2019 0.2 $2.0M 195k 10.28
Novellus Systems, Inc. note 2.625% 5/1 0.2 $1.8M 326k 5.49
General Mtrs Co *w exp 07/10/201 0.2 $1.6M 70k 22.41
I Am Cap Acquisition Co unit 08/15/2022 0.2 $1.5M 150k 10.24
Redwood Tr Inc note 4.750% 8/1 0.2 $1.5M 1.5M 1.00
Utilities SPDR (XLU) 0.1 $1.4M 26k 53.04
Origo Acquisition Corp 0.1 $1.3M 127k 10.60
Janus Henderson Group Plc Ord (JHG) 0.1 $1.2M 33k 34.83
Sprott Physical Silver Tr tr unit (PSLV) 0.1 $1.1M 175k 6.28
Social Cap Hedosophia Hldgs unit 99/99/9999 0.1 $1.1M 100k 10.55
Energy Select Sector SPDR (XLE) 0.1 $1.0M 15k 68.47
Capitol Invt Corp Iv unit 99/99/9999 0.1 $1.0M 100k 10.12
Draper Oakwood Technology unit 09/30/2024 0.1 $1.0M 100k 10.22
Atlantic Acquisition Corp 0.1 $982k 100k 9.82
Hunter Maritime Acquisition cl a 0.1 $886k 90k 9.84
Herbalife Ltd Com Stk (HLF) 0.1 $691k 10k 67.84
Incyte Corporation (INCY) 0.1 $593k 5.1k 116.66
Ares Capital Corporation (ARCC) 0.1 $634k 39k 16.38
Sprott Physical Gold Trust (PHYS) 0.1 $616k 59k 10.45
Bank Of Nt Butterfield&son L (NTB) 0.1 $629k 18k 36.02
Celgene Corporation 0.1 $559k 3.8k 145.76
iShares Dow Jones US Financial (IYF) 0.1 $534k 4.8k 112.18
Fiduciary/Claymore MLP Opportunity Fund 0.1 $435k 34k 12.91
Ionis Pharmaceuticals (IONS) 0.1 $488k 9.6k 50.70
NVIDIA Corporation (NVDA) 0.0 $388k 2.2k 178.55
Gilead Sciences (GILD) 0.0 $397k 4.9k 81.00
Magna Intl Inc cl a (MGA) 0.0 $339k 6.3k 53.43
ROYAL BK SCOTLAND Group Plc sp adr pref s 0.0 $374k 15k 25.69
Ameriprise Financial (AMP) 0.0 $260k 1.7k 148.74
Vertex Pharmaceuticals Incorporated (VRTX) 0.0 $253k 1.7k 152.13
Target Corporation (TGT) 0.0 $257k 4.4k 58.99
Methanex Corp (MEOH) 0.0 $301k 6.0k 50.30
Assured Guaranty (AGO) 0.0 $234k 6.2k 37.79
Thomson Reuters Corp 0.0 $313k 6.8k 45.96
Nuveen Floating Rate Income Fund (JFR) 0.0 $309k 26k 11.70
Pimco Municipal Income Fund II (PML) 0.0 $261k 20k 13.15
Nuveen Insd Dividend Advantage (NVG) 0.0 $238k 15k 15.41
Just Energy Group 0.0 $311k 54k 5.80
Epr Properties (EPR) 0.0 $266k 3.8k 69.85
Dominion Diamond Corp foreign 0.0 $312k 22k 14.17
Baker Hughes A Ge Company (BKR) 0.0 $259k 7.1k 36.65
Alexion Pharmaceuticals 0.0 $216k 1.5k 140.44
Neurocrine Biosciences (NBIX) 0.0 $215k 3.5k 61.31
Eaton Vance Floating-Rate Income Trust (EFT) 0.0 $183k 13k 14.62
Invesco Van Kampen Trust For Inv Grd Mun (VGM) 0.0 $209k 16k 13.39
Invesco Van Kampen Muni Opp Trust (VMO) 0.0 $186k 14k 12.99
Nuveen Mun High Income Opp F (NMZ) 0.0 $153k 11k 13.63
Putnam Municipal Opportunities Trust (PMO) 0.0 $202k 16k 12.64
Agios Pharmaceuticals (AGIO) 0.0 $200k 3.0k 66.73
Clearbridge Amern Energ M 0.0 $137k 16k 8.59
Chesapeake Energy Corp note 2.250%12/1 0.0 $63k 70k 0.90
Anworth Mortgage Asset Corporation 0.0 $106k 18k 6.03
Capstead Mortgage Corporation 0.0 $106k 11k 9.63
Cys Investments 0.0 $106k 12k 8.63
Spirit Realty reit 0.0 $109k 13k 8.56
Center Coast Mlp And Infrastructure unit 0.0 $133k 13k 10.53
New Senior Inv Grp 0.0 $106k 12k 9.14
Gannett 0.0 $107k 12k 8.99
Washington Prime Group 0.0 $105k 13k 8.34
Donnelley R R & Sons Co when issued 0.0 $104k 10k 10.25
Reaves Util Income Fd right 10/04/2017 0.0 $109k 294k 0.37
Novavax 0.0 $14k 12k 1.17
Community Health Sys Inc New right 01/27/2016 0.0 $30k 3.0M 0.01