Weiss Asset Management LP[1

Weiss Asset Management as of June 30, 2018

Portfolio Holdings for Weiss Asset Management

Weiss Asset Management holds 199 positions in its portfolio as reported in the June 2018 quarterly 13F filing

Company (Ticker) Portfolio Weight Valued At Change in Shares Share Count Share Price
1,375% Liberty Media 15.10.2023 note 6.2 $62M 50M 1.25
Dr Pepper Snapple 5.7 $57M 469k 122.00
Convergys Corp sdcv 5.750% 9/1 5.2 $52M 23M 2.26
Teva Pharmaceutical Industries (TEVA) 4.3 $44M 1.8M 24.33
Workday Inc conv 3.4 $35M 23M 1.50
Kb Home note 3.1 $31M 29M 1.09
iShares MSCI South Korea Index Fund (EWY) 2.7 $27M 400k 67.71
Liberty Media Corp deb 3.500% 1/1 2.6 $26M 41M 0.64
Caesars Entmt Corp note 5.000%10/0 2.5 $25M 15M 1.71
Avista Healthcare Pub Acq Co cl a 2.3 $23M 2.3M 10.03
Bank of America Corporation (BAC) 2.2 $22M 782k 28.19
Resource Cap Corp Note 4.500 8/1 2.1 $22M 22M 1.00
iShares Lehman 7-10 Yr Treas. Bond (IEF) 2.0 $21M 200k 102.51
Hennessy Cap Acquston Corp I 2.0 $21M 2.0M 10.14
Teradyne Inc note 1.250%12/1 2.0 $20M 15M 1.34
Rlj Lodging Tr Cum Conv Pfd A reit (RLJ.PA) 2.0 $20M 755k 26.24
Molina Healthcare Inc conv 1.9 $19M 12M 1.69
Medidata Solutions Inc conv 1.7 $17M 12M 1.37
Mtge Invt Corp Com reit 1.6 $16M 819k 19.60
Thunder Bridge Acquisition L unit 01/01/2025 1.6 $16M 1.6M 10.04
Vector Group Ltd frnt 1/1 1.5 $15M 11M 1.34
Granite Pt Mtg Tr Inc Note 5.62512/0 1.4 $15M 14M 1.02
Kayne Anderson Acquisition 1.4 $14M 1.4M 9.90
Cm Seven Star Acquisition 1.3 $13M 1.3M 9.85
Twelve Seas Investment Compa unit 06/21/2023 1.2 $12M 1.2M 10.06
Pure Acquisition Corp cl a 1.2 $12M 1.3M 9.64
Barclays (BCS) 1.2 $12M 1.2M 10.03
Micron Technology Inc conv 1.2 $12M 6.5M 1.82
Trident Acquisitions Corp 1.2 $12M 1.2M 9.75
Seabridge Gold (SA) 1.1 $11M 956k 11.26
Triangle Capital Corporation 1.0 $10M 878k 11.50
Sprott Physical Gold & S (CEF) 1.0 $10M 806k 12.53
Equity Commonwealth (EQC) 1.0 $9.7M 307k 31.50
Alexandria Real Estate Equitie conv prf 0.9 $9.6M 275k 34.80
Lf Cap Acquisition Corp cl a 0.9 $9.6M 950k 10.07
Amtrust Finl Svcs Inc note 2.750%12/1 0.9 $9.3M 9.6M 0.97
Trinity Merger Corp 0.9 $9.3M 947k 9.77
Industrea Acquisition Corp cl a 0.9 $8.9M 899k 9.86
Gigcapital 0.8 $7.8M 790k 9.86
Consolidated Tomoka Ld Co note 4.500% 3/1 0.8 $7.7M 7.0M 1.10
Nextera Energy Inc unit 08/31/2018 0.7 $7.5M 100k 74.56
Modern Media Acquisition 0.7 $7.2M 720k 9.97
Tpg Pace Hldgs Corp cl a 0.7 $7.1M 715k 9.93
CAI International 0.7 $6.8M 293k 23.24
Regalwood Global Energy 0.7 $6.7M 685k 9.76
Medicines Company conv 0.6 $6.2M 5.0M 1.23
Leo Holdings Corp 0.6 $5.9M 612k 9.68
Leisure Acquisition Corp 0.6 $5.6M 575k 9.66
Hawaiian Telcom Holdco 0.5 $5.4M 188k 28.92
Constellation Alpha Cap Corp 0.5 $5.2M 519k 9.96
Black Ridge Acquisition Corp 0.5 $5.1M 521k 9.77
Atlantic Acquisition Corp 0.5 $4.9M 479k 10.15
At&t (T) 0.5 $4.5M 142k 32.11
Alerian Mlp Etf 0.5 $4.5M 450k 10.10
Sentinel Energy Svcs 0.5 $4.6M 463k 9.85
Janus Capital conv 0.4 $4.3M 3.0M 1.42
Fidelity National Finance conv 0.4 $4.1M 1.4M 2.94
Workday Inc cl a (WDAY) 0.4 $4.2M 35k 121.12
Gty Technology Holdings Inc cl a 0.4 $4.2M 414k 10.10
Kbl Merger Corp Iv 0.4 $4.0M 406k 9.94
Charter Communications Inc New Cl A cl a (CHTR) 0.4 $3.7M 13k 293.23
Tiberius Acquisition Corp 0.4 $3.8M 392k 9.61
Red Hat 0.4 $3.6M 27k 134.37
Frontier Communication 0.4 $3.6M 674k 5.36
Brightsphere Inv 0.3 $3.6M 250k 14.26
Vectoiq Acquisition Corp 0.3 $3.3M 348k 9.58
Gs Acquisition Hldgs Corp unit 06/12/2023 0.3 $3.2M 309k 10.22
Federal Str Acquisition Corp cl a 0.3 $3.0M 306k 9.82
Capitol Invt Corp Iv cl a ord 0.3 $3.0M 308k 9.87
Mudrick Cap Acquisition Corp 0.3 $3.1M 317k 9.64
Opes Acquisition Corp 0.3 $2.9M 300k 9.70
Redwood Trust Inc convertible security 0.3 $2.9M 3.0M 0.98
Kayne Anderson Acquisition unit 06/30/2022 0.3 $2.8M 269k 10.35
Mosaic Acquisition Corp shs cl a 0.3 $2.6M 271k 9.68
Union Acquisition Corp 0.3 $2.6M 266k 9.69
Sprott Phys Platinum & Palladi (SPPP) 0.2 $2.5M 303k 8.25
Starwood Ppty note 4.0% 1/15/ 0.2 $2.5M 2.2M 1.12
Hl Acquisitions Corp unit 06/21/2023 0.2 $2.5M 250k 10.05
Technology SPDR (XLK) 0.2 $2.1M 30k 69.47
Barington Hilco Acquisition 0.2 $2.0M 191k 10.50
Zillow Group Inc Cl C Cap Stk (Z) 0.2 $2.1M 35k 59.06
Gores Hldin-cw20 equity wrt 0.2 $2.0M 1.2M 1.70
Energy Select Sector SPDR (XLE) 0.2 $1.9M 25k 75.92
Pennymac Financial Service A 0.2 $2.0M 100k 19.65
New Frontier Corp unit 99/99/9999 0.2 $1.8M 175k 10.05
Draper Oakwood Technology 0.1 $1.5M 152k 9.98
Far Pt Acquisition Corp unit 06/01/2025 0.1 $1.5M 150k 10.19
Pure Acquisition Corp *w exp 04/17/202 0.1 $1.5M 1.2M 1.28
Bison Cap Acquisition Corp ord 0.1 $1.4M 138k 10.02
Wix (WIX) 0.1 $1.3M 13k 100.32
Ciena Corp note 3.750%10/1 0.1 $1.3M 1.0M 1.32
Blackstone Mtg Tr Inc Note cb 0.1 $1.2M 1.1M 1.15
Consumer Discretionary SPDR (XLY) 0.1 $1.1M 10k 109.25
Aberdeen Chile Fund (AEF) 0.1 $1.1M 156k 7.00
Mindbody 0.1 $1.1M 29k 38.61
Celgene Corporation 0.1 $903k 11k 79.41
Mtech Acquisition Corp 0.1 $883k 90k 9.76
Neurocrine Biosciences (NBIX) 0.1 $773k 7.9k 98.28
I Am Cap Acquisition 0.1 $811k 75k 10.81
Tiberius Acquisition Corp unit 02/28/2021 0.1 $761k 75k 10.15
Incyte Corporation (INCY) 0.1 $687k 10k 67.03
Gilead Sciences (GILD) 0.1 $713k 10k 70.80
Agios Pharmaceuticals (AGIO) 0.1 $692k 8.2k 84.18
Ionis Pharmaceuticals (IONS) 0.1 $749k 18k 41.65
Saban Cap Acquisition 0.1 $756k 75k 10.09
Vertex Pharmaceuticals Incorporated (VRTX) 0.1 $647k 3.8k 169.91
Gabelli Utility Trust (GUT) 0.1 $571k 97k 5.90
Nationstar Mortgage 0.1 $591k 34k 17.54
American Cap Sr Floating 0.1 $598k 49k 12.31
Nexeo Solutions Inc *w exp 06/09/202 0.1 $570k 1.0M 0.57
Wells Fargo & Company (WFC) 0.1 $499k 9.0k 55.44
Alexion Pharmaceuticals 0.1 $515k 4.2k 124.10
ROYAL BK SCOTLAND Group Plc sp adr pref s 0.1 $513k 20k 25.70
Kayne Anderson Energy Development 0.1 $455k 26k 17.38
Bank Of Nt Butterfield&son L (NTB) 0.1 $478k 10k 45.96
Avaya Holdings Corp 0.1 $518k 26k 20.08
Platinum Eagle Acquisitin Co Unit 01/09/2023 0.1 $492k 49k 10.04
Trinity Industries (TRN) 0.0 $404k 12k 34.23
Wmi Holdings 0.0 $432k 322k 1.34
Radius Health 0.0 $374k 13k 29.43
Sage Therapeutics (SAGE) 0.0 $410k 2.6k 156.49
Novo Nordisk A/S (NVO) 0.0 $351k 7.6k 46.09
Magna Intl Inc cl a (MGA) 0.0 $352k 6.0k 58.27
Methanex Corp (MEOH) 0.0 $342k 4.8k 70.84
Assured Guaranty (AGO) 0.0 $337k 9.4k 35.68
Gildan Activewear Inc Com Cad (GIL) 0.0 $330k 12k 28.17
Halozyme Therapeutics (HALO) 0.0 $351k 21k 16.86
Templeton Dragon Fund (TDF) 0.0 $340k 16k 21.29
Vantage Energy Acquisition 0.0 $320k 32k 9.88
Denny's Corporation (DENN) 0.0 $174k 11k 15.95
General Electric Company 0.0 $168k 12k 13.62
Sally Beauty Holdings (SBH) 0.0 $171k 11k 16.04
Capstead Mortgage Corporation 0.0 $161k 18k 8.97
MFA Mortgage Investments 0.0 $163k 22k 7.59
Alnylam Pharmaceuticals (ALNY) 0.0 $242k 2.5k 98.37
Signet Jewelers (SIG) 0.0 $241k 4.3k 55.79
Invesco Mortgage Capital 0.0 $164k 10k 15.93
Maiden Holdings 0.0 $176k 23k 7.76
Japan Smaller Capitalizaion Fund (JOF) 0.0 $160k 14k 11.65
Templeton Emerging Markets (EMF) 0.0 $178k 12k 14.71
Just Energy Group 0.0 $192k 53k 3.62
Cys Investments 0.0 $171k 23k 7.50
Retail Properties Of America 0.0 $188k 15k 12.79
Mallinckrodt Pub 0.0 $197k 11k 18.67
Esperion Therapeutics (ESPR) 0.0 $213k 5.4k 39.25
Spirit Realty reit 0.0 $160k 20k 8.03
Navient Corporation equity (NAVI) 0.0 $154k 12k 13.06
New Senior Inv Grp 0.0 $167k 22k 7.59
Tegna (TGNA) 0.0 $167k 15k 10.87
Party City Hold 0.0 $164k 11k 15.27
Paramount Gold Nev (PZG) 0.0 $189k 150k 1.26
Washington Prime Group 0.0 $198k 24k 8.13
Myovant Sciences 0.0 $218k 9.6k 22.82
Simply Good Foods Co *w exp 07/07/202 0.0 $233k 56k 4.18
Two Hbrs Invt Corp Com New reit 0.0 $168k 11k 15.83
Cnx Resources Corporation (CNX) 0.0 $181k 10k 17.77
Sentinel Energy Svcs Inc unit 11/02/2022 0.0 $187k 19k 10.08
One Madison Corp 0.0 $212k 22k 9.72
Colony Cap Inc New cl a 0.0 $171k 28k 6.22
Trident Acquisitions Corp *w exp 05/09/202 0.0 $235k 734k 0.32
Chesapeake Energy Corp note 2.250%12/1 0.0 $67k 70k 0.96
TETRA Technologies (TTI) 0.0 $70k 16k 4.42
Tuesday Morning Corporation 0.0 $55k 18k 3.07
Hornbeck Offshore Services 0.0 $63k 16k 3.94
Northern Oil & Gas 0.0 $77k 24k 3.17
Novavax 0.0 $98k 73k 1.33
Abraxas Petroleum 0.0 $71k 25k 2.88
Medallion Financial (MFIN) 0.0 $62k 11k 5.51
Harvard Bioscience (HBIO) 0.0 $54k 10k 5.40
Intrepid Potash 0.0 $65k 16k 4.10
Alexco Resource Corp 0.0 $73k 55k 1.32
Glu Mobile 0.0 $65k 10k 6.38
Ascena Retail 0.0 $63k 16k 4.00
D Fluidigm Corp Del (LAB) 0.0 $61k 10k 5.91
Neuberger Berman Mlp Income (NML) 0.0 $109k 12k 8.79
Center Coast Mlp And Infrastructure unit 0.0 $94k 11k 8.87
Noble Corp Plc equity 0.0 $75k 12k 6.29
Voya Emerging Markets High I etf (IHD) 0.0 $101k 13k 8.06
Vital Therapies 0.0 $76k 11k 6.84
Duff & Phelps Select Energy Mlp Fund Inc closed end fund - equity 0.0 $134k 24k 5.55
Goldman Sachs Mlp Energy Ren 0.0 $131k 21k 6.15
Vivint Solar 0.0 $53k 11k 4.91
Digital Turbine (APPS) 0.0 $73k 48k 1.52
Fuelcell Energy 0.0 $66k 50k 1.32
Adverum Biotechnologies 0.0 $59k 11k 5.27
Mannkind (MNKD) 0.0 $64k 34k 1.89
Amyris 0.0 $71k 11k 6.43
Molecular Templates 0.0 $65k 13k 5.20
Highpoint Res Corp 0.0 $70k 12k 6.09
Ntg- right 0.0 $148k 399k 0.37
Dhx Media 0.0 $86k 41k 2.09
Stein Mart 0.0 $39k 16k 2.45
BioDelivery Sciences International 0.0 $50k 17k 2.94
VirnetX Holding Corporation 0.0 $45k 13k 3.38
Castle Brands 0.0 $31k 26k 1.19
Community Health Sys Inc New right 01/27/2016 0.0 $30k 3.0M 0.01
Second Sight Med Prods 0.0 $41k 25k 1.67
Pensare Acquisition Corp *w exp 07/27/202 0.0 $16k 25k 0.64
Pensare Acquisition Corp right 0.0 $25k 50k 0.50