Wellington Shields & Co

Wellington Shields & Co as of Sept. 30, 2012

Portfolio Holdings for Wellington Shields & Co

Wellington Shields & Co holds 113 positions in its portfolio as reported in the September 2012 quarterly 13F filing

Company (Ticker) Portfolio Weight Valued At Change in Shares Share Count Share Price
Spectranetics Corporation 9.4 $11M 749k 14.75
FX Energy 7.4 $8.7M 1.2M 7.45
Illumina (ILMN) 6.2 $7.3M 152k 48.19
Express Scripts Holding 6.1 $7.2M 115k 62.63
Universal Electronics (UEIC) 5.3 $6.2M 353k 17.58
International Business Machines (IBM) 4.0 $4.7M 23k 207.44
Exxon Mobil Corporation (XOM) 3.1 $3.7M 40k 91.46
At&t (T) 2.9 $3.4M 91k 37.70
North European Oil Royalty (NRT) 2.2 $2.6M 91k 28.49
Microsoft Corporation (MSFT) 2.0 $2.4M 80k 29.75
Enbridge Energy Partners 2.0 $2.3M 79k 29.44
Honeywell International (HON) 1.7 $2.0M 34k 59.75
Bristol Myers Squibb (BMY) 1.7 $2.0M 59k 33.75
Flowers Foods (FLO) 1.7 $2.0M 98k 20.18
General Electric Company 1.5 $1.8M 80k 22.71
Philip Morris International (PM) 1.4 $1.7M 19k 89.91
Uranium Energy (UEC) 1.3 $1.5M 587k 2.61
Verizon Communications (VZ) 1.3 $1.5M 33k 45.58
UMB Financial Corporation (UMBF) 1.2 $1.5M 30k 48.67
Equifax (EFX) 1.2 $1.4M 30k 46.57
Coastal Energy Company 1.1 $1.3M 70k 18.56
Union Pacific Corporation (UNP) 1.1 $1.3M 11k 118.69
Abbott Laboratories (ABT) 1.1 $1.2M 18k 68.57
Acacia Research Corporation (ACTG) 1.1 $1.2M 46k 27.40
Market Vectors Gold Miners ETF 1.1 $1.2M 23k 53.71
Walt Disney Company (DIS) 1.0 $1.1M 22k 52.26
Chicago Bridge & Iron Company 0.8 $992k 26k 38.08
Wp Carey (WPC) 0.8 $917k 19k 48.99
PNC Financial Services (PNC) 0.8 $888k 14k 63.12
Altria (MO) 0.8 $886k 27k 33.39
Procter & Gamble Company (PG) 0.7 $831k 12k 69.39
EntreMed 0.7 $829k 450k 1.84
JPMorgan Chase & Co. (JPM) 0.7 $818k 20k 40.48
Coca-Cola Company (KO) 0.7 $806k 21k 37.91
New York Community Ban (NYCB) 0.7 $811k 57k 14.15
Baxter International (BAX) 0.7 $805k 13k 60.28
Best Buy (BBY) 0.7 $774k 45k 17.20
Johnson & Johnson (JNJ) 0.7 $764k 11k 68.95
Pepsi (PEP) 0.7 $764k 11k 70.81
Pfizer (PFE) 0.6 $754k 30k 24.84
Pvr Partners 0.6 $739k 29k 25.40
Hewlett-Packard Company 0.6 $715k 42k 17.06
BP (BP) 0.6 $647k 15k 42.36
Talisman Energy Inc Com Stk 0.6 $641k 48k 13.33
Chevron Corporation (CVX) 0.5 $639k 5.5k 116.63
Lidco Group 0.5 $618k 2.5M 0.25
Halliburton Company (HAL) 0.5 $606k 18k 33.67
Weyerhaeuser Company (WY) 0.5 $593k 23k 26.12
Prudential (PUKPF) 0.5 $584k 45k 12.93
Plum Creek Timber 0.5 $570k 13k 43.81
Cisco Systems (CSCO) 0.5 $552k 29k 19.10
Energy Transfer Partners 0.5 $551k 13k 42.55
Fidelity National Information Services (FIS) 0.5 $545k 18k 31.23
B&G Foods (BGS) 0.5 $533k 18k 30.28
Buckeye Partners 0.4 $518k 11k 47.96
Kraft Foods 0.4 $502k 12k 41.35
Merck & Co (MRK) 0.4 $511k 11k 45.10
American Express Company (AXP) 0.4 $495k 8.7k 56.90
Southern Company (SO) 0.4 $458k 9.9k 46.07
Waste Management (WM) 0.4 $441k 14k 32.11
Oneok Partners 0.4 $446k 7.5k 59.47
Bon-Ton Stores (BONTQ) 0.4 $442k 47k 9.51
Diageo (DGEAF) 0.4 $432k 15k 28.10
Duke Energy (DUK) 0.4 $437k 6.7k 64.79
Bhp Billiton (BHPLF) 0.4 $423k 12k 34.31
Xerox Corporation 0.3 $409k 56k 7.33
Caterpillar (CAT) 0.3 $405k 4.7k 86.13
Thoratec Corporation 0.3 $399k 12k 34.61
3M Company (MMM) 0.3 $388k 4.2k 92.38
H.J. Heinz Company 0.3 $392k 7.0k 56.00
Greif (GEF.B) 0.3 $376k 7.6k 49.47
Aes Tr Iii pfd cv 6.75% 0.3 $369k 7.4k 49.86
iShares Barclays TIPS Bond Fund (TIP) 0.3 $365k 3.0k 121.67
Enterprise Products Partners (EPD) 0.3 $353k 6.6k 53.65
M&T Bank Corporation (MTB) 0.3 $328k 3.4k 95.18
Eastman Chemical Company (EMN) 0.3 $334k 5.9k 57.09
Ddr Corp Pfd H 7.375% 0.3 $325k 13k 25.19
Corning Incorporated (GLW) 0.3 $305k 23k 13.15
E.I. du Pont de Nemours & Company 0.3 $302k 6.0k 50.33
Tiffany & Co. 0.2 $297k 4.8k 61.88
Trinity Industries (TRN) 0.2 $285k 9.5k 30.00
Hsbc Holdings 0.2 $282k 30k 9.40
Devon Energy Corporation (DVN) 0.2 $266k 4.4k 60.45
AFLAC Incorporated (AFL) 0.2 $268k 5.6k 47.81
Alerian Mlp Etf 0.2 $274k 17k 16.59
Spectra Energy 0.2 $257k 8.8k 29.34
Energy Transfer Equity (ET) 0.2 $242k 5.4k 45.23
Schlumberger (SLB) 0.2 $239k 3.3k 72.42
Nuveen New York Qty Inc Munpl Fnd (NUN) 0.2 $219k 14k 15.65
Boeing Company (BA) 0.2 $209k 3.0k 69.67
Vodafone 0.2 $215k 7.5k 28.54
Illinois Tool Works (ITW) 0.2 $214k 3.6k 59.44
DTE Energy Company (DTE) 0.2 $210k 3.5k 60.00
Nuveen NY Select Quality Municipal 0.2 $210k 13k 16.15
Compass Diversified Holdings (CODI) 0.2 $202k 14k 14.80
Nuveen Insured New York Prem Inco Mun (NNF) 0.2 $203k 12k 16.50
Ford Motor Company (F) 0.1 $129k 13k 9.85
Columbia Funds Intermediate Bo 0.1 $134k 11k 12.60
American Superconductor Corporation 0.1 $83k 20k 4.13
Bp (BPAQF) 0.1 $75k 11k 7.16
Frontier Communications 0.1 $57k 12k 4.90
B2gold Corp (BTG) 0.1 $62k 16k 4.00
Oceanagold (OCANF) 0.1 $54k 17k 3.27
Maudore Minerals 0.0 $44k 13k 3.33
Ferro Corporation 0.0 $34k 10k 3.40
Titan Medical (TMD) 0.0 $15k 11k 1.36
Daleco Res Corp 0.0 $11k 100k 0.11
Hartford Money Market Fund 0.0 $13k 13k 0.97
Vatukoula Gold Mines 0.0 $9.0k 14k 0.67
Great Basin Gold Ltdcom Stk 0.0 $1.0k 20k 0.05
Vasomedical 0.0 $2.0k 11k 0.18
Home Solutions Health 0.0 $0 50k 0.00
Plc Systems 0.0 $3.0k 12k 0.25