Whitebox Advisors

Whitebox Advisors as of Dec. 31, 2016

Portfolio Holdings for Whitebox Advisors

Whitebox Advisors holds 76 positions in its portfolio as reported in the December 2016 quarterly 13F filing

Company (Ticker) Portfolio Weight Valued At Change in Shares Share Count Share Price
Spdr S&p 500 Etf Tr option 25.2 $639M 2.9M 223.53
Spdr S&p 500 Etf Tr option 16.8 $425M 1.9M 223.53
Ishares Tr Index option 8.5 $216M 1.6M 134.85
Yahoo! 7.5 $191M 4.9M 38.67
Par Petroleum (PARR) 4.1 $104M 7.2M 14.54
Allegheny Technologies Inc note 4.750% 7/0 2.6 $65M 49M 1.34
Basic Energy Services 2.5 $64M 1.8M 35.35
Hewlett Packard Enterprise (HPE) 2.1 $54M 2.3M 23.14
Hos Us conv 2.0 $50M 71M 0.71
Vaneck Vectors Etf Tr opt 1.3 $33M 1.0M 33.35
Yahoo Inc note 12/0 1.3 $33M 33M 0.99
Encore Cap Group Inc note 3.000%11/2 1.2 $31M 29M 1.07
InterOil Corporation 1.2 $30M 638k 47.58
Tesla Mtrs Inc note 1.500% 6/0 1.2 $30M 17M 1.74
Yahoo Inc option 1.1 $29M 750k 38.67
Cobalt Intl Energy Inc note 0.9 $23M 58M 0.39
Mtge Invt Corp Com reit 0.9 $22M 1.4M 15.70
Pdl Biopharma Inc note 2.750 12/0 0.9 $22M 28M 0.80
Key Energy Svcs Inc Del 0.8 $21M 657k 31.81
Nxp Semiconductors N V (NXPI) 0.8 $20M 205k 98.01
Encore Cap Group Inc note 3.000% 7/0 0.8 $20M 22M 0.93
Saexploration Holdings 0.8 $19M 2.6M 7.30
Jazz Us Hldgs Inc note 8.000%12/3 0.7 $19M 9.5M 1.95
Corenergy Infrastructure note 7% 6/15 0.7 $18M 16M 1.12
Spdr Series Trust option 0.7 $17M 500k 33.85
Gogo Inc conv 0.7 $16M 22M 0.74
Blackstone Mtg Tr Inc Note cb 0.6 $16M 14M 1.12
Harmonic Inc note 4.000 12/0 0.6 $16M 14M 1.12
Cabela's Incorporated 0.6 $15M 248k 58.55
Sandridge Energy 0.6 $14M 12M 1.25
Liberty Media 4.000 11/15/29 deb 4.000% 0.5 $14M 23M 0.60
Titan Machy Inc note 3.750% 5/0 0.5 $14M 15M 0.89
American Capital 0.5 $11M 631k 17.92
Alibaba Group Hldg 0.4 $11M 123k 87.81
Cowen Group Inc New note 3.000% 3/1 0.4 $11M 11M 1.00
Dell Technologies Inc Class V equity 0.4 $11M 193k 54.97
Reynolds American 0.4 $10M 184k 56.04
Level 3 Communications 0.4 $10M 183k 56.36
Ak Steel Corp. conv 0.4 $10M 5.0M 2.06
Amtrust Finl Svcs Inc note 2.750%12/1 0.4 $10M 12M 0.85
Arch Coal Inc cl a 0.3 $8.7M 112k 78.05
Green Plains Inc conv 0.3 $8.6M 6.0M 1.44
Sina Corporation 0.3 $8.2M 135k 60.79
Safeguard Scientifics In conv bnd 0.3 $7.5M 7.3M 1.03
Ally Financial (ALLY) 0.3 $7.6M 398k 19.02
Gsv Capital Corp. note 5.250 9/1 0.3 $7.7M 8.2M 0.93
Cliffs Natural Resources 0.3 $6.8M 805k 8.41
Encore Capital Group Inc note 0.3 $6.5M 7.5M 0.87
90184l Ab 8 Twitter Inc Note 0.250% 9/1 twitter 0.3 $6.6M 7.0M 0.94
Mgm Mirage 0.2 $5.8M 200k 28.83
Time Warner 0.2 $5.5M 57k 96.53
iShares Russell 2000 Index (IWM) 0.2 $5.4M 40k 134.85
Tesla Motors Inc cmn 0.2 $5.3M 25k 213.68
BE Aerospace 0.2 $5.1M 85k 60.19
Harman International Industries 0.2 $5.1M 46k 111.15
Media Gen 0.2 $5.0M 266k 18.83
Ryanair Holdings (RYAAY) 0.2 $4.6M 56k 83.26
Trina Solar Limited note 4.000%10/1 0.2 $4.6M 5.0M 0.92
Sanofi Aventis Wi Conval Rt 0.2 $4.3M 11M 0.38
Cobalt Intl Energy Inc note 3.125% 5/1 0.2 $4.4M 16M 0.28
Jones Energy Inc A 0.1 $3.3M 668k 5.00
Enernoc, Inc. conv 0.1 $3.4M 4.3M 0.79
Transocean Ltd option 0.1 $2.9M 200k 14.74
Sucampo Pharmaceuticals Inc dbcv 3.250%12/1 0.1 $3.0M 2.8M 1.07
Boyd Gaming Corp Cmn Stk cmn 0.1 $2.2M 110k 20.17
Gogo (GOGO) 0.1 $2.2M 241k 9.22
Nii Holdings 0.1 $1.9M 865k 2.15
Comstock Res Inc note 7.750% 4/0 0.1 $1.8M 2.0M 0.87
Sandridge Energy (SD) 0.1 $1.6M 69k 23.55
Companhia Brasileira de Distrib. 0.1 $1.2M 71k 16.55
Utilities SPDR (XLU) 0.1 $1.2M 25k 48.56
Community Health Systems (CYH) 0.0 $891k 159k 5.59
Sesa Sterlite Ltd sp 0.0 $932k 75k 12.42
Southwestern Energy Company (SWN) 0.0 $463k 43k 10.82
Flotek Industries 0.0 $156k 17k 9.40
Chesapeake Energy Corporation 0.0 $90k 13k 7.01