Zazove Associates

Zazove Associates as of Dec. 31, 2012

Portfolio Holdings for Zazove Associates

Zazove Associates holds 156 positions in its portfolio as reported in the December 2012 quarterly 13F filing

Company (Ticker) Portfolio Weight Valued At Change in Shares Share Count Share Price
Alza Corp sdcv 7/2 4.2 $157M 157M 1.00
Stanley Black & Decker Inc unit 99/99/9999 4.2 $155M 1.3M 122.12
Liberty Media Corp bond 4.1 $153M 159M 0.96
Newmont Mining Corp note 1.250% 7/1 4.0 $149M 126M 1.18
Goldcorp Inc New note 2.000% 8/0 3.9 $148M 133M 1.11
Intel Corp. Jr. Sub. Cv. Deb. conv 3.7 $140M 118M 1.18
Teva Pharm Finance Llc Cvt cv bnd 3.7 $138M 134M 1.03
Xilinx Inc Cvt 2.625 6-15-17 convert 3.4 $126M 93M 1.36
Sterlite Inds India Ltd note 4.000%10/3 3.1 $118M 122M 0.97
Allegheny Technologies Inc note 4.250% 6/0 3.1 $117M 107M 1.09
E M C Corp Mass note 1.750%12/0 3.1 $115M 72M 1.60
Alcoa Inc debt 3.1 $115M 80M 1.43
Prospect Capital Corp note 6.250%12/1 3.0 $114M 108M 1.06
Tyson Foods Inc note 3.250%10/1 2.6 $97M 80M 1.21
Enpro Industries Inc note 2.5 $93M 70M 1.33
Novellus Systems, Inc. note 2.625% 5/1 2.4 $91M 73M 1.25
Netapp Inc note 1.750% 6/0 2.0 $77M 68M 1.12
GAME Technolog debt 1.9 $72M 69M 1.04
Omnicom Group Inc note 7/0 1.9 $72M 68M 1.07
Sothebys note 3.125% 6/1 1.8 $67M 62M 1.08
Danaher Corp Del debt 1.7 $65M 40M 1.63
Level 3 Communications Inc note 1.6 $61M 51M 1.19
Interpublic Group Cos Inc note 4.750% 3/1 1.5 $56M 54M 1.03
Chesapeake Energy Corp note 2.500% 5/1 1.4 $51M 57M 0.89
Affiliated Managers Group note 3.950% 8/1 1.2 $47M 42M 1.11
Rayonier Inc conv 1.2 $46M 29M 1.58
Steel Dynamics Inc note 5.125% 6/1 1.2 $46M 42M 1.09
Agco Corp note 1.250%12/1 1.1 $42M 33M 1.26
New York Cmnty Cap Tr V unit 99/99/9999 (FLG.PU) 1.1 $41M 819k 49.45
Kohlberg Capital Corp note 8.750% 3/1 1.0 $39M 33M 1.17
Continental Airls Inc note 4.500% 1/1 1.0 $38M 26M 1.45
Arcelormittal Sa Luxembourg note 5.000% 5/1 0.9 $36M 34M 1.04
Saks Inc note 2.000% 3/1 0.9 $34M 33M 1.03
Northgate Minerals Corp note 3.500%10/0 0.9 $33M 30M 1.09
Newmont Mining Corp Cvt cv bnd 0.9 $32M 25M 1.31
Gilead Sciences conv 0.8 $30M 18M 1.68
School Specialty, Inc sdcv 3.750%11/3 0.8 $29M 58M 0.50
Dryships Inc. note 5.000%12/0 0.8 $28M 36M 0.78
Rite Aid Corp note 8.500% 5/1 0.8 $29M 26M 1.08
Stillwater Mng Co note 1.750%10/1 0.8 $28M 24M 1.17
Vector Group Ltd frnt 1/1 0.7 $27M 25M 1.09
General Mtrs Co jr pfd cnv srb 0.7 $26M 58k 441.25
Omnicom Group Inc debt 0.6 $23M 21M 1.06
Endeavor Intl Corp note 5.500% 7/1 0.6 $22M 29M 0.76
Jefferies Group Inc New dbcv 3.875%11/0 0.5 $20M 20M 0.99
Hawaiian Holdings Inc conv 0.5 $19M 17M 1.12
Xpo Logistics note 4.5% 10/1 0.5 $19M 16M 1.20
Molycorp Inc Del....... Note 6.0% 9/1/17 0.4 $16M 17M 0.97
Home Inns & Hotels Mgmt Inc note 2.000%12/1 0.4 $16M 18M 0.89
Molson Coors Brewing Co note 2.500% 7/3 0.4 $15M 14M 1.02
Archer Daniels Midland Co note 0.875% 2/1 0.4 $14M 14M 1.00
Phh Corp note 4.000% 9/0 0.4 $14M 12M 1.12
Genco Shipping & Trading Ltd note 5.000% 8/1 0.4 $13M 36M 0.37
Jns 3.25% 7/15/2014 note 0.3 $13M 13M 1.04
Molycorp Inc conv bnd 0.3 $13M 19M 0.67
Bgc Partners, Inc. note 4.500% 7/1 0.3 $13M 14M 0.91
Exide Technologies frnt 9/1 0.3 $12M 13M 0.94
Teleflex Inc note 3.875% 8/0 0.3 $12M 9.4M 1.28
Chemed Corp New note 1.875% 5/1 0.3 $11M 11M 1.05
Amgen Inc note 0.375% 2/0 0.3 $11M 10M 1.12
Dendreon Corp note 0.3 $11M 15M 0.75
Hutchinson Technology Inc note 8.500% 1/1 0.3 $11M 18M 0.60
Morgans Hotel Group Co note 2.375%10/1 0.2 $9.4M 9.8M 0.96
Wells Fargo & Company Non-cum Perpet cnv (WFC.PL) 0.2 $9.3M 7.6k 1225.03
Mcmoran Exploration note 4.000%12/3 0.2 $9.4M 8.3M 1.13
Medtronic Inc note 1.625% 4/1 0.2 $9.0M 9.0M 1.00
Bank Of America Corporation preferred (BAC.PL) 0.2 $8.8M 7.8k 1135.04
Royal Gold Inc conv 0.2 $8.4M 7.5M 1.12
GROUP Affymetrix Inc cnv 0.2 $7.9M 9.6M 0.82
Gt Advanced Technologies Inc conv 0.2 $8.0M 11M 0.72
Prologis Inc note 3.250% 3/1 0.2 $7.3M 6.4M 1.14
Gmx Res Inc note 5.000% 2/0 0.2 $7.3M 7.3M 0.99
Microchip Technology Inc sdcv 2.125%12/1 0.2 $6.3M 5.0M 1.27
Thompson Creek Metal unit 99/99/9999 0.2 $6.5M 304k 21.29
Symantec Corp note 1.000% 6/1 0.2 $6.0M 5.6M 1.08
Dominion Res Inc Va New debt 0.2 $5.8M 3.8M 1.52
Metlife Inc 5% 10/0/14 Conv Pr cv prf 0.1 $5.8M 130k 44.36
Gmx Res Inc note 4.500% 5/0 0.1 $5.3M 11M 0.49
Emmis Communications Corp pfd cv ser a 0.1 $5.2M 492k 10.62
Equinix Inc note 4.750% 6/1 0.1 $5.1M 2.0M 2.53
A123 Sys Inc note 3.750% 4/1 0.1 $4.7M 7.2M 0.66
Cadence Design Sys Cvt 2.625 6 convert 0.1 $4.6M 2.5M 1.84
Navistar Intl Corp New note 3.000%10/1 0.1 $4.0M 4.3M 0.92
Virgin Media Inc note 6.500%11/1 0.1 $4.1M 2.0M 2.06
Medicis Pharmaceutical Corp note 2.500% 6/0 0.1 $4.1M 2.7M 1.52
CUBIST PHARM CONVERTIBLE security 0.1 $4.0M 2.5M 1.58
L-3 Communications Corp debt 3.000% 8/0 0.1 $3.6M 3.6M 1.01
Annaly Cap Mgmt Inc note 4.000% 2/1 0.1 $3.8M 3.3M 1.16
Apache Corp. 6% Mandatory Conv pfd cv 0.1 $3.7M 82k 45.58
Lam Research Corp note 0.500% 5/1 0.1 $3.7M 3.8M 0.97
Safeguard Scientifics dbcv 5.250% 5/1 0.1 $3.7M 3.5M 1.07
Chesapeake Energy Corp note 2.750%11/1 0.1 $3.5M 3.6M 0.97
Cms Energy Corp note 5.500% 6/1 0.1 $3.6M 2.0M 1.78
note 5.500% 7/1 0.1 $3.4M 3.4M 0.98
Hologic Inc cnv 0.1 $3.4M 3.4M 0.99
Altra Holdings, Inc note 2.750% 3/0 0.1 $3.5M 3.2M 1.11
Exterran Hldgs Inc note 4.250% 6/1 0.1 $2.9M 2.5M 1.15
Massey Energy Co note 3.250% 8/0 0.1 $3.2M 3.3M 0.96
Level 3 Communications Inc note 6.500%10/0 0.1 $3.1M 2.2M 1.42
Knight Capital Group Inc. 3.50% dbcv 0.1 $3.0M 3.0M 1.00
Micron Technology Inc. conv 0.1 $3.2M 3.4M 0.93
Gilead Sciences Inc note 0.625% 5/0 0.1 $2.4M 1.3M 1.92
Headwaters Inc note 2.500% 2/0 0.1 $2.8M 2.8M 0.99
Time Warner Telecom Inc dbcv 2.375% 4/0 0.1 $2.8M 2.0M 1.37
Viropharma Inc note 2.000% 3/1 0.1 $2.8M 2.0M 1.40
Endo Pharmaceuticals Hldgs I note 1.750% 4/1 0.1 $2.7M 2.5M 1.11
National Retail Properties I note 3.950% 9/1 0.1 $2.6M 1.9M 1.33
Central European Dist Corp note 3.000% 3/1 0.1 $2.2M 4.1M 0.53
Lifepoint Hospitals Inc note 3.500% 5/1 0.1 $2.2M 2.1M 1.03
Chesapeake Energy Corp note 2.500% 5/1 0.1 $2.4M 2.6M 0.90
Teva Pharmaceutical Industries (TEVA) 0.1 $2.1M 55k 37.35
United States Stl Corp New note 4.000% 5/1 0.1 $2.2M 2.0M 1.08
Sunpower Corp conv 0.1 $2.3M 2.5M 0.94
Electronic Arts Inc conv 0.1 $2.1M 2.3M 0.93
Bottomline Tech Del Inc note 1.500%12/0 0.1 $2.2M 2.0M 1.11
Encore Capital Group note 3.000%11/2 0.1 $2.2M 2.0M 1.12
Greatbatch Inc sdcv 2.250% 6/1 0.1 $1.9M 1.9M 1.00
Hornbeck Offshore Svcs Inc N frnt 1.625%11/1 0.1 $2.0M 2.0M 1.01
Intel Corporation (INTC) 0.1 $1.9M 90k 20.62
Comtech Telecommunications Cor conv 0.1 $2.0M 2.0M 1.02
Volcano Corporation note 1.750%12/0 0.1 $1.8M 1.8M 1.01
Gilead Sciences conv 0.0 $1.3M 820k 1.64
Medicis Pharmaceutical conv 0.0 $1.5M 1.4M 1.09
Nash Finch Co frnt 1.631% 3/1 0.0 $1.3M 2.7M 0.47
Leap Wireless Intl Inc note 4.500% 7/1 0.0 $1.1M 1.1M 0.96
Linear Technology Corp note 3.000% 5/0 0.0 $1.2M 1.1M 1.05
PULSE ELECTRONICS Corp note 7.000%12/1 0.0 $1.1M 1.4M 0.74
Chart Industries 2% conv 0.0 $1.0M 825k 1.24
Annaly Cap Mgmt Inc note 5.000% 5/1 0.0 $1.1M 1.1M 1.01
James River Coal Co note 3.125% 3/1 0.0 $1.2M 3.7M 0.32
Proshares Tr ultpro sh 20yr 0.0 $1.0M 60k 17.35
Proshares Tr Ii ult vix s/t etf 0.0 $1.0M 50k 20.90
Hutchinson Technology Inc note 3.250% 1/1 0.0 $914k 914k 1.00
Ford Mtr Co Del note 4.250%11/1 0.0 $806k 504k 1.60
Ciena Corp note 0.875% 6/1 0.0 $667k 775k 0.86
Sotheby's 0.0 $914k 27k 33.61
Intel Corp sdcv 0.0 $900k 865k 1.04
Radio One 0.0 $760k 1.0M 0.76
Goldcorp 0.0 $697k 19k 36.68
Iridium Communications (IRDM) 0.0 $655k 97k 6.72
DURECT Corporation 0.0 $814k 885k 0.92
Boston Pptys Ltd Partnership note 3.750% 5/1 0.0 $594k 545k 1.09
Anglogold Ashanti Holdings Fin pfd cv 0.0 $597k 16k 37.31
Hologic Inc frnt 2.000%12/1 0.0 $616k 550k 1.12
Aurico Gold 0.0 $908k 111k 8.18
Ares Capital Corp 5.125 2016 conv 0.0 $706k 660k 1.07
Greenbrier Co Inc conv bnd 0.0 $910k 1.0M 0.91
International Game Technology 0.0 $283k 20k 14.15
Cumulus Media 0.0 $298k 111k 2.67
Health Care Reit Inc note 3.000%12/0 0.0 $308k 250k 1.23
Airtran Hldgs Inc note 5.250%11/0 0.0 $282k 215k 1.31
Rambus Inc Del note 5.000% 6/1 0.0 $500k 500k 1.00
Fly Leasing 0.0 $272k 22k 12.31
Helix Energy Solutions note 0.0 $453k 381k 1.19
Fidelity National Finance conv 0.0 $233k 182k 1.28
Prospect Capital Corp note 0.0 $153k 150k 1.02