Zazove Associates

Latest statistics and disclosures from Zazove Associates's latest quarterly 13F-HR filing:

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Portfolio Holdings for Zazove Associates

Companies in the Zazove Associates portfolio as of the March 2021 quarterly 13F filing

Company (Ticker) Portfolio Weight Valued At Change in Shares Share Count Share Price
Kaman Corporation Note 3.250% 5/0 (Principal) 8.4 $72M +2% 66M 1.08
Booking Holdings Note 0.900% 9/1 (Principal) 7.9 $67M +887% 57M 1.18
Akamai Tech Note 0.375% 9/0 (Principal) 7.5 $64M +40% 59M 1.09
Liberty Media Note 1.375%10/1 (Principal) 7.2 $61M -4% 48M 1.28
Smart Global Holdings Note 2.250% 2/1 (Principal) 4.3 $37M NEW 28M 1.32
Interdigital Note 2.000% 6/0 (Principal) 4.0 $34M -15% 32M 1.07
Pebblebrook Hotel Trust Note 1.750%12/1 (Principal) 3.6 $30M +15% 26M 1.18
Lumentum Holdings Note 0.500%12/1 (Principal) 3.1 $26M +545% 23M 1.17
Air Transport Services Group Note 1.125%10/1 (Principal) 3.0 $26M 23M 1.13
Pinduoduo Note 12/0 (Principal) 2.2 $18M +4% 17M 1.06
Revance Therapeutics Note 1.750% 2/1 (Principal) 2.1 $18M NEW 16M 1.12
Flexion Therapeutics Note 3.375% 5/0 (Principal) 1.9 $16M -2% 18M 0.91
Illumina Note 8/1 (Principal) 1.9 $16M -37% 13M 1.19
Palo Alto Networks Note 0.750% 7/0 (Principal) 1.8 $16M -52% 12M 1.32

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Hc2 Holdings Note 7.500% 8/0 (Principal) 1.7 $14M NEW 12M 1.17
Helix Energy Solutions Group Note 6.750% 2/1 (Principal) 1.6 $14M -16% 12M 1.17
Atlas Air Worldwide Holdings Note 1.875% 6/0 (Principal) 1.6 $14M +73% 11M 1.21
Nrg Energy DBCV 2.750% 6/0 (Principal) 1.5 $13M +280% 11M 1.16
Alteryx Note 1.000% 8/0 (Principal) 1.5 $12M -17% 14M 0.91
KBR Note 2.500%11/0 (Principal) 1.4 $12M -51% 7.3M 1.58
Shopify Note 0.125%11/0 (Principal) 1.2 $10M +407% 9.0M 1.14
Akamai Tech Note 0.125% 5/0 (Principal) 1.2 $10M -60% 8.3M 1.21
Mesa Laboratories Note 1.375% 8/1 (Principal) 1.2 $10M +221% 9.1M 1.09
Cumulus Media Com Cl A (CMLS) 1.1 $9.6M +8% 1.0M 9.11
Cyberark Software Note 11/1 (Principal) 1.1 $9.3M +71% 8.6M 1.08
Hope Bancorp Note 2.000% 5/1 (Principal) 1.1 $9.1M -48% 9.2M 0.99
Sixth Street Specialty Lending Note 4.500% 8/0 (Principal) 1.0 $8.9M +899% 7.9M 1.12
Braemar Hotels And Resorts (BHR) 1.0 $8.5M +741% 1.4M 6.07
Blueknight Energy Partners Com Unit (BKEP) 1.0 $8.2M -4% 2.5M 3.24
Conmed Corp Note 2.625% 2/0 (Principal) 0.8 $7.1M -66% 4.5M 1.57
Csg Systems International Note 4.250% 3/1 (Principal) 0.8 $6.6M 6.3M 1.05
Southwest Airlines Note 1.250% 5/0 (Principal) 0.8 $6.4M -92% 3.7M 1.72
Prospect Capital Corporation Note 6.375% 3/0 (Principal) 0.8 $6.4M -18% 5.9M 1.09
Jazz Investments I Note 1.500% 8/1 (Principal) 0.8 $6.4M +271% 5.8M 1.09
Neogenomics Note 0.250% 1/1 (Principal) 0.7 $6.2M NEW 6.1M 1.02
Atlanticus Holdings Note 5.875%11/3 (Principal) 0.7 $6.2M -38% 4.7M 1.32
Occidental Petroleum *w Exp 08/03/202 (OXY.WS) 0.7 $5.9M 500k 11.89
Teekay Note 5.000% 1/1 (Principal) 0.6 $5.2M +4% 5.4M 0.96
Summit Hotel Properties Note 1.500% 2/1 (Principal) 0.5 $4.5M NEW 4.0M 1.11
Greenbrier Companies Note 2.875% 2/0 (Principal) 0.5 $4.3M -32% 4.0M 1.10
Urban One Cl D Non Vtg (UONEK) 0.5 $4.3M +45% 2.5M 1.75
Clear Channel Outdoor Holdings (CCO) 0.5 $4.3M 2.4M 1.80
Lendingtree Note 0.625% 6/0 (Principal) 0.5 $4.2M NEW 3.5M 1.20
Euronet Worldwide Note 0.750% 3/1 (Principal) 0.5 $4.2M +38% 3.6M 1.14
Eos Energy Enterprises *w Exp 05/06/202 (EOSEW) 0.4 $3.8M 427k 8.93
Istar Note 3.125% 9/1 (Principal) 0.4 $3.7M -6% 2.8M 1.32
Baozun Note 1.625% 5/0 (Principal) 0.4 $3.4M -23% 3.3M 1.04
Fortive Note 0.875% 2/1 (Principal) 0.4 $3.4M 3.3M 1.02
Theravance Biopharma Note 3.250%11/0 (Principal) 0.4 $3.2M -15% 3.2M 1.02
Ringcentral Note 3/0 (Principal) 0.4 $3.2M NEW 2.9M 1.10
Kayne Anderson MLP Investment (KYN) 0.4 $3.1M 433k 7.17
Landsea Homes Corp 0.4 $3.0M NEW 319k 9.56
Splunk Note 0.500% 9/1 (Principal) 0.3 $2.9M NEW 2.6M 1.15
Hostess Brands *w Exp 11/04/202 (TWNKW) 0.3 $2.8M -37% 1.8M 1.52
Eaton Vance Limited Duration Income Fund (EVV) 0.3 $2.7M 217k 12.63
Insight Enterprises Note 0.750% 2/1 (Principal) 0.3 $2.6M -52% 1.8M 1.47
Cowen Note 3.000%12/1 (Principal) 0.3 $2.6M 1.3M 2.06
Usa Compression Partners Comunit Ltdpar (USAC) 0.3 $2.3M 152k 15.31
Nevro Corp Note 2.750% 4/0 (Principal) 0.3 $2.3M +13% 1.5M 1.52
Us Ecology *w Exp 10/17/202 (ECOLW) 0.3 $2.2M -25% 242k 9.00
Antero Midstream Corp antero midstream (AM) 0.2 $2.0M 225k 9.03
Kayne Anderson Mdstm Energy (KMF) 0.2 $2.0M +42% 295k 6.66
Nuveen Credit Strategies Income Fund Com Shs (JQC) 0.2 $1.9M 291k 6.50
Colony Capital Note 5.000% 4/1 (Principal) 0.2 $1.9M 1.9M 1.02
Gdl Fund Com Sh Ben It (GDL) 0.2 $1.8M 203k 8.93
Nuvasive Note 0.375% 3/1 (Principal) 0.2 $1.7M NEW 1.7M 1.02
Meritor Note 3.250%10/1 (Principal) 0.2 $1.7M NEW 1.5M 1.16
Marriott Vacations Worldwide Corp Note 1.500% 9/1 (Principal) 0.2 $1.7M NEW 1.3M 1.30
Harmonic DBCV 2.000% 9/0 (Principal) 0.2 $1.7M 1.5M 1.13
New York Community Bancorp Trust Unit 11/01/2051 (NYCB.PU) 0.2 $1.7M 34k 49.63
Live Nation Entertainment Note 2.000% 2/1 (Principal) 0.2 $1.7M NEW 1.5M 1.11
Pure Storage Note 0.125% 4/1 (Principal) 0.2 $1.7M 1.5M 1.10
Joyy Note 0.750% 6/1 (Principal) 0.2 $1.6M -18% 1.4M 1.21
Proofpoint Note 0.250% 8/1 (Principal) 0.2 $1.6M NEW 1.5M 1.07
Aes Unit 99/99/9999 0.2 $1.5M NEW 15k 103.00
Star Peak Energy Transition *w Exp 08/11/202 (STPK.WS) 0.2 $1.5M NEW 105k 14.24
Splunk Note 1.125% 9/1 (Principal) 0.2 $1.5M +535% 1.3M 1.18
Revance Therapeutics (RVNC) 0.2 $1.5M +725% 52k 27.95
Corenergy Infrastructure Trust Note 5.875% 8/1 (Principal) 0.2 $1.4M +36% 1.6M 0.92
Oil States International Note 1.500% 2/1 (Principal) 0.2 $1.3M 1.4M 0.95
Omeros Note 5.250% 2/1 (Principal) 0.1 $1.2M 1.0M 1.24
Paysafe *w Exp 08/11/202 0.1 $1.2M NEW 287k 4.31
Curo Group Holdings Corp (CURO) 0.1 $1.2M 85k 14.59
Ship Finance International Note 4.875% 5/0 (Principal) 0.1 $1.2M 1.2M 0.98
Twitter Note 1.000% 9/1 (Principal) 0.1 $1.0M NEW 1.0M 1.04
Team Note 5.000% 8/0 (Principal) 0.1 $1.0M NEW 1.0M 0.99
Clover Health Investments *w Exp 04/21/202 0.1 $995k NEW 634k 1.57
Liberty Interactive Deb 3.750% 2/1 (Principal) 0.1 $978k 1.3M 0.77
Dish Network Note 2.375% 3/1 (Principal) 0.1 $959k 1.0M 0.96
Nabors Industries Note 0.750% 1/1 (Principal) 0.1 $936k 1.3M 0.75
Churchill Capital Corp Iv *w Exp 08/04/202 (CCIV.WS) 0.1 $874k NEW 78k 11.28
Intercept Pharmaceuticals Note 3.250% 7/0 (Principal) 0.1 $826k 1.0M 0.83
Salient Midstream & Mlp Fund Sh Ben Int (SMM) 0.1 $799k +7% 157k 5.10
Liberty Latin America Note 2.000% 7/1 (Principal) 0.1 $789k 800k 0.99
Pdc Energy Note 1.125% 9/1 (Principal) 0.1 $773k -22% 777k 0.99
Landsea Homes *w Exp 01/07/202 0.1 $752k NEW 2.9M 0.26
Helix Energy Solutions Group Note 4.250% 5/0 (Principal) 0.1 $747k 750k 1.00
Mfa Financial Note 6.250% 6/1 (Principal) 0.1 $519k 518k 1.00
BlackRock Floating Rate Income Strat. Fn (FRA) 0.1 $498k 38k 13.01
Invitation Homes Note 3.500% 1/1 (Principal) 0.1 $496k -77% 350k 1.42
Novocure Ord Shs (NVCR) 0.1 $495k NEW 3.7k 132.21
Supernus Pharmaceuticals Note 0.625% 4/0 (Principal) 0.1 $483k 500k 0.97
Nuveen Floating Rate Income Opportunity Fund Com Shs (JRO) 0.1 $441k 46k 9.53
Microchip Technology (MCHP) 0.1 $432k NEW 2.8k 155.23
Uber Technologies (UBER) 0.0 $405k NEW 7.4k 54.57
Colony Capital Cl A Com (CLNY) 0.0 $324k -76% 50k 6.48
Enterprise Products Partners (EPD) 0.0 $324k 15k 22.03
Insmed Note 1.750% 1/1 (Principal) 0.0 $292k -94% 260k 1.12
Sunrun (RUN) 0.0 $244k NEW 4.0k 60.58
Eaton Vance Senior Income Trust Sh Ben Int (EVF) 0.0 $241k 36k 6.63
Willscot Mobile Mini Holdings Com Cl A (WSC) 0.0 $235k 8.5k 27.75
Apollo Sr Floating Rate Fd I (AFT) 0.0 $216k 15k 14.89
Daseke *w Exp 02/27/202 (DSKEW) 0.0 $203k +12% 628k 0.32
Genesis Energy Unit Ltd Partn (GEL) 0.0 $191k 21k 9.32
Curiositystream *w Exp 10/14/202 (CURIW) 0.0 $108k -97% 21k 5.13
Replay Acquisition *w Exp 03/01/202 (RPLA.WS) 0.0 $86k NEW 71k 1.21

Past Filings by Zazove Associates

SEC 13F filings are viewable for Zazove Associates going back to 2011

View all past filings