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Zazove Associates

Latest statistics and disclosures from Zazove Associates's latest quarterly 13F-HR filing:

Top 5 stock holdings are Duke Energy Corp, Tetra Tech, Tyler Technologies, Parsons Corp 2.625 01-Mar-2029, Ventas Rlty Ltd Partnership, and represent 26.48% of Zazove Associates's stock portfolio.
Added to shares of these 10 stocks: Spotify Usa (+$45M), Nutanix (+$34M), Guidewire Software (+$28M), Duke Energy Corp (+$20M), Integer Hldgs Corp (+$18M), SSR MNG (+$15M), Tyler Technologies (+$15M), Live Nation Entertainment In (+$12M), Expedia Group (+$8.3M), Ford Mtr Co Del (+$8.0M).
Started 28 new stock positions in AMPX.WS, Carvana Co put, PCT, First Majestic Silver Corp, Symbotic, Cracker Barrel Old Ctry Stor, Ironwood Pharmaceuticals, GRNT, SVM, Nutanix.
Reduced shares in these 10 stocks: Shopify (-$25M), Advanced Energy Inds (-$24M), Bofa Fin (-$15M), Global Pmts (-$14M), Shift4 Payments (-$12M), Ncl Corp (-$12M), Haemonetics Corp Mass (-$11M), Snowflake (-$10M), Varonis Sys (-$8.1M), Coinbase Global (-$7.9M).
Sold out of its positions in Akamai Technologies Inc Note 1.125 2/1, ASTLW, Bloom Energy Corp put, BRKRP, Bruker Corp call, Cvr Energy Inc cmn, Cvr Partners, Diageo Plc-sponsored Adr put, Draftkings, ENVX.
Zazove Associates was a net buyer of stock by $60M.
Zazove Associates has $1.2B in assets under management (AUM), dropping by 5.08%.
Central Index Key (CIK): 0001009012

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Portfolio Holdings for Zazove Associates

Zazove Associates holds 160 positions in its portfolio as reported in the December 2025 quarterly 13F filing

Company (Ticker)	Portfolio Weight	Valued At	Change in Shares	Share Count	Share Price
Duke Energy Corp Note 4.125% 4/1 (Principal)	5.4	$63M	+46%	61M	1.03	View chart
Tetra Tech DBCV 2.250% 8/1 (Principal)	5.3	$62M		57M	1.09	View chart
Tyler Tex Indpt Sch Dist Note 0.250% 3/1 (Principal)	5.3	$62M	+30%	61M	1.01	View chart
Parsons Corp Del Note 2.625% 3/0 (Principal)	5.3	$61M	+4%	59M	1.03	View chart
Ventas Rlty Ltd Partnership Note 3.750% 6/0 (Principal)	5.2	$60M	-11%	42M	1.42	View chart
Spotify Usa Note 3/1 (Principal)	4.8	$56M	+403%	49M	1.14	View chart
MKS Note 1.250% 6/0 (Principal)	4.5	$53M		41M	1.28	View chart
Fluor Corp Note 1.125% 8/1 (Principal)	3.9	$46M	+12%	40M	1.14	View chart
Nutanix Note 0.250%10/0 (Principal)	3.0	$35M	+2653%	31M	1.13	View chart
Itron Note 1.375% 7/1 (Principal)	3.0	$34M	+4%	34M	1.01	View chart
Jazz Investments I Note 3.125% 9/1 (Principal)	2.7	$31M	-2%	23M	1.34	View chart
Ppl Cap Fdg Note 2.875% 3/1 (Principal)	2.6	$31M		28M	1.10	View chart
Southern Note 4.500% 6/1 (Principal)	2.6	$31M	+5%	29M	1.07	View chart
Repligen Corp Note 1.000%12/1 (Principal)	2.5	$29M		26M	1.10	View chart
Ssr Mining In Note 2.500% 4/0 (Principal)	2.5	$29M	+112%	22M	1.31	View chart
Guidewire Software Note 1.250%11/0 (Principal)	2.4	$28M	NEW	25M	1.10	View chart
Varonis Sys Note 1.000% 9/1 (Principal)	1.9	$22M	-26%	24M	0.93	View chart
Haemonetics Corp Mass Note 2.500% 6/0 (Principal)	1.9	$22M	-33%	21M	1.04	View chart
Aerovironment Note 7/1 (Principal)	1.9	$22M	+19%	20M	1.09	View chart
Evergy Note 4.500%12/1 (Principal)	1.8	$21M	-10%	17M	1.22	View chart
Bofa Fin MTNF 0.600% 5/2 (Principal)	1.8	$21M	-42%	19M	1.09	View chart
Brookdale Sr Living Note 2.000%10/1 (Principal)	1.7	$20M		14M	1.37	View chart
Integer Hldgs Corp Note 2.125% 2/1 (Principal)	1.5	$18M	NEW	15M	1.13	View chart
Braemar Hotels & Resorts Note 4.500% 6/0 (Principal)	1.5	$17M		18M	0.99	View chart
Global Pmts Note 1.500% 3/0 (Principal)	1.3	$15M	-48%	17M	0.90	View chart
Granite Constr Note 3.250% 6/1 (Principal)	1.1	$13M	-17%	8.2M	1.60	View chart
Northern Oil & Gas Note 3.625% 4/1 (Principal)	1.1	$13M	+4%	13M	0.97	View chart
Live Nation Entertainment In Note 2.875% 1/1 (Principal)	1.0	$12M	NEW	11M	1.06	View chart
Ford Mtr Note 3/1 (Principal)	1.0	$11M	+256%	11M	1.04	View chart
Peabody Engr Corp Note 3.250% 3/0 (Principal)	0.9	$10M		6.0M	1.68	View chart
Bank America Corp 7.25%CNV PFD L (BAC.PL)	0.8	$9.8M	+5%	7.8k	1248.45	View chart
Expedia Group Note 2/1 (Principal)	0.8	$9.3M	+824%	8.3M	1.12	View chart
Enovis Corporation Note 3.875%10/1 (Principal)	0.8	$8.9M	-18%	9.1M	0.98	View chart
American Wtr Cap Corp Note 3.625% 6/1 (Principal)	0.7	$8.5M		8.6M	1.00	View chart
Opko Health Note 3.750% 1/1 (Principal)	0.7	$7.9M		5.9M	1.34	View chart
Vertex Note 0.750% 5/0 (Principal)	0.7	$7.7M	-38%	8.1M	0.95	View chart
Braemar Hotels And Resorts (BHR)	0.6	$7.0M	+7%	2.4M	2.87	View chart
Freshpet Note 3.000% 4/0 (Principal)	0.6	$6.8M	+53%	5.8M	1.17	View chart
Pg&e Corp Note 4.250%12/0 (Principal)	0.5	$6.2M		6.0M	1.03	View chart
World Kinect Corporation Note 3.250% 7/0 (Principal)	0.5	$5.4M		5.1M	1.06	View chart
Alliant Energy Corp Note 3.875% 3/1 (Principal)	0.4	$5.2M		5.0M	1.04	View chart
Kayne Anderson MLP Investment (KYN)	0.4	$5.1M	+6%	415k	12.38	View chart
Rivian Automotive Note 4.625% 3/1 (Principal)	0.4	$5.0M		4.0M	1.26	View chart
Affirm Hldgs Note 0.750%12/1 (Principal)	0.4	$5.0M	NEW	4.5M	1.11	View chart
Vanguard Bd Index Fds Vanguard Ultra (VUSB)	0.4	$5.0M		100k	49.84	View chart
Snowflake Note 10/0 (Principal)	0.4	$4.6M	-68%	3.0M	1.55	View chart
Urban One Cl D Non Vtg (UONEK)	0.4	$4.3M		5.1M	0.84	View chart
Lyft Note 0.625% 3/0 (Principal)	0.4	$4.2M		3.5M	1.20	View chart
Meritage Homes Corp Note 1.750% 5/1 (Principal)	0.4	$4.1M	-61%	4.2M	0.99	View chart
Cvr Partners (UAN)	0.3	$4.0M		39k	102.50	View chart
On Semiconductor Corp Note 0.500% 3/0 (Principal)	0.3	$3.8M		4.0M	0.95	View chart
Transmedics Group Note 1.500% 6/0 (Principal)	0.3	$3.7M		2.5M	1.50	View chart
Liberty Media Corp Del Note 2.250% 8/1 (Principal)	0.3	$3.7M		2.9M	1.27	View chart
Liberty Media Corp Del Note 3.750% 3/1 (Principal)	0.3	$3.3M		3.3M	1.01	View chart
Granite Ridge Resources (GRNT)	0.3	$3.2M	NEW	683k	4.70	View chart
First Majestic Silver Corp Note 0.375% 1/1 (Principal)	0.3	$3.2M	NEW	2.6M	1.23	View chart
Clear Channel Outdoor Holdings (CCO)	0.3	$3.0M	+11%	1.4M	2.21	View chart
Lantheus Hldgs Note 2.625%12/1 (Principal)	0.2	$2.9M		2.5M	1.15	View chart
Kosmos Energy Note 3.125% 3/1 (Principal)	0.2	$2.8M	-31%	6.5M	0.43	View chart
Datadog Note 12/0 (Principal)	0.2	$2.8M	NEW	2.8M	1.00	View chart
Fluence Energy Note 2.250% 6/1 (Principal)	0.2	$2.4M	NEW	2.0M	1.21	View chart
Westrock Coffee (WEST)	0.2	$2.4M	-4%	594k	4.07	View chart
Cms Energy Corp Note 3.375% 5/0 (Principal)	0.2	$2.3M		2.1M	1.07	View chart
Upstart Hldgs Note 1.000%11/1 (Principal)	0.2	$2.2M	NEW	2.5M	0.88	View chart
Rumble *w Exp 09/16/202 (RUMBW)	0.2	$2.2M		1.1M	1.94	View chart
Braemar Hotels & Resorts 5.5 Cum Cv Pfd B (BHR.PB)	0.2	$2.1M	+423%	144k	14.90	View chart
Jd.com Note 0.250% 6/0 (Principal)	0.2	$2.1M	-15%	2.1M	1.00	View chart
Groupon Note 6.250% 3/1 (Principal)	0.2	$2.1M		2.0M	1.05	View chart
Asa Gold And Precious Mtls L SHS (ASA)	0.2	$1.9M	+78%	32k	59.67	View chart
Luxexperience Bv Sponsored Ads (LUXE)	0.1	$1.7M	+17%	200k	8.35	View chart
Ncl Corp Note 2.500% 2/1 (Principal)	0.1	$1.5M		1.5M	1.01	View chart
MNTN Cl A (MNTN)	0.1	$1.5M	+153%	127k	11.94	View chart
Realreal (REAL)	0.1	$1.5M	-32%	95k	15.78	View chart
Ascendis Pharma A/s Note 2.250% 4/0 (Principal)	0.1	$1.5M		1.1M	1.42	View chart
B2gold Corp Call	0.1	$1.4M	+165%	934k	1.51	View chart
Brookdale Senior Living (BKD)	0.1	$1.4M	+30%	130k	10.79	View chart
Oppfi *w Exp 07/20/202 (OPFI.WS)	0.1	$1.4M	+546%	910k	1.50	View chart
Gold Royalty Corp Common Shares (GROY)	0.1	$1.4M	+3%	335k	4.04	View chart
Nextnav *w Exp 99/99/999 (NNAVW)	0.1	$1.2M	+141%	171k	7.16	View chart
Archer Aviation *w Exp 09/16/202 (ACHR.WS)	0.1	$1.1M	+897%	997k	1.15	View chart
Ncl Corp Note 1.125% 2/1 (Principal)	0.1	$1.1M	-91%	1.1M	1.00	View chart
Sunopta (STKL)	0.1	$1.0M	+14%	275k	3.80	View chart
GDL Com Sh Ben It (GDL)	0.1	$1.0M		121k	8.47	View chart
National Cinemedia Com New (NCMI)	0.1	$1.0M	+42%	257k	3.89	View chart
Osisko Development Corp Com New (ODV)	0.1	$907k	+30%	260k	3.49	View chart
Planet Labs Pbc *w Exp 12/06/202 (PL.WS)	0.1	$815k	NEW	95k	8.58	View chart
Net Power *w Exp 06/08/202 (NPWR.WS)	0.1	$808k	+3%	1.5M	0.53	View chart
Delek Us Hldgs Call	0.1	$656k	+283%	115k	5.70	View chart
BRC Com Cl A (BRCC)	0.1	$599k	+117%	540k	1.11	View chart
Shift4 Pmts Note 0.500% 8/0 (Principal)	0.0	$579k	-95%	600k	0.97	View chart
Th International Shs New (THCH)	0.0	$569k	-3%	228k	2.49	View chart
Bandwidth Note 0.500% 4/0 (Principal)	0.0	$554k	+447%	630k	0.88	View chart
Purecycle Technologies *w Exp 03/17/202 (PCTTW)	0.0	$552k	+31%	576k	0.96	View chart
Ironwood Pharmaceuticals Note 1.500% 6/1 (Principal)	0.0	$522k	NEW	550k	0.95	View chart
Americas Gold And Silver Cor Com New (USAS)	0.0	$511k	NEW	100k	5.11	View chart
Ryder Sys Put	0.0	$477k	+156%	26k	18.65	View chart
Lithium Argentina Note 1.750% 1/1 (Principal)	0.0	$454k		500k	0.91	View chart
Urban One Cl A (UONE)	0.0	$449k	-6%	432k	1.04	View chart
Array Technologies Note 1.000%12/0 (Principal)	0.0	$449k		495k	0.91	View chart
Genesis Energy Call	0.0	$442k	+435%	134k	3.30	View chart
Snap Note 0.125% 3/0 (Principal)	0.0	$420k		460k	0.91	View chart
Redfin Corp Note 0.500% 4/0 (Principal)	0.0	$398k		420k	0.95	View chart
Ziff Davis Debt 3.625% 3/0 (Principal)	0.0	$396k		404k	0.98	View chart
Enphase Energy Note 3/0 (Principal)	0.0	$396k		400k	0.99	View chart
Jetblue Airways Corp Note 0.500% 4/0 (Principal)	0.0	$394k		400k	0.98	View chart
Cracker Barrel Old Ctry Stor Note 0.625% 6/1 (Principal)	0.0	$390k	NEW	400k	0.97	View chart
Blackstone Mortgage Trust In Note 5.500% 3/1 (Principal)	0.0	$382k		385k	0.99	View chart
Pennymac Corp Note 5.500% 3/1 (Principal)	0.0	$382k		382k	1.00	View chart
Haemonetics Corp Mass Note 3/0 (Principal)	0.0	$378k		382k	0.99	View chart
Oil Sts Intl Note 4.750% 4/0 (Principal)	0.0	$377k		375k	1.00	View chart
Cable One Note 3/1 (Principal)	0.0	$348k		353k	0.99	View chart
Hudson Technologies (HDSN)	0.0	$343k		50k	6.85	View chart
Pbf Energy Put	0.0	$325k		100k	3.25	View chart
Ge Vernova Call	0.0	$298k	NEW	5.0k	59.60	View chart
Symbotic Class A Com (SYM)	0.0	$298k	NEW	5.0k	59.50	View chart
Silvercorp Metals (SVM)	0.0	$288k	NEW	35k	8.34	View chart
Wells Fargo Perp Pfd Cnv A (WFC.PL)	0.0	$267k		220.00	1215.00	View chart
Enphase Energy Note 3/0 (Principal)	0.0	$263k	NEW	300k	0.88	View chart
Vail Resorts Note 1/0 (Principal)	0.0	$260k		260k	1.00	View chart
Marriott Vacations Worldwide Note 1/1 (Principal)	0.0	$260k		260k	1.00	View chart
Cable One Note 1.125% 3/1 (Principal)	0.0	$256k		310k	0.82	View chart
Advanced Energy Inds Note 2.500% 9/1 (Principal)	0.0	$246k	-98%	150k	1.64	View chart
Bkv Corp Call	0.0	$240k	NEW	50k	4.80	View chart
Alliancebernstein Hldg Call	0.0	$237k	-65%	63k	3.75	View chart
Okta Note 0.375% 6/1 (Principal)	0.0	$237k		242k	0.98	View chart
Rlj Lodging Tr Cum Conv Pfd A (RLJ.PA)	0.0	$231k		9.3k	24.98	View chart
Purecycle Technologies (PCT)	0.0	$222k	NEW	26k	8.59	View chart
Ishares Put	0.0	$218k	NEW	300k	0.72	View chart
Coinbase Global Note 0.500% 6/0 (Principal)	0.0	$200k	-97%	200k	1.00	View chart
Ul Solutions Call	0.0	$197k	+100%	20k	9.85	View chart
Opko Health (OPK)	0.0	$189k	-27%	150k	1.26	View chart
Symbotic Call	0.0	$168k	NEW	17k	9.90	View chart
Amprius Technologies *w Exp 09/14/202 (AMPX.WS)	0.0	$160k	NEW	62k	2.59	View chart
Nutanix Note 0.500%12/1 (Principal)	0.0	$145k	NEW	150k	0.97	View chart
10x Genomics Call	0.0	$140k	+200%	60k	2.33	View chart
Ringcentral Note 3/1 (Principal)	0.0	$133k		134k	0.99	View chart
Block Note 5/0 (Principal)	0.0	$113k		115k	0.98	View chart
Summit Hotel Pptys Note 1.500% 2/1 (Principal)	0.0	$100k		100k	1.00	View chart
Equinox Gold Corp Call	0.0	$98k		25k	3.90	View chart
Epr Pptys Conv Pfd 9% Sr E (EPR.PE)	0.0	$90k		3.0k	30.17	View chart
Parsons Corp Del Call	0.0	$85k	NEW	25k	3.40	View chart
Energy Transfer Com Ut Ltd Ptn (ET)	0.0	$83k		5.0k	16.49	View chart
Sea Note 0.250% 9/1 (Principal)	0.0	$81k		84k	0.97	View chart
Spdr S&p 500 Etf Tr Put	0.0	$78k	+54%	60k	1.31	View chart
Silvercorp Metals Call	0.0	$77k	-33%	69k	1.12	View chart
Hilton Worldwide Hldgs Put	0.0	$77k	NEW	13k	6.15	View chart
Brookdale Sr Living Note 3.500%10/1 (Principal)	0.0	$70k	NEW	50k	1.40	View chart
El Paso Energy Cap Tr I Pfd Cv Tr Sec 28 (EP.PC)	0.0	$55k	-15%	1.1k	49.25	View chart
Gct Semiconductor Hldg *w Exp 03/01/202 (GCTS.WS)	0.0	$51k	-8%	612k	0.08	View chart
Psq Holdings *w Exp 07/19/202 (PSQH.WS)	0.0	$47k		492k	0.09	View chart
General Mls Put	0.0	$44k	NEW	25k	1.75	View chart
Roadzen *w Exp 11/30/202 (RDZNW)	0.0	$41k		151k	0.28	View chart
Lanvin Group Holdings Limite *w Exp 01/14/202 (LANV.WS)	0.0	$21k		1.3M	0.02	View chart
Petroleum & Res Corp Com cef (PEO)	0.0	$21k	+2%	950.00	21.74	View chart
Aurora Innovation *w Exp 11/03/202 (AUROW)	0.0	$16k		68k	0.23	View chart
Airjoule Technologies Corp *w Exp 03/15/202 (AIRJW)	0.0	$14k	+72%	16k	0.90	View chart
Liberty Media Corp Del Deb 3.750% 2/1 (Principal)	0.0	$14k		220k	0.06	View chart
Carvana Put	0.0	$11k	NEW	3.0k	3.73	View chart
Sunpower *w Exp 07/31/202 (SPWRW)	0.0	$6.6k		25k	0.26	View chart
Robo.ai *w Exp 11/11/202 (AIIOW)	0.0	$3.0k		65k	0.05	View chart

Past Filings by Zazove Associates

SEC 13F filings are viewable for Zazove Associates going back to 2011

Zazove Associates 2025 Q4 filed Feb. 18, 2026
Zazove Associates 2025 Q3 filed Oct. 17, 2025
Zazove Associates 2025 Q2 restated filed Aug. 14, 2025
Zazove Associates 2025 Q2 restated filed Aug. 14, 2025
Zazove Associates 2025 Q2 filed Aug. 12, 2025
Zazove Associates 2025 Q1 filed May 13, 2025
Zazove Associates 2024 Q4 filed Feb. 13, 2025
Zazove Associates 2024 Q3 filed Nov. 13, 2024
Zazove Associates 2024 Q1 amended filed June 4, 2024
Zazove Associates 2024 Q1 filed May 7, 2024
Zazove Associates 2023 Q4 filed Jan. 31, 2024
Zazove Associates 2023 Q3 filed Oct. 31, 2023
Zazove Associates 2023 Q2 filed Aug. 7, 2023
Zazove Associates 2023 Q1 filed May 4, 2023
Zazove Associates 2022 Q4 filed Jan. 31, 2023
Zazove Associates 2022 Q2 filed Dec. 6, 2022

View all past filings

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