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Zazove Associates

Latest statistics and disclosures from Zazove Associates's latest quarterly 13F-HR filing:

Top 5 stock holdings are Ventas Rlty Ltd Partnership, Bofa Fin, American Wtr Cap Corp, Duke Energy Corp, Akamai Technologies Inc Note 1.125 2/1, and represent 26.54% of Zazove Associates's stock portfolio.
Added to shares of these 10 stocks: Tetra Tech (+$42M), Repligen Corp (+$30M), Evergy Inc Note 4.50012/1 (+$24M), Pg&e Corp (+$23M), Uber Technologies (+$19M), Expedia Group (+$16M), Akamai Technologies Inc Note 1.125 2/1 (+$14M), Spotify Usa (+$14M), Alnylam Pharmaceuticals Inc Note 1.000 9/1 (+$13M), Enovis Corporation (+$12M).
Started 20 new stock positions in Alnylam Pharmaceuticals Inc Note 1.000 9/1, Enovis Corporation, Pg&e Corp, ACHR.WS, Oil Sts Intl, Groupon, Shift4 Payments, Coinbase Global, Tetra Tech, HLX. Evergy Inc Note 4.50012/1, Sarepta Therapeutics Inc Note 1.250 9/1, Western Digital Corp, CPRI, EQX, Itron Inc Note 3/1, Uber Technologies, Repligen Corp, Bandwidth, OPK.
Reduced shares in these 10 stocks: John Bean Technologies Corp (-$22M), American Wtr Cap Corp (-$15M), Middleby (-$15M), SSR MNG (-$15M), Liberty Media Corp Del (-$12M), Nutanix (-$11M), Ncl Corp Ltd Note 5.375 8/0 (-$10M), Uber Technologies (-$7.6M), Cnx Resources Co 144a (-$6.4M), Zillow Group.
Sold out of its positions in Akamai Technologies, ASTLW, AMPX, ARKOW, Cnx Resources Co 144a, Chefs Whse, Envestnet, Forum Energy Technologies In, SGOV, John Bean Technologies Corp. MIR, Ncl Corp Ltd Note 5.375 8/0, Nuscale Pwr Corp, BIL, Smart Global Hldgs, Zillow Group.
Zazove Associates was a net buyer of stock by $119M.
Zazove Associates has $1.0B in assets under management (AUM), dropping by 11.06%.
Central Index Key (CIK): 0001009012

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Portfolio Holdings for Zazove Associates

Zazove Associates holds 132 positions in its portfolio as reported in the December 2024 quarterly 13F filing

Company (Ticker)	Portfolio Weight	Valued At	Change in Shares	Share Count	Share Price
Ventas Rlty Ltd Partnership Note 3.750% 6/0 (Principal)	7.0	$72M		63M	1.14	View chart
Bofa Fin MTNF 0.600% 5/2 (Principal)	5.7	$59M		58M	1.02	View chart
American Wtr Cap Corp Note 3.625% 6/1 (Principal)	4.7	$49M	-23%	49M	0.99	View chart
Duke Energy Corp Note 4.125% 4/1 (Principal)	4.7	$49M	+14%	47M	1.03	View chart
Akamai Technologies Note 1.125% 2/1 (Principal)	4.5	$47M	+42%	48M	0.98	View chart
Ppl Cap Fdg Note 2.875% 3/1 (Principal)	4.3	$44M	-5%	43M	1.04	View chart
Ford Mtr Note 3/1 (Principal)	4.1	$43M		44M	0.97	View chart
Tetra Tech DBCV 2.250% 8/1 (Principal)	4.0	$42M	NEW	36M	1.17	View chart
Mgp Ingredients Note 1.875%11/1 (Principal)	3.7	$39M		42M	0.92	View chart
Liberty Media Corp Del Note 3.750% 3/1 (Principal)	3.6	$37M	-24%	36M	1.04	View chart
Spotify Usa Note 3/1 (Principal)	3.2	$33M	+71%	31M	1.07	View chart
Repligen Corp Note 1.000%12/1 (Principal)	2.8	$30M	NEW	29M	1.03	View chart
Tyler Tex Indpt Sch Dist Note 0.250% 3/1 (Principal)	2.8	$29M	+6%	24M	1.21	View chart
Evergy Note 4.500%12/1 (Principal)	2.4	$24M	NEW	22M	1.09	View chart
Advanced Energy Inds Note 2.500% 9/1 (Principal)	2.3	$23M	+2%	21M	1.09	View chart
Pg&e Corp Note 4.250%12/0 (Principal)	2.2	$23M	NEW	21M	1.09	View chart
Nutanix Note 0.250%10/0 (Principal)	2.1	$22M	-32%	18M	1.21	View chart
Uber Technologies Note 0.875%12/0 (Principal)	1.9	$19M	NEW	18M	1.10	View chart
Braemar Hotels & Resorts Note 4.500% 6/0 (Principal)	1.7	$17M		18M	0.94	View chart
Ascendis Pharma A/s Note 2.250% 4/0 (Principal)	1.6	$17M	+16%	15M	1.10	View chart
Expedia Group Note 2/1 (Principal)	1.6	$16M	+7770%	16M	0.99	View chart
Southern Note 3.875%12/1 (Principal)	1.5	$16M		15M	1.05	View chart
Uber Technologies Note 12/1 (Principal)	1.4	$15M	-33%	15M	1.01	View chart
Equinox Gold Corp Note 4.750%10/1 (Principal)	1.3	$14M	+22%	13M	1.10	View chart
Alnylam Pharmaceuticals Note 1.000% 9/1 (Principal)	1.3	$13M	NEW	12M	1.07	View chart
Enovis Corporation Note 3.875%10/1 (Principal)	1.2	$12M	NEW	11M	1.06	View chart
Ncl Corp Note 1.125% 2/1 (Principal)	1.1	$11M	+339%	11M	1.04	View chart
Brookdale Sr Living Note 2.000%10/1 (Principal)	1.0	$10M		11M	0.93	View chart
American Airlines Group Note 6.500% 7/0 (Principal)	0.9	$9.7M	-17%	8.3M	1.17	View chart
Penn Entertainment Note 2.750% 5/1 (Principal)	0.9	$9.6M	+19%	8.8M	1.10	View chart
Varex Imaging Corp Note 4.000% 6/0 (Principal)	0.9	$9.0M	-25%	9.0M	1.00	View chart
Interdigital Note 3.500% 6/0 (Principal)	0.8	$8.8M		3.5M	2.52	View chart
Kayne Anderson MLP Investment (KYN)	0.8	$8.6M		677k	12.71	View chart
Conmed Corp Note 2.250% 6/1 (Principal)	0.8	$8.6M	-5%	9.2M	0.93	View chart
Shift4 Pmts Note 0.500% 8/0 (Principal)	0.8	$7.8M	NEW	7.2M	1.08	View chart
Sarepta Therapeutics Note 1.250% 9/1 (Principal)	0.6	$6.6M	NEW	6.0M	1.10	View chart
Northern Oil & Gas Note 3.625% 4/1 (Principal)	0.6	$6.5M	-4%	5.6M	1.17	View chart
Braemar Hotels And Resorts (BHR)	0.6	$6.3M		2.1M	3.00	View chart
Cvr Partners (UAN)	0.6	$5.9M		78k	75.96	View chart
Granite Ridge Resources (GRNT)	0.6	$5.9M		914k	6.46	View chart
Westrock Coffee (WEST)	0.5	$5.6M		873k	6.42	View chart
Rumble *w Exp 09/16/202 (RUMBW)	0.5	$5.4M	-4%	1.1M	5.08	View chart
Western Digital Corp Note 3.000%11/1 (Principal)	0.5	$5.3M	NEW	4.0M	1.33	View chart
Cms Energy Corp Note 3.375% 5/0 (Principal)	0.5	$5.2M		5.0M	1.04	View chart
Alliant Energy Corp Note 3.875% 3/1 (Principal)	0.5	$5.1M		5.0M	1.03	View chart
Net Power *w Exp 06/08/202 (NPWR.WS)	0.5	$5.0M	+4%	1.4M	3.54	View chart
Vanguard Bd Index Fds Vanguard Ultra (VUSB)	0.5	$5.0M		100k	49.62	View chart
Jazz Investments I Note 2.000% 6/1 (Principal)	0.4	$4.4M	-40%	4.3M	1.01	View chart
Bloom Energy Corp Note 3.000% 6/0 (Principal)	0.4	$4.2M		3.0M	1.39	View chart
Urban One Cl D Non Vtg (UONEK)	0.4	$4.1M	+14%	4.2M	0.99	View chart
Datadog Note 0.125% 6/1 (Principal)	0.4	$3.9M	-12%	2.5M	1.55	View chart
Lantheus Hldgs Note 2.625%12/1 (Principal)	0.3	$3.3M		2.5M	1.34	View chart
Rivian Automotive Note 4.625% 3/1 (Principal)	0.3	$3.2M		3.0M	1.05	View chart
Fluor Corp Note 1.125% 8/1 (Principal)	0.3	$3.1M		2.5M	1.26	View chart
Transmedics Group Note 1.500% 6/0 (Principal)	0.2	$2.6M	+30%	2.5M	1.03	View chart
Peabody Engr Corp Note 3.250% 3/0 (Principal)	0.2	$2.5M		2.0M	1.27	View chart
Liberty Media Corp Del Note 2.250% 8/1 (Principal)	0.2	$2.5M	+23%	2.1M	1.22	View chart
Clear Channel Outdoor Holdings (CCO)	0.2	$2.5M		1.8M	1.37	View chart
Air Trans Svcs Group Note 3.875% 8/1 (Principal)	0.2	$2.5M	-37%	2.5M	0.99	View chart
Pagerduty Note 1.250% 7/0 (Principal)	0.2	$2.4M		2.5M	0.96	View chart
On Semiconductor Corp Note 0.500% 3/0 (Principal)	0.2	$2.4M	+25%	2.5M	0.94	View chart
Post Hldgs Note 2.500% 8/1 (Principal)	0.2	$2.3M		2.0M	1.17	View chart
Summit Hotel Pptys Note 1.500% 2/1 (Principal)	0.2	$2.1M	-31%	2.2M	0.97	View chart
Coinbase Global Note 0.500% 6/0 (Principal)	0.2	$2.1M	NEW	2.0M	1.05	View chart
Altair Engr Note 1.750% 6/1 (Principal)	0.2	$1.9M		1.3M	1.56	View chart
Sunopta (STKL)	0.2	$1.8M	-4%	238k	7.70	View chart
Integer Hldgs Corp Note 2.125% 2/1 (Principal)	0.2	$1.8M		1.1M	1.60	View chart
Confluent Note 1/1 (Principal)	0.2	$1.8M		2.0M	0.90	View chart
GDL Com Sh Ben It (GDL)	0.2	$1.6M		201k	8.02	View chart
Purecycle Technologies *w Exp 03/17/202 (PCTTW)	0.1	$1.3M	+2%	390k	3.36	View chart
Sea Note 2.375%12/0 (Principal)	0.1	$1.1M	-47%	870k	1.27	View chart
Itron Note 3/1 (Principal)	0.1	$1.0M	NEW	1.0M	1.04	View chart
Cumulus Media Com Cl A (CMLS)	0.1	$1.0M	+4%	1.5M	0.67	View chart
Osisko Development Corp Com New (ODV)	0.1	$966k	-2%	593k	1.63	View chart
Th International Ordinary Shares (THCH)	0.1	$942k	-3%	1.3M	0.71	View chart
Intuitive Machines *w Exp 99/99/999	0.1	$927k	+9%	118k	7.86	View chart
Ssr Mining In Note 2.500% 4/0 (Principal)	0.1	$785k	-94%	815k	0.96	View chart
Cutera Note 4.000% 6/0 (Principal)	0.1	$736k		7.8M	0.09	View chart
Urban One Cl A (UONE)	0.1	$711k	-17%	462k	1.54	View chart
Cutera Note 2.250% 6/0 (Principal)	0.1	$690k		7.1M	0.10	View chart
Ringcentral Note 3/1 (Principal)	0.1	$548k		589k	0.93	View chart
The Beauty Health Company Com Cl A (SKIN)	0.1	$544k		342k	1.59	View chart
Gold Royalty Corp Common Shares (GROY)	0.1	$534k	+82%	441k	1.21	View chart
Capri Holdings SHS (CPRI)	0.1	$527k	NEW	25k	21.06	View chart
Ast Spacemobile Com Cl A (ASTS)	0.0	$426k		20k	21.10	View chart
Middleby Corp Note 1.000% 9/0 (Principal)	0.0	$392k	-97%	350k	1.12	View chart
Pacira Biosciences Note 0.750% 8/0 (Principal)	0.0	$388k		400k	0.97	View chart
Five9 Note 0.500% 6/0 (Principal)	0.0	$386k		395k	0.98	View chart
Snap Note 0.125% 3/0 (Principal)	0.0	$377k		460k	0.82	View chart
Pennymac Corp Note 5.500% 3/1 (Principal)	0.0	$375k		382k	0.98	View chart
Solaredge Technologies Note 9/1 (Principal)	0.0	$375k		400k	0.94	View chart
Ziff Davis Note 1.750%11/0 (Principal)	0.0	$370k		394k	0.94	View chart
Groupon Note 1.125% 3/1 (Principal)	0.0	$368k	NEW	400k	0.92	View chart
Oil Sts Intl Note 4.750% 4/0 (Principal)	0.0	$368k	NEW	375k	0.98	View chart
Esperion Therapeutics Inc Ne Note 4.000%11/1 (Principal)	0.0	$363k		375k	0.97	View chart
Haemonetics Corp Mass Note 3/0 (Principal)	0.0	$360k		382k	0.94	View chart
Psq Holdings *w Exp 99/99/999 (PSQH.WS)	0.0	$348k	+65%	449k	0.78	View chart
Cracker Barrel Old Ctry Stor Note 0.625% 6/1 (Principal)	0.0	$333k		354k	0.94	View chart
Cable One Note 3/1 (Principal)	0.0	$328k		353k	0.93	View chart
Block Note 5/0 (Principal)	0.0	$325k		349k	0.93	View chart
Archer Aviation *w Exp 09/16/202 (ACHR.WS)	0.0	$321k	NEW	100k	3.21	View chart
BRC Com Cl A (BRCC)	0.0	$317k		100k	3.17	View chart
Hudson Technologies (HDSN)	0.0	$314k		56k	5.58	View chart
Lyft Note 1.500% 5/1 (Principal)	0.0	$298k		302k	0.99	View chart
Dexcom Note 0.250%11/1 (Principal)	0.0	$289k		300k	0.96	View chart
Helix Energy Solutions (HLX)	0.0	$283k	NEW	30k	9.32	View chart
Landsea Homes Corp *w Exp 01/08/202 (LSEAW)	0.0	$269k	+9%	2.4M	0.11	View chart
Chegg Note 9/0 (Principal)	0.0	$258k		314k	0.82	View chart
Equinox Gold Corp equities (EQX)	0.0	$251k	NEW	50k	5.02	View chart
Sea Note 0.250% 9/1 (Principal)	0.0	$247k		272k	0.91	View chart
Rlj Lodging Tr Cum Conv Pfd A (RLJ.PA)	0.0	$228k		9.3k	24.59	View chart
Okta Note 0.375% 6/1 (Principal)	0.0	$225k		242k	0.93	View chart
Hertz Global Hldgs Com New (HTZ)	0.0	$183k	-69%	50k	3.66	View chart
Novocure Note 11/0 (Principal)	0.0	$151k		158k	0.95	View chart
Energy Transfer Com Ut Ltd Ptn (ET)	0.0	$98k		5.0k	19.59	View chart
Freyr Battery *w Exp 07/09/202 (TE.WS)	0.0	$97k		346k	0.28	View chart
Gct Semiconductor Hldg *w Exp 03/01/202 (GCTS.WS)	0.0	$97k		669k	0.14	View chart
Digitalocean Hldgs Note 12/0 (Principal)	0.0	$94k		105k	0.89	View chart
Bandwidth Note 0.500% 4/0 (Principal)	0.0	$92k	NEW	115k	0.80	View chart
Liberty Media Corp Del Deb 3.750% 2/1 (Principal)	0.0	$73k		220k	0.33	View chart
Chegg Note 0.125% 3/1 (Principal)	0.0	$64k		65k	0.98	View chart
El Paso Energy Cap Tr I Pfd Cv Tr Sec 28 (EP.PC)	0.0	$64k		1.3k	48.07	View chart
Lanvin Group Holdings Limite *w Exp 01/14/202 (LANV.WS)	0.0	$49k		1.3M	0.04	View chart
Petroleum & Res Corp Com cef (PEO)	0.0	$41k	+4%	1.9k	21.74	View chart
Simplify Exchange Traded Fun Simplify Interst (PFIX)	0.0	$32k		604.00	52.34	View chart
Roadzen *w Exp 11/30/202 (RDZNW)	0.0	$26k		151k	0.17	View chart
Jasper Therapeutics *w Exp 09/24/202 (JSPRW)	0.0	$12k		66k	0.19	View chart
Paysafe *w Exp 03/30/202 (PSFE.WS)	0.0	$10k		400k	0.03	View chart
Airjoule Technologies Corp *w Exp 03/15/202 (AIRJW)	0.0	$10k		9.1k	1.10	View chart
Opko Health (OPK)	0.0	$7.2k	NEW	4.9k	1.47	View chart
Complete Solaria *w Exp 07/31/202 (CSLRW)	0.0	$2.2k		25k	0.09	View chart
NWTN *w Exp 12/31/202 (NWTNW)	0.0	$2.0k		65k	0.03	View chart

Past Filings by Zazove Associates

SEC 13F filings are viewable for Zazove Associates going back to 2011

Zazove Associates 2024 Q4 filed Feb. 13, 2025
Zazove Associates 2024 Q3 filed Nov. 13, 2024
Zazove Associates 2024 Q1 amended filed June 4, 2024
Zazove Associates 2024 Q1 filed May 7, 2024
Zazove Associates 2023 Q4 filed Jan. 31, 2024
Zazove Associates 2023 Q3 filed Oct. 31, 2023
Zazove Associates 2023 Q2 filed Aug. 7, 2023
Zazove Associates 2023 Q1 filed May 4, 2023
Zazove Associates 2022 Q4 filed Jan. 31, 2023
Zazove Associates 2022 Q2 filed Dec. 6, 2022
Zazove Associates 2022 Q3 filed Oct. 24, 2022
Zazove Associates 2022 Q1 filed April 22, 2022
Zazove Associates 2021 Q3 filed Oct. 25, 2021
Zazove Associates 2021 Q2 filed July 22, 2021
Zazove Associates 2021 Q1 filed April 27, 2021
Zazove Associates 2020 Q4 filed Feb. 10, 2021

View all past filings

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