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Zazove Associates

Latest statistics and disclosures from Zazove Associates's latest quarterly 13F-HR filing:

Top 5 stock holdings are Tetra Tech, Parsons Corp 2.625 01-Mar-2029, Southern, Alibaba Group 0.500 01-Jun-2031, Fluor Corp, and represent 22.73% of Zazove Associates's stock portfolio.
Added to shares of these 10 stocks: Alibaba Group 0.500 01-Jun-2031 (+$54M), CyberArk Software (+$39M), BAC.PL (+$35M), Cloudflare 0.000 15-Jun-2030 (+$35M), Revolution Medicines (+$28M), Microchip Technology (+$26M), Southern (+$23M), MakeMyTrip 0.000 01-Jul-2030 (+$20M), Bofa Fin (+$16M), Freshpet (+$16M).
Started 41 new stock positions in Alibaba Group 0.500 01-Jun-2031, Revolution Medicines, Five9 Inc put, Hims & Hers Health, FIVE, Cloudflare 0.000 15-Jun-2030, Mgp Ingredients, Lci Inds, Alphabet C 6.250 15-May-2029 PEPS B, Alliant Energy Corp.
Reduced shares in these 10 stocks: Tyler Technologies (-$62M), Spotify Usa (-$56M), SSR MNG (-$29M), Jazz Investments I (-$24M), Varonis Sys (-$22M), Braemar Hotels & Resorts Inc Note 4.500 6/0 (-$17M), Cheesecake Factory (-$16M), Granite Constr (-$13M), Snowflake (-$12M), Ford Mtr Co Del (-$11M).
Sold out of its positions in Advanced Energy Inds, Alliant Energy Corp, American Wtr Cap Corp, Array Technologies, Ascendis Pharma A/s, Bkv Corp, Bath & Body Works, Braemar Hotels & Resorts Inc Note 4.500 6/0, Cvr Energy Inc cmn, UAN.
Zazove Associates was a net buyer of stock by $74M.
Zazove Associates has $1.2B in assets under management (AUM), dropping by -42.19%.
Central Index Key (CIK): 0001009012

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Portfolio Holdings for Zazove Associates

Zazove Associates holds 151 positions in its portfolio as reported in the June 2026 quarterly 13F filing

Company (Ticker)	Portfolio Weight	Valued At	Change in Shares	Share Count	Share Price
Tetra Tech DBCV 2.250% 8/1 (Principal)	5.1	$62M	+3%	59M	1.06	View chart
Parsons Corp Del Note 2.625% 3/0 (Principal)	4.6	$57M	-2%	58M	0.99	View chart
Southern Note 4.500% 6/1 (Principal)	4.5	$55M	+74%	50M	1.10	View chart
Alibaba Group Hldg Note 0.500% 6/0 (Principal)	4.4	$54M	NEW	46M	1.18	View chart
Fluor Corp Note 1.125% 8/1 (Principal)	4.1	$50M	-5%	38M	1.32	View chart
Bank Of Amer Corp 7.25%CNV PFD L (BAC.PL)	3.7	$45M	+359%	36k	1256.18	View chart
Itron Note 1.375% 7/1 (Principal)	3.5	$43M	+28%	43M	1.00	View chart
Bofa Fin MTNF 0.600% 5/2 (Principal)	3.3	$40M	+68%	32M	1.26	View chart
Cyberark Software Note 6/1 (Principal)	3.2	$39M	NEW	23M	1.67	View chart
Nutanix Note 0.250%10/0 (Principal)	3.1	$38M	+8%	34M	1.13	View chart
Uber Technologies Note 0.875%12/0 (Principal)	3.0	$37M	-22%	31M	1.20	View chart
Cloudflare Note 6/1 (Principal)	2.9	$35M	NEW	28M	1.27	View chart
Ppl Cap Fdg Note 2.875% 3/1 (Principal)	2.6	$32M		28M	1.14	View chart
Guidewire Software Note 1.250%11/0 (Principal)	2.5	$31M	+27%	32M	0.96	View chart
Brookdale Sr Living Note 2.000%10/1 (Principal)	2.3	$29M		14M	1.99	View chart
Revolution Medicines Note 0.500% 5/0 (Principal)	2.3	$28M	NEW	22M	1.26	View chart
Repligen Corp Note 1.000%12/1 (Principal)	2.2	$27M		26M	1.03	View chart
Aerovironment Note 7/1 (Principal)	2.2	$27M	+43%	29M	0.94	View chart
Microchip Technology Note 0.750% 6/0 (Principal)	2.1	$26M	NEW	24M	1.10	View chart
Evergy Note 4.500%12/1 (Principal)	2.0	$24M	-2%	17M	1.42	View chart
Freshpet Note 3.000% 4/0 (Principal)	1.9	$23M	+242%	20M	1.17	View chart
Integer Hldgs Corp Note 2.125% 2/1 (Principal)	1.9	$23M	+21%	19M	1.23	View chart
Makemytrip Limited Mauritius Note 7/0 (Principal)	1.6	$20M	NEW	22M	0.91	View chart
Northern Oil & Gas Note 3.625% 4/1 (Principal)	1.4	$18M	+37%	18M	0.96	View chart
The Realreal Debt 4.000% 2/1 (Principal)	1.3	$16M		11M	1.41	View chart
Global Pmts Note 1.500% 3/0 (Principal)	1.3	$16M	+12%	17M	0.90	View chart
Golar Lng Note 2.750%12/1 (Principal)	1.3	$15M	NEW	14M	1.14	View chart
Haemonetics Corp Mass Note 2.500% 6/0 (Principal)	1.1	$13M	-38%	13M	1.01	View chart
Purecycle Technologies Note 4.750% 7/0 (Principal)	1.0	$12M	NEW	12M	1.01	View chart
World Kinect Corporation Note 3.250% 7/0 (Principal)	0.9	$11M	+67%	8.5M	1.30	View chart
Cheesecake Factory Note 2.000% 3/1 (Principal)	0.9	$11M	-58%	8.5M	1.27	View chart
Rivian Automotive Note 4.625% 3/1 (Principal)	0.9	$11M	+125%	9.0M	1.19	View chart
Pg&e Corp Note 4.250%12/0 (Principal)	0.8	$9.8M	+58%	9.5M	1.03	View chart
Opko Health Note 3.750% 1/1 (Principal)	0.7	$9.0M		5.9M	1.52	View chart
Affirm Hldgs Note 0.750%12/1 (Principal)	0.7	$8.7M	+66%	7.5M	1.16	View chart
On Semiconductor Corp Note 0.500% 3/0 (Principal)	0.7	$8.5M	+75%	7.0M	1.21	View chart
Ncl Corp Note 0.875% 4/1 (Principal)	0.7	$8.4M	NEW	7.5M	1.12	View chart
Sitime Corp Note 6/1 (Principal)	0.7	$8.3M	NEW	7.5M	1.11	View chart
Datadog Note 12/0 (Principal)	0.7	$8.2M	+107%	5.8M	1.42	View chart
Vishay Intertechnology Note 2.250% 9/1 (Principal)	0.6	$7.9M	NEW	4.0M	1.98	View chart
Wec Energy Group Note 3.375% 6/0 (Principal)	0.6	$7.8M	NEW	7.5M	1.04	View chart
Lantheus Hldgs Note 2.625%12/1 (Principal)	0.6	$7.3M	+100%	5.0M	1.46	View chart
Vertex Note 0.750% 5/0 (Principal)	0.6	$7.0M	-2%	7.9M	0.90	View chart
Impinj Note 1.125% 5/1 (Principal)	0.6	$7.0M		5.0M	1.40	View chart
Lyft Note 0.625% 3/0 (Principal)	0.6	$6.8M	+85%	6.5M	1.05	View chart
Alliant Energy Corp Note 3.250% 5/3 (Principal)	0.5	$6.6M	NEW	6.0M	1.10	View chart
Fluence Energy Note 2.250% 6/1 (Principal)	0.5	$6.4M	+150%	5.0M	1.28	View chart
Alnylam Pharmaceuticals Note 1.000% 9/1 (Principal)	0.5	$6.1M	NEW	5.1M	1.20	View chart
Super Micro Computer Note 2.250% 7/1 (Principal)	0.5	$5.9M	+50%	6.0M	0.98	View chart
Rubrik Note 6/1 (Principal)	0.5	$5.8M	NEW	5.7M	1.02	View chart
Cms Energy Corp Note 3.375% 5/0 (Principal)	0.4	$5.1M	+115%	4.5M	1.12	View chart
Snowflake Note 10/0 (Principal)	0.4	$5.0M	-70%	3.0M	1.66	View chart
Vanguard Bd Index Fds Vanguard Ultra (VUSB)	0.4	$5.0M		100k	49.78	View chart
Transmedics Group Note 1.500% 6/0 (Principal)	0.4	$4.9M	+80%	4.5M	1.09	View chart
Akamai Technologies Note 0.375% 9/0 (Principal)	0.4	$4.8M	NEW	4.0M	1.20	View chart
Braemar Hotels And Resorts (BHR)	0.4	$4.8M	+30%	2.2M	2.16	View chart
Celcuity Note 0.250% 8/0 (Principal)	0.3	$3.9M	NEW	3.4M	1.14	View chart
Upstart Hldgs Note 1.000%11/1 (Principal)	0.3	$3.7M	+80%	4.5M	0.82	View chart
First Majestic Silver Corp Note 0.375% 1/1 (Principal)	0.3	$3.7M	+15%	3.0M	1.23	View chart
Westrock Coffee (WEST)	0.3	$3.7M	-19%	451k	8.11	View chart
Liberty Media Corp Del Note 2.250% 8/1 (Principal)	0.3	$3.6M		2.9M	1.24	View chart
Lci Inds Note 3.000% 3/0 (Principal)	0.3	$3.4M	NEW	3.0M	1.13	View chart
Peloton Interactive Note 5.500%12/0 (Principal)	0.3	$3.2M	NEW	2.0M	1.62	View chart
Guardant Health Note 11/1 (Principal)	0.3	$3.1M	NEW	2.5M	1.24	View chart
Trip Com Group Note 0.750% 6/1 (Principal)	0.2	$3.0M	+122%	3.0M	0.99	View chart
Jazz Investments I Note 3.125% 9/1 (Principal)	0.2	$2.9M	-88%	1.7M	1.71	View chart
Urban One Com Shs Cl D Non (UONEK)	0.2	$2.5M		512k	4.80	View chart
Tandem Diabetes Care Note 1.500% 3/1 (Principal)	0.2	$2.4M	NEW	2.5M	0.96	View chart
Rum Group *w Exp 09/16/202 (RUMBW)	0.2	$2.3M	+6%	1.2M	1.86	View chart
Groupon Note 6.250% 3/1 (Principal)	0.2	$2.3M		2.0M	1.14	View chart
Granite Ridge Resources (GRNT)	0.2	$2.2M	-25%	509k	4.41	View chart
Realreal (REAL)	0.2	$2.2M	+15%	185k	11.79	View chart
Brookdale Senior Living (BKD)	0.2	$2.2M	+42%	135k	16.09	View chart
Braemar Hotels & Resorts 5.5 Cum Cv Pfd B (BHR.PB)	0.2	$2.0M	+2%	147k	13.88	View chart
Purecycle Technologies *w Exp 03/17/202 (PCTTW)	0.2	$2.0M	+15%	759k	2.69	View chart
Snap Note 0.500% 5/0 (Principal)	0.2	$2.0M	NEW	2.5M	0.82	View chart
Snowflake Note 10/0 (Principal)	0.2	$1.9M	-63%	1.1M	1.77	View chart
MNTN Cl A (MNTN)	0.2	$1.8M	+33%	200k	9.20	View chart
Liberty Media Corp Del Note 3.750% 3/1 (Principal)	0.1	$1.8M		1.6M	1.14	View chart
Asa Gold And Precious Mtls L SHS (ASA)	0.1	$1.7M	+3%	33k	52.04	View chart
Nuvation Bio Note 0.750% 7/0 (Principal)	0.1	$1.6M	NEW	1.5M	1.05	View chart
Integer Hldgs Corp DBCV 1.875% 3/1 (Principal)	0.1	$1.5M		1.6M	0.97	View chart
Luxexperience Bv Sponsored Ads (LUXE)	0.1	$1.5M		200k	7.43	View chart
Bkv Corp (BKV)	0.1	$1.3M	-6%	47k	27.36	View chart
BRC Com Cl A (BRCC)	0.1	$1.1M	+87%	1.0M	1.11	View chart
Jd.com Note 0.250% 6/0 (Principal)	0.1	$1.1M		1.1M	0.99	View chart
Osisko Development Corp Com New (ODV)	0.1	$1.1M	+73%	450k	2.46	View chart
Glass House Brands Sub Reg Ltd Vtg (GLAS)	0.1	$1.0M	NEW	80k	13.00	View chart
Akamai Technologies Note 1.125% 2/1 (Principal)	0.1	$955k	NEW	800k	1.19	View chart
Americas Gold And Silver Cor Com New (USAS)	0.1	$944k	+100%	200k	4.72	View chart
Kosmos Energy Note 3.125% 3/1 (Principal)	0.1	$903k	-18%	1.2M	0.73	View chart
Gold Royalty Corp Common Shares (GROY)	0.1	$828k		300k	2.76	View chart
Whirlpool Corp 8.5 Dep Sr A Cnv (WHR.PA)	0.1	$788k		23k	35.04	View chart
Shift4 Pmts Note 0.500% 8/0 (Principal)	0.1	$774k	+35%	810k	0.96	View chart
Alliancebernstein Hldg Unit Ltd Partn (AB)	0.1	$680k	+5%	19k	35.22	View chart
Alphabet Dep Shs Rp1/20 A	0.1	$631k	NEW	13k	50.48	View chart
B2gold Corp Call Call Option	0.1	$614k		792k	0.78	View chart
Amprius Technologies *w Exp 09/14/202 (AMPX.WS)	0.0	$595k	+64%	102k	5.83	View chart
Amphastar Pharmaceuticals In Note 2.000% 3/1 (Principal)	0.0	$581k	NEW	640k	0.91	View chart
Bandwidth Note 0.500% 4/0 (Principal)	0.0	$565k	-4%	601k	0.94	View chart
Cloudflare Note 8/1 (Principal)	0.0	$516k	-79%	400k	1.29	View chart
Net Power *w Exp 06/08/202 (NPWR.WS)	0.0	$475k		1.5M	0.31	View chart
Direxion Shares Etf Trust Dai Sem 3x Etf (SOXS)	0.0	$454k	NEW	140k	3.24	View chart
Lithium Argentina Note 1.750% 1/1 (Principal)	0.0	$450k		460k	0.98	View chart
Silvercorp Metals (SVM)	0.0	$417k	+19%	41k	10.10	View chart
Snap Note 0.125% 3/0 (Principal)	0.0	$389k	-8%	420k	0.93	View chart
Th International Shs New (THCH)	0.0	$383k	-3%	200k	1.91	View chart
Sea Note 0.250% 9/1 (Principal)	0.0	$381k	+358%	385k	0.99	View chart
Marriott Vacations Worldwide Note 3.250%12/1 (Principal)	0.0	$381k	-8%	386k	0.99	View chart
Etsy Note 0.250% 6/1 (Principal)	0.0	$380k	NEW	415k	0.91	View chart
Pennymac Corp Note 8.500% 6/0 (Principal)	0.0	$377k	NEW	370k	1.02	View chart
Redfin Corp Note 0.500% 4/0 (Principal)	0.0	$373k	-8%	386k	0.97	View chart
Blackstone Mortgage Trust In Note 5.500% 3/1 (Principal)	0.0	$353k	-8%	354k	1.00	View chart
Symbotic Class A Com Call Option (SYM)	0.0	$330k	+1000%	55k	6.00	View chart
Cerence Note 1.500% 7/0 (Principal)	0.0	$318k	-8%	345k	0.92	View chart
B2gold Corp (BTG)	0.0	$281k		75k	3.74	View chart
Rlj Lodging Tr Cum Conv Pfd A (RLJ.PA)	0.0	$266k	+16%	11k	24.60	View chart
Enphase Energy Note 3/0 (Principal)	0.0	$258k	-8%	276k	0.94	View chart
Affirm Hldgs Note 11/1 (Principal)	0.0	$251k		255k	0.98	View chart
Bentley Sys Note 0.375% 7/0 (Principal)	0.0	$250k		260k	0.96	View chart
National Fuel Gas Call Call Option	0.0	$244k	NEW	30k	8.15	View chart
Alphabet Cap Stk Cl C Call Option (GOOG)	0.0	$202k	NEW	18k	11.53	View chart
Aurora Innovation *w Exp 11/03/202 (AUROW)	0.0	$194k	+699%	542k	0.36	View chart
Simplify Exchange Traded Fun Volatility Prem (SVOL)	0.0	$175k		11k	16.04	View chart
Epr Pptys Conv Pfd 9% Sr E (EPR.PE)	0.0	$164k	+71%	5.1k	32.05	View chart
Purecycle Technologies (PCT)	0.0	$159k	-24%	20k	8.11	View chart
Helen Of Troy Put Put Option	0.0	$151k	NEW	50k	3.02	View chart
Opko Health (OPK)	0.0	$150k	-33%	100k	1.50	View chart
Nutanix Note 0.500%12/1 (Principal)	0.0	$148k		150k	0.99	View chart
Archer Aviation *w Exp 09/16/202 (ACHR.WS)	0.0	$136k		1.2M	0.12	View chart
Ishares Msci Germany Etf Put Option (EWG)	0.0	$132k	NEW	75k	1.77	View chart
Alphabet Dep Shs Rp1/20 B	0.0	$126k	NEW	2.5k	50.27	View chart
Mgp Ingredients Note 1.875%11/1 (Principal)	0.0	$107k	NEW	110k	0.97	View chart
Draftkings Note 3/1 (Principal)	0.0	$107k	NEW	115k	0.93	View chart
Ziff Davis Debt 3.625% 3/0 (Principal)	0.0	$103k	-74%	102k	1.01	View chart
State Str Spdr S&p 500 Etf T Put Put Option	0.0	$100k	+908%	61k	1.65	View chart
Energy Transfer Com Ut Ltd Ptn (ET)	0.0	$96k		5.0k	19.12	View chart
Five Below Call Option (FIVE)	0.0	$89k	NEW	15k	5.95	View chart
Urban One Cl A Shs (UONE)	0.0	$83k	-64%	15k	5.46	View chart
Spx Technologies Put Put Option	0.0	$64k	NEW	4.0k	16.10	View chart
Five9 Put Put Option	0.0	$62k	NEW	15k	4.10	View chart
Brookdale Sr Living Note 3.500%10/1 (Principal)	0.0	$57k		30k	1.91	View chart
Hims & Hers Health Put Put Option	0.0	$57k	NEW	40k	1.43	View chart
Oppfi *w Exp 07/20/202 (OPFI.WS)	0.0	$51k		1.6M	0.03	View chart
El Paso Energy Cap Tr I Pfd Cv Tr Sec 28 (EP.PC)	0.0	$45k	-20%	887.00	50.93	View chart
Alliancebernstein Hldg Call Call Option	0.0	$36k	-2%	49k	0.72	View chart
I-80 Gold Corp *w Exp 11/16/202 (IAUX.WS)	0.0	$30k		39k	0.78	View chart
Roadzen *w Exp 11/30/202 (RDZNW)	0.0	$29k		151k	0.19	View chart
Petroleum & Res Corp Com cef (PEO)	0.0	$24k	+3%	987.00	24.72	View chart
Sunpower *w Exp 07/31/202 (SPWRW)	0.0	$1.8k		11k	0.16	View chart
Robo.ai *w Exp 11/11/202 (AIIOW)	0.0	$1.2k	-54%	29k	0.04	View chart

Past Filings by Zazove Associates

SEC 13F filings are viewable for Zazove Associates going back to 2011

Zazove Associates 2026 Q2 filed July 16, 2026
Zazove Associates 2026 Q1 amended filed June 18, 2026
Zazove Associates 2026 Q1 filed June 15, 2026
Zazove Associates 2025 Q4 filed Feb. 18, 2026
Zazove Associates 2025 Q3 filed Oct. 17, 2025
Zazove Associates 2025 Q2 restated filed Aug. 14, 2025
Zazove Associates 2025 Q2 restated filed Aug. 14, 2025
Zazove Associates 2025 Q2 filed Aug. 12, 2025
Zazove Associates 2025 Q1 filed May 13, 2025
Zazove Associates 2024 Q4 filed Feb. 13, 2025
Zazove Associates 2024 Q3 filed Nov. 13, 2024
Zazove Associates 2024 Q1 amended filed June 4, 2024
Zazove Associates 2024 Q1 filed May 7, 2024
Zazove Associates 2023 Q4 filed Jan. 31, 2024
Zazove Associates 2023 Q3 filed Oct. 31, 2023
Zazove Associates 2023 Q2 filed Aug. 7, 2023

View all past filings

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