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Zazove Associates

Latest statistics and disclosures from Zazove Associates's latest quarterly 13F-HR filing:

Top 5 stock holdings are Duke Energy Corp, Tetra Tech, Tetra Tech, Tyler Technologies, Parsons Corp 2.625 01-Mar-2029, and represent 14.64% of Zazove Associates's stock portfolio.
Added to shares of these 10 stocks: Uber Technologies (+$48M), Cheesecake Factory (+$21M), The Realreal (+$13M), Snowflake (+$12M), Joby Aviation (+$8.2M), T1 Energy (+$6.3M), Impinj (+$6.1M), SPSB (+$6.0M), Super Micro Computer, UONEK.
Started 38 new stock positions in BTG, PRCH, T1 Energy, Goldman Sachs Group Inc option, Bentley Sys, SPSB, BKV, The Realreal, Spdr Series Trust opt, IAUX.WS.
Reduced shares in these 10 stocks: MKS (-$64M), Duke Energy Corp (-$58M), Ventas Rlty Ltd Partnership (-$55M), Live Nation Entertainment In (-$11M), Jazz Investments I (-$11M), Kosmos Energy, Liberty Media Corp Del, BHR, Global Pmts, JD.com 0.250 01-Jun-2029.
Zazove Associates was a net seller of stock by $-69M.
Zazove Associates has $2.1B in assets under management (AUM), dropping by 82.37%.
Central Index Key (CIK): 0001009012

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Portfolio Holdings for Zazove Associates

Zazove Associates holds 310 positions in its portfolio as reported in the March 2026 quarterly 13F filing

Company (Ticker)	Portfolio Weight	Valued At	Change in Shares	Share Count	Share Price
Duke Energy Corp Note 4.125% 4/1 (Principal)	3.0	$63M	-86%	61M	1.03	View chart
Tetra Tech DBCV 2.250% 8/1 (Principal)	2.9	$62M		59M	1.05	View chart
Tetra Tech DBCV 2.250% 8/1 (Principal)	2.9	$62M		57M	1.09	View chart
Tyler Tex Indpt Sch Dist Note 0.250% 3/1 (Principal)	2.9	$62M		61M	1.01	View chart
Parsons Corp Del Note 2.625% 3/0 (Principal)	2.9	$62M		62M	0.99	View chart
Parsons Corp Del Note 2.625% 3/0 (Principal)	2.9	$61M		59M	1.03	View chart
Ventas Rlty Ltd Partnership Note 3.750% 6/0 (Principal)	2.8	$60M	-87%	42M	1.42	View chart
Spotify Usa Note 3/1 (Principal)	2.6	$56M		49M	1.14	View chart
MKS Note 1.250% 6/0 (Principal)	2.5	$53M	-93%	41M	1.28	View chart
Fluor Corp Note 1.125% 8/1 (Principal)	2.3	$49M		40M	1.22	View chart
Uber Technologies Note 0.875%12/0 (Principal)	2.3	$48M	NEW	40M	1.21	View chart
Fluor Corp Note 1.125% 8/1 (Principal)	2.2	$46M		40M	1.14	View chart
Itron Note 1.375% 7/1 (Principal)	2.1	$44M		43M	1.00	View chart
Bank America Corp 7.25%CNV PFD L (BAC.PL)	2.0	$43M		36k	1191.77	View chart
Nutanix Note 0.250%10/0 (Principal)	1.6	$35M		31M	1.13	View chart
Itron Note 1.375% 7/1 (Principal)	1.6	$34M		34M	1.01	View chart
Ppl Cap Fdg Note 2.875% 3/1 (Principal)	1.5	$33M		28M	1.17	View chart
Bofa Fin MTNF 0.600% 5/2 (Principal)	1.5	$32M		27M	1.20	View chart
Southern Note 4.500% 6/1 (Principal)	1.5	$32M		29M	1.11	View chart
Nutanix Note 0.250%10/0 (Principal)	1.5	$32M		31M	1.02	View chart
Jazz Investments I Note 3.125% 9/1 (Principal)	1.5	$31M	-32%	23M	1.34	View chart
Ppl Cap Fdg Note 2.875% 3/1 (Principal)	1.4	$31M		28M	1.10	View chart
Southern Note 4.500% 6/1 (Principal)	1.4	$31M		29M	1.07	View chart
Guidewire Software Note 1.250%11/0 (Principal)	1.4	$30M		30M	1.00	View chart
Repligen Corp Note 1.000%12/1 (Principal)	1.4	$29M		26M	1.10	View chart
Ssr Mining In Note 2.500% 4/0 (Principal)	1.3	$29M		22M	1.31	View chart
Aerovironment Note 7/1 (Principal)	1.3	$28M		29M	0.99	View chart
Guidewire Software Note 1.250%11/0 (Principal)	1.3	$28M		25M	1.10	View chart
Repligen Corp Note 1.000%12/1 (Principal)	1.2	$26M		26M	0.97	View chart
Brookdale Sr Living Note 2.000%10/1 (Principal)	1.2	$25M		14M	1.71	View chart
Evergy Note 4.500%12/1 (Principal)	1.1	$23M		17M	1.35	View chart
Varonis Sys Note 1.000% 9/1 (Principal)	1.1	$22M		24M	0.93	View chart
Integer Hldgs Corp Note 2.125% 2/1 (Principal)	1.1	$22M		19M	1.19	View chart
Haemonetics Corp Mass Note 2.500% 6/0 (Principal)	1.0	$22M		21M	1.04	View chart
Jazz Investments I Note 3.125% 9/1 (Principal)	1.0	$22M	-32%	16M	1.41	View chart
Aerovironment Note 7/1 (Principal)	1.0	$22M		20M	1.09	View chart
Cheesecake Factory Note 2.000% 3/1 (Principal)	1.0	$21M	NEW	21M	1.02	View chart
Evergy Note 4.500%12/1 (Principal)	1.0	$21M		17M	1.22	View chart
Bofa Fin MTNF 0.600% 5/2 (Principal)	1.0	$21M		19M	1.09	View chart
Haemonetics Corp Mass Note 2.500% 6/0 (Principal)	0.9	$20M		21M	0.95	View chart
Brookdale Sr Living Note 2.000%10/1 (Principal)	0.9	$20M		14M	1.37	View chart
Lyft Note 0.625% 3/0 (Principal)	0.9	$19M		19M	1.01	View chart
Integer Hldgs Corp Note 2.125% 2/1 (Principal)	0.8	$18M		15M	1.13	View chart
Braemar Hotels & Resorts Note 4.500% 6/0 (Principal)	0.8	$17M	-2%	18M	0.99	View chart
Braemar Hotels & Resorts Note 4.500% 6/0 (Principal)	0.8	$17M	-2%	17M	0.99	View chart
Global Pmts Note 1.500% 3/0 (Principal)	0.7	$15M	-8%	17M	0.90	View chart
Northern Oil & Gas Note 3.625% 4/1 (Principal)	0.7	$15M		13M	1.10	View chart
Global Pmts Note 1.500% 3/0 (Principal)	0.6	$14M	-8%	16M	0.88	View chart
The Realreal Debt 4.000% 2/1 (Principal)	0.6	$13M	NEW	11M	1.18	View chart
Granite Constr Note 3.250% 6/1 (Principal)	0.6	$13M		8.2M	1.60	View chart
Northern Oil & Gas Note 3.625% 4/1 (Principal)	0.6	$13M		13M	0.97	View chart
Snowflake Note 10/0 (Principal)	0.6	$12M	NEW	10M	1.18	View chart
Live Nation Entertainment In Note 2.875% 1/1 (Principal)	0.6	$12M	-90%	11M	1.06	View chart
Ford Mtr Note 3/1 (Principal)	0.5	$11M		11M	1.04	View chart
American Wtr Cap Corp Note 3.625% 6/1 (Principal)	0.5	$11M		11M	1.00	View chart
Peabody Engr Corp Note 3.250% 3/0 (Principal)	0.5	$10M		6.0M	1.68	View chart
Bank America Corp 7.25%CNV PFD L (BAC.PL)	0.5	$9.8M		7.8k	1248.45	View chart
Expedia Group Note 2/1 (Principal)	0.4	$9.3M		8.3M	1.12	View chart
Duke Energy Corp Note 4.125% 4/1 (Principal)	0.4	$9.1M	-86%	8.3M	1.10	View chart
Enovis Corporation Note 3.875%10/1 (Principal)	0.4	$8.9M		9.1M	0.98	View chart
American Wtr Cap Corp Note 3.625% 6/1 (Principal)	0.4	$8.5M		8.6M	1.00	View chart
Joby Aviation Note 0.750% 2/1 (Principal)	0.4	$8.2M	NEW	9.6M	0.85	View chart
Opko Health Note 3.750% 1/1 (Principal)	0.4	$7.9M		5.9M	1.34	View chart
Ventas Rlty Ltd Partnership Note 3.750% 6/0 (Principal)	0.4	$7.7M	-87%	5.2M	1.49	View chart
Vertex Note 0.750% 5/0 (Principal)	0.4	$7.7M		8.1M	0.95	View chart
Opko Health Note 3.750% 1/1 (Principal)	0.4	$7.5M		5.9M	1.26	View chart
Vertex Note 0.750% 5/0 (Principal)	0.3	$7.0M		8.1M	0.87	View chart
Braemar Hotels And Resorts (BHR)	0.3	$7.0M	-30%	2.4M	2.87	View chart
Freshpet Note 3.000% 4/0 (Principal)	0.3	$6.8M		5.8M	1.17	View chart
Freshpet Note 3.000% 4/0 (Principal)	0.3	$6.7M		5.8M	1.16	View chart
T1 Energy Note 5.250%12/0 (Principal)	0.3	$6.3M	NEW	6.0M	1.05	View chart
Pg&e Corp Note 4.250%12/0 (Principal)	0.3	$6.2M		6.0M	1.04	View chart
Pg&e Corp Note 4.250%12/0 (Principal)	0.3	$6.2M		6.0M	1.03	View chart
Impinj Note 1.125% 5/1 (Principal)	0.3	$6.1M	NEW	5.0M	1.21	View chart
Spdr Series Trust State Street Spd (SPSB)	0.3	$6.0M	NEW	200k	30.07	View chart
Kayne Anderson MLP Investment (KYN)	0.3	$5.9M		415k	14.28	View chart
World Kinect Corporation Note 3.250% 7/0 (Principal)	0.3	$5.4M		5.1M	1.06	View chart
World Kinect Corporation Note 3.250% 7/0 (Principal)	0.3	$5.4M		5.1M	1.05	View chart
Rivian Automotive Note 4.625% 3/1 (Principal)	0.3	$5.4M		5.0M	1.07	View chart
Alliant Energy Corp Note 3.875% 3/1 (Principal)	0.2	$5.2M		5.0M	1.04	View chart
Kayne Anderson MLP Investment (KYN)	0.2	$5.1M		415k	12.38	View chart
Rivian Automotive Note 4.625% 3/1 (Principal)	0.2	$5.0M		4.0M	1.26	View chart
Affirm Hldgs Note 0.750%12/1 (Principal)	0.2	$5.0M		4.5M	1.11	View chart
Vanguard Bd Index Fds Vanguard Ultra (VUSB)	0.2	$5.0M		100k	49.84	View chart
Vanguard Bd Index Fds Vanguard Ultra (VUSB)	0.2	$5.0M		100k	49.78	View chart
Cvr Partners (UAN)	0.2	$4.9M		39k	126.67	View chart
Snowflake Note 10/0 (Principal)	0.2	$4.6M		3.0M	1.55	View chart
Urban One Cl D Non Vtg	0.2	$4.3M		5.1M	0.84	View chart
Lyft Note 0.625% 3/0 (Principal)	0.2	$4.2M		3.5M	1.20	View chart
Affirm Hldgs Note 0.750%12/1 (Principal)	0.2	$4.2M		4.5M	0.94	View chart
MKS Note 1.250% 6/0 (Principal)	0.2	$4.1M	-93%	2.5M	1.66	View chart
Meritage Homes Corp Note 1.750% 5/1 (Principal)	0.2	$4.1M		4.2M	0.99	View chart
Granite Ridge Resources (GRNT)	0.2	$4.1M		693k	5.87	View chart
Cvr Partners (UAN)	0.2	$4.0M		39k	102.50	View chart
Braemar Hotels And Resorts (BHR)	0.2	$4.0M	-30%	1.7M	2.36	View chart
On Semiconductor Corp Note 0.500% 3/0 (Principal)	0.2	$3.9M		4.0M	0.98	View chart
On Semiconductor Corp Note 0.500% 3/0 (Principal)	0.2	$3.8M		4.0M	0.95	View chart
Transmedics Group Note 1.500% 6/0 (Principal)	0.2	$3.7M		2.5M	1.50	View chart
Liberty Media Corp Del Note 2.250% 8/1 (Principal)	0.2	$3.7M		2.9M	1.27	View chart
Snowflake Note 10/0 (Principal)	0.2	$3.6M		3.0M	1.22	View chart
Super Micro Computer Note 2.250% 7/1 (Principal)	0.2	$3.4M	NEW	4.0M	0.86	View chart
Liberty Media Corp Del Note 2.250% 8/1 (Principal)	0.2	$3.4M		2.9M	1.15	View chart
Liberty Media Corp Del Note 3.750% 3/1 (Principal)	0.2	$3.3M	-53%	3.3M	1.01	View chart
Transmedics Group Note 1.500% 6/0 (Principal)	0.2	$3.2M		2.5M	1.29	View chart
Granite Ridge Resources (GRNT)	0.2	$3.2M		683k	4.70	View chart
First Majestic Silver Corp Note 0.375% 1/1 (Principal)	0.2	$3.2M		2.6M	1.23	View chart
Fluence Energy Note 2.250% 6/1 (Principal)	0.1	$3.0M		3.0M	1.01	View chart
Clear Channel Outdoor Holdings (CCO)	0.1	$3.0M		1.4M	2.21	View chart
Lantheus Hldgs Note 2.625%12/1 (Principal)	0.1	$3.0M		2.5M	1.20	View chart
Lantheus Hldgs Note 2.625%12/1 (Principal)	0.1	$2.9M		2.5M	1.15	View chart
Urban One Com Shs Cl D Non (UONEK)	0.1	$2.8M	NEW	508k	5.56	View chart
Kosmos Energy Note 3.125% 3/1 (Principal)	0.1	$2.8M	-77%	6.5M	0.43	View chart
Datadog Note 12/0 (Principal)	0.1	$2.8M		2.8M	1.00	View chart
Datadog Note 12/0 (Principal)	0.1	$2.7M		2.8M	0.97	View chart
Shift4 Pmts Note 0.500% 8/0 (Principal)	0.1	$2.6M		2.8M	0.94	View chart
Fluence Energy Note 2.250% 6/1 (Principal)	0.1	$2.4M		2.0M	1.21	View chart
Westrock Coffee (WEST)	0.1	$2.4M	-5%	594k	4.07	View chart
Westrock Coffee (WEST)	0.1	$2.4M	-5%	560k	4.25	View chart
Cms Energy Corp Note 3.375% 5/0 (Principal)	0.1	$2.4M		2.1M	1.13	View chart
Cloudflare Note 8/1 (Principal)	0.1	$2.3M	NEW	2.0M	1.17	View chart
Cms Energy Corp Note 3.375% 5/0 (Principal)	0.1	$2.3M		2.1M	1.07	View chart
Upstart Hldgs Note 1.000%11/1 (Principal)	0.1	$2.2M		2.5M	0.88	View chart
Rumble *w Exp 09/16/202 (RUMBW)	0.1	$2.2M		1.1M	1.94	View chart
Braemar Hotels & Resorts 5.5 Cum Cv Pfd B (BHR.PB)	0.1	$2.2M		149k	14.54	View chart
Braemar Hotels & Resorts 5.5 Cum Cv Pfd B (BHR.PB)	0.1	$2.1M		144k	14.90	View chart
Jd.com Note 0.250% 6/0 (Principal)	0.1	$2.1M	-46%	2.1M	1.00	View chart
Groupon Note 6.250% 3/1 (Principal)	0.1	$2.1M		2.0M	1.05	View chart
Asa Gold And Precious Mtls L SHS (ASA)	0.1	$2.0M		33k	62.03	View chart
Groupon Note 6.250% 3/1 (Principal)	0.1	$2.0M		2.0M	1.01	View chart
Asa Gold And Precious Mtls L SHS (ASA)	0.1	$1.9M		32k	59.67	View chart
Upstart Hldgs Note 1.000%11/1 (Principal)	0.1	$1.8M		2.5M	0.73	View chart
Luxexperience Bv Sponsored Ads (LUXE)	0.1	$1.7M		200k	8.35	View chart
Nabors Inds Note 1.750% 6/1 (Principal)	0.1	$1.6M	NEW	1.7M	0.92	View chart
Liberty Media Corp Del Note 3.750% 3/1 (Principal)	0.1	$1.6M	-53%	1.6M	1.03	View chart
Luxexperience Bv Sponsored Ads (LUXE)	0.1	$1.6M		200k	8.00	View chart
BRC Com Cl A (BRCC)	0.1	$1.6M		2.0M	0.78	View chart
Ascendis Pharma A/s Note 2.250% 4/0 (Principal)	0.1	$1.5M		1.1M	1.47	View chart
Ncl Corp Note 2.500% 2/1 (Principal)	0.1	$1.5M		1.5M	1.01	View chart
MNTN Cl A (MNTN)	0.1	$1.5M	+18%	127k	11.94	View chart
Integer Hldgs Corp DBCV 1.875% 3/1 (Principal)	0.1	$1.5M	NEW	1.6M	0.96	View chart
Realreal (REAL)	0.1	$1.5M	+68%	95k	15.78	View chart
Ascendis Pharma A/s Note 2.250% 4/0 (Principal)	0.1	$1.5M		1.1M	1.42	View chart
Ncl Corp Note 2.500% 2/1 (Principal)	0.1	$1.5M		1.5M	0.99	View chart
Realreal (REAL)	0.1	$1.5M	+68%	160k	9.08	View chart
Bkv Corp (BKV)	0.1	$1.4M	NEW	50k	28.52	View chart
B2gold Corp Call Call Option	0.1	$1.4M	-13%	934k	1.51	View chart
Brookdale Senior Living (BKD)	0.1	$1.4M	-26%	130k	10.79	View chart
Trip Com Group Note 0.750% 6/1 (Principal)	0.1	$1.4M	NEW	1.4M	1.04	View chart
National Cinemedia Com New (NCMI)	0.1	$1.4M		459k	3.05	View chart
Oppfi *w Exp 07/20/202 (OPFI.WS)	0.1	$1.4M	+71%	910k	1.50	View chart
Gold Royalty Corp Common Shares (GROY)	0.1	$1.4M	-10%	335k	4.04	View chart
MNTN Cl A (MNTN)	0.1	$1.3M	+18%	150k	8.80	View chart
Brookdale Senior Living (BKD)	0.1	$1.3M	-26%	95k	13.68	View chart
Nextnav *w Exp 99/99/999	0.1	$1.2M		171k	7.16	View chart
Live Nation Entertainment In Note 2.875% 1/1 (Principal)	0.1	$1.2M	-90%	1.1M	1.08	View chart
Kosmos Energy Note 3.125% 3/1 (Principal)	0.1	$1.2M	-77%	1.5M	0.79	View chart
Rumble *w Exp 09/16/202 (RUMBW)	0.1	$1.2M		1.1M	1.03	View chart
Archer Aviation *w Exp 09/16/202 (ACHR.WS)	0.1	$1.1M	+19%	997k	1.15	View chart
Jd.com Note 0.250% 6/0 (Principal)	0.1	$1.1M	-46%	1.1M	1.00	View chart
Ncl Corp Note 1.125% 2/1 (Principal)	0.1	$1.1M		1.1M	1.00	View chart
Gold Royalty Corp Common Shares (GROY)	0.1	$1.1M	-10%	300k	3.58	View chart
Nextnav *w Exp 99/99/999	0.1	$1.1M		171k	6.25	View chart
Sunopta (STKL)	0.0	$1.0M		275k	3.80	View chart
GDL Com Sh Ben It (GDL)	0.0	$1.0M		121k	8.47	View chart
GDL Com Sh Ben It (GDL)	0.0	$1.0M		121k	8.33	View chart
National Cinemedia Com New (NCMI)	0.0	$1.0M		257k	3.89	View chart
Whirlpool Corp 8.5 Dep Sr A Cnv (WHR.PA)	0.0	$926k	NEW	23k	41.14	View chart
Osisko Development Corp Com New (ODV)	0.0	$907k		260k	3.49	View chart
Osisko Development Corp Com New (ODV)	0.0	$845k		260k	3.25	View chart
B2gold Corp Call Call Option	0.0	$844k	-13%	804k	1.05	View chart
Planet Labs Pbc *w Exp 12/06/202 (PL.WS)	0.0	$815k		95k	8.58	View chart
Net Power *w Exp 06/08/202 (NPWR.WS)	0.0	$808k		1.5M	0.53	View chart
Porch Group (PRCH)	0.0	$759k	NEW	106k	7.17	View chart
Alliancebernstein Hldg Unit Ltd Partn (AB)	0.0	$685k	NEW	18k	37.44	View chart
Delek Us Hldgs Call Call Option	0.0	$656k		115k	5.70	View chart
BRC Com Cl A (BRCC)	0.0	$599k		540k	1.11	View chart
Shift4 Pmts Note 0.500% 8/0 (Principal)	0.0	$579k		600k	0.97	View chart
Th International Shs New (THCH)	0.0	$569k	-8%	228k	2.49	View chart
Bandwidth Note 0.500% 4/0 (Principal)	0.0	$564k		630k	0.89	View chart
Bandwidth Note 0.500% 4/0 (Principal)	0.0	$554k		630k	0.88	View chart
Purecycle Technologies *w Exp 03/17/202 (PCTTW)	0.0	$552k	+13%	576k	0.96	View chart
Ironwood Pharmaceuticals Note 1.500% 6/1 (Principal)	0.0	$542k		550k	0.99	View chart
Silvercorp Metals (SVM)	0.0	$537k		50k	10.74	View chart
Amprius Technologies *w Exp 09/14/202 (AMPX.WS)	0.0	$530k		77k	6.87	View chart
Ironwood Pharmaceuticals Note 1.500% 6/1 (Principal)	0.0	$522k		550k	0.95	View chart
Americas Gold And Silver Cor Com New (USAS)	0.0	$522k		100k	5.22	View chart
Americas Gold And Silver Cor Com New (USAS)	0.0	$511k		100k	5.11	View chart
Purecycle Technologies *w Exp 06/17/202 (PCTTW)	0.0	$508k	+13%	656k	0.78	View chart
Ryder Sys Put Put Option	0.0	$477k		26k	18.65	View chart
Lithium Argentina Note 1.750% 1/1 (Principal)	0.0	$454k	-8%	500k	0.91	View chart
Urban One Cl A	0.0	$449k		432k	1.04	View chart
Array Technologies Note 1.000%12/0 (Principal)	0.0	$449k		495k	0.91	View chart
Lithium Argentina Note 1.750% 1/1 (Principal)	0.0	$444k	-8%	460k	0.97	View chart
Genesis Energy Call Call Option	0.0	$442k		134k	3.30	View chart
T1 Energy Com New (TE)	0.0	$439k	NEW	100k	4.39	View chart
Genesis Energy Call Call Option	0.0	$438k		134k	3.27	View chart
Th International Shs New (THCH)	0.0	$430k	-8%	209k	2.06	View chart
Net Power *w Exp 06/08/202 (NPWR.WS)	0.0	$429k		1.5M	0.28	View chart
Snap Note 0.125% 3/0 (Principal)	0.0	$420k		460k	0.91	View chart
Snap Note 0.125% 3/0 (Principal)	0.0	$420k		460k	0.91	View chart
Marriott Vacations Worldwide Note 3.250%12/1 (Principal)	0.0	$404k	NEW	420k	0.96	View chart
Redfin Corp Note 0.500% 4/0 (Principal)	0.0	$401k		420k	0.96	View chart
Redfin Corp Note 0.500% 4/0 (Principal)	0.0	$398k		420k	0.95	View chart
Ziff Davis Debt 3.625% 3/0 (Principal)	0.0	$397k		404k	0.98	View chart
Ziff Davis Debt 3.625% 3/0 (Principal)	0.0	$396k		404k	0.98	View chart
Enphase Energy Note 3/0 (Principal)	0.0	$396k		400k	0.99	View chart
Cracker Barrel Old Ctry Stor Note 0.625% 6/1 (Principal)	0.0	$395k		400k	0.99	View chart
Jetblue Airways Corp Note 0.500% 4/0 (Principal)	0.0	$394k		400k	0.98	View chart
Cracker Barrel Old Ctry Stor Note 0.625% 6/1 (Principal)	0.0	$390k		400k	0.97	View chart
Blackstone Mortgage Trust In Note 5.500% 3/1 (Principal)	0.0	$384k		385k	1.00	View chart
Blackstone Mortgage Trust In Note 5.500% 3/1 (Principal)	0.0	$382k		385k	0.99	View chart
Pennymac Corp Note 5.500% 3/1 (Principal)	0.0	$382k		382k	1.00	View chart
Haemonetics Corp Mass Note 3/0 (Principal)	0.0	$378k		382k	0.99	View chart
Oil Sts Intl Note 4.750% 4/0 (Principal)	0.0	$377k		375k	1.00	View chart
Cable One Note 3/1 (Principal)	0.0	$348k		353k	0.99	View chart
Hudson Technologies (HDSN)	0.0	$343k		50k	6.85	View chart
B2gold Corp (BTG)	0.0	$338k	NEW	75k	4.53	View chart
Cerence Note 1.500% 7/0 (Principal)	0.0	$327k	NEW	375k	0.87	View chart
Pbf Energy Put Put Option	0.0	$325k	-60%	100k	3.25	View chart
Archer Aviation *w Exp 09/16/202 (ACHR.WS)	0.0	$323k	+19%	1.2M	0.27	View chart
Goldman Sachs Group Call Call Option	0.0	$311k	NEW	5.0k	62.27	View chart
Ge Vernova Call Call Option	0.0	$298k		5.0k	59.60	View chart
Symbotic Class A Com (SYM)	0.0	$298k		5.0k	59.50	View chart
Hudson Technologies (HDSN)	0.0	$294k		50k	5.88	View chart
Silvercorp Metals (SVM)	0.0	$288k		35k	8.34	View chart
Enphase Energy Note 3/0 (Principal)	0.0	$269k		300k	0.90	View chart
Wells Fargo Perp Pfd Cnv A (WFC.PL)	0.0	$267k		220.00	1215.00	View chart
Enphase Energy Note 3/0 (Principal)	0.0	$263k		300k	0.88	View chart
Cvr Energy Put Put Option	0.0	$263k	NEW	100k	2.62	View chart
Vail Resorts Note 1/0 (Principal)	0.0	$260k		260k	1.00	View chart
Strategy Note 12/0 (Principal)	0.0	$260k	NEW	310k	0.84	View chart
Marriott Vacations Worldwide Note 1/1 (Principal)	0.0	$260k		260k	1.00	View chart
Cable One Note 1.125% 3/1 (Principal)	0.0	$256k		310k	0.82	View chart
Wells Fargo & Co Perp Pfd Cnv A (WFC.PL)	0.0	$255k		220.00	1156.77	View chart
Urban One Cl A Shs (UONE)	0.0	$252k	NEW	43k	5.86	View chart
Bentley Sys Note 0.375% 7/0 (Principal)	0.0	$248k	NEW	260k	0.95	View chart
Affirm Hldgs Note 11/1 (Principal)	0.0	$247k	NEW	255k	0.97	View chart
Advanced Energy Inds Note 2.500% 9/1 (Principal)	0.0	$246k		150k	1.64	View chart
Cable One Note 1.125% 3/1 (Principal)	0.0	$241k		310k	0.78	View chart
Bkv Corp Call Call Option	0.0	$240k		50k	4.80	View chart
Okta Note 0.375% 6/1 (Principal)	0.0	$240k		242k	0.99	View chart
Alliancebernstein Hldg Call Call Option	0.0	$237k	-21%	63k	3.75	View chart
Okta Note 0.375% 6/1 (Principal)	0.0	$237k		242k	0.98	View chart
Rlj Lodging Tr Cum Conv Pfd A (RLJ.PA)	0.0	$231k		9.3k	24.98	View chart
Rlj Lodging Tr Cum Conv Pfd A (RLJ.PA)	0.0	$226k		9.3k	24.41	View chart
Purecycle Technologies (PCT)	0.0	$222k		26k	8.59	View chart
Ishares Put Put Option	0.0	$218k		300k	0.72	View chart
Coinbase Global Note 0.500% 6/0 (Principal)	0.0	$200k	-67%	200k	1.00	View chart
Oppfi *w Exp 07/20/202 (OPFI.WS)	0.0	$199k	+71%	1.6M	0.13	View chart
Ul Solutions Call Call Option	0.0	$197k		20k	9.85	View chart
Opko Health (OPK)	0.0	$189k		150k	1.26	View chart
Opko Health (OPK)	0.0	$171k		150k	1.14	View chart
Epr Pptys Conv Pfd 9% Sr E (EPR.PE)	0.0	$169k		5.6k	30.41	View chart
Symbotic Call Call Option	0.0	$168k		17k	9.90	View chart
Simplify Exchange Traded Fun Volatility Prem (SVOL)	0.0	$167k	NEW	11k	15.34	View chart
Amprius Technologies *w Exp 09/14/202 (AMPX.WS)	0.0	$160k		62k	2.59	View chart
Alliancebernstein Hldg Call Call Option	0.0	$150k	-21%	50k	3.00	View chart
Nutanix Note 0.500%12/1 (Principal)	0.0	$145k		150k	0.97	View chart
10x Genomics Call Call Option	0.0	$140k		60k	2.33	View chart
Nutanix Note 0.500%12/1 (Principal)	0.0	$136k		150k	0.91	View chart
Purecycle Technologies (PCT)	0.0	$134k		26k	5.19	View chart
Ringcentral Note 3/1 (Principal)	0.0	$133k		134k	0.99	View chart
Block Note 5/0 (Principal)	0.0	$115k		115k	1.00	View chart
Block Note 5/0 (Principal)	0.0	$113k		115k	0.98	View chart
Summit Hotel Pptys Note 1.500% 2/1 (Principal)	0.0	$100k		100k	1.00	View chart
Ormat Technologies Note 2.500% 7/1 (Principal)	0.0	$98k	NEW	75k	1.31	View chart
Equinox Gold Corp Call Call Option	0.0	$98k		25k	3.90	View chart
Energy Transfer Com Ut Ltd Ptn (ET)	0.0	$97k		5.0k	19.30	View chart
Bath & Body Works Call Call Option	0.0	$90k	NEW	50k	1.80	View chart
Epr Pptys Conv Pfd 9% Sr E (EPR.PE)	0.0	$90k		3.0k	30.17	View chart
Parsons Corp Del Call Call Option	0.0	$85k		25k	3.40	View chart
Energy Transfer Com Ut Ltd Ptn (ET)	0.0	$83k		5.0k	16.49	View chart
Sea Note 0.250% 9/1 (Principal)	0.0	$82k		84k	0.98	View chart
Sea Note 0.250% 9/1 (Principal)	0.0	$81k		84k	0.97	View chart
Spdr S&p 500 Etf Tr Put Put Option	0.0	$78k	-89%	60k	1.31	View chart
Silvercorp Metals Call Call Option	0.0	$77k		69k	1.12	View chart
Hilton Worldwide Hldgs Put Put Option	0.0	$77k		13k	6.15	View chart
Sofi Technologies Call Call Option	0.0	$72k	NEW	50k	1.44	View chart
Brookdale Sr Living Note 3.500%10/1 (Principal)	0.0	$70k	-40%	50k	1.40	View chart
Pbf Energy Put Put Option	0.0	$68k	-60%	40k	1.70	View chart
Coinbase Global Note 0.500% 6/0 (Principal)	0.0	$65k	-67%	65k	0.99	View chart
El Paso Energy Cap Tr I Pfd Cv Tr Sec 28 (EP.PC)	0.0	$57k		1.1k	50.93	View chart
El Paso Energy Cap Tr I Pfd Cv Tr Sec 28 (EP.PC)	0.0	$55k		1.1k	49.25	View chart
Whirlpool Corporation (WHR)	0.0	$54k	NEW	1.0k	53.92	View chart
Gct Semiconductor Hldg *w Exp 03/01/202 (GCTS.WS)	0.0	$51k		612k	0.08	View chart
Brookdale Sr Living Note 3.500%10/1 (Principal)	0.0	$50k	-40%	30k	1.65	View chart
Psq Holdings *w Exp 07/19/202 (PSQH.WS)	0.0	$47k		492k	0.09	View chart
I-80 Gold Corp *w Exp 11/16/202 (IAUX.WS)	0.0	$46k	NEW	39k	1.20	View chart
General Mls Put Put Option	0.0	$44k		25k	1.75	View chart
Roadzen *w Exp 11/30/202 (RDZNW)	0.0	$41k		151k	0.28	View chart
Hertz Global Hldgs Call Call Option	0.0	$36k	NEW	50k	0.72	View chart
Petroleum & Res Corp Com cef (PEO)	0.0	$27k		968.00	27.80	View chart
State Str Spdr S&p 500 Etf T Put Put Option	0.0	$25k	-89%	6.0k	4.21	View chart
Lanvin Group Holdings Limite *w Exp 01/14/202	0.0	$21k		1.3M	0.02	View chart
Psq Holdings *w Exp 07/19/202 (PSQH.WS)	0.0	$21k		492k	0.04	View chart
Petroleum & Res Corp Com cef (PEO)	0.0	$21k		950.00	21.74	View chart
Roadzen *w Exp 11/30/202 (RDZNW)	0.0	$20k		151k	0.14	View chart
Spdr Series Trust Put Put Option	0.0	$20k	NEW	32k	0.62	View chart
Lanvin Group Holdings Limite *w Exp 01/14/202	0.0	$16k		1.3M	0.01	View chart
Aurora Innovation *w Exp 11/03/202 (AUROW)	0.0	$16k		68k	0.23	View chart
Airjoule Technologies Corp *w Exp 03/15/202 (AIRJW)	0.0	$14k		16k	0.90	View chart
Liberty Media Corp Del Deb 3.750% 2/1 (Principal)	0.0	$14k		220k	0.06	View chart
Carvana Put Put Option	0.0	$11k		3.0k	3.73	View chart
General Mills (GIS)	0.0	$11k	NEW	300.00	37.22	View chart
Airjoule Technologies Corp *w Exp 03/15/202 (AIRJW)	0.0	$8.9k		16k	0.57	View chart
Sunpower *w Exp 07/31/202 (SPWRW)	0.0	$6.6k	-54%	25k	0.26	View chart
Robo.ai *w Exp 11/11/202 (AIIOW)	0.0	$3.0k		65k	0.05	View chart
Sunpower *w Exp 07/31/202 (SPWRW)	0.0	$2.7k	-54%	11k	0.23	View chart
Whirlpool Corp Call Call Option	0.0	$2.3k	NEW	30k	0.07	View chart
Robo.ai *w Exp 11/11/202 (AIIOW)	0.0	$1.4k		65k	0.02	View chart

Past Filings by Zazove Associates

SEC 13F filings are viewable for Zazove Associates going back to 2011

Zazove Associates 2026 Q1 amended filed June 18, 2026
Zazove Associates 2026 Q1 filed June 15, 2026
Zazove Associates 2025 Q4 filed Feb. 18, 2026
Zazove Associates 2025 Q3 filed Oct. 17, 2025
Zazove Associates 2025 Q2 restated filed Aug. 14, 2025
Zazove Associates 2025 Q2 restated filed Aug. 14, 2025
Zazove Associates 2025 Q2 filed Aug. 12, 2025
Zazove Associates 2025 Q1 filed May 13, 2025
Zazove Associates 2024 Q4 filed Feb. 13, 2025
Zazove Associates 2024 Q3 filed Nov. 13, 2024
Zazove Associates 2024 Q1 amended filed June 4, 2024
Zazove Associates 2024 Q1 filed May 7, 2024
Zazove Associates 2023 Q4 filed Jan. 31, 2024
Zazove Associates 2023 Q3 filed Oct. 31, 2023
Zazove Associates 2023 Q2 filed Aug. 7, 2023
Zazove Associates 2023 Q1 filed May 4, 2023

View all past filings

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