Zazove Associates

Zazove Associates as of Sept. 30, 2024

Portfolio Holdings for Zazove Associates

Zazove Associates holds 128 positions in its portfolio as reported in the September 2024 quarterly 13F filing

Company (Ticker) Portfolio Weight Valued At Change in Shares Share Count Share Price
Ventas Rlty Ltd Partnership Note 3.750% 6/0 (Principal) 8.2 $77M 63M 1.22
American Wtr Cap Corp Note 3.625% 6/1 (Principal) 7.1 $66M 65M 1.03
Bofa Fin MTNF 0.600% 5/2 (Principal) 6.8 $64M 57M 1.11
Liberty Media Corp Del Note 3.750% 3/1 (Principal) 5.2 $49M 47M 1.03
Ppl Cap Fdg Note 2.875% 3/1 (Principal) 5.1 $48M 45M 1.06
Mgp Ingredients Note 1.875%11/1 (Principal) 4.9 $46M 43M 1.07
Duke Energy Corp Note 4.125% 4/1 (Principal) 4.7 $44M 41M 1.06
Ford Mtr Note 3/1 (Principal) 4.7 $44M 45M 0.98
Akamai Technologies Note 1.125% 2/1 (Principal) 3.7 $35M 34M 1.02
Nutanix Note 0.250%10/0 (Principal) 3.4 $32M 27M 1.20
Tyler Tex Indpt Sch Dist Note 0.250% 3/1 (Principal) 3.0 $28M 23M 1.23
Uber Technologies Note 12/1 (Principal) 2.6 $25M 22M 1.11
Advanced Energy Inds Note 2.500% 9/1 (Principal) 2.4 $22M 21M 1.06
John Bean Technologies Corp Note 0.250% 5/1 (Principal) 2.3 $22M 23M 0.94
Spotify Usa Note 3/1 (Principal) 1.9 $18M 18M 1.00
Braemar Hotels & Resorts Note 4.500% 6/0 (Principal) 1.8 $17M 18M 0.94
Southern Note 3.875%12/1 (Principal) 1.8 $17M 15M 1.11
Middleby Corp Note 1.000% 9/0 (Principal) 1.7 $16M 14M 1.15
Ascendis Pharma A/s Note 2.250% 4/0 (Principal) 1.6 $15M 13M 1.17
Ssr Mining In Note 2.500% 4/0 (Principal) 1.6 $15M 16M 0.95
Equinox Gold Corp Note 4.750%10/1 (Principal) 1.4 $13M 10M 1.26
Varex Imaging Corp Note 4.000% 6/0 (Principal) 1.3 $12M 12M 1.00
Brookdale Sr Living Note 2.000%10/1 (Principal) 1.2 $11M 11M 1.06
American Airlines Group Note 6.500% 7/0 (Principal) 1.1 $10M 10M 1.03
Ncl Corp Note 5.375% 8/0 (Principal) 1.1 $10M 8.1M 1.24
Conmed Corp Note 2.250% 6/1 (Principal) 1.0 $9.0M 9.7M 0.93
Penn Entertainment Note 2.750% 5/1 (Principal) 0.8 $7.9M 7.3M 1.08
Kayne Anderson MLP Investment (KYN) 0.8 $7.4M 677k 11.00
Jazz Investments I Note 2.000% 6/1 (Principal) 0.8 $7.3M 7.3M 1.00
Northern Oil & Gas Note 3.625% 4/1 (Principal) 0.7 $6.7M 5.9M 1.15
Interdigital Note 3.500% 6/0 (Principal) 0.7 $6.5M 3.5M 1.86
Braemar Hotels And Resorts (BHR) 0.7 $6.5M 2.1M 3.09
Cnx Res Corp Note 2.250% 5/0 (Principal) 0.7 $6.4M 2.5M 2.55
Westrock Coffee (WEST) 0.6 $5.8M 886k 6.50
Granite Ridge Resources (GRNT) 0.6 $5.5M 932k 5.94
Cms Energy Corp Note 3.375% 5/0 (Principal) 0.6 $5.3M 5.0M 1.07
Alliant Energy Corp Note 3.875% 3/1 (Principal) 0.6 $5.2M 5.0M 1.05
Cvr Partners (UAN) 0.6 $5.2M 78k 67.13
Vanguard Bd Index Fds Vanguard Ultra (VUSB) 0.5 $5.0M 100k 49.94
Urban One Cl D Non Vtg (UONEK) 0.4 $4.0M 3.6M 1.11
Lantheus Hldgs Note 2.625%12/1 (Principal) 0.4 $3.9M 2.5M 1.56
Air Trans Svcs Group Note 3.875% 8/1 (Principal) 0.4 $3.8M 4.0M 0.94
Zillow Group Note 1.375% 9/0 (Principal) 0.4 $3.7M 2.5M 1.50
Datadog Note 0.125% 6/1 (Principal) 0.4 $3.7M 2.9M 1.30
Transmedics Group Note 1.500% 6/0 (Principal) 0.4 $3.5M 1.9M 1.85
Fluor Corp Note 1.125% 8/1 (Principal) 0.3 $3.0M 2.5M 1.22
Summit Hotel Pptys Note 1.500% 2/1 (Principal) 0.3 $3.0M 3.2M 0.95
Peabody Engr Corp Note 3.250% 3/0 (Principal) 0.3 $3.0M 2.0M 1.50
Clear Channel Outdoor Holdings (CCO) 0.3 $2.9M 1.8M 1.60
Bloom Energy Corp Note 3.000% 6/0 (Principal) 0.3 $2.8M 3.0M 0.92
Rivian Automotive Note 4.625% 3/1 (Principal) 0.3 $2.7M 3.0M 0.91
Ncl Corp Note 1.125% 2/1 (Principal) 0.3 $2.4M 2.5M 0.97
Pagerduty Note 1.250% 7/0 (Principal) 0.3 $2.4M 2.5M 0.96
Post Hldgs Note 2.500% 8/1 (Principal) 0.3 $2.4M 2.0M 1.19
On Semiconductor Corp Note 0.500% 3/0 (Principal) 0.2 $2.0M 2.0M 1.01
Sea Note 2.375%12/0 (Principal) 0.2 $2.0M 1.7M 1.20
Cumulus Media Com Cl A (CMLS) 0.2 $1.9M 1.5M 1.31
Liberty Media Corp Del Note 2.250% 8/1 (Principal) 0.2 $1.8M 1.7M 1.10
Integer Hldgs Corp Note 2.125% 2/1 (Principal) 0.2 $1.8M 1.1M 1.58
Altair Engr Note 1.750% 6/1 (Principal) 0.2 $1.8M 1.3M 1.43
Confluent Note 1/1 (Principal) 0.2 $1.8M 2.0M 0.89
Net Power *w Exp 06/08/202 (NPWR.WS) 0.2 $1.7M 1.4M 1.25
GDL Com Sh Ben It (GDL) 0.2 $1.6M 201k 8.15
Sunopta (STKL) 0.2 $1.6M 250k 6.38
Cutera Note 4.000% 6/0 (Principal) 0.1 $1.4M 7.8M 0.18
Chefs Whse Note 1.875%12/0 (Principal) 0.1 $1.4M 1.3M 1.05
Osisko Development Corp Com New (ODV) 0.1 $1.3M 607k 2.13
Rumble *w Exp 09/16/202 (RUMBW) 0.1 $1.3M 1.1M 1.15
Smart Global Hldgs Note 2.250% 2/1 (Principal) 0.1 $1.2M 1.0M 1.21
Cutera Note 2.250% 6/0 (Principal) 0.1 $1.2M 7.1M 0.16
Th International Ordinary Shares (THCH) 0.1 $1.1M 1.4M 0.81
Purecycle Technologies *w Exp 03/17/202 (PCTTW) 0.1 $1.1M 379k 2.88
Amprius Technologies Common Stock (AMPX) 0.1 $1.1M 970k 1.11
Urban One Cl A (UONE) 0.1 $985k 560k 1.76
Akamai Technologies Note 0.375% 9/0 (Principal) 0.1 $621k 600k 1.03
Nuscale Pwr Corp *w Exp 05/02/202 (SMR.WS) 0.1 $614k 191k 3.21
Landsea Homes Corp *w Exp 01/08/202 (LSEAW) 0.1 $602k 2.2M 0.28
Ringcentral Note 3/1 (Principal) 0.1 $541k 589k 0.92
Hertz Global Hldgs Com New (HTZ) 0.1 $536k 162k 3.30
Ast Spacemobile Com Cl A (ASTS) 0.1 $528k 20k 26.15
The Beauty Health Company Com Cl A (SKIN) 0.1 $493k 342k 1.44
Hudson Technologies (HDSN) 0.1 $469k 56k 8.34
Envestnet Note 0.750% 8/1 (Principal) 0.0 $419k 425k 0.99
Pacira Biosciences Note 0.750% 8/0 (Principal) 0.0 $382k 400k 0.96
Five9 Note 0.500% 6/0 (Principal) 0.0 $382k 395k 0.97
Solaredge Technologies Note 9/1 (Principal) 0.0 $374k 400k 0.93
Pennymac Corp Note 5.500% 3/1 (Principal) 0.0 $372k 382k 0.97
Snap Note 0.125% 3/0 (Principal) 0.0 $368k 460k 0.80
Ziff Davis Note 1.750%11/0 (Principal) 0.0 $367k 394k 0.93
Esperion Therapeutics Inc Ne Note 4.000%11/1 (Principal) 0.0 $357k 375k 0.95
Haemonetics Corp Mass Note 3/0 (Principal) 0.0 $355k 382k 0.93
BRC Com Cl A (BRCC) 0.0 $342k 100k 3.42
Gold Royalty Corp Common Shares (GROY) 0.0 $328k 241k 1.36
Cracker Barrel Old Ctry Stor Note 0.625% 6/1 (Principal) 0.0 $326k 354k 0.92
Cable One Note 3/1 (Principal) 0.0 $323k 353k 0.92
Block Note 5/0 (Principal) 0.0 $323k 349k 0.92
Lyft Note 1.500% 5/1 (Principal) 0.0 $295k 302k 0.98
Dexcom Note 0.250%11/1 (Principal) 0.0 $286k 300k 0.95
Intuitive Machines *w Exp 99/99/999 (LUNRW) 0.0 $268k 108k 2.48
Arko Corp *w Exp 12/22/202 (ARKOW) 0.0 $250k 484k 0.52
Sea Note 0.250% 9/1 (Principal) 0.0 $246k 272k 0.90
Rlj Lodging Tr Cum Conv Pfd A (RLJ.PA) 0.0 $242k 9.3k 26.16
Chegg Note 9/0 (Principal) 0.0 $239k 314k 0.76
Okta Note 0.375% 6/1 (Principal) 0.0 $225k 242k 0.93
Expedia Group Note 2/1 (Principal) 0.0 $198k 207k 0.95
Novocure Note 11/0 (Principal) 0.0 $149k 158k 0.94
Spdr Ser Tr Bloomberg 1-3 Mo (BIL) 0.0 $141k 1.5k 91.81
Ishares Tr 0-3 Mnth Treasry (SGOV) 0.0 $136k 1.4k 100.72
Digitalocean Hldgs Note 12/0 (Principal) 0.0 $93k 105k 0.89
Gct Semiconductor Hldg *w Exp 03/01/202 (GCTS.WS) 0.0 $87k 669k 0.13
Energy Transfer Com Ut Ltd Ptn (ET) 0.0 $80k 5.0k 16.05
Liberty Media Corp Del Deb 3.750% 2/1 (Principal) 0.0 $77k 220k 0.35
El Paso Energy Cap Tr I Pfd Cv Tr Sec 28 (EP.PC) 0.0 $64k 1.3k 48.20
Chegg Note 0.125% 3/1 (Principal) 0.0 $62k 65k 0.96
Forum Energy Technologies In Note 9.000% 8/0 (Principal) 0.0 $57k 57k 0.99
Psq Holdings *w Exp 99/99/999 (PSQH.WS) 0.0 $50k 271k 0.19
Petroleum & Res Corp Com cef (PEO) 0.0 $42k 1.8k 23.22
Lanvin Group Holdings Limite *w Exp 01/14/202 (LANV.WS) 0.0 $34k 1.3M 0.03
Freyr Battery *w Exp 07/09/202 (FREY.WS) 0.0 $25k 346k 0.07
Simplify Exchange Traded Fun Simplify Interst (PFIX) 0.0 $25k 604.00 41.12
Algoma Stl Group *w Exp 10/19/202 (ASTLW) 0.0 $17k 10k 1.73
Roadzen *w Exp 11/30/202 (RDZNW) 0.0 $13k 151k 0.08
Jasper Therapeutics *w Exp 09/24/202 (JSPRW) 0.0 $12k 66k 0.19
Paysafe *w Exp 03/30/202 (PSFE.WS) 0.0 $9.4k 400k 0.02
Complete Solaria *w Exp 07/31/202 (CSLRW) 0.0 $6.6k 25k 0.26
Mirion Technologies Com Cl A (MIR) 0.0 $5.1k 461.00 11.07
Montana Technologies Corp *w Exp 03/15/202 (AIRJW) 0.0 $4.0k 9.1k 0.44
NWTN *w Exp 12/31/202 (NWTNW) 0.0 $2.6k 65k 0.04