Zazove Associates

Zazove Associates as of Dec. 31, 2023

Portfolio Holdings for Zazove Associates

Zazove Associates holds 138 positions in its portfolio as reported in the December 2023 quarterly 13F filing

Company (Ticker) Portfolio Weight Valued At Change in Shares Share Count Share Price
Ssr Mining In Note 2.500% 4/0 (Principal) 9.0 $72M 75M 0.96
Southwest Airls Note 1.250% 5/0 (Principal) 7.7 $62M 61M 1.01
Jazz Investments I Note 2.000% 6/1 (Principal) 6.0 $48M 48M 1.01
Mgp Ingredients Note 1.875%11/1 (Principal) 5.6 $45M 39M 1.16
Ford Mtr Co Del Note 3/1 (Principal) 5.5 $45M 45M 1.00
Nrg Energy DBCV 2.750% 6/0 (Principal) 4.4 $36M 28M 1.29
Ares Capital Corp Note 4.625% 3/0 (Principal) 4.4 $35M 34M 1.04
Middleby Corp Note 1.000% 9/0 (Principal) 3.9 $32M 26M 1.22
Parsons Corp Del Note 0.250% 8/1 (Principal) 3.3 $26M 18M 1.44
John Bean Technologies Corp Note 0.250% 5/1 (Principal) 3.2 $26M 28M 0.91
Alnylam Pharmaceuticals Note 1.000% 9/1 (Principal) 2.8 $23M 23M 0.99
Tyler Tex Indpt Sch Dist Note 0.250% 3/1 (Principal) 2.8 $23M 22M 1.02
Ascendis Pharma A/s Note 2.250% 4/0 (Principal) 2.3 $19M 18M 1.03
Dexcom Note 0.250%11/1 (Principal) 2.3 $19M 18M 1.05
Braemar Hotels & Resorts Note 4.500% 6/0 (Principal) 2.2 $18M 21M 0.86
Petiq Note 4.000% 6/0 (Principal) 2.1 $17M 17M 1.00
Akamai Technologies Note 0.375% 9/0 (Principal) 2.0 $16M 14M 1.12
Imax Corp Note 0.500% 4/0 (Principal) 1.9 $15M 17M 0.89
Varex Imaging Corp Note 4.000% 6/0 (Principal) 1.8 $15M 13M 1.17
Kaman Corp Note 3.250% 5/0 (Principal) 1.6 $13M 13M 0.99
Conmed Corp Note 2.250% 6/1 (Principal) 1.6 $13M 13M 1.00
Urban One Cl D Non Vtg (UONEK) 1.1 $8.7M 2.5M 3.53
Interdigital Note 3.500% 6/0 (Principal) 1.1 $8.6M 5.8M 1.47
Cumulus Media Com Cl A (CMLS) 1.0 $7.8M 1.5M 5.32
Northern Oil & Gas Note 3.625% 4/1 (Principal) 0.9 $7.4M 6.3M 1.18
Westrock Coffee *w Exp 08/29/202 (WESTW) 0.9 $6.9M 3.1M 2.25
Kayne Anderson MLP Investment (KYN) 0.9 $6.9M 782k 8.78
Granite Ridge Resources (GRNT) 0.8 $6.3M 1.0M 6.02
Innovate Corp Note 7.500% 8/0 (Principal) 0.8 $6.2M 12M 0.51
Braemar Hotels And Resorts (BHR) 0.7 $5.3M 2.1M 2.50
Cvr Partners (UAN) 0.6 $5.0M 77k 65.50
Vanguard Bd Index Fds Vanguard Ultra (VUSB) 0.6 $4.9M 100k 49.44
Datadog Note 0.125% 6/1 (Principal) 0.6 $4.9M 3.5M 1.40
Clear Channel Outdoor Holdings (CCO) 0.6 $4.8M 2.6M 1.82
Cnx Res Corp Note 2.250% 5/0 (Principal) 0.5 $4.1M 2.5M 1.63
Insulet Corp Note 0.375% 9/0 (Principal) 0.5 $4.0M 3.5M 1.15
Mirion Technologies *w Exp 10/20/202 0.5 $3.8M 1.9M 2.03
Guardant Health Note 11/1 (Principal) 0.4 $3.4M 4.9M 0.70
Zillow Group Note 1.375% 9/0 (Principal) 0.4 $3.4M 2.5M 1.36
Summit Hotel Pptys Note 1.500% 2/1 (Principal) 0.4 $3.3M 3.7M 0.89
Sunopta (STKL) 0.4 $3.2M 594k 5.47
Pebblebrook Hotel Tr Note 1.750%12/1 (Principal) 0.4 $3.1M 3.5M 0.90
Conmed Corp Note 2.625% 2/0 (Principal) 0.4 $3.1M 2.5M 1.24
GDL Com Sh Ben It (GDL) 0.4 $3.0M 378k 8.04
Peabody Engr Corp Note 3.250% 3/0 (Principal) 0.4 $2.9M 2.0M 1.45
Etsy Note 0.125%10/0 (Principal) 0.4 $2.9M 2.5M 1.15
Lantheus Hldgs Note 2.625%12/1 (Principal) 0.3 $2.8M 2.5M 1.12
Net Power *w Exp 06/08/202 (NPWR.WS) 0.3 $2.8M 1.3M 2.18
Hertz Global Hldgs *w Exp 06/30/205 (HTZWW) 0.3 $2.7M 487k 5.49
Helix Energy Solutions Grp I Note 6.750% 2/1 (Principal) 0.3 $2.4M 1.5M 1.62
Th International Ordinary Shares (THCH) 0.3 $2.4M 1.4M 1.75
Pagerduty Note 1.250% 7/0 (Principal) 0.3 $2.4M 2.5M 0.96
Urban One Cl A (UONE) 0.3 $2.4M 586k 4.03
Solaredge Technologies Note 9/1 (Principal) 0.3 $2.3M 2.5M 0.91
American Airlines Group Note 6.500% 7/0 (Principal) 0.3 $2.2M 2.0M 1.11
Post Hldgs Note 2.500% 8/1 (Principal) 0.3 $2.0M 2.0M 1.01
Digital World Acquisition *w Exp 06/30/202 (DJTWW) 0.2 $2.0M 377k 5.31
Block Note 0.125% 3/0 (Principal) 0.2 $2.0M 2.0M 0.98
Splunk Note 1.125% 6/1 (Principal) 0.2 $1.9M 2.0M 0.97
Air Trans Svcs Group Note 1.125%10/1 (Principal) 0.2 $1.9M 2.0M 0.96
Cutera Note 2.250% 6/0 (Principal) 0.2 $1.9M 7.1M 0.27
Osisko Development Corp Com New (ODV) 0.2 $1.8M 625k 2.91
Cutera Note 4.000% 6/0 (Principal) 0.2 $1.6M 6.8M 0.24
Sea Note 2.375%12/0 (Principal) 0.2 $1.6M 1.7M 0.95
Altair Engr Note 1.750% 6/1 (Principal) 0.2 $1.6M 1.3M 1.30
Liberty Media Corp Del Note 2.250% 8/1 (Principal) 0.2 $1.5M 1.5M 1.02
Nuveen Cr Strategies Income Com Shs (JQC) 0.2 $1.4M 270k 5.22
Chefs Whse Note 1.875%12/0 (Principal) 0.2 $1.3M 1.3M 0.98
Smart Global Hldgs Note 2.250% 2/1 (Principal) 0.1 $1.1M 1.0M 1.12
The Beauty Health Company Com Cl A (SKIN) 0.1 $1.1M 342k 3.11
Rumble *w Exp 09/16/202 (RUMBW) 0.1 $1.0M 1.1M 0.97
Brookdale Sr Living Note 2.000%10/1 (Principal) 0.1 $917k 1.0M 0.92
Wells Fargo Perp Pfd Cnv A (WFC.PL) 0.1 $822k 687.00 1196.51
Etsy Note 0.250% 6/1 (Principal) 0.1 $802k 1.0M 0.80
New York Cmnty Cap Tr V Unit 05/07/2051 (NYCB.PU) 0.1 $790k 19k 40.75
Landsea Homes Corp *w Exp 01/08/202 (LSEAW) 0.1 $760k 2.1M 0.36
Simplify Exchange Traded Fun Simplify Interst (PFIX) 0.1 $690k 17k 40.00
Butterfly Network Com Cl A (BFLY) 0.1 $627k 580k 1.08
Container Store (TCS) 0.1 $621k 273k 2.28
National Cinemedia Com New (NCMI) 0.1 $539k 130k 4.14
Arko Corp *w Exp 12/22/202 (ARKOW) 0.1 $529k 466k 1.14
BRC Com Cl A (BRCC) 0.1 $498k 137k 3.63
Western Digital Corp. Note 1.500% 2/0 (Principal) 0.1 $498k 500k 1.00
BlackRock Floating Rate Income Strat. Fn (FRA) 0.1 $485k 38k 12.67
Amprius Technologies *w Exp 09/14/202 (AMPX.WS) 0.1 $436k 1.1M 0.40
Ringcentral Note 3/1 (Principal) 0.1 $425k 489k 0.87
Enterprise Products Partners (EPD) 0.0 $388k 15k 26.38
Purecycle Technologies *w Exp 03/17/202 (PCTTW) 0.0 $356k 334k 1.07
Pennymac Corp Note 5.500% 3/1 (Principal) 0.0 $297k 319k 0.93
Dish Network Corporation Note 2.375% 3/1 (Principal) 0.0 $271k 273k 0.99
Rlj Lodging Tr Cum Conv Pfd A (RLJ.PA) 0.0 $233k 9.3k 25.15
Psq Holdings *w Exp 99/99/999 (PSQH.WS) 0.0 $229k 271k 0.85
Spotify Usa Note 3/1 (Principal) 0.0 $220k 249k 0.88
Block Note 5/0 (Principal) 0.0 $219k 249k 0.88
Cracker Barrel Old Ctry Stor Note 0.625% 6/1 (Principal) 0.0 $217k 249k 0.87
Sandstorm Gold Com New (SAND) 0.0 $215k 43k 5.02
Okta Note 0.375% 6/1 (Principal) 0.0 $215k 242k 0.89
Cable One Note 3/1 (Principal) 0.0 $212k 248k 0.85
Energy Transfer Com Ut Ltd Ptn (ET) 0.0 $207k 15k 13.80
Lanvin Group Holdings Limite *w Exp 01/14/202 (LANV.WS) 0.0 $199k 1.3M 0.15
Docusign Note 1/1 (Principal) 0.0 $199k 200k 0.99
Lyft Note 1.500% 5/1 (Principal) 0.0 $197k 207k 0.95
Expedia Group Note 2/1 (Principal) 0.0 $197k 207k 0.95
Apollo Sr Floating Rate Fd I (AFT) 0.0 $192k 15k 13.23
Whole Earth Brands *w Exp 06/25/202 (FREEW) 0.0 $168k 2.1M 0.08
Chegg Note 9/0 (Principal) 0.0 $166k 199k 0.83
Mfa Finl Note 6.250% 6/1 (Principal) 0.0 $161k 162k 0.99
Sea Note 1.000%12/0 (Principal) 0.0 $160k 150k 1.07
Live Nation Entertainment In Note 2.000% 2/1 (Principal) 0.0 $159k 150k 1.06
Novocure Note 11/0 (Principal) 0.0 $138k 158k 0.87
Sea Note 0.250% 9/1 (Principal) 0.0 $137k 167k 0.82
Forum Energy Technologies In Note 9.000% 8/0 (Principal) 0.0 $134k 138k 0.97
Jazz Investments I Note 1.500% 8/1 (Principal) 0.0 $117k 120k 0.97
Nabors Inds Note 0.750% 1/1 (Principal) 0.0 $91k 91k 1.00
Freyr Battery *w Exp 09/01/202 0.0 $71k 346k 0.20
Liberty Media Corp Del Deb 3.750% 2/1 (Principal) 0.0 $68k 266k 0.26
Pioneer Floating Rate Trust (PHD) 0.0 $60k 6.5k 9.22
Weatherford Intl Ord Shs (WFRD) 0.0 $46k 467.00 98.50
Petroleum & Res Corp Com cef (PEO) 0.0 $37k 1.8k 20.56
Nuveen Floating Rate Income Fund (JFR) 0.0 $36k 4.4k 8.21
Finance Of America Compan *w Exp 04/08/202 (FOACW) 0.0 $30k 503k 0.06
Haemonetics Corp Mass Note 3/0 (Principal) 0.0 $20k 22k 0.91
El Paso Energy Cap Tr I Pfd Cv Tr Sec 28 (EP.PC) 0.0 $20k 434.00 46.08
Roadzen *w Exp 11/30/202 (RDZNW) 0.0 $11k 151k 0.07
Paysafe *w Exp 03/30/202 (PSFE.WS) 0.0 $11k 400k 0.03
NWTN *w Exp 12/31/202 (NWTNW) 0.0 $9.0k 65k 0.14
Polestar Automotive Hldg Uk Ads C-1 (PSNYW) 0.0 $6.0k 25k 0.24
Jasper Therapeutics *w Exp 09/24/202 (JSPRW) 0.0 $5.0k 66k 0.08
American Airls (AAL) 0.0 $5.0k 399.00 12.53
Curiositystream Com Cl A (CURI) 0.0 $3.0k 6.3k 0.48
Getty Images Holdings Cl A Com (GETY) 0.0 $1.0k 175.00 5.71
Cano Health Com Cl A (CANOQ) 0.0 $1.0k 250.00 4.00
Great Ajax Corp 7.25 CV SR NT 24 0.0 $999.999000 27.00 37.04
Complete Solaria *w Exp 07/31/202 (CSLRW) 0.0 $999.288700 25k 0.04
Integra Lifesciences Hldgs C Note 0.500% 8/1 (Principal) 0.0 $0 0 0.00
Palo Alto Networks Note 0.375% 6/0 (Principal) 0.0 $0 0 0.00
Stride Note 1.125% 9/0 (Principal) 0.0 $0 0 0.00
Power & Digital Infrastructu *w Exp 12/09/202 0.0 $0 9.1k 0.00