Zazove Associates

Zazove Associates as of March 31, 2026

Portfolio Holdings for Zazove Associates

Zazove Associates holds 150 positions in its portfolio as reported in the March 2026 quarterly 13F filing

Company (Ticker) Portfolio Weight Valued At Change in Shares Share Count Share Price
Tetra Tech DBCV 2.250% 8/1 (Principal) 6.5 $62M 59M 1.05
Parsons Corp Del Note 2.625% 3/0 (Principal) 6.4 $62M 62M 0.99
Fluor Corp Note 1.125% 8/1 (Principal) 5.2 $49M 40M 1.22
Uber Technologies Note 0.875%12/0 (Principal) 5.0 $48M 40M 1.21
Itron Note 1.375% 7/1 (Principal) 4.5 $44M 43M 1.00
Bank America Corp 7.25%CNV PFD L (BAC.PL) 4.4 $43M 36k 1191.77
Ppl Cap Fdg Note 2.875% 3/1 (Principal) 3.4 $33M 28M 1.17
Bofa Fin MTNF 0.600% 5/2 (Principal) 3.4 $32M 27M 1.20
Southern Note 4.500% 6/1 (Principal) 3.3 $32M 29M 1.11
Nutanix Note 0.250%10/0 (Principal) 3.3 $32M 31M 1.02
Guidewire Software Note 1.250%11/0 (Principal) 3.1 $30M 30M 1.00
Aerovironment Note 7/1 (Principal) 2.9 $28M 29M 0.99
Repligen Corp Note 1.000%12/1 (Principal) 2.7 $26M 26M 0.97
Brookdale Sr Living Note 2.000%10/1 (Principal) 2.6 $25M 14M 1.71
Evergy Note 4.500%12/1 (Principal) 2.4 $23M 17M 1.35
Integer Hldgs Corp Note 2.125% 2/1 (Principal) 2.3 $22M 19M 1.19
Jazz Investments I Note 3.125% 9/1 (Principal) 2.3 $22M 16M 1.41
Cheesecake Factory Note 2.000% 3/1 (Principal) 2.2 $21M 21M 1.02
Haemonetics Corp Mass Note 2.500% 6/0 (Principal) 2.1 $20M 21M 0.95
Lyft Note 0.625% 3/0 (Principal) 2.0 $19M 19M 1.01
Braemar Hotels & Resorts Note 4.500% 6/0 (Principal) 1.8 $17M 17M 0.99
Northern Oil & Gas Note 3.625% 4/1 (Principal) 1.5 $15M 13M 1.10
Global Pmts Note 1.500% 3/0 (Principal) 1.4 $14M 16M 0.88
The Realreal Debt 4.000% 2/1 (Principal) 1.4 $13M 11M 1.18
Snowflake Note 10/0 (Principal) 1.2 $12M 10M 1.18
American Wtr Cap Corp Note 3.625% 6/1 (Principal) 1.1 $11M 11M 1.00
Duke Energy Corp Note 4.125% 4/1 (Principal) 1.0 $9.1M 8.3M 1.10
Joby Aviation Note 0.750% 2/1 (Principal) 0.9 $8.2M 9.6M 0.85
Ventas Rlty Ltd Partnership Note 3.750% 6/0 (Principal) 0.8 $7.7M 5.2M 1.49
Opko Health Note 3.750% 1/1 (Principal) 0.8 $7.5M 5.9M 1.26
Vertex Note 0.750% 5/0 (Principal) 0.7 $7.0M 8.1M 0.87
Freshpet Note 3.000% 4/0 (Principal) 0.7 $6.7M 5.8M 1.16
T1 Energy Note 5.250%12/0 (Principal) 0.7 $6.3M 6.0M 1.05
Pg&e Corp Note 4.250%12/0 (Principal) 0.7 $6.2M 6.0M 1.04
Impinj Note 1.125% 5/1 (Principal) 0.6 $6.1M 5.0M 1.21
Spdr Series Trust State Street Spd (SPSB) 0.6 $6.0M 200k 30.07
Kayne Anderson MLP Investment (KYN) 0.6 $5.9M 415k 14.28
World Kinect Corporation Note 3.250% 7/0 (Principal) 0.6 $5.4M 5.1M 1.05
Rivian Automotive Note 4.625% 3/1 (Principal) 0.6 $5.4M 5.0M 1.07
Vanguard Bd Index Fds Vanguard Ultra (VUSB) 0.5 $5.0M 100k 49.78
Cvr Partners (UAN) 0.5 $4.9M 39k 126.67
Affirm Hldgs Note 0.750%12/1 (Principal) 0.4 $4.2M 4.5M 0.94
MKS Note 1.250% 6/0 (Principal) 0.4 $4.1M 2.5M 1.66
Granite Ridge Resources (GRNT) 0.4 $4.1M 693k 5.87
Braemar Hotels And Resorts (BHR) 0.4 $4.0M 1.7M 2.36
On Semiconductor Corp Note 0.500% 3/0 (Principal) 0.4 $3.9M 4.0M 0.98
Snowflake Note 10/0 (Principal) 0.4 $3.6M 3.0M 1.22
Super Micro Computer Note 2.250% 7/1 (Principal) 0.4 $3.4M 4.0M 0.86
Liberty Media Corp Del Note 2.250% 8/1 (Principal) 0.4 $3.4M 2.9M 1.15
Transmedics Group Note 1.500% 6/0 (Principal) 0.3 $3.2M 2.5M 1.29
Fluence Energy Note 2.250% 6/1 (Principal) 0.3 $3.0M 3.0M 1.01
Lantheus Hldgs Note 2.625%12/1 (Principal) 0.3 $3.0M 2.5M 1.20
Urban One Com Shs Cl D Non (UONEK) 0.3 $2.8M 508k 5.56
Datadog Note 12/0 (Principal) 0.3 $2.7M 2.8M 0.97
Shift4 Pmts Note 0.500% 8/0 (Principal) 0.3 $2.6M 2.8M 0.94
Westrock Coffee (WEST) 0.2 $2.4M 560k 4.25
Cms Energy Corp Note 3.375% 5/0 (Principal) 0.2 $2.4M 2.1M 1.13
Cloudflare Note 8/1 (Principal) 0.2 $2.3M 2.0M 1.17
Braemar Hotels & Resorts 5.5 Cum Cv Pfd B (BHR.PB) 0.2 $2.2M 149k 14.54
Asa Gold And Precious Mtls L SHS (ASA) 0.2 $2.0M 33k 62.03
Groupon Note 6.250% 3/1 (Principal) 0.2 $2.0M 2.0M 1.01
Upstart Hldgs Note 1.000%11/1 (Principal) 0.2 $1.8M 2.5M 0.73
Nabors Inds Note 1.750% 6/1 (Principal) 0.2 $1.6M 1.7M 0.92
Liberty Media Corp Del Note 3.750% 3/1 (Principal) 0.2 $1.6M 1.6M 1.03
Luxexperience Bv Sponsored Ads (LUXE) 0.2 $1.6M 200k 8.00
BRC Com Cl A (BRCC) 0.2 $1.6M 2.0M 0.78
Ascendis Pharma A/s Note 2.250% 4/0 (Principal) 0.2 $1.5M 1.1M 1.47
Integer Hldgs Corp DBCV 1.875% 3/1 (Principal) 0.2 $1.5M 1.6M 0.96
Ncl Corp Note 2.500% 2/1 (Principal) 0.2 $1.5M 1.5M 0.99
Realreal (REAL) 0.2 $1.5M 160k 9.08
Bkv Corp (BKV) 0.1 $1.4M 50k 28.52
Trip Com Group Note 0.750% 6/1 (Principal) 0.1 $1.4M 1.4M 1.04
National Cinemedia Com New (NCMI) 0.1 $1.4M 459k 3.05
MNTN Cl A (MNTN) 0.1 $1.3M 150k 8.80
Brookdale Senior Living (BKD) 0.1 $1.3M 95k 13.68
Live Nation Entertainment In Note 2.875% 1/1 (Principal) 0.1 $1.2M 1.1M 1.08
Kosmos Energy Note 3.125% 3/1 (Principal) 0.1 $1.2M 1.5M 0.79
Rumble *w Exp 09/16/202 (RUMBW) 0.1 $1.2M 1.1M 1.03
Jd.com Note 0.250% 6/0 (Principal) 0.1 $1.1M 1.1M 1.00
Gold Royalty Corp Common Shares (GROY) 0.1 $1.1M 300k 3.58
Nextnav *w Exp 99/99/999 (NNAVW) 0.1 $1.1M 171k 6.25
GDL Com Sh Ben It (GDL) 0.1 $1.0M 121k 8.33
Whirlpool Corp 8.5 Dep Sr A Cnv (WHR.PA) 0.1 $926k 23k 41.14
Osisko Development Corp Com New (ODV) 0.1 $845k 260k 3.25
B2gold Corp Call Call Option 0.1 $844k 804k 1.05
Porch Group (PRCH) 0.1 $759k 106k 7.17
Alliancebernstein Hldg Unit Ltd Partn (AB) 0.1 $685k 18k 37.44
Bandwidth Note 0.500% 4/0 (Principal) 0.1 $564k 630k 0.89
Ironwood Pharmaceuticals Note 1.500% 6/1 (Principal) 0.1 $542k 550k 0.99
Silvercorp Metals (SVM) 0.1 $537k 50k 10.74
Amprius Technologies *w Exp 09/14/202 (AMPX.WS) 0.1 $530k 77k 6.87
Americas Gold And Silver Cor Com New (USAS) 0.1 $522k 100k 5.22
Purecycle Technologies *w Exp 06/17/202 (PCTTW) 0.1 $508k 656k 0.78
Lithium Argentina Note 1.750% 1/1 (Principal) 0.0 $444k 460k 0.97
T1 Energy Com New (TE) 0.0 $439k 100k 4.39
Genesis Energy Call Call Option 0.0 $438k 134k 3.27
Th International Shs New (THCH) 0.0 $430k 209k 2.06
Net Power *w Exp 06/08/202 (NPWR.WS) 0.0 $429k 1.5M 0.28
Snap Note 0.125% 3/0 (Principal) 0.0 $420k 460k 0.91
Marriott Vacations Worldwide Note 3.250%12/1 (Principal) 0.0 $404k 420k 0.96
Redfin Corp Note 0.500% 4/0 (Principal) 0.0 $401k 420k 0.96
Ziff Davis Debt 3.625% 3/0 (Principal) 0.0 $397k 404k 0.98
Cracker Barrel Old Ctry Stor Note 0.625% 6/1 (Principal) 0.0 $395k 400k 0.99
Blackstone Mortgage Trust In Note 5.500% 3/1 (Principal) 0.0 $384k 385k 1.00
B2gold Corp (BTG) 0.0 $338k 75k 4.53
Cerence Note 1.500% 7/0 (Principal) 0.0 $327k 375k 0.87
Archer Aviation *w Exp 09/16/202 (ACHR.WS) 0.0 $323k 1.2M 0.27
Goldman Sachs Group Call Call Option 0.0 $311k 5.0k 62.27
Hudson Technologies (HDSN) 0.0 $294k 50k 5.88
Enphase Energy Note 3/0 (Principal) 0.0 $269k 300k 0.90
Cvr Energy Put Put Option 0.0 $263k 100k 2.62
Strategy Note 12/0 (Principal) 0.0 $260k 310k 0.84
Wells Fargo & Co Perp Pfd Cnv A (WFC.PL) 0.0 $255k 220.00 1156.77
Urban One Cl A Shs (UONE) 0.0 $252k 43k 5.86
Bentley Sys Note 0.375% 7/0 (Principal) 0.0 $248k 260k 0.95
Affirm Hldgs Note 11/1 (Principal) 0.0 $247k 255k 0.97
Cable One Note 1.125% 3/1 (Principal) 0.0 $241k 310k 0.78
Okta Note 0.375% 6/1 (Principal) 0.0 $240k 242k 0.99
Rlj Lodging Tr Cum Conv Pfd A (RLJ.PA) 0.0 $226k 9.3k 24.41
Oppfi *w Exp 07/20/202 (OPFI.WS) 0.0 $199k 1.6M 0.13
Opko Health (OPK) 0.0 $171k 150k 1.14
Epr Pptys Conv Pfd 9% Sr E (EPR.PE) 0.0 $169k 5.6k 30.41
Simplify Exchange Traded Fun Volatility Prem (SVOL) 0.0 $167k 11k 15.34
Alliancebernstein Hldg Call Call Option 0.0 $150k 50k 3.00
Nutanix Note 0.500%12/1 (Principal) 0.0 $136k 150k 0.91
Purecycle Technologies (PCT) 0.0 $134k 26k 5.19
Block Note 5/0 (Principal) 0.0 $115k 115k 1.00
Ormat Technologies Note 2.500% 7/1 (Principal) 0.0 $98k 75k 1.31
Energy Transfer Com Ut Ltd Ptn (ET) 0.0 $97k 5.0k 19.30
Bath & Body Works Call Call Option 0.0 $90k 50k 1.80
Sea Note 0.250% 9/1 (Principal) 0.0 $82k 84k 0.98
Sofi Technologies Call Call Option 0.0 $72k 50k 1.44
Pbf Energy Put Put Option 0.0 $68k 40k 1.70
Coinbase Global Note 0.500% 6/0 (Principal) 0.0 $65k 65k 0.99
El Paso Energy Cap Tr I Pfd Cv Tr Sec 28 (EP.PC) 0.0 $57k 1.1k 50.93
Whirlpool Corporation (WHR) 0.0 $54k 1.0k 53.92
Brookdale Sr Living Note 3.500%10/1 (Principal) 0.0 $50k 30k 1.65
I-80 Gold Corp *w Exp 11/16/202 (IAUX.WS) 0.0 $46k 39k 1.20
Hertz Global Hldgs Call Call Option 0.0 $36k 50k 0.72
Petroleum & Res Corp Com cef (PEO) 0.0 $27k 968.00 27.80
State Str Spdr S&p 500 Etf T Put Put Option 0.0 $25k 6.0k 4.21
Psq Holdings *w Exp 07/19/202 (PSQH.WS) 0.0 $21k 492k 0.04
Roadzen *w Exp 11/30/202 (RDZNW) 0.0 $20k 151k 0.14
Spdr Series Trust Put Put Option 0.0 $20k 32k 0.62
Lanvin Group Holdings Limite *w Exp 01/14/202 (LANV.WS) 0.0 $16k 1.3M 0.01
General Mills (GIS) 0.0 $11k 300.00 37.22
Airjoule Technologies Corp *w Exp 03/15/202 (AIRJW) 0.0 $8.9k 16k 0.57
Sunpower *w Exp 07/31/202 (SPWRW) 0.0 $2.7k 11k 0.23
Whirlpool Corp Call Call Option 0.0 $2.3k 30k 0.07
Robo.ai *w Exp 11/11/202 (AIIOW) 0.0 $1.4k 65k 0.02