Zazove Associates

Zazove Associates as of June 30, 2023

Portfolio Holdings for Zazove Associates

Zazove Associates holds 135 positions in its portfolio as reported in the June 2023 quarterly 13F filing

Company (Ticker) Portfolio Weight Valued At Change in Shares Share Count Share Price
Southwest Airlines Note 1.250% 5/0 (Principal) 6.4 $71M 61M 1.15
Akamai Technologies Note 0.375% 9/0 (Principal) 6.1 $67M 69M 0.97
Ssr Mining Note 2.500% 4/0 (Principal) 5.8 $64M 58M 1.10
Parsons Note 0.250% 8/1 (Principal) 5.0 $55M 48M 1.15
Nrg Energy DBCV 2.750% 6/0 (Principal) 3.8 $42M 39M 1.06
Jazz Investments I Note 2.000% 6/1 (Principal) 3.6 $40M 39M 1.02
Solaredge Technologies Note 9/1 (Principal) 3.4 $37M 31M 1.19
Mgp Ingredients Note 1.875%11/1 (Principal) 3.0 $33M 27M 1.24
Enphase Energy Note 3/0 (Principal) 2.7 $30M 32M 0.94
Middleby Note 1.000% 9/0 (Principal) 2.7 $30M 24M 1.25
Kaman Note 3.250% 5/0 (Principal) 2.5 $27M 28M 0.97
Cyberark Software Note 11/1 (Principal) 2.3 $25M 22M 1.14
Dexcom Note 0.250%11/1 (Principal) 2.2 $24M 22M 1.07
Tyler Technologies Note 0.250% 3/1 (Principal) 2.2 $24M 23M 1.04
Ford Motor Note 3/1 (Principal) 2.1 $23M 21M 1.09
Ares Capital Note 4.625% 3/0 (Principal) 2.0 $22M 22M 1.01
Cracker Barrel Old Country Store Note 0.625% 6/1 (Principal) 2.0 $22M 26M 0.85
John Bean Technologies Note 0.250% 5/1 (Principal) 2.0 $22M 23M 0.95
Braemar Hotels & Resorts Note 4.500% 6/0 (Principal) 2.0 $22M 23M 0.93
Mesa Laboratories Note 1.375% 8/1 (Principal) 1.9 $21M 24M 0.90
Pebblebrook Hotel Trust Note 1.750%12/1 (Principal) 1.7 $19M 22M 0.85
Occidental Petroleum *w Exp 08/03/202 (OXY.WS) 1.7 $18M 500k 36.88
Ascendis Pharma A/s Note 2.250% 4/0 (Principal) 1.6 $17M 19M 0.91
Bill.com Holdings Note 12/0 (Principal) 1.5 $17M 16M 1.05
Liberty Media Note 1.375%10/1 (Principal) 1.5 $16M 14M 1.16
Varex Imaging Note 4.000% 6/0 (Principal) 1.4 $16M 12M 1.28
Datadog Note 0.125% 6/1 (Principal) 1.4 $15M 12M 1.24
Petiq Note 4.000% 6/0 (Principal) 1.4 $15M 17M 0.92
Urban One Class D Cl D Non Vtg (UONEK) 1.3 $15M 2.4M 6.00
Helix Energy Solutions Group Note 6.750% 2/1 (Principal) 0.9 $10M 7.7M 1.33
Westrock Coffee *w Exp 08/29/202 (WESTW) 0.8 $8.5M 2.8M 3.00
Braemar Hotels And Resorts (BHR) 0.8 $8.4M 2.1M 4.02
Imax Note 0.500% 4/0 (Principal) 0.8 $8.3M 9.0M 0.92
Innovate Note 7.500% 8/0 (Principal) 0.7 $8.0M 12M 0.65
Interdigital Note 3.500% 6/0 (Principal) 0.7 $7.9M 5.8M 1.36
Halozyme Therapeutics Note 0.250% 3/0 (Principal) 0.7 $7.8M 9.4M 0.83
Granite Ridge Resources (GRNT) 0.6 $6.9M 1.0M 6.63
Garrett Motion (GTX) 0.6 $6.6M 876k 7.57
Cvr Partners (UAN) 0.6 $6.2M 77k 80.68
Cumulus Media Com Cl A (CMLS) 0.5 $6.0M 1.5M 4.10
Stride Note 1.125% 9/0 (Principal) 0.5 $5.9M 6.1M 0.96
Clear Channel Outdoor Holdings (CCO) 0.5 $5.5M 4.0M 1.37
Biomarin Pharmaceutical Note 1.250% 5/1 (Principal) 0.5 $5.2M 5.2M 1.01
Palo Alto Networks Note 0.375% 6/0 (Principal) 0.5 $5.1M 2.0M 2.57
Vanguard Ultra Short Bond Vanguard Ultra (VUSB) 0.4 $4.9M 100k 49.16
Blackrock Ultra Shortterm Bond Blackrock Ultra (ICSH) 0.4 $4.9M 97k 50.30
Guardant Health Note 11/1 (Principal) 0.4 $4.8M 6.7M 0.72
Conmed Note 2.250% 6/1 (Principal) 0.4 $4.8M 4.3M 1.12
Petiq Com Cl A (PETQ) 0.4 $4.7M 309k 15.17
Cutera Note 2.250% 6/0 (Principal) 0.4 $4.5M 7.1M 0.62
Conmed Note 2.625% 2/0 (Principal) 0.4 $3.9M 2.5M 1.56
Kayne Anderson MLP Investment (KYN) 0.3 $3.8M 469k 8.14
Summit Hotel Properties Note 1.500% 2/1 (Principal) 0.3 $3.8M 4.4M 0.85
Cnx Resources Note 2.250% 5/0 (Principal) 0.3 $3.7M 2.5M 1.48
Net Power *w Exp 06/08/202 (NPWR.WS) 0.3 $3.6M 1.1M 3.39
Urban One Class A Cl A (UONE) 0.3 $3.5M 586k 5.99
Simplify Interest Rate Hedge Simplify Interst (PFIX) 0.3 $3.3M 52k 62.77
KBR Note 2.500%11/0 (Principal) 0.3 $3.2M 1.3M 2.56
Zillow Group Note 1.375% 9/0 (Principal) 0.3 $3.2M 2.5M 1.26
Usa Compression Partners Comunit Ltdpar (USAC) 0.3 $3.0M 152k 19.74
Etsy Note 0.125%10/0 (Principal) 0.3 $3.0M 2.5M 1.19
Th International Ordinary Shares (THCH) 0.3 $3.0M 1.0M 2.87
Airbnb Note 3/1 (Principal) 0.3 $2.9M 3.4M 0.88
Osisko Development Com New (ODV) 0.3 $2.9M 625k 4.59
Beauty Health Com Cl A (SKIN) 0.3 $2.9M 342k 8.37
Gdl Fund Com Sh Ben It (GDL) 0.3 $2.8M 355k 7.84
Insulet Note 0.375% 9/0 (Principal) 0.3 $2.8M 2.0M 1.38
Peabody Energy Note 3.250% 3/0 (Principal) 0.2 $2.7M 2.0M 1.35
Antero Midstream Corp antero midstream (AM) 0.2 $2.6M 225k 11.60
Kayne Anderson Mdstm Energy 0.2 $2.5M 357k 7.10
Pagerduty Note 1.250% 7/0 (Principal) 0.2 $2.4M 2.5M 0.95
Enphase Energy Note 3/0 (Principal) 0.2 $2.4M 2.5M 0.94
Splunk Note 1.125% 9/1 (Principal) 0.2 $2.2M 2.2M 1.00
Rumble *w Exp 09/16/202 (RUMBW) 0.2 $1.9M 919k 2.12
Sunopta (STKL) 0.2 $1.9M 289k 6.69
Sandstorm Gold Com New (SAND) 0.2 $1.9M 370k 5.12
Air Transport Services Group Note 1.125%10/1 (Principal) 0.2 $1.9M 2.0M 0.95
Block Note 0.125% 3/0 (Principal) 0.2 $1.9M 2.0M 0.94
Mirion Technologies *w Exp 10/20/202 (MIR.WS) 0.2 $1.7M 983k 1.77
Sea Note 2.375%12/0 (Principal) 0.2 $1.7M 1.7M 1.02
Splunk Note 1.125% 6/1 (Principal) 0.2 $1.7M 2.0M 0.87
Proshares Ultrapro Short 20 Year 3x Treasury Ulsh 20yrtre New (TTT) 0.1 $1.5M 23k 65.76
Smart Global Holdings Note 2.250% 2/1 (Principal) 0.1 $1.5M 1.0M 1.50
Nuveen Credit Strategies Income Fund Com Shs (JQC) 0.1 $1.5M 291k 5.05
Indie Semiconductor *w Exp 06/10/202 0.1 $1.5M 608k 2.39
Integra Lifesciences Holdings Note 0.500% 8/1 (Principal) 0.1 $1.4M 1.5M 0.91
Goldman Sachs Mlp Energy Renai Com cef 0.1 $1.3M 81k 15.69
Shift4 Payments Note 12/1 (Principal) 0.1 $1.2M 1.1M 1.09
Cano Health *w Exp 06/03/202 (CANWQ) 0.1 $1.2M 5.2M 0.23
Purecycle Technologies *w Exp 03/17/202 (PCTTW) 0.1 $1.2M 267k 4.33
Hertz Global *w Exp 06/30/205 (HTZWW) 0.1 $1.1M 113k 10.14
Corenergy Infrastructure Trust Note 5.875% 8/1 (Principal) 0.1 $1.1M 1.3M 0.88
Chefs Warehouse Note 1.875%12/0 (Principal) 0.1 $1.1M 1.0M 1.05
Digital World Acquisition *w Exp 06/30/202 (DJTWW) 0.1 $1.0M 385k 2.64
Freyr Battery *w Exp 09/01/202 0.1 $1.0M 346k 2.91
Illumina Note 8/1 (Principal) 0.1 $814k 820k 0.99
New York Community Bancorp Trust Unit 05/07/2051 (NYCB.PU) 0.1 $813k 20k 40.35
Brookdale Senior Living Note 2.000%10/1 (Principal) 0.1 $790k 1.0M 0.79
Euronet Worldwide Note 0.750% 3/1 (Principal) 0.1 $781k 800k 0.98
Prospect Capital Note 6.375% 3/0 (Principal) 0.1 $777k 782k 0.99
Etsy Note 0.250% 6/1 (Principal) 0.1 $774k 1.0M 0.77
Expedia Group Note 2/1 (Principal) 0.1 $755k 860k 0.88
BRC Com Cl A (BRCC) 0.1 $708k 137k 5.16
Landsea Homes *w Exp 01/08/202 (LSEAW) 0.1 $635k 2.3M 0.28
Western Digital Note 1.500% 2/0 (Principal) 0.0 $485k 500k 0.97
BlackRock Floating Rate Income Strat. Fn (FRA) 0.0 $467k 38k 12.20
National CineMedia 0.0 $426k 1.3M 0.34
Enterprise Products Partners (EPD) 0.0 $388k 15k 26.38
Arko *w Exp 12/22/202 (ARKOW) 0.0 $355k 251k 1.41
Lanvin Group *w Exp 01/14/202 (LANV.WS) 0.0 $312k 1.0M 0.31
Dish Network Note 2.375% 3/1 (Principal) 0.0 $288k 323k 0.89
Pennymac Mortgage Investment Trust Note 5.500% 3/1 (Principal) 0.0 $284k 319k 0.89
Okta Note 0.375% 6/1 (Principal) 0.0 $250k 290k 0.86
Block Note 5/0 (Principal) 0.0 $249k 300k 0.83
Ringcentral Note 3/1 (Principal) 0.0 $240k 288k 0.83
Lyft Note 1.500% 5/1 (Principal) 0.0 $225k 250k 0.90
Docusign Note 1/1 (Principal) 0.0 $194k 200k 0.97
Chegg Note 9/0 (Principal) 0.0 $193k 257k 0.75
Energy Transfer Com Ut Ltd Ptn (ET) 0.0 $190k 15k 12.67
Apollo Sr Floating Rate Fd I (AFT) 0.0 $187k 15k 12.89
Sea Note 0.250% 9/1 (Principal) 0.0 $177k 220k 0.80
Helix Energy Solutions (HLX) 0.0 $148k 20k 7.40
Butterfly Network Com Cl A (BFLY) 0.0 $115k 50k 2.30
Genesis Energy Unit Ltd Partn (GEL) 0.0 $103k 11k 9.59
Finance Of America Companies *w Exp 04/08/202 (FOA.WS) 0.0 $81k 503k 0.16
Liberty Interactive Deb 3.750% 2/1 (Principal) 0.0 $64k 266k 0.24
Whole Earth Brands *w Exp 06/25/202 (FREEW) 0.0 $42k 206k 0.20
Cano Health Com Cl A 0.0 $35k 25k 1.40
Amprius Technologies *w Exp 09/14/202 (AMPX.WS) 0.0 $31k 63k 0.49
Paysafe *w Exp 03/30/202 (PSFE.WS) 0.0 $25k 547k 0.05
NWTN *w Exp 12/31/202 (NWTNW) 0.0 $19k 65k 0.29
Polestar Automotive Ads C-1 (PSNYW) 0.0 $17k 25k 0.69
Better World Acquisition *w Exp 11/15/202 0.0 $11k 638k 0.02
Jasper Therapeutics *w Exp 09/24/202 (JSPRW) 0.0 $9.0k 66k 0.14
Vahanna Tech Edge Acquisition *w Exp 11/30/202 0.0 $6.0k 151k 0.04