Zazove Associates

Zazove Associates as of Sept. 30, 2023

Portfolio Holdings for Zazove Associates

Zazove Associates holds 149 positions in its portfolio as reported in the September 2023 quarterly 13F filing

Company (Ticker) Portfolio Weight Valued At Change in Shares Share Count Share Price
Ssr Mining In Note 2.500% 4/0 (Principal) 8.0 $77M 74M 1.05
Southwest Airls Note 1.250% 5/0 (Principal) 6.5 $63M 62M 1.00
Parsons Corp Del Note 0.250% 8/1 (Principal) 5.3 $51M 40M 1.27
Jazz Investments I Note 2.000% 6/1 (Principal) 5.2 $50M 49M 1.02
Nrg Energy DBCV 2.750% 6/0 (Principal) 4.3 $42M 39M 1.06
Solaredge Technologies Note 9/1 (Principal) 3.3 $32M 35M 0.91
Mgp Ingredients Note 1.875%11/1 (Principal) 3.3 $32M 27M 1.21
Ares Capital Corp Note 4.625% 3/0 (Principal) 3.1 $30M 30M 1.02
Middleby Corp Note 1.000% 9/0 (Principal) 3.0 $29M 26M 1.12
Cyberark Software Note 11/1 (Principal) 2.6 $25M 22M 1.15
Kaman Corp Note 3.250% 5/0 (Principal) 2.5 $24M 25M 0.97
Tyler Tex Indpt Sch Dist Note 0.250% 3/1 (Principal) 2.3 $22M 23M 0.97
Dexcom Note 0.250%11/1 (Principal) 2.2 $22M 23M 0.94
Ford Mtr Co Del Note 3/1 (Principal) 2.1 $21M 21M 0.98
John Bean Technologies Corp Note 0.250% 5/1 (Principal) 2.1 $21M 23M 0.90
Akamai Technologies Note 0.375% 9/0 (Principal) 2.0 $20M 19M 1.04
Alnylam Pharmaceuticals Note 1.000% 9/1 (Principal) 2.0 $19M 21M 0.93
Occidental Pete Corp *w Exp 08/03/202 (OXY.WS) 2.0 $19M 446k 42.99
Braemar Hotels & Resorts Note 4.500% 6/0 (Principal) 2.0 $19M 22M 0.85
Pebblebrook Hotel Tr Note 1.750%12/1 (Principal) 1.9 $18M 22M 0.83
Ascendis Pharma A/s Note 2.250% 4/0 (Principal) 1.8 $17M 19M 0.92
Petiq Note 4.000% 6/0 (Principal) 1.7 $16M 16M 0.98
Bill Holdings Note 12/0 (Principal) 1.6 $16M 16M 1.01
Liberty Media Corp Del Note 1.375%10/1 (Principal) 1.5 $15M 14M 1.09
Imax Corp Note 0.500% 4/0 (Principal) 1.5 $15M 16M 0.94
Varex Imaging Corp Note 4.000% 6/0 (Principal) 1.5 $15M 13M 1.14
Conmed Corp Note 2.250% 6/1 (Principal) 1.3 $13M 13M 0.95
Stride Note 1.125% 9/0 (Principal) 1.3 $13M 12M 1.06
Urban One Cl D Non Vtg (UONEK) 1.3 $12M 2.5M 5.03
Halozyme Therapeutics Note 0.250% 3/0 (Principal) 0.8 $7.7M 9.1M 0.85
Cumulus Media Com Cl A (CMLS) 0.8 $7.4M 1.5M 5.09
Interdigital Note 3.500% 6/0 (Principal) 0.7 $6.9M 5.8M 1.18
Innovate Corp Note 7.500% 8/0 (Principal) 0.7 $6.4M 12M 0.52
Granite Ridge Resources (GRNT) 0.7 $6.4M 1.0M 6.10
Cvr Partners (UAN) 0.7 $6.3M 77k 82.61
Braemar Hotels And Resorts (BHR) 0.6 $5.8M 2.1M 2.77
Bank America Corp 7.25%CNV PFD L (BAC.PL) 0.6 $5.6M 5.0k 1111.84
Clear Channel Outdoor Holdings (CCO) 0.6 $5.5M 3.5M 1.58
Westrock Coffee *w Exp 08/29/202 (WESTW) 0.6 $5.3M 2.9M 1.83
Net Power *w Exp 06/08/202 (NPWR.WS) 0.5 $5.0M 1.2M 4.32
Vanguard Bd Index Fds Vanguard Ultra (VUSB) 0.5 $4.9M 100k 49.19
Palo Alto Networks Note 0.375% 6/0 (Principal) 0.5 $4.7M 2.0M 2.36
Guardant Health Note 11/1 (Principal) 0.5 $4.6M 6.6M 0.69
Cnx Res Corp Note 2.250% 5/0 (Principal) 0.5 $4.5M 2.5M 1.82
Cutera Note 2.250% 6/0 (Principal) 0.4 $4.3M 7.1M 0.60
Datadog Note 0.125% 6/1 (Principal) 0.4 $4.0M 3.4M 1.18
Kayne Anderson MLP Investment (KYN) 0.4 $3.9M 469k 8.41
Garrett Motion (GTX) 0.4 $3.9M 492k 7.88
Summit Hotel Pptys Note 1.500% 2/1 (Principal) 0.4 $3.7M 4.4M 0.84
Insulet Corp Note 0.375% 9/0 (Principal) 0.4 $3.4M 3.5M 0.98
Peabody Engr Corp Note 3.250% 3/0 (Principal) 0.3 $3.0M 2.0M 1.51
Zillow Group Note 1.375% 9/0 (Principal) 0.3 $3.0M 2.5M 1.19
Airbnb Note 3/1 (Principal) 0.3 $3.0M 3.4M 0.88
Urban One Cl A (UONE) 0.3 $2.9M 586k 5.02
Conmed Corp Note 2.625% 2/0 (Principal) 0.3 $2.9M 2.5M 1.15
Enphase Energy Note 3/0 (Principal) 0.3 $2.9M 3.5M 0.83
GDL Com Sh Ben It (GDL) 0.3 $2.8M 355k 7.75
Helix Energy Solutions Grp I Note 6.750% 2/1 (Principal) 0.3 $2.6M 1.5M 1.73
Hertz Global Hldgs *w Exp 06/30/205 (HTZWW) 0.3 $2.6M 421k 6.15
Etsy Note 0.125%10/0 (Principal) 0.3 $2.5M 2.5M 1.02
Kayne Anderson Mdstm Energy 0.3 $2.5M 357k 7.12
Pagerduty Note 1.250% 7/0 (Principal) 0.2 $2.4M 2.5M 0.95
American Airlines Group Note 6.500% 7/0 (Principal) 0.2 $2.1M 2.0M 1.07
The Beauty Health Company Com Cl A (SKIN) 0.2 $2.1M 342k 6.02
Post Hldgs Note 2.500% 8/1 (Principal) 0.2 $2.0M 2.0M 0.99
Th International Ordinary Shares 0.2 $2.0M 1.1M 1.81
Usa Compression Partners Comunit Ltdpar (USAC) 0.2 $1.9M 82k 23.86
Air Trans Svcs Group Note 1.125%10/1 (Principal) 0.2 $1.9M 2.0M 0.96
Splunk Note 1.125% 6/1 (Principal) 0.2 $1.9M 2.0M 0.94
Digital World Acquisition *w Exp 06/30/202 (DJTWW) 0.2 $1.9M 378k 4.94
Block Note 0.125% 3/0 (Principal) 0.2 $1.9M 2.0M 0.93
Osisko Development Corp Com New (ODV) 0.2 $1.8M 625k 2.94
Simplify Exchange Traded Fun Simplify Interst (PFIX) 0.2 $1.8M 18k 95.53
Sandstorm Gold Com New (SAND) 0.2 $1.7M 370k 4.66
Indie Semiconductor *w Exp 06/10/202 0.2 $1.7M 943k 1.79
Sea Note 2.375%12/0 (Principal) 0.2 $1.6M 1.7M 0.96
Sunopta (STKL) 0.2 $1.6M 482k 3.37
Mirion Technologies *w Exp 10/20/202 0.2 $1.6M 1.2M 1.33
Nuveen Cr Strategies Income Com Shs (JQC) 0.2 $1.5M 291k 5.06
Integra Lifesciences Hldgs C Note 0.500% 8/1 (Principal) 0.1 $1.4M 1.5M 0.91
Altair Engr Note 1.750% 6/1 (Principal) 0.1 $1.3M 1.3M 1.06
Smart Global Hldgs Note 2.250% 2/1 (Principal) 0.1 $1.3M 1.0M 1.32
Rumble *w Exp 09/16/202 (RUMBW) 0.1 $1.3M 1.1M 1.19
Chefs Whse Note 1.875%12/0 (Principal) 0.1 $1.2M 1.3M 0.94
Liberty Media Corp Del Note 2.250% 8/1 (Principal) 0.1 $1.1M 1.2M 0.98
Corenergy Infrastructure Tr Note 5.875% 8/1 (Principal) 0.1 $1.1M 1.3M 0.82
Shift4 Pmts Note 12/1 (Principal) 0.1 $930k 940k 0.99
Brookdale Sr Living Note 2.000%10/1 (Principal) 0.1 $790k 1.0M 0.79
Wells Fargo Perp Pfd Cnv A (WFC.PL) 0.1 $766k 687.00 1114.99
Etsy Note 0.250% 6/1 (Principal) 0.1 $759k 1.0M 0.76
Euronet Worldwide Note 0.750% 3/1 (Principal) 0.1 $739k 800k 0.92
New York Cmnty Cap Tr V Unit 05/07/2051 (FLG.PU) 0.1 $730k 20k 36.23
Purecycle Technologies *w Exp 03/17/202 (PCTTW) 0.1 $606k 334k 1.82
National Cinemedia Com New (NCMI) 0.1 $567k 126k 4.49
Ringcentral Note 3/1 (Principal) 0.1 $496k 588k 0.84
Western Digital Corp. Note 1.500% 2/0 (Principal) 0.1 $492k 500k 0.98
BRC Com Cl A (BRCC) 0.1 $492k 137k 3.59
BlackRock Floating Rate Income Strat. Fn (FRA) 0.1 $483k 38k 12.62
Landsea Homes Corp *w Exp 01/08/202 0.0 $407k 2.2M 0.18
Enterprise Products Partners (EPD) 0.0 $403k 15k 27.40
Psq Holdings *w Exp 99/99/999 (PSQH.WS) 0.0 $372k 271k 1.37
Arko Corp *w Exp 12/22/202 (ARKOW) 0.0 $370k 347k 1.07
Freyr Battery *w Exp 09/01/202 0.0 $352k 346k 1.02
Dish Network Corporation Note 2.375% 3/1 (Principal) 0.0 $311k 323k 0.96
Pennymac Corp Note 5.500% 3/1 (Principal) 0.0 $287k 319k 0.90
Rlj Lodging Tr Cum Conv Pfd A (RLJ.PA) 0.0 $265k 11k 23.99
Cano Health *w Exp 06/03/202 (CANWQ) 0.0 $263k 5.2M 0.05
Spotify Usa Note 3/1 (Principal) 0.0 $255k 300k 0.85
Okta Note 0.375% 6/1 (Principal) 0.0 $254k 290k 0.88
Block Note 5/0 (Principal) 0.0 $251k 300k 0.84
Cracker Barrel Old Ctry Stor Note 0.625% 6/1 (Principal) 0.0 $248k 300k 0.83
Lanvin Group Holdings Limite *w Exp 01/14/202 (LANV.WS) 0.0 $247k 1.3M 0.18
Lyft Note 1.500% 5/1 (Principal) 0.0 $230k 250k 0.92
Expedia Group Note 2/1 (Principal) 0.0 $218k 250k 0.87
Energy Transfer Com Ut Ltd Ptn (ET) 0.0 $210k 15k 14.00
Chegg Note 9/0 (Principal) 0.0 $202k 257k 0.79
Docusign Note 1/1 (Principal) 0.0 $196k 200k 0.98
Apollo Sr Floating Rate Fd I (AFT) 0.0 $195k 15k 13.44
Mfa Finl Note 6.250% 6/1 (Principal) 0.0 $189k 190k 0.99
Whole Earth Brands *w Exp 06/25/202 (FREEW) 0.0 $186k 1.4M 0.13
Sea Note 0.250% 9/1 (Principal) 0.0 $176k 220k 0.80
Sea Note 1.000%12/0 (Principal) 0.0 $167k 150k 1.11
Live Nation Entertainment In Note 2.000% 2/1 (Principal) 0.0 $153k 150k 1.02
Forum Energy Technologies In Note 9.000% 8/0 (Principal) 0.0 $128k 138k 0.93
Jazz Investments I Note 1.500% 8/1 (Principal) 0.0 $116k 120k 0.97
Amprius Technologies *w Exp 09/14/202 (AMPX.WS) 0.0 $110k 387k 0.28
Weatherford Intl Ord Shs (WFRD) 0.0 $100k 1.1k 90.74
Nabors Inds Note 0.750% 1/1 (Principal) 0.0 $89k 91k 0.98
Apollo Coml Real Estate Fin Note 5.375%10/1 (Principal) 0.0 $89k 89k 1.00
Liberty Media Corp Del Deb 3.750% 2/1 (Principal) 0.0 $66k 266k 0.25
Haemonetics Corp Mass Note 3/0 (Principal) 0.0 $61k 70k 0.87
Prospect Cap Corp Note 6.375% 3/0 (Principal) 0.0 $61k 61k 1.00
Pioneer Floating Rate Trust (PHD) 0.0 $59k 6.5k 9.06
Butterfly Network Com Cl A (BFLY) 0.0 $59k 50k 1.18
Finance Of America Compan *w Exp 04/08/202 (FOACW) 0.0 $45k 503k 0.09
El Paso Energy Cap Tr I Pfd Cv Tr Sec 28 (EP.PC) 0.0 $42k 916.00 45.85
Nuveen Floating Rate Income Fund (JFR) 0.0 $36k 4.4k 8.21
Paysafe *w Exp 03/30/202 (PSFE.WS) 0.0 $22k 547k 0.04
NWTN *w Exp 12/31/202 (AIIOW) 0.0 $16k 65k 0.25
Polestar Automotive Hldg Uk Ads C-1 (PSNYW) 0.0 $10k 25k 0.41
Cano Health Com Cl A 0.0 $6.0k 25k 0.24
Roadzen *w Exp 11/30/202 (RDZNW) 0.0 $6.0k 151k 0.04
Complete Solaria *w Exp 07/31/202 (SPWRW) 0.0 $5.0k 25k 0.20
American Airls (AAL) 0.0 $5.0k 399.00 12.53
Jasper Therapeutics *w Exp 09/24/202 (JSPRW) 0.0 $4.0k 66k 0.06
Curiositystream Com Cl A (CURI) 0.0 $4.0k 6.3k 0.63
Great Ajax Corp 7.25 CV SR NT 24 0.0 $2.0k 85.00 23.53
Getty Images Holdings Cl A Com (GETY) 0.0 $1.0k 175.00 5.71
Power & Digital Infrastructu *w Exp 12/09/202 0.0 $1.0k 9.1k 0.11