Zazove Associates

Zazove Associates as of March 31, 2013

Portfolio Holdings for Zazove Associates

Zazove Associates holds 153 positions in its portfolio as reported in the March 2013 quarterly 13F filing

Company (Ticker) Portfolio Weight Valued At Change in Shares Share Count Share Price
Alza Corp sdcv 7/2 4.6 $176M 157M 1.12
Stanley Black & Decker Inc unit 99/99/9999 4.3 $163M 1.3M 127.06
E M C Corp Mass note 1.750%12/0 3.8 $143M 96M 1.49
Newmont Mining Corp note 1.250% 7/1 3.7 $142M 126M 1.13
Goldcorp Inc New note 2.000% 8/0 3.7 $142M 135M 1.05
Teva Pharm Finance Llc Cvt cv bnd 3.7 $140M 135M 1.04
Intel Corp. Jr. Sub. Cv. Deb. conv 3.7 $139M 116M 1.20
Allegheny Technologies Inc note 4.250% 6/0 3.5 $132M 123M 1.08
Xilinx Inc Cvt 2.625 6-15-17 convert 3.3 $127M 89M 1.43
Netapp Inc note 1.750% 6/0 3.3 $125M 114M 1.09
Alcoa Inc debt 3.2 $123M 89M 1.39
Tyson Foods Inc note 3.250%10/1 3.0 $115M 77M 1.49
Sterlite Inds India Ltd note 4.000%10/3 3.0 $114M 117M 0.98
Prospect Capital Corp note 6.250%12/1 3.0 $114M 104M 1.09
Enpro Industries Inc note 2.8 $104M 65M 1.60
Novellus Systems, Inc. note 2.625% 5/1 2.5 $95M 70M 1.36
Omnicom Group Inc note 7/0 2.1 $78M 66M 1.19
Sothebys note 3.125% 6/1 2.0 $75M 66M 1.13
GAME Technolog debt 2.0 $75M 69M 1.08
Phh Corp note 4.000% 9/0 1.7 $63M 58M 1.10
Level 3 Communications Inc note 1.6 $61M 52M 1.17
Steel Dynamics Inc note 5.125% 6/1 1.6 $60M 53M 1.13
Affiliated Managers Group note 3.950% 8/1 1.3 $51M 41M 1.25
Chesapeake Energy Corp note 2.500% 5/1 1.3 $49M 51M 0.95
Rayonier Inc conv 1.3 $48M 27M 1.80
Kinder Morgan Inc/delaware Wts 1.2 $44M 8.6M 5.14
Stillwater Mng Co note 1.750%10/1 1.2 $44M 37M 1.19
Agco Corp note 1.250%12/1 1.1 $44M 33M 1.31
Interpublic Group of Companies (IPG) 1.1 $42M 3.2M 13.03
New York Cmnty Cap Tr V unit 99/99/9999 (NYCB.PU) 1.1 $40M 817k 49.25
Newmont Mining Corp Cvt cv bnd 1.1 $40M 33M 1.23
Kohlberg Capital Corp note 8.750% 3/1 1.0 $39M 30M 1.33
Saks Inc note 2.000% 3/1 0.9 $33M 33M 1.01
Northgate Minerals Corp note 3.500%10/0 0.9 $33M 32M 1.04
Royal Gold Inc conv 0.9 $33M 31M 1.06
Dryships Inc. note 5.000%12/0 0.8 $29M 34M 0.87
Rite Aid Corp note 8.500% 5/1 0.8 $29M 25M 1.16
Endeavor Intl Corp note 5.500% 7/1 0.8 $29M 47M 0.61
Arcelormittal Sa Luxembourg note 5.000% 5/1 0.7 $26M 25M 1.03
School Specialty, Inc sdcv 3.750%11/3 0.7 $25M 55M 0.45
Caci Intl Inc note 2.125% 5/0 0.6 $24M 21M 1.14
Omnicom Group Inc debt 0.6 $24M 21M 1.13
Continental Airls Inc note 4.500% 1/1 0.5 $19M 11M 1.79
Hawaiian Holdings Inc conv 0.5 $19M 18M 1.07
Aspen Insurance Holdings Ltd pfd prp inc eq 0.5 $18M 272k 66.30
Jefferies Group Inc New dbcv 3.875%11/0 0.5 $18M 18M 1.03
Xpo Logistics note 4.5% 10/1 0.5 $17M 15M 1.19
Molycorp Inc Del....... Note 6.0% 9/1/17 0.4 $17M 23M 0.71
Home Inns & Hotels Mgmt Inc note 2.000%12/1 0.4 $16M 18M 0.89
Molson Coors Brewing Co note 2.500% 7/3 0.4 $15M 14M 1.03
American Intl Group 0.4 $14M 917k 15.20
Archer Daniels Midland Co note 0.875% 2/1 0.4 $14M 14M 1.01
Teleflex Inc note 3.875% 8/0 0.4 $14M 9.4M 1.45
Jns 3.25% 7/15/2014 note 0.3 $13M 13M 1.05
Bgc Partners, Inc. note 4.500% 7/1 0.3 $12M 12M 1.00
Laboratory Corp Amer Hldgs debt 0.3 $12M 10M 1.21
Genco Shipping & Trading Ltd note 5.000% 8/1 0.3 $12M 34M 0.36
Hutchinson Technology Inc note 8.500% 1/1 0.3 $12M 16M 0.77
Green Plains Renewable E note 0.3 $12M 11M 1.11
Chemed Corp New note 1.875% 5/1 0.3 $12M 11M 1.10
Exide Technologies frnt 9/1 0.3 $11M 11M 0.95
Molycorp Inc conv bnd 0.3 $10M 17M 0.62
GROUP Affymetrix Inc cnv 0.3 $10M 9.6M 1.06
Wells Fargo & Company Non-cum Perpet cnv (WFC.PL) 0.3 $9.8M 7.6k 1288.80
Dendreon Corp note 0.3 $10M 13M 0.79
Morgans Hotel Group Co note 2.375%10/1 0.2 $9.4M 9.8M 0.96
Bank Of America Corporation preferred (BAC.PL) 0.2 $9.5M 7.8k 1221.95
Medtronic Inc note 1.625% 4/1 0.2 $9.0M 9.0M 1.00
Molycorp Inc Del note 5.500% 2/0 0.2 $9.0M 10M 0.90
Mcmoran Exploration note 4.000%12/3 0.2 $8.9M 7.7M 1.15
Gt Advanced Technologies Inc conv 0.2 $7.9M 10M 0.78
Prologis Inc note 3.250% 3/1 0.2 $7.5M 6.4M 1.16
Microchip Technology Inc sdcv 2.125%12/1 0.2 $7.1M 5.0M 1.42
Symantec Corp note 1.000% 6/1 0.2 $7.2M 5.6M 1.29
Dominion Res Inc Va New debt 0.2 $6.6M 3.8M 1.72
Gilead Sciences conv 0.2 $6.5M 3.0M 2.17
Capital One Financial Cor w exp 11/201 0.2 $6.1M 324k 18.71
Metlife Inc 5% 10/0/14 Conv Pr cv prf 0.1 $5.5M 112k 49.34
Equinix Inc note 4.750% 6/1 0.1 $5.3M 2.0M 2.64
Virgin Media Inc note 6.500%11/1 0.1 $5.3M 2.0M 2.63
Emmis Communications Corp pfd cv ser a 0.1 $5.1M 492k 10.33
Thompson Creek Metal unit 99/99/9999 0.1 $4.4M 267k 16.47
Cms Energy Corp note 5.500% 6/1 0.1 $4.1M 2.0M 2.04
Annaly Cap Mgmt Inc note 4.000% 2/1 0.1 $4.1M 3.3M 1.25
L-3 Communications Corp debt 3.000% 8/0 0.1 $3.6M 3.6M 1.01
Apache Corp. 6% Mandatory Conv pfd cv 0.1 $3.7M 82k 44.58
Hologic Inc cnv 0.1 $3.6M 3.4M 1.05
Lam Research Corp note 0.500% 5/1 0.1 $3.8M 3.7M 1.02
Micron Technology Inc. conv 0.1 $4.0M 3.4M 1.17
Safeguard Scientifics dbcv 5.250% 5/1 0.1 $3.9M 3.5M 1.11
Jpmorgan Chase & Co. w exp 10/201 0.1 $3.3M 235k 14.25
Uthr 1 09/15/16 0.1 $3.5M 2.5M 1.38
Viropharma Inc note 2.000% 3/1 0.1 $3.0M 2.0M 1.49
Exterran Hldgs Inc note 4.250% 6/1 0.1 $3.2M 2.5M 1.27
Massey Energy Co note 3.250% 8/0 0.1 $3.2M 3.3M 0.96
General Cable Corp Del New frnt 4.500% 11/1 0.1 $3.2M 2.5M 1.26
Level 3 Communications Inc note 6.500%10/0 0.1 $2.9M 2.2M 1.34
Comtech Telecommunications Cor conv 0.1 $3.1M 3.0M 1.03
note 5.500% 7/1 0.1 $3.0M 3.0M 1.02
Notes Gencorp Inc. 4.0625% dbcv 0.1 $3.1M 2.0M 1.56
Chesapeake Energy Corp note 2.500% 5/1 0.1 $2.5M 2.6M 0.96
General Mtrs Co jr pfd cnv srb 0.1 $2.5M 58k 42.94
General Mtrs Co *w exp 07/10/201 0.1 $2.8M 150k 18.56
Cadence Design Sys Cvt 2.625 6 convert 0.1 $2.8M 1.5M 1.88
Gmx Res Inc note 4.500% 5/0 0.1 $2.4M 11M 0.22
Lifepoint Hospitals Inc note 3.500% 5/1 0.1 $2.3M 2.1M 1.09
Teva Pharmaceutical Industries (TEVA) 0.1 $2.2M 55k 39.69
Knight Capital Group Inc. 3.50% dbcv 0.1 $2.3M 2.3M 1.00
Sunpower Corp conv 0.1 $2.5M 2.5M 1.00
Electronic Arts Inc conv 0.1 $2.2M 2.3M 0.97
Bottomline Tech Del Inc note 1.500%12/0 0.1 $2.4M 2.0M 1.18
Encore Capital Group note 3.000%11/2 0.1 $2.3M 2.0M 1.15
Headwaters Inc note 2.500% 2/0 0.1 $1.8M 1.8M 1.00
Intel Corporation (INTC) 0.1 $2.0M 90k 21.84
United States Stl Corp New note 4.000% 5/1 0.1 $2.1M 2.0M 1.04
General Mtrs Co *w exp 07/10/201 0.1 $1.8M 150k 11.79
Altra Holdings, Inc note 2.750% 3/0 0.1 $2.0M 1.7M 1.19
Arcelormittal Sa Luxembourg mand cv nt 16 0.1 $1.7M 82k 20.95
Wells Fargo & Company mtnf 0.125% 3/0 0.1 $2.0M 1.8M 1.13
Radio One 0.0 $1.7M 1.0M 1.69
Linear Technology Corp note 3.000% 5/0 0.0 $1.2M 1.1M 1.07
DURECT Corporation 0.0 $1.2M 873k 1.33
Chart Industries 2% conv 0.0 $1.1M 825k 1.36
Annaly Cap Mgmt Inc note 5.000% 5/1 0.0 $1.1M 1.1M 1.04
Proshares Tr ultpro sh 20yr 0.0 $1.1M 60k 18.28
Vector Group Ltd frnt 1/1 0.0 $1.2M 1.0M 1.16
Amarin Corporation Plc note 3.500% 1/1 0.0 $1.2M 1.0M 1.23
Central European Dist Corp note 3.000% 3/1 0.0 $893k 4.1M 0.22
Ford Mtr Co Del note 4.250%11/1 0.0 $811k 504k 1.61
Newmont Mining Corporation (NEM) 0.0 $775k 19k 41.89
Intel Corp sdcv 0.0 $917k 865k 1.06
Iridium Communications (IRDM) 0.0 $588k 97k 6.03
Hologic Inc frnt 2.000%12/1 0.0 $666k 550k 1.21
PULSE ELECTRONICS Corp note 7.000%12/1 0.0 $937k 1.3M 0.71
Aurico Gold 0.0 $647k 103k 6.29
Ares Capital Corp 5.125 2016 conv 0.0 $706k 660k 1.07
James River Coal Co note 3.125% 3/1 0.0 $691k 3.5M 0.20
Greenbrier Co Inc conv bnd 0.0 $838k 830k 1.01
Priceline.com debt 1.000% 3/1 0.0 $888k 800k 1.11
National Retail Properties I note 5.125% 6/1 0.0 $249k 175k 1.42
International Game Technology 0.0 $330k 20k 16.50
Zions Bancorporation *w exp 05/22/202 0.0 $229k 46k 4.96
Boston Pptys Ltd Partnership note 3.750% 5/1 0.0 $561k 545k 1.03
Health Care Reit Inc note 3.000%12/0 0.0 $330k 250k 1.32
Omnicare Inc note 3.750%12/1 0.0 $448k 275k 1.63
Airtran Hldgs Inc note 5.250%11/0 0.0 $314k 215k 1.46
Rambus Inc Del note 5.000% 6/1 0.0 $510k 500k 1.02
Anglogold Ashanti Holdings Fin pfd cv 0.0 $454k 16k 28.38
Helix Energy Solutions note 0.0 $472k 381k 1.24
Proshares Tr Ii ult vix s/t etf 0.0 $385k 50k 7.70
Cumulus Media 0.0 $181k 54k 3.37
Emmis Communications Corporation 0.0 $70k 42k 1.65
Owens Corning New *w exp 10/30/201 0.0 $58k 46k 1.27