Zazove Associates

Zazove Associates as of June 30, 2013

Portfolio Holdings for Zazove Associates

Zazove Associates holds 141 positions in its portfolio as reported in the June 2013 quarterly 13F filing

Company (Ticker) Portfolio Weight Valued At Change in Shares Share Count Share Price
Alza Corp sdcv 7/2 5.5 $185M 157M 1.18
Stanley Black & Decker Inc unit 99/99/9999 4.9 $167M 1.3M 128.81
E M C Corp Mass note 1.750%12/0 4.6 $156M 106M 1.48
Intel Corp. Jr. Sub. Cv. Deb. conv 4.3 $145M 114M 1.27
Teva Pharm Finance Llc Cvt cv bnd 3.8 $128M 122M 1.05
Goldcorp Inc New note 2.000% 8/0 3.4 $116M 115M 1.01
Prospect Capital Corp note 6.250%12/1 3.4 $113M 104M 1.09
Xilinx Inc Cvt 2.625 6-15-17 convert 3.3 $113M 79M 1.43
Alcoa Inc debt 3.3 $111M 88M 1.27
Sterlite Inds India Ltd note 4.000%10/3 3.1 $106M 109M 0.97
Allegheny Technologies Inc note 4.250% 6/0 3.1 $106M 102M 1.04
Enpro Industries Inc note 2.9 $100M 63M 1.59
Newmont Mining Corp note 1.250% 7/1 2.9 $99M 98M 1.01
GAME Technolog debt 2.8 $96M 90M 1.07
Fifth Third Bancorp cnv pfd dep1/250 2.6 $87M 557k 155.94
Steel Dynamics Inc note 5.125% 6/1 2.4 $81M 75M 1.08
Tyson Foods Inc note 3.250%10/1 2.3 $77M 50M 1.53
Phh Corp note 4.000% 9/0 2.2 $76M 72M 1.06
Novellus Systems, Inc. note 2.625% 5/1 2.1 $70M 50M 1.41
Level 3 Communications Inc note 1.8 $60M 52M 1.16
Annaly Cap Mgmt Inc note 4.000% 2/1 1.7 $58M 52M 1.12
Affiliated Managers Group note 3.950% 8/1 1.6 $52M 40M 1.31
Stillwater Mng Co note 1.750%10/1 1.4 $49M 47M 1.04
Chesapeake Energy Corp note 2.500% 5/1 1.3 $45M 48M 0.93
Kinder Morgan Inc/delaware Wts 1.3 $45M 8.7M 5.12
Agco Corp note 1.250%12/1 1.3 $43M 35M 1.24
Newmont Mining Corp Cvt cv bnd 1.3 $43M 40M 1.07
Kohlberg Capital Corp note 8.750% 3/1 1.2 $42M 30M 1.41
New York Cmnty Cap Tr V unit 99/99/9999 (NYCB.PU) 1.2 $41M 832k 48.75
Rite Aid Corp note 8.500% 5/1 1.1 $36M 25M 1.41
Northgate Minerals Corp note 3.500%10/0 0.9 $32M 33M 0.95
Dryships Inc. note 5.000%12/0 0.9 $30M 34M 0.89
Endeavor Intl Corp note 5.500% 7/1 0.9 $29M 49M 0.60
Royal Gold Inc conv 0.8 $27M 29M 0.91
Omnicom Group Inc debt 0.8 $26M 23M 1.15
Caci Intl Inc note 2.125% 5/0 0.8 $26M 21M 1.20
Priceline.com debt 1.000% 3/1 0.7 $24M 21M 1.17
Teleflex Inc note 3.875% 8/0 0.7 $24M 18M 1.35
Molson Coors Brewing Co note 2.500% 7/3 0.6 $22M 22M 1.00
Wells Fargo & Company Non-cum Perpet cnv (WFC.PL) 0.6 $19M 16k 1193.98
Jefferies Group Inc New dbcv 3.875%11/0 0.6 $19M 18M 1.07
Molycorp Inc Del....... Note 6.0% 9/1/17 0.5 $18M 23M 0.77
Xpo Logistics note 4.5% 10/1 0.5 $18M 15M 1.24
Hawaiian Holdings Inc conv 0.5 $17M 15M 1.09
American Intl Group 0.5 $16M 896k 18.24
Home Inns & Hotels Mgmt Inc note 2.000%12/1 0.5 $16M 18M 0.88
Laboratory Corp Amer Hldgs debt 0.4 $13M 9.9M 1.34
Bgc Partners, Inc. note 4.500% 7/1 0.3 $12M 12M 1.01
Molycorp Inc conv bnd 0.3 $12M 17M 0.69
Archer Daniels Midland Co note 0.875% 2/1 0.3 $11M 11M 1.01
Green Plains Renewable E note 0.3 $11M 9.5M 1.16
Icon 2 1/2 06/01/16 0.3 $11M 9.5M 1.14
Prospect Capital Corporati mtnf 5.375% 0.3 $11M 10M 1.04
Rayonier Inc conv 0.3 $11M 6.3M 1.68
Prologis Inc note 3.250% 3/1 0.3 $10M 8.9M 1.15
Molycorp Inc Del note 5.500% 2/0 0.3 $9.8M 9.9M 0.99
Dendreon Corp note 0.3 $9.4M 13M 0.74
Arcelormittal Sa Luxembourg note 5.000% 5/1 0.3 $8.9M 8.7M 1.02
Bank Of America Corporation preferred (BAC.PL) 0.3 $8.6M 7.8k 1109.11
Volcano Corporation note 1.750%12/0 0.3 $8.7M 9.5M 0.92
Chemed Corp New note 1.875% 5/1 0.2 $8.5M 8.1M 1.05
GROUP Affymetrix Inc cnv 0.2 $8.0M 8.1M 0.99
Capital One Financial Cor w exp 11/201 0.2 $7.8M 324k 24.23
Genco Shipping & Trading Ltd note 5.000% 8/1 0.2 $7.8M 29M 0.27
Microchip Technology Inc sdcv 2.125%12/1 0.2 $7.1M 4.9M 1.45
Rti Intl Metals Inc note 1.625%10/1 0.2 $7.1M 7.4M 0.95
Ttm Technologies Inc note 3.250% 5/1 0.2 $6.8M 6.8M 1.01
Dominion Res Inc Va New debt 0.2 $6.5M 3.8M 1.69
Thompson Creek Metal unit 99/99/9999 0.2 $6.3M 386k 16.32
Metlife Inc 5% 10/0/14 Conv Pr cv prf 0.2 $6.1M 112k 54.61
Gt Advanced Technologies Inc conv 0.2 $6.2M 7.2M 0.86
Emmis Communications Corp pfd cv ser a 0.2 $5.9M 492k 12.00
Jpmorgan Chase & Co. w exp 10/201 0.1 $5.0M 318k 15.60
Micron Technology Inc. conv 0.1 $5.2M 3.4M 1.54
Equinix Inc note 4.750% 6/1 0.1 $4.6M 2.0M 2.28
CUBIST PHARM CONVERTIBLE security 0.1 $4.4M 2.5M 1.76
Gilead Sciences conv 0.1 $4.5M 2.0M 2.26
Colony Finl Inc note 5.00% 0.1 $4.4M 4.3M 1.02
Aspen Insurance Holdings 0.1 $4.0M 107k 37.09
Cms Energy Corp note 5.500% 6/1 0.1 $4.0M 2.0M 1.99
Apache Corp. 6% Mandatory Conv pfd cv 0.1 $3.9M 82k 47.76
Lam Research Corp note 0.500% 5/1 0.1 $4.0M 3.7M 1.07
L-3 Communications Corp debt 3.000% 8/0 0.1 $3.7M 3.6M 1.02
Linear Technology Corp note 3.000% 5/0 0.1 $3.8M 3.6M 1.05
Notes Gencorp Inc. 4.0625% dbcv 0.1 $3.7M 2.0M 1.85
General Mtrs Co *w exp 07/10/201 0.1 $3.6M 150k 24.00
Safeguard Scientifics dbcv 5.250% 5/1 0.1 $3.9M 3.5M 1.11
Uthr 1 09/15/16 0.1 $3.7M 2.5M 1.46
Viropharma Inc note 2.000% 3/1 0.1 $3.3M 2.0M 1.64
Hologic Inc cnv 0.1 $3.4M 3.4M 0.99
Arris Group Inc note 2.000%11/1 0.1 $3.1M 3.0M 1.03
Level 3 Communications Inc note 6.500%10/0 0.1 $2.9M 2.2M 1.35
Comtech Telecommunications Cor conv 0.1 $3.1M 3.0M 1.04
note 5.500% 7/1 0.1 $3.0M 3.0M 1.02
Cadence Design Sys Cvt 2.625 6 convert 0.1 $2.9M 1.5M 1.95
Tibco Software Inc. 2.25 05-01 conv 0.1 $3.1M 3.2M 0.98
Massey Energy Co note 3.250% 8/0 0.1 $2.8M 3.3M 0.86
Enersys note 3.375% 6/0 0.1 $2.6M 2.0M 1.32
General Cable Corp Del New frnt 4.500% 11/1 0.1 $2.8M 2.5M 1.11
Tower Group Inc conv 0.1 $2.7M 2.5M 1.06
Lifepoint Hospitals Inc note 3.500% 5/1 0.1 $2.3M 2.1M 1.09
Chesapeake Energy Corp note 2.500% 5/1 0.1 $2.5M 2.6M 0.95
Radio One 0.1 $2.3M 1.0M 2.32
Hutchinson Technology Inc note 8.500% 1/1 0.1 $2.2M 2.3M 0.99
Knight Capital Group Inc. 3.50% dbcv 0.1 $2.3M 2.3M 1.00
General Mtrs Co *w exp 07/10/201 0.1 $2.4M 150k 16.35
Electronic Arts Inc conv 0.1 $2.4M 2.3M 1.04
Encore Capital Group note 3.000%11/2 0.1 $2.4M 2.0M 1.21
Continental Airls Inc note 4.500% 1/1 0.1 $2.1M 1.2M 1.75
Intel Corporation (INTC) 0.1 $2.2M 90k 24.24
United States Stl Corp New note 4.000% 5/1 0.1 $2.1M 2.0M 1.03
Endo Pharmaceuticals Hldgs I note 1.750% 4/1 0.1 $2.0M 1.5M 1.34
Wells Fargo & Company mtnf 0.125% 3/0 0.1 $1.9M 1.8M 1.10
Headwaters Inc note 2.500% 2/0 0.1 $1.8M 1.8M 0.99
Teva Pharmaceutical Industries (TEVA) 0.0 $1.3M 32k 39.19
Vector Group Ltd frnt 1/1 0.0 $1.2M 1.0M 1.20
Ford Mtr Co Del note 4.250%11/1 0.0 $912k 504k 1.81
Intel Corp sdcv 0.0 $943k 865k 1.09
Emmis Communications Corporation 0.0 $1.2M 543k 2.14
DURECT Corporation 0.0 $917k 873k 1.05
PULSE ELECTRONICS Corp note 7.000%12/1 0.0 $990k 1.3M 0.75
James River Coal Co note 3.125% 3/1 0.0 $967k 3.5M 0.28
Greenbrier Co Inc conv bnd 0.0 $855k 830k 1.03
Amarin Corporation Plc note 3.500% 1/1 0.0 $1.1M 1.0M 1.07
Gmx Res Inc note 4.500% 5/0 0.0 $532k 8.9M 0.06
Iridium Communications (IRDM) 0.0 $756k 97k 7.76
Rambus Inc Del note 5.000% 6/1 0.0 $515k 500k 1.03
Hologic Inc frnt 2.000%12/1 0.0 $616k 550k 1.12
Ares Capital Corp 5.125 2016 conv 0.0 $706k 660k 1.07
Annaly Cap Mgmt Inc note 5.000% 5/1 0.0 $657k 650k 1.01
International Game Technology 0.0 $334k 20k 16.70
Newmont Mining Corporation (NEM) 0.0 $277k 9.3k 29.95
Cumulus Media 0.0 $182k 54k 3.39
Zions Bancorporation *w exp 05/22/202 0.0 $270k 46k 5.85
Airtran Hldgs Inc note 5.250%11/0 0.0 $305k 215k 1.42
Anglogold Ashanti Holdings Fin pfd cv 0.0 $276k 16k 17.25
Aurico Gold 0.0 $450k 103k 4.37
Helix Energy Solutions note 0.0 $476k 381k 1.25
Owens Corning New *w exp 10/30/201 0.0 $45k 46k 0.99
Boston Properties (BXP) 0.0 $53k 503.00 105.37
Prospect Capital Corp note 0.0 $156k 150k 1.04