Empirical Financial Services, LLC d/b/a Empirical Wealth Management

Latest statistics and disclosures from Empirical Financial Services's latest quarterly 13F-HR filing:

Empirical Financial Services portfolio companies for September 2014 quarter

Ticker Name Portfolio Weight Change Share Count Price Last Trade
VCSH Vanguard Short Term Corporate Bond ETF 19.30 999061 79.87 80.14
VCIT Vanguard Intermediate Tm Cpte Bd ETF 11.88 +2.00% 572727 85.77 86.86
Schwab Strategic Tr us lrg cap etf 7.47 +4.00% 656956 46.99 0.00
SHY iShares Lehman 1-3 Year Treas.Bond 4.79 +177.00% 234549 84.51 84.77
Schwab Strategic Tr 0 4.56 -26.00% 348321 54.18 0.00
Barclays Bk Plc Ipspgs Ttl Etn etf 4.03 -4.00% 559909 29.75 0.00
VNQ Vanguard REIT ETF 3.95 +5.00% 227150 71.85 81.28
VEA Vanguard Europe Pacific ETF 3.83 +7.00% 397942 39.75 39.62
Ishares Inc core msci emkt 2.93 +6.00% 242027 50.04 0.00
Pimco Etf Tr 1-3yr ustreidx 2.91 -41.00% 236430 50.90 0.00
VV Vanguard Large-Cap ETF 2.75 125889 90.46 95.35
Vanguard Malvern Fds strm infproidx 2.55 +717.00% 213450 49.37 0.00
TIP iShares Barclays TIPS Bond Fund 2.03 -5.00% 74793 112.07 113.31
Spdr Short-term High Yield mf 1.95 +19.00% 268767 29.93 0.00
Pimco Etf Tr 0-5 high yield 1.72 68664 103.65 0.00
MUB iShares S&P; Natl AMTFr Mncpl Bd Fd 1.56 58637 109.67 109.80
VTI Vanguard Total Stock Market ETF 1.10 -2.00% 44851 101.25 106.96
Spdr Series Trust cmn 0.99 +23.00% 72287 56.82 0.00
Schwab Strategic Tr us aggregate b 0.93 +5.00% 74495 51.76 0.00
Claymore Exchange-traded Fd gugg crp bd 2016 0.70 +8.00% 129961 22.32 0.00
Claymore Exchange-traded Fd gugg crp bd 2014 0.67 +8.00% 130623 21.08 0.00
Guggenheim Bulletshar 0.67 +9.00% 128155 21.74 0.00
Claymore Exchange-traded Fd gugg crp bd 2017 0.65 +10.00% 117269 22.76 0.00
Ishares Inc msci frntr 100 0.62 +24.00% 67967 37.84 0.00
Claymore Exchange Trd Fd Tr gug bull2018 e 0.61 +10.00% 119590 21.14 0.00
Spdr Series Trust brcly em locl 0.60 +52.00% 83187 29.61 0.00
SCHE Schwab Emerging Markets Equity ETF 0.59 95922 25.40 25.75
Claymore Exchange Trd Fd Tr gug bull2019 e 0.57 +11.00% 112425 21.01 0.00
Claymore Exchange Trd Fd Tr gug bull2020 e 0.56 +8.00% 109885 21.08 0.00
EFA iShares MSCI EAFE Index Fund 0.49 31470 64.12 64.51
AAPL Apple 0.47 +26.00% 19083 100.77 119.00
AGG iShares Lehman Aggregate Bond 0.47 -4.00% 17699 109.10 110.27
SCHF Schwab International Equity ETF 0.44 +4.00% 59158 31.02 30.94
MSFT Microsoft Corporation 0.43 +20.00% 38058 46.35 47.89
Vanguard Intl Equity Index F glb ex us etf 0.38 29204 54.44 0.00
CSJ iShares Barclays 1-3 Year Cred Bd Fd ETF 0.37 -7.00% 14402 105.26 105.41
RWR SPDR DJ Wilshire REIT 0.37 18934 79.80 91.09
HYD Market Vectors High Yield Muni. Ind 0.37 49239 30.75 30.96
BSV Vanguard Short-Term Bond ETF 0.36 -6.00% 18640 80.04 80.36
SHM SPDR Nvn Barclys Cptl Shrt Trm Mncpl Bnd 0.36 +9.00% 60135 24.41 24.40
ITM Market Vectors-Inter. Muni. Index 0.35 61054 23.45 23.54
VT Vanguard Total World Stock Idx Fd 0.34 23392 60.36 61.85
ITR SPDR Barclay Cp Intr Trm Cr Bd 0.28 -6.00% 33600 34.14 34.36
Twitter 0.27 +227.00% 21639 51.57 0.00
Wisdomtree Tr em lcl debt fd 0.25 -5.00% 22736 44.60 0.00
EEM iShares MSCI Emerging Markets Indx 0.23 23126 41.55 42.35
SPY SPDR S&P; 500 ETF 0.23 -2.00% 4917 197.07 207.72
VTV Vanguard Value ETF 0.23 11554 81.18 84.93
WPS iShares S&P; World Ex-US Prop Index 0.23 +6.00% 26234 36.59 37.50
Claymore Exchange Trd Fd Tr gugg bulsh 2021 0.23 45156 20.75 0.00
Guggenheim Bulletshs Etf equity 0.19 +9.00% 30233 26.43 0.00
Guggenheim Bulletshs Etf equity 0.19 +9.00% 29459 26.38 0.00
Claymore Etf gug blt2017 hy 0.19 +10.00% 28601 26.75 0.00
Claymore Etf gug blt2016 hy 0.19 +9.00% 29742 26.63 0.00
GE General Electric Company 0.18 +31.00% 29763 25.64 26.85
VYM Vanguard High Dividend Yield ETF 0.18 10915 66.42 70.27
Claymore Exchange Trd Fd Tr gug blt2018 hy 0.18 +11.00% 27119 26.70 0.00
RWO SPDR Dow Jones Global Real Estate 0.17 15566 44.33 48.42
PVI PowerShares VRDO Tax Free Weekly Por ETF 0.16 -71.00% 26959 24.96 24.95
IEI iShares Lehman 3-7 Yr Treasury Bond 0.16 5479 121.37 122.95
Claymore Exchange Trd Fd Tr gug bul 2019 hy 0.16 +12.00% 26119 25.69 0.00
MMM 3M Company 0.15 4407 141.59 160.54
PG Procter & Gamble Company 0.15 7162 83.78 90.17
IVV iShares S&P; 500 Index 0.14 2961 198.24 208.82
CVX Chevron Corporation 0.13 +21.00% 4374 119.34 115.11
ISHARES TR MSCI Small Cap msci small cap 0.13 10826 48.49 0.00
IWC iShares Russell Microcap Index 0.13 -3.00% 8008 69.56 74.42
BAC Bank of America Corporation 0.12 28621 17.05 17.11
SBUX Starbucks Corporation 0.12 +27.00% 6327 75.39 81.40
AMGN Amgen 0.11 3266 140.54 164.72
SCPB SPDR Barclays Cptl Shrt Term Corp Bd ETF 0.11 -24.00% 14970 30.66 30.71
PM Philip Morris International 0.10 NEW 5128 83.46 87.11
DES WisdomTree SmallCap Dividend Fund 0.10 -6.00% 6178 64.91 70.55
DWX SPDR S&P; International Dividend 0.09 8094 46.33 46.29
TIPZ PIMCO Broad US TIPS Index Fund 0.09 -14.00% 6614 56.70 57.37
COP ConocoPhillips 0.08 +2.00% 4431 76.51 70.83
VWO Vanguard Emerging Markets ETF 0.08 -44.00% 7608 41.67 42.29
BND Vanguard Total Bond Market ETF 0.08 -29.00% 4029 81.91 82.73
EWX SPDR S&P; Emerging Markets Small Cap 0.08 7012 47.92 47.16
PEO Petroleum & Resources Corporation 0.08 11593 28.81 24.53
KO Coca-Cola Company 0.07 6579 42.71 44.69
JNJ Johnson & Johnson 0.07 +12.00% 2664 106.61 108.57
DIS Walt Disney Company 0.07 3072 88.87 91.92
BA Boeing Company 0.07 +14.00% 2181 127.46 134.78
IBM International Business Machines 0.07 +26.00% 1534 189.70 162.18
GILD Gilead Sciences 0.07 2748 106.62 100.50
DEM WisdomTree Emerging Markets Eq 0.07 6016 47.71 46.80
DLS WisdomTree Intl. SmallCap Div Fd. 0.07 5239 59.17 57.88
COST Costco Wholesale Corporation 0.06 NEW 2112 125.47 139.75
QQQQ PowerShares QQQ Trust, Series 1 0.06 -7.00% 2360 98.73 0.00
IJR iShares S&P; SmallCap 600 Index 0.06 2557 104.42 112.54
SDY SPDR S&P; Dividend 0.06 3089 74.78 81.18
CMF iShares S&P; Cal AMTFr Mncpl Bnd Fd 0.06 2000 116.50 117.07
XOM Exxon Mobil Corporation 0.05 NEW 2282 94.22 91.43
MO Altria 0.05 NEW 4900 45.92 50.26
BRK.A Berkshire Hathaway 0.05 NEW 1 207000.00 0.00
MRK Merck & Co 0.05 NEW 3566 59.17 60.79
SLB Schlumberger 0.05 NEW 2064 101.74 83.77
TGT Target Corporation 0.05 NEW 2854 76.73 74.35
LUV Southwest Airlines 0.05 NEW 6460 33.75 42.09
LQD iShares IBoxx $ Invest Grade Corp Bd Fd 0.05 1760 118.18 119.93
RSP Rydex S&P; Equal Weight ETF 0.05 +5.00% 2811 75.77 80.37
MUAD iShares 2015 S&P; AMT-Free Mun Ser ETF 0.05 -24.00% 4129 52.80 52.91
OPK Opko Health 0.04 20000 8.50 8.44