Empirical Financial Services, LLC d/b/a Empirical Wealth Management
Latest statistics and disclosures from Empirical Financial Services, LLC d/b/a Empirical Wealth Management's latest quarterly 13F-HR filing:
- Top 5 stock holdings are VCSH, VCIT, Pimco Etf Tr 1-3yr ustreidx, Schwab Strategic Tr 0, Barclays Bk Plc Ipspgs Ttl Etn etf. These five stock positions account for 60.50% of Empirical Financial Services, LLC d/b/a Empirical Wealth Management's total stock portfolio.
- Added to shares of VCSH (+$28.33M), VCIT (+$17.58M), Schwab Strategic Tr 0 (+$7.58M), Pimco Etf Tr 1-3yr ustreidx (+$6.10M), Barclays Bk Plc Ipspgs Ttl Etn etf (+$5.41M), Pimco Etf Tr 0-5 high yield (+$5.10M), VNQ, TIP, VV, Ishares Inc core msci emkt.
- Started new stock positions in SCHE, Claymore Exchange Trd Fd Tr gug bull2019 e, KO, LSI, IBM, BAC, GE, Claymore Exchange Trd Fd Tr gug bull2018 e, LQD, PG, DLS, BND, OPK, Spdr Short-term High Yield mf, SPY, COP, Claymore Exchange Trd Fd Tr gug bull2020 e, EWX, IVV.
- Reduced shares in these stocks: CSJ, VWO, IEI, DMND, MSFT.
- Sold out of its positions in DMND.
- As of March 31, 2013, Empirical Financial Services, LLC d/b/a Empirical Wealth Management has $289.10M in assets under management (AUM). Assets under management grew from a total value of $182.43M to $289.10M.
- Independent of market fluctuations, Empirical Financial Services, LLC d/b/a Empirical Wealth Management was a net buyer by $103.82M worth of stocks in the most recent quarter.
Empirical Financial Services, LLC d/b/a Empirical Wealth Management portfolio companies for quarter ending March 2013
| Ticker | Name | Portfolio Weight | Change | Share Count | Price | Last Trade |
|---|---|---|---|---|---|---|
| VCSH | Vanguard Short Term Corporate Bond ETF | 23.45 | +71.00% | 844107 | 80.33 | 80.20 |
| VCIT | Vanguard Intermediate Tm Cpte Bd ETF | 14.97 | +68.00% | 495386 | 87.37 | 87.12 |
| Pimco Etf Tr 1-3yr ustreidx | 8.84 | +31.00% | 502146 | 50.89 | 0.00 | |
| Schwab Strategic Tr 0 | 8.11 | +47.00% | 404222 | 58.03 | 0.00 | |
| Barclays Bk Plc Ipspgs Ttl Etn etf | 5.13 | +57.00% | 443937 | 33.38 | 0.00 | |
| VV | Vanguard Large-Cap ETF | 4.24 | +36.00% | 170690 | 71.74 | 75.35 |
| TIP | iShares Barclays TIPS Bond Fund | 4.09 | +43.00% | 97591 | 121.27 | 118.31 |
| VNQ | Vanguard REIT ETF | 3.72 | +67.00% | 152638 | 70.53 | 74.31 |
| BSV | Vanguard Short-Term Bond ETF | 3.48 | +29.00% | 124307 | 80.99 | 80.80 |
| Schwab Strategic Tr us lrg cap etf | 3.23 | +25.00% | 250061 | 37.35 | 0.00 | |
| Pimco Etf Tr 0-5 high yield | 2.54 | +227.00% | 70229 | 104.57 | 0.00 | |
| VEA | Vanguard Europe Pacific ETF | 2.05 | +61.00% | 162346 | 36.43 | 37.92 |
| Ishares Inc core msci emkt | 1.58 | +192.00% | 90262 | 50.76 | 0.00 | |
| VTI | Vanguard Total Stock Market ETF | 1.36 | +9.00% | 48639 | 80.96 | 84.80 |
| CSJ | iShares Barclays 1-3 Year Cred Bd Fd ETF | 1.11 | -24.00% | 30343 | 105.53 | 105.49 |
| VT | Vanguard Total World Stock Idx Fd | 0.63 | +4.00% | 34566 | 52.28 | 54.05 |
| Spdr Series Trust cmn | 0.61 | +8.00% | 30242 | 58.49 | 0.00 | |
| SCHF | Schwab International Equity ETF | 0.52 | +174.00% | 54192 | 27.85 | 28.70 |
| Spdr Short-term High Yield mf | 0.50 | NEW | 46860 | 30.88 | 0.00 | |
| CVX | Chevron Corporation | 0.49 | +213.00% | 11985 | 118.82 | 125.45 |
| RWR | SPDR DJ Wilshire REIT | 0.48 | +17.00% | 17902 | 77.64 | 81.57 |
| EFA | iShares MSCI EAFE Index Fund | 0.46 | +27.00% | 22736 | 58.98 | 61.45 |
| Vanguard Intl Equity Index F glb ex us etf | 0.46 | +205.00% | 23144 | 57.38 | 0.00 | |
| Spdr Series Trust nuvn s^p vrdo mn | 0.44 | +8.00% | 42145 | 29.92 | 0.00 | |
| IEI | iShares Lehman 3-7 Yr Treasury Bond | 0.41 | -29.00% | 9683 | 123.52 | 123.01 |
| Wisdomtree Tr em lcl debt fd | 0.34 | +88.00% | 18454 | 52.51 | 0.00 | |
| MSFT | Microsoft Corporation | 0.32 | 32342 | 28.51 | 34.16 | |
| WPS | iShares S&P; World Ex-US Prop Index | 0.29 | +19.00% | 21749 | 38.02 | 37.46 |
| Claymore Exchange-traded Fd gugg crp bd 2013 | 0.28 | +23.00% | 38242 | 20.87 | 0.00 | |
| Claymore Exchange-traded Fd gugg crp bd 2014 | 0.27 | +25.00% | 36524 | 21.30 | 0.00 | |
| Claymore Exchange-traded Fd gugg crp bd 2016 | 0.27 | +22.00% | 34673 | 22.32 | 0.00 | |
| Claymore Exchange-traded Fd gugg crp bd 2017 | 0.27 | +71.00% | 33873 | 22.91 | 0.00 | |
| Guggenheim Bulletshar | 0.27 | +23.00% | 35216 | 21.87 | 0.00 | |
| SHY | iShares Lehman 1-3 Year Treas.Bond | 0.26 | +163.00% | 8817 | 84.50 | 84.44 |
| AAPL | Apple | 0.25 | +104.00% | 1602 | 442.57 | 445.15 |
| AGG | iShares Lehman Aggregate Bond | 0.25 | +180.00% | 6652 | 110.79 | 109.88 |
| VTV | Vanguard Value ETF | 0.25 | +3.00% | 11134 | 65.56 | 69.15 |
| RWO | SPDR Dow Jones Global Real Estate | 0.24 | +7.00% | 15443 | 44.29 | 45.44 |
| VYM | Vanguard High Dividend Yield ETF | 0.21 | +24.00% | 11100 | 54.77 | 57.75 |
| ZAGG | Zagg | 0.21 | +463.00% | 84722 | 7.28 | 5.04 |
| SCHE | Schwab Emerging Markets Equity ETF | 0.20 | NEW | 23077 | 25.57 | 25.38 |
| PG | Procter & Gamble Company | 0.19 | NEW | 7021 | 77.05 | 81.75 |
| GE | General Electric Company | 0.17 | NEW | 21123 | 23.10 | 23.53 |
| LSI | LSI Corporation | 0.17 | NEW | 73801 | 6.77 | 7.11 |
| ISHARES TR MSCI Small Cap msci small cap | 0.17 | 11342 | 44.00 | 0.00 | ||
| IWC | iShares Russell Microcap Index | 0.17 | +8.00% | 8402 | 58.68 | 61.09 |
| Claymore Exchange Trd Fd Tr gug bull2019 e | 0.17 | NEW | 23593 | 21.19 | 0.00 | |
| Claymore Exchange Trd Fd Tr gug bull2018 e | 0.17 | NEW | 23636 | 21.20 | 0.00 | |
| DES | WisdomTree SmallCap Dividend Fund | 0.16 | +17.00% | 7963 | 57.01 | 58.57 |
| Claymore Exchange Trd Fd Tr gug bull2020 e | 0.15 | NEW | 20629 | 21.28 | 0.00 | |
| MMM | 3M Company | 0.14 | +54.00% | 3806 | 106.41 | 109.88 |
| COP | ConocoPhillips | 0.14 | NEW | 6967 | 60.14 | 62.53 |
| BND | Vanguard Total Bond Market ETF | 0.13 | NEW | 4392 | 83.56 | 83.00 |
| EEM | iShares MSCI Emerging Markets Indx | 0.11 | +6.00% | 7154 | 42.77 | 42.27 |
| VWO | Vanguard Emerging Markets ETF | 0.11 | -71.00% | 7102 | 42.95 | 42.69 |
| KO | Coca-Cola Company | 0.10 | NEW | 6830 | 40.41 | 42.24 |
| BAC | Bank of America Corporation | 0.09 | NEW | 21521 | 12.17 | 13.24 |
| SPY | SPDR S&P; 500 ETF | 0.08 | NEW | 1412 | 156.52 | 164.51 |
| IBM | International Business Machines | 0.08 | NEW | 1105 | 213.57 | 205.72 |
| SBUX | Starbucks Corporation | 0.08 | +5.00% | 4021 | 56.95 | 63.00 |
| DLS | WisdomTree Intl. SmallCap Div Fd. | 0.08 | NEW | 3916 | 55.41 | 56.25 |
| IVV | iShares S&P; 500 Index | 0.07 | NEW | 1352 | 157.54 | 166.15 |
| LQD | iShares IBoxx $ Invest Grade Corp Bd Fd | 0.07 | NEW | 1760 | 119.89 | 119.69 |
| EWX | SPDR S&P; Emerging Markets Small Cap | 0.07 | NEW | 4371 | 48.04 | 49.06 |
| OPK | Opko Health | 0.05 | NEW | 20000 | 7.65 | 6.90 |
Past 13F-HR SEC Filings for Empirical Financial Services, LLC d/b/a Empirical Wealth Management
- Empirical Financial Services, LLC d/b/a Empirical Wealth Management 2012 Q4 - filed Feb. 6, 2013
- Empirical Financial Services, LLC d/b/a Empirical Wealth Management 2012 Q3 - filed Nov. 5, 2012
- Empirical Financial Services, LLC d/b/a Empirical Wealth Management 2012 Q2 - filed Aug. 8, 2012
- Empirical Financial Services, LLC d/b/a Empirical Wealth Management 2012 Q1 amended - filed May 11, 2012
- Empirical Financial Services, LLC d/b/a Empirical Wealth Management 2012 Q1 - filed May 2, 2012
- Empirical Financial Services, LLC d/b/a Empirical Wealth Management 2011 Q4 - filed Feb. 3, 2012
- Empirical Financial Services, LLC d/b/a Empirical Wealth Management 2011 Q3 - filed Nov. 4, 2011
- Empirical Financial Services, LLC d/b/a Empirical Wealth Management 2011 Q2 - filed Aug. 11, 2011
- Empirical Financial Services, LLC d/b/a Empirical Wealth Management 2011 Q1 - filed May 16, 2011