Empirical Financial Services, LLC d/b/a Empirical Wealth Management

Empirical Financial Services, LLC d.b.a. Empirical Wealth Management as of Dec. 31, 2020

Portfolio Holdings for Empirical Financial Services, LLC d.b.a. Empirical Wealth Management

Empirical Financial Services, LLC d.b.a. Empirical Wealth Management holds 376 positions in its portfolio as reported in the December 2020 quarterly 13F filing

Company (Ticker) Portfolio Weight Valued At Change in Shares Share Count Share Price
Vanguard Scottsdale Fds Shrt Trm Corp Bd (VCSH) 10.1 $133M 1.6M 83.25
Vanguard Malvern Fds Strm Infproidx (VTIP) 7.5 $98M 1.9M 51.10
Vanguard Scottsdale Fds Int-term Corp (VCIT) 6.2 $81M 833k 97.14
Vanguard Scottsdale Fds Short Term Treas (VGSH) 3.4 $45M 723k 61.60
Ishares Core Msci Emkt (IEMG) 3.2 $42M 680k 62.04
Apple (AAPL) 3.1 $41M 307k 132.69
Spdr Ser Tr Bloomberg Srt Tr (SJNK) 3.0 $40M 1.5M 26.95
Spdr S&p 500 Etf Tr Tr Unit (SPY) 2.5 $33M 87k 373.89
Vanguard Tax-managed Intl Ftse Dev Mkt Etf (VEA) 2.3 $30M 627k 47.21
Ishares Tr Msci Intl Qualty (IQLT) 2.2 $29M 818k 35.66
Ishares Tr Msci Usa Qlt Fct (QUAL) 2.1 $28M 242k 116.21
Vanguard Index Fds Value Etf (VTV) 2.0 $26M 221k 118.96
Microsoft Corporation (MSFT) 1.9 $25M 114k 222.42
Vanguard Index Fds Real Estate Etf (VNQ) 1.8 $23M 273k 84.93
Amazon (AMZN) 1.7 $23M 6.9k 3256.98
Ishares Tr Eafe Value Etf (EFV) 1.6 $21M 437k 47.20
Adobe Systems Incorporated (ADBE) 1.2 $16M 31k 500.11
Vanguard Intl Equity Index F Ftse Smcap Etf (VSS) 1.2 $16M 129k 121.84
Ishares Tr Micro-cap Etf (IWC) 1.0 $13M 113k 118.65
Johnson & Johnson (JNJ) 1.0 $13M 82k 157.38
Vanguard Index Fds Large Cap Etf (VV) 1.0 $13M 72k 175.74
Intel Corporation (INTC) 1.0 $13M 252k 49.82
Schwab Strategic Tr Us Lrg Cap Etf (SCHX) 0.9 $11M 126k 90.95
Vanguard Index Fds Sm Cp Val Etf (VBR) 0.8 $11M 76k 142.21
Facebook Cl A (META) 0.8 $10M 38k 273.16
First Tr Exch Traded Fd Iii Pfd Secs Inc Etf (FPE) 0.8 $10M 502k 20.19
Reliance Steel & Aluminum (RS) 0.7 $9.6M 80k 119.75
First Tr Exch Trd Alphdx Emerg Mkt Alph (FEM) 0.7 $9.4M 371k 25.28
Ishares Tr National Mun Etf (MUB) 0.7 $9.2M 78k 117.20
Vanguard Index Fds Small Cp Etf (VB) 0.7 $8.6M 44k 194.69
Spdr Ser Tr Nuveen Bbg Brcly (HYMB) 0.6 $8.3M 141k 58.99
Spdr Ser Tr Nuveen Blmbrg Sr (SHM) 0.6 $8.3M 167k 49.79
Schwab Strategic Tr Us Sml Cap Etf (SCHA) 0.6 $8.2M 92k 89.00
Vanguard Intl Equity Index F Ftse Emr Mkt Etf (VWO) 0.6 $7.9M 158k 50.11
First Tr Exchange-traded Senior Ln Fd (FTSL) 0.6 $7.6M 160k 47.59
Vanguard Index Fds Total Stk Mkt (VTI) 0.5 $6.7M 34k 194.63
Spdr Index Shs Fds S&p Emktsc Etf (EWX) 0.5 $6.6M 128k 51.63
Schwab Strategic Tr Emrg Mkteq Etf (SCHE) 0.5 $6.1M 198k 30.65
Visa Com Cl A (V) 0.5 $6.0M 28k 218.73
Vaneck Vectors Etf Tr High Yld Mun Etf (HYD) 0.5 $6.0M 97k 61.54
Schwab Strategic Tr Us Lcap Va Etf (SCHV) 0.5 $6.0M 100k 59.53
Schwab Strategic Tr Schwb Fdt Int Lg (FNDF) 0.4 $5.9M 201k 29.28
Ishares Tr Esg Aw Msci Eafe (ESGD) 0.4 $5.6M 77k 73.04
Zillow Group Cl C Cap Stk (Z) 0.4 $5.3M 41k 129.80
Invesco Qqq Tr Unit Ser 1 (QQQ) 0.4 $5.3M 17k 313.75
Costco Wholesale Corporation (COST) 0.4 $5.2M 14k 376.81
Ishares Tr Core S&p500 Etf (IVV) 0.4 $5.2M 14k 375.38
Vanguard Intl Equity Index F Glb Ex Us Etf (VNQI) 0.4 $5.1M 93k 54.31
Schwab Strategic Tr Us Aggregate B (SCHZ) 0.4 $4.9M 87k 56.03
Netflix (NFLX) 0.3 $4.4M 8.1k 540.70
Ishares Tr Sp Smcp600vl Etf (IJS) 0.3 $4.2M 52k 81.31
Spdr Ser Tr Portfolio Short (SPSB) 0.3 $4.2M 133k 31.40
Schwab Strategic Tr Intl Sceqt Etf (SCHC) 0.3 $3.9M 103k 37.65
Spdr Index Shs Fds S&p Intl Etf (DWX) 0.3 $3.6M 100k 36.56
Vanguard Whitehall Fds High Div Yld (VYM) 0.3 $3.5M 39k 91.50
Schwab Strategic Tr Schwb Fdt Emk Lg (FNDE) 0.3 $3.5M 124k 28.26
Cisco Systems (CSCO) 0.3 $3.5M 78k 44.76
Nushares Etf Tr Nuveen Esg Lrgvl (NULV) 0.3 $3.4M 104k 32.94
Vanguard World Mega Grwth Ind (MGK) 0.3 $3.4M 17k 203.74
Blucora 0.3 $3.4M 214k 15.91
Alphabet Cap Stk Cl C (GOOG) 0.2 $3.3M 1.9k 1752.15
Procter & Gamble Company (PG) 0.2 $3.2M 23k 139.15
NVIDIA Corporation (NVDA) 0.2 $3.1M 6.0k 522.09
Spdr Ser Tr Portfolio Intrmd (SPIB) 0.2 $3.1M 83k 37.18
McDonald's Corporation (MCD) 0.2 $2.8M 13k 214.54
Ishares Tr Rus 2000 Val Etf (IWN) 0.2 $2.8M 21k 131.76
Pfizer (PFE) 0.2 $2.8M 75k 36.81
Ishares Tr Esg Aware Msci (ESML) 0.2 $2.7M 80k 34.14
Accenture Plc Ireland Shs Class A (ACN) 0.2 $2.7M 10k 261.18
Sherwin-Williams Company (SHW) 0.2 $2.6M 3.6k 734.82
Berkshire Hathaway Inc Del Cl B New (BRK.B) 0.2 $2.6M 11k 231.83
Tesla Motors (TSLA) 0.2 $2.6M 3.7k 705.79
First Tr Dow Jones Select Mi Com Shs Annual (FDM) 0.2 $2.6M 54k 47.88
Ishares Esg Awr Msci Em (ESGE) 0.2 $2.5M 61k 41.98
Starbucks Corporation (SBUX) 0.2 $2.5M 24k 106.98
BlackRock (BLK) 0.2 $2.5M 3.5k 721.68
Alphabet Cap Stk Cl A (GOOGL) 0.2 $2.4M 1.4k 1752.53
Ishares Msci Frntr100etf (FM) 0.2 $2.4M 84k 28.35
Ishares Tr Tips Bd Etf (TIP) 0.2 $2.4M 19k 127.66
Schwab Strategic Tr Intl Eqty Etf (SCHF) 0.2 $2.3M 64k 36.01
Nushares Etf Tr Nuveen Esg Midvl (NUMV) 0.2 $2.3M 76k 30.08
Wisdomtree Tr Intl Smcap Div (DLS) 0.2 $2.3M 33k 68.12
Wisdomtree Tr Us Smallcap Divd (DES) 0.2 $2.3M 85k 26.60
Verizon Communications (VZ) 0.2 $2.2M 38k 58.75
Invesco Exch Trd Slf Idx Bulshs 2022 Cb 0.2 $2.2M 102k 21.75
Invesco Exch Trd Slf Idx Bulshs 2021 Cb 0.2 $2.2M 104k 21.21
Vanguard World Mega Cap Index (MGC) 0.2 $2.2M 17k 133.45
Caredx (CDNA) 0.2 $2.2M 30k 72.45
Invesco Exch Trd Slf Idx Bulshs 2023 Cb 0.2 $2.2M 99k 21.90
Vanguard World Mega Cap Val Etf (MGV) 0.2 $2.1M 24k 86.81
Invesco Exch Trd Slf Idx Bulshs 2024 Cb (BSCO) 0.2 $2.1M 94k 22.39
Vanguard Intl Equity Index F Tt Wrld St Etf (VT) 0.2 $2.1M 23k 92.58
Invesco Exchange Traded Fd T S&p500 Buy Wrt (PBP) 0.2 $2.1M 101k 20.49
Wisdomtree Tr Emer Mkt High Fd (DEM) 0.2 $2.1M 50k 41.14
Invesco Exch Trd Slf Idx Bulshs 2025 Cb (BSCP) 0.2 $2.1M 91k 22.63
Pimco Etf Tr 0-5 High Yield (HYS) 0.2 $2.1M 21k 98.23
American Centy Etf Tr Intl Smcp Vlu (AVDV) 0.2 $2.0M 35k 57.12
Vanguard Bd Index Fds Short Trm Bond (BSV) 0.2 $2.0M 24k 82.88
Schwab Strategic Tr Us Tips Etf (SCHP) 0.2 $2.0M 32k 62.08
Ishares Tr Eafe Grwth Etf (EFG) 0.2 $2.0M 20k 100.93
Walt Disney Company (DIS) 0.1 $1.9M 11k 181.17
Us Bancorp Del Com New (USB) 0.1 $1.9M 42k 46.59
Ishares Tr Eafe Sml Cp Etf (SCZ) 0.1 $1.9M 28k 68.33
Nike CL B (NKE) 0.1 $1.9M 13k 141.46
Hp (HPQ) 0.1 $1.9M 76k 24.59
Arista Networks (ANET) 0.1 $1.8M 6.3k 290.60
Motorola Solutions Com New (MSI) 0.1 $1.8M 11k 170.06
Chevron Corporation (CVX) 0.1 $1.8M 21k 84.44
Ishares Em Mkt Sm-cp Etf (EEMS) 0.1 $1.8M 34k 52.82
Fs Kkr Capital Corp. Ii 0.1 $1.7M 105k 16.40
Vanguard Index Fds Growth Etf (VUG) 0.1 $1.6M 6.5k 253.31
Automatic Data Processing (ADP) 0.1 $1.6M 9.3k 176.17
PS Business Parks 0.1 $1.6M 12k 132.85
Invesco Exch Trd Slf Idx Bulshs 2026 Cb (BSCQ) 0.1 $1.6M 75k 21.93
Medtronic SHS (MDT) 0.1 $1.6M 14k 117.13
Intuit (INTU) 0.1 $1.6M 4.2k 379.89
Teledyne Technologies Incorporated (TDY) 0.1 $1.5M 3.9k 391.99
Edwards Lifesciences (EW) 0.1 $1.5M 17k 91.21
Ishares Tr Intl Sel Div Etf (IDV) 0.1 $1.5M 52k 29.47
Ishares Tr 1 3 Yr Treas Bd (SHY) 0.1 $1.5M 18k 86.36
Schwab Strategic Tr Us Brd Mkt Etf (SCHB) 0.1 $1.5M 16k 90.99
Metropcs Communications (TMUS) 0.1 $1.5M 11k 134.83
Boeing Company (BA) 0.1 $1.4M 6.7k 214.04
Porch Group (PRCH) 0.1 $1.4M 100k 14.27
Schwab Strategic Tr Us Reit Etf (SCHH) 0.1 $1.4M 38k 37.97
United Parcel Service CL B (UPS) 0.1 $1.4M 8.3k 168.40
AutoZone (AZO) 0.1 $1.4M 1.2k 1185.60
Ishares Tr 0-5 Yr Tips Etf (STIP) 0.1 $1.4M 13k 104.44
Ishares Tr Rus 1000 Etf (IWB) 0.1 $1.3M 6.3k 211.84
At&t (T) 0.1 $1.3M 45k 28.75
Vaneck Vectors Etf Tr Intrmdt Muni Etf (ITM) 0.1 $1.3M 25k 52.05
Home Depot (HD) 0.1 $1.3M 4.8k 265.56
Nucor Corporation (NUE) 0.1 $1.3M 24k 53.21
Walgreen Boots Alliance (WBA) 0.1 $1.2M 31k 39.89
Paypal Holdings (PYPL) 0.1 $1.2M 5.3k 234.20
Vaneck Vectors Etf Tr Gold Miners Etf (GDX) 0.1 $1.2M 34k 35.68
Five9 (FIVN) 0.1 $1.2M 6.7k 174.45
Dell Technologies CL C (DELL) 0.1 $1.2M 16k 73.29
Amgen (AMGN) 0.1 $1.1M 5.0k 229.90
Ishares Tr Russell 2000 Etf (IWM) 0.1 $1.1M 5.8k 196.00
Abbvie (ABBV) 0.1 $1.1M 10k 107.11
Exxon Mobil Corporation (XOM) 0.1 $1.1M 27k 41.23
Best Buy (BBY) 0.1 $1.1M 11k 99.81
Paccar (PCAR) 0.1 $1.1M 13k 86.32
Invesco Exch Trd Slf Idx Bulshs 2027 Cb (BSCR) 0.1 $1.1M 48k 22.39
CenturyLink 0.1 $1.1M 110k 9.75
ConocoPhillips (COP) 0.1 $1.1M 26k 40.00
Bank of America Corporation (BAC) 0.1 $1.0M 35k 30.32
Lauder Estee Cos Cl A (EL) 0.1 $1.0M 3.9k 266.22
Vanguard Index Fds S&p 500 Etf Shs (VOO) 0.1 $1.0M 3.0k 343.57
Ishares Tr Ishs 1-5yr Invs (IGSB) 0.1 $1.0M 18k 55.19
Cognizant Technology Solutio Cl A (CTSH) 0.1 $1.0M 12k 81.96
Vanguard Specialized Funds Div App Etf (VIG) 0.1 $995k 7.1k 141.13
Ishares Tr Calif Mun Bd Etf (CMF) 0.1 $992k 16k 62.80
Honeywell International (HON) 0.1 $977k 4.6k 212.62
Cummins (CMI) 0.1 $959k 4.2k 227.09
Philip Morris International (PM) 0.1 $954k 12k 82.78
Wisdomtree Tr Emg Mkts Smcap (DGS) 0.1 $945k 20k 47.70
Ishares Tr Intl Devppty Etf (WPS) 0.1 $931k 26k 35.68
First Tr Exch Traded Fd Iii Instl Pfd Secs (FPEI) 0.1 $931k 46k 20.37
Spdr Index Shs Fds Dj Intl Rl Etf (RWX) 0.1 $926k 27k 34.08
Vanguard Index Fds Sml Cp Grw Etf (VBK) 0.1 $905k 3.4k 267.75
Square Cl A (SQ) 0.1 $899k 4.1k 217.73
Global Payments (GPN) 0.1 $889k 4.1k 215.41
Dollar General (DG) 0.1 $886k 4.2k 210.20
Hershey Company (HSY) 0.1 $885k 5.8k 152.40
MetLife (MET) 0.1 $881k 19k 46.95
Shopify Cl A (SHOP) 0.1 $874k 772.00 1132.12
Blackstone Group Com Cl A (BX) 0.1 $871k 13k 64.83
Allstate Corporation (ALL) 0.1 $848k 7.7k 109.93
Ishares Tr 3 7 Yr Treas Bd (IEI) 0.1 $845k 6.4k 132.99
Citizens Financial (CFG) 0.1 $841k 24k 35.76
Merck & Co (MRK) 0.1 $836k 10k 81.81
CVS Caremark Corporation (CVS) 0.1 $831k 12k 68.33
Ishares Gold Trust Ishares 0.1 $828k 46k 18.13
Lockheed Martin Corporation (LMT) 0.1 $824k 2.3k 355.02
stock 0.1 $821k 4.8k 169.80
Citrix Systems 0.1 $815k 6.3k 130.03
Expeditors International of Washington (EXPD) 0.1 $805k 8.5k 95.16
General Dynamics Corporation (GD) 0.1 $802k 5.4k 148.85
Eli Lilly & Co. (LLY) 0.1 $802k 4.7k 168.91
Snap Cl A (SNAP) 0.1 $786k 16k 50.05
Smucker J M Com New (SJM) 0.1 $783k 6.8k 115.62
UnitedHealth (UNH) 0.1 $782k 2.2k 350.52
Applied Materials (AMAT) 0.1 $780k 9.0k 86.33
AFLAC Incorporated (AFL) 0.1 $764k 17k 44.46
Leidos Holdings (LDOS) 0.1 $763k 7.3k 105.07
Principal Financial (PFG) 0.1 $750k 15k 49.64
Whirlpool Corporation (WHR) 0.1 $750k 4.2k 180.46
Phillips 66 (PSX) 0.1 $749k 11k 69.90
Ishares Em Mkts Div Etf (DVYE) 0.1 $747k 20k 37.21
Wal-Mart Stores (WMT) 0.1 $737k 5.1k 144.11
Bristol Myers Squibb (BMY) 0.1 $727k 12k 62.00
Pepsi (PEP) 0.1 $727k 4.9k 148.37
Advanced Micro Devices (AMD) 0.1 $721k 7.9k 91.69
Vanguard Index Fds Mid Cap Etf (VO) 0.1 $710k 3.4k 206.70
Oracle Corporation (ORCL) 0.1 $694k 11k 64.71
Select Sector Spdr Tr Technology (XLK) 0.1 $692k 5.3k 130.00
Caterpillar (CAT) 0.1 $688k 3.8k 182.11
3M Company (MMM) 0.1 $678k 3.9k 174.70
Ishares Tr Msci Eafe Etf (EFA) 0.1 $670k 9.2k 72.98
JPMorgan Chase & Co. (JPM) 0.1 $669k 5.3k 127.09
Vanguard World Esg Intl Stk Etf (VSGX) 0.1 $663k 11k 59.24
Spdr Ser Tr S&p 600 Sml Cap 0.1 $660k 8.3k 79.52
Progressive Corporation (PGR) 0.1 $658k 6.7k 98.90
Spdr Ser Tr Dj Reit Etf (RWR) 0.1 $656k 7.6k 86.75
Hormel Foods Corporation (HRL) 0.0 $648k 14k 46.58
Select Sector Spdr Tr Sbi Healthcare (XLV) 0.0 $647k 5.7k 113.41
Zendesk 0.0 $641k 4.5k 143.11
Comcast Corp Cl A (CMCSA) 0.0 $640k 12k 52.42
Matthews Intl Corp Cl A (MATW) 0.0 $639k 22k 29.40
Centene Corporation (CNC) 0.0 $637k 11k 60.03
Xcel Energy (XEL) 0.0 $636k 9.5k 66.64
Ishares Tr Core Msci Eafe (IEFA) 0.0 $635k 9.2k 69.06
Ishares Tr Jpmorgan Usd Emg (EMB) 0.0 $630k 5.4k 115.85
Raytheon Technologies Corp (RTX) 0.0 $627k 8.8k 71.51
International Business Machines (IBM) 0.0 $621k 4.9k 125.78
Southern Copper Corporation (SCCO) 0.0 $620k 9.5k 65.10
Garmin SHS (GRMN) 0.0 $619k 5.2k 119.68
Coca-Cola Company (KO) 0.0 $605k 11k 54.84
Ishares Tr Ishs 5-10yr Invt (IGIB) 0.0 $604k 9.8k 61.82
T. Rowe Price (TROW) 0.0 $603k 4.0k 151.28
Texas Instruments Incorporated (TXN) 0.0 $599k 3.6k 164.24
Ishares Tr Core S&p Scp Etf (IJR) 0.0 $595k 6.5k 91.95
Rockwell Automation (ROK) 0.0 $590k 2.4k 250.85
Invesco Exch Trd Slf Idx Bulshs 2023 Hy 0.0 $588k 23k 25.38
Abbott Laboratories (ABT) 0.0 $585k 5.3k 109.55
Biogen Idec (BIIB) 0.0 $577k 2.4k 244.80
Invesco Exch Trd Slf Idx Bulshs 2022 Hy 0.0 $577k 25k 23.34
D.R. Horton (DHI) 0.0 $573k 8.3k 68.89
Altria (MO) 0.0 $571k 14k 40.99
Gilead Sciences (GILD) 0.0 $568k 9.7k 58.29
Union Pacific Corporation (UNP) 0.0 $559k 2.7k 208.19
Invesco Exch Trd Slf Idx Bulshs 2021 Hy 0.0 $557k 24k 23.09
Mondelez Intl Cl A (MDLZ) 0.0 $555k 9.5k 58.52
Wisdomtree Tr Us High Dividend (DHS) 0.0 $550k 7.9k 69.40
Regeneron Pharmaceuticals (REGN) 0.0 $549k 1.1k 483.27
Spdr Index Shs Fds Portfolio Emg Mk (SPEM) 0.0 $546k 13k 42.13
Northwest Natural Holdin (NWN) 0.0 $538k 12k 46.02
Invesco Exch Trd Slf Idx Bulshs 2024 Hy (BSJO) 0.0 $536k 22k 24.92
Brookfield Asset Mgmt Cl A Ltd Vt Sh 0.0 $536k 13k 41.25
Invesco Exch Trd Slf Idx Bulshs 2025 Hy (BSJP) 0.0 $531k 22k 24.53
Clorox Company (CLX) 0.0 $529k 2.6k 201.83
MercadoLibre (MELI) 0.0 $529k 316.00 1674.05
Ameren Corporation (AEE) 0.0 $528k 6.8k 78.06
Mastercard Incorporated Cl A (MA) 0.0 $524k 1.5k 356.95
Nextera Energy (NEE) 0.0 $523k 6.8k 77.08
Spdr Dow Jones Indl Average Ut Ser 1 (DIA) 0.0 $511k 1.7k 305.80
PPL Corporation (PPL) 0.0 $502k 18k 28.18
Vanguard Index Fds Mcap Gr Idxvip (VOT) 0.0 $499k 2.4k 212.25
Skyworks Solutions (SWKS) 0.0 $482k 3.2k 152.77
Ishares Tr Shrt Nat Mun Etf (SUB) 0.0 $478k 4.4k 108.10
Invesco Exch Traded Fd Tr Ii S&p500 Low Vol (SPLV) 0.0 $477k 8.5k 56.28
Ishares Tr Esg Awr Msci Usa (ESGU) 0.0 $472k 5.5k 85.97
Box Cl A (BOX) 0.0 $468k 26k 18.05
Royal Dutch Shell Spon Adr B 0.0 $467k 14k 33.62
Invesco Exch Trd Slf Idx Invsco Blsh 26 (BSJQ) 0.0 $463k 18k 25.59
Public Storage (PSA) 0.0 $462k 2.0k 230.77
Illinois Tool Works (ITW) 0.0 $459k 2.2k 204.09
Eaton Corp SHS (ETN) 0.0 $457k 3.8k 120.01
Select Sector Spdr Tr Energy (XLE) 0.0 $455k 12k 37.91
Fiserv (FI) 0.0 $450k 3.9k 113.95
Charles Schwab Corporation (SCHW) 0.0 $447k 8.4k 53.02
Ishares Tr Rus 2000 Grw Etf (IWO) 0.0 $430k 1.5k 286.67
Schwab Strategic Tr Us Mid-cap Etf (SCHM) 0.0 $429k 6.3k 68.16
Ishares Tr Core Us Aggbd Et (AGG) 0.0 $429k 3.6k 118.31
Qualcomm (QCOM) 0.0 $424k 2.8k 152.46
salesforce (CRM) 0.0 $422k 1.9k 222.46
Ishares Tr Msci Emg Mkt Etf (EEM) 0.0 $421k 8.2k 51.62
Alliant Energy Corporation (LNT) 0.0 $417k 8.1k 51.53
Ishares Tr Core S&p Mcp Etf (IJH) 0.0 $412k 1.8k 229.65
Lam Research Corporation (LRCX) 0.0 $409k 867.00 471.74
American Electric Power Company (AEP) 0.0 $404k 4.9k 83.20
CSX Corporation (CSX) 0.0 $397k 4.4k 90.74
Spdr S&p Midcap 400 Etf Tr Utser1 S&pdcrp (MDY) 0.0 $397k 945.00 420.11
Ishares Msci Emrg Chn (EMXC) 0.0 $390k 6.9k 56.84
Alibaba Group Hldg Sponsored Ads (BABA) 0.0 $385k 1.7k 232.50
Vanguard Whitehall Fds Intl High Etf (VYMI) 0.0 $377k 6.2k 60.81
Vanguard Index Fds Mcap Vl Idxvip (VOE) 0.0 $373k 3.1k 118.79
Southwest Airlines (LUV) 0.0 $365k 7.8k 46.65
Avery Dennison Corporation (AVY) 0.0 $364k 2.3k 155.16
Extra Space Storage (EXR) 0.0 $360k 3.1k 116.02
Ishares Tr Core High Dv Etf (HDV) 0.0 $359k 4.1k 87.63
Ishares Tr Rus 1000 Val Etf (IWD) 0.0 $358k 2.6k 136.64
Lowe's Companies (LOW) 0.0 $358k 2.2k 160.32
Target Corporation (TGT) 0.0 $357k 2.0k 176.73
Cbre Group Cl A (CBRE) 0.0 $354k 5.6k 62.67
Duke Energy Corp Com New (DUK) 0.0 $353k 3.9k 91.64
Ishares Tr Rus 1000 Grw Etf (IWF) 0.0 $351k 1.5k 241.07
Cel-sci Corp Com Par New (CVM) 0.0 $349k 30k 11.68
Waste Management (WM) 0.0 $347k 2.9k 117.83
Valero Energy Corporation (VLO) 0.0 $345k 6.1k 56.52
Dollar Tree (DLTR) 0.0 $333k 3.1k 107.91
Invesco Exchange Traded Fd T Nasdaq Internt (PNQI) 0.0 $331k 1.5k 228.28
Ping Identity Hldg Corp 0.0 $329k 12k 28.63
Select Sector Spdr Tr Sbi Cons Discr (XLY) 0.0 $328k 2.0k 160.71
Spdr Index Shs Fds Dj Glb Rl Es Etf (RWO) 0.0 $326k 7.3k 44.46
Juniper Networks (JNPR) 0.0 $322k 14k 22.52
Veeva Sys Cl A Com (VEEV) 0.0 $316k 1.2k 271.94
Docusign (DOCU) 0.0 $315k 1.4k 222.61
Las Vegas Sands (LVS) 0.0 $306k 5.1k 59.54
Thermo Fisher Scientific (TMO) 0.0 $306k 656.00 466.46
Baxter International (BAX) 0.0 $303k 3.8k 80.20
Cincinnati Financial Corporation (CINF) 0.0 $295k 3.4k 87.46
Chubb (CB) 0.0 $291k 1.9k 153.97
Ishares Tr Msci Acwi Etf (ACWI) 0.0 $285k 3.1k 90.85
Invesco Exchange Traded Fd T S&p500 Eql Wgt (RSP) 0.0 $281k 2.2k 127.55
Alaska Air (ALK) 0.0 $279k 5.4k 52.01
Ishares Tr U.s. Cnsm Gd Etf (IYK) 0.0 $277k 1.6k 173.23
American Water Works (AWK) 0.0 $276k 1.8k 153.42
Stryker Corporation (SYK) 0.0 $276k 1.1k 244.68
Prologis (PLD) 0.0 $275k 2.8k 99.53
Teladoc (TDOC) 0.0 $274k 1.4k 200.00
Marriott Intl Cl A (MAR) 0.0 $272k 2.1k 132.10
Schwab Strategic Tr Us Lcap Gr Etf (SCHG) 0.0 $260k 2.0k 128.33
Ishares Silver Tr Ishares (SLV) 0.0 $258k 11k 24.57
Emerson Electric (EMR) 0.0 $255k 3.2k 80.39
General Mills (GIS) 0.0 $254k 4.3k 58.71
EXACT Sciences Corporation (EXAS) 0.0 $252k 1.9k 132.63
Spdr Ser Tr S&p 600 Smcp Val (SLYV) 0.0 $250k 3.8k 66.07
Schwab Strategic Tr Schwab Fdt Us Lg (FNDX) 0.0 $248k 5.5k 45.22
McKesson Corporation (MCK) 0.0 $248k 1.4k 174.16
Republic Services (RSG) 0.0 $244k 2.5k 96.18
Wec Energy Group (WEC) 0.0 $228k 2.5k 92.01
Northrop Grumman Corporation (NOC) 0.0 $228k 748.00 304.81
Delta Air Lines Inc Del Com New (DAL) 0.0 $225k 5.6k 40.15
Schwab Strategic Tr Schwab Fdt Us Bm (FNDB) 0.0 $223k 5.0k 44.88
S&p Global (SPGI) 0.0 $220k 669.00 328.85
Danaher Corporation (DHR) 0.0 $218k 980.00 222.45
Wisdomtree Tr Cloud Computng (WCLD) 0.0 $217k 4.0k 53.65
Packaging Corporation of America (PKG) 0.0 $217k 1.6k 138.22
Agnc Invt Corp Com reit (AGNC) 0.0 $217k 14k 15.57
Ssga Active Etf Tr Blkstn Gsosrln (SRLN) 0.0 $213k 4.7k 45.67
Servicenow (NOW) 0.0 $210k 382.00 549.74
Novartis Sponsored Adr (NVS) 0.0 $207k 2.2k 94.52
Ark Etf Tr Innovation Etf (ARKK) 0.0 $206k 1.7k 124.62
C H Robinson Worldwide Com New (CHRW) 0.0 $205k 2.2k 93.65
Invitae (NVTAQ) 0.0 $204k 4.9k 41.84
Spdr Ser Tr S&p Divid Etf (SDY) 0.0 $204k 1.9k 106.19
Simon Property (SPG) 0.0 $204k 2.4k 85.32
Kansas City Southern Com New 0.0 $202k 988.00 204.45
Agilent Technologies Inc C ommon (A) 0.0 $201k 1.7k 118.51
White Mountains Insurance Gp (WTM) 0.0 $200k 200.00 1000.00
Hewlett Packard Enterprise (HPE) 0.0 $186k 16k 11.88
JetBlue Airways Corporation (JBLU) 0.0 $153k 11k 14.53
Canoo *w Exp 12/21/202 (GOEVW) 0.0 $141k 39k 3.59
Cloudera 0.0 $140k 10k 13.96
General Electric Company 0.0 $121k 11k 10.83
Burgerfi International *w Exp 12/16/202 (BFIIW) 0.0 $116k 53k 2.21
Trident Acquisitions Corp *w Exp 05/09/202 0.0 $97k 43k 2.28
Golden Nugget Online Gamin *w Exp 05/09/202 0.0 $93k 10k 8.99
Ford Motor Company (F) 0.0 $93k 11k 8.82
Clean Energy Fuels (CLNE) 0.0 $89k 11k 7.87
Forum Merger Iii Corp *w Exp 08/24/202 0.0 $84k 24k 3.49
Rush Street Interactive *w Exp 02/21/202 0.0 $82k 11k 7.69
Fisker *w Exp 12/01/202 0.0 $79k 16k 4.89
Opko Health (OPK) 0.0 $79k 20k 3.95
Sorrento Therapeutics Com New (SRNEQ) 0.0 $77k 11k 6.84
Newborn Acquisition Corp *w Exp 02/03/202 0.0 $75k 23k 3.27
Blackrock Enhanced Intl Div Com Bene Inter (BGY) 0.0 $74k 13k 5.90
Amci Acquisition Corp *w Exp 05/20/202 0.0 $72k 21k 3.36
Alberton Acquisition Corp *w Exp 04/26/202 0.0 $67k 56k 1.20
Northern Genesis Acquisition *w Exp 07/31/202 0.0 $65k 12k 5.60
Dmy Technology Group Inc Ii *w Exp 07/29/202 0.0 $63k 15k 4.28
Tuscan Hldgs Corp *w Exp 04/01/202 0.0 $52k 11k 4.77
Foley Trasimene Acquisition *w Exp 08/11/202 0.0 $51k 11k 4.59
Acamar Partners Acqsition *w Exp 02/26/202 0.0 $50k 19k 2.57
Gigcapital3 *w Exp 05/18/202 0.0 $48k 14k 3.50
Gores Hldgs Iv *w Exp 01/22/202 0.0 $43k 10k 4.16
Cf Finance Acquisition Corp *w Exp 08/01/202 0.0 $37k 15k 2.40
Breeze Holdings Acquisitn *w Exp 05/25/202 (BREZW) 0.0 $24k 23k 1.03
Citic Capital Acquisition *w Exp 01/17/202 0.0 $18k 10k 1.72
T2 Biosystems 0.0 $13k 11k 1.21
Inpixon 0.0 $10k 10k 1.00
Greenrose Acquisition Corp *w Exp 08/11/202 (GNRSW) 0.0 $10k 10k 1.00
Equinox Gold Corp equities Call Option (EQX) 0.0 $0 13k 0.00