Baker Avenue Asset Management

Baker Avenue Asset Management as of Sept. 30, 2017

Portfolio Holdings for Baker Avenue Asset Management

Baker Avenue Asset Management holds 221 positions in its portfolio as reported in the September 2017 quarterly 13F filing

Company (Ticker) Portfolio Weight Valued At Change in Shares Share Count Share Price
Vanguard Total Bond Market ETF (BND) 5.5 $49M 599k 81.96
iShares Lehman Aggregate Bond (AGG) 4.4 $39M 358k 109.59
Vanguard Total Stock Market ETF (VTI) 3.8 $34M 260k 129.52
iShares Russell 3000 Index (IWV) 3.4 $30M 200k 149.28
SPDR Barclays Capital Aggregate Bo (SPAB) 2.8 $25M 425k 57.71
iShares MSCI EAFE Value Index (EFV) 2.5 $22M 410k 54.60
Vanguard FTSE All-World ex-US ETF (VEU) 2.4 $21M 404k 52.71
Vanguard Europe Pacific ETF (VEA) 2.3 $21M 477k 43.41
iShares S&P 500 Value Index (IVE) 2.2 $20M 181k 107.91
ISHARES TR MSCI Small Cap msci small cap (SCZ) 1.9 $17M 275k 62.00
iShares MSCI ACWI Index Fund (ACWI) 1.9 $17M 242k 68.82
iShares MSCI EAFE Index Fund (EFA) 1.9 $16M 240k 68.48
Ishares Msci Usa Quality Facto invalid (QUAL) 1.8 $16M 207k 77.14
Vanguard Total World Stock Idx (VT) 1.8 $16M 224k 70.72
Applied Materials (AMAT) 1.7 $15M 292k 52.09
Microsoft Corporation (MSFT) 1.7 $15M 199k 74.49
Vanguard Emerging Markets ETF (VWO) 1.6 $15M 335k 43.57
iShares Russell 1000 Growth Index (IWF) 1.6 $14M 110k 125.06
iShares MSCI EAFE Growth Index (EFG) 1.6 $14M 178k 77.39
Vanguard Large-Cap ETF (VV) 1.5 $13M 112k 115.40
Charles Schwab Corporation (SCHW) 1.4 $13M 290k 43.74
iShares Russell 1000 Index (IWB) 1.4 $13M 91k 139.88
iShares Russell 2000 Value Index (IWN) 1.4 $12M 98k 124.12
Ishares Tr Msci Usa Momentum Factor (MTUM) 1.3 $12M 121k 95.68
iShares Russell 2000 Index (IWM) 1.3 $12M 77k 148.18
Qualcomm (QCOM) 1.2 $11M 211k 51.84
Simpson Manufacturing (SSD) 1.2 $11M 215k 49.04
Financial Select Sector SPDR (XLF) 1.1 $10M 392k 25.86
Apple (AAPL) 1.1 $9.4M 61k 154.13
Weyerhaeuser Company (WY) 1.1 $9.4M 277k 34.03
VMware 1.0 $8.9M 82k 109.19
iShares Russell 2000 Growth Index (IWO) 0.9 $8.4M 47k 178.95
SPDR Barclays Capital Convertible SecETF (CWB) 0.9 $7.8M 153k 51.07
iShares iBoxx $ High Yid Corp Bond (HYG) 0.9 $7.7M 86k 88.76
Pfizer (PFE) 0.8 $7.3M 205k 35.70
Dowdupont 0.8 $7.2M 104k 69.23
iShares Dow Jones US Brok-Dea. Ind.ETF (IAI) 0.8 $6.8M 119k 57.16
PowerShares Fin. Preferred Port. 0.7 $6.5M 344k 18.97
Amgen (AMGN) 0.7 $6.4M 34k 186.44
Energy Select Sector SPDR (XLE) 0.7 $6.4M 94k 68.48
iShares JPMorgan USD Emer Mkt Bnd Fd ETF (EMB) 0.7 $6.3M 55k 116.41
iShares Barclays TIPS Bond Fund (TIP) 0.7 $6.2M 54k 113.59
Johnson & Johnson (JNJ) 0.7 $6.0M 46k 130.01
Sony Corporation (SONY) 0.7 $5.9M 158k 37.34
iShares Russell 1000 Value Index (IWD) 0.7 $5.9M 50k 118.51
Honeywell International (HON) 0.7 $5.9M 42k 141.74
Powershares Senior Loan Portfo mf 0.7 $5.9M 254k 23.16
International Business Machines (IBM) 0.7 $5.8M 40k 145.07
JPMorgan Chase & Co. (JPM) 0.6 $5.6M 58k 95.51
iShares Barclays 1-3 Year Cred Bd Fd ETF (IGSB) 0.6 $5.5M 53k 105.35
Amazon (AMZN) 0.6 $5.3M 5.6k 961.27
iShares NASDAQ Biotechnology Index (IBB) 0.5 $4.6M 14k 333.57
Walt Disney Company (DIS) 0.5 $4.5M 46k 98.58
Goldman Sachs (GS) 0.5 $4.3M 18k 237.18
Health Care SPDR (XLV) 0.5 $4.4M 54k 81.73
Ishares Tr fltg rate nt (FLOT) 0.5 $4.2M 83k 50.94
Corning Incorporated (GLW) 0.5 $4.2M 139k 29.92
iShares Dow Jones US Medical Dev. (IHI) 0.5 $4.2M 25k 167.03
Schlumberger (SLB) 0.5 $4.0M 57k 69.76
Materials SPDR (XLB) 0.5 $4.0M 70k 56.81
Alphabet Inc Class C cs (GOOG) 0.5 $4.0M 4.2k 959.09
Intel Corporation (INTC) 0.4 $3.9M 102k 38.08
Northrop Grumman Corporation (NOC) 0.4 $3.8M 13k 287.73
Consumer Discretionary SPDR (XLY) 0.4 $3.7M 42k 90.07
Exxon Mobil Corporation (XOM) 0.4 $3.5M 43k 81.97
General Motors Company (GM) 0.4 $3.6M 89k 40.38
PowerShares QQQ Trust, Series 1 0.4 $3.4M 24k 145.46
Vanguard Small-Cap ETF (VB) 0.4 $3.4M 24k 141.34
Freeport-McMoRan Copper & Gold (FCX) 0.4 $3.3M 237k 14.04
SPDR S&P Dividend (SDY) 0.4 $3.3M 36k 91.33
U.S. Bancorp (USB) 0.3 $3.1M 58k 53.60
Ishares Inc msci world idx (URTH) 0.3 $3.0M 36k 84.10
CSX Corporation (CSX) 0.3 $2.7M 50k 54.26
Golar Lng (GLNG) 0.3 $2.7M 120k 22.61
Liberty Global Inc Com Ser A 0.3 $2.7M 80k 33.91
iShares S&P 500 Growth Index (IVW) 0.3 $2.6M 18k 143.44
Chevron Corporation (CVX) 0.3 $2.6M 22k 117.52
Vanguard REIT ETF (VNQ) 0.3 $2.5M 31k 83.08
Alibaba Group Holding (BABA) 0.3 $2.5M 14k 172.70
Celgene Corporation 0.3 $2.4M 16k 145.82
Red Hat 0.2 $2.1M 19k 110.87
Oracle Corporation (ORCL) 0.2 $2.1M 44k 48.35
Vanguard Short-Term Bond ETF (BSV) 0.2 $2.1M 27k 79.82
Blackhawk Network Hldgs Inc cl a 0.2 $2.0M 46k 43.80
Mylan Nv 0.2 $2.0M 64k 31.36
SPDR S&P Biotech (XBI) 0.2 $1.9M 22k 86.55
First Trust Large Cap Core Alp Fnd (FEX) 0.2 $1.8M 34k 54.89
iShares S&P SmallCap 600 Index (IJR) 0.2 $1.8M 24k 74.22
iShares S&P 500 Index (IVV) 0.2 $1.7M 6.6k 252.91
Abbvie (ABBV) 0.2 $1.6M 18k 88.84
Bank of New York Mellon Corporation (BK) 0.2 $1.5M 28k 53.02
Lowe's Companies (LOW) 0.2 $1.5M 19k 79.95
SPDR S&P MidCap 400 ETF (MDY) 0.2 $1.5M 4.6k 326.27
Vanguard Value ETF (VTV) 0.2 $1.5M 15k 99.79
Suntrust Banks Inc $1.00 Par Cmn 0.2 $1.4M 24k 59.78
Merck & Co (MRK) 0.2 $1.4M 22k 64.01
ON Semiconductor (ON) 0.2 $1.4M 76k 18.47
Callon Pete Co Del Com Stk 0.2 $1.4M 126k 11.24
iShares MSCI ACWI ex US Index Fund (ACWX) 0.1 $1.4M 28k 48.35
Vanguard Short Term Corporate Bond ETF (VCSH) 0.1 $1.3M 16k 80.12
Caterpillar (CAT) 0.1 $1.2M 9.8k 124.69
AFLAC Incorporated (AFL) 0.1 $1.2M 15k 81.42
Regions Financial Corporation (RF) 0.1 $1.2M 81k 15.23
Groupon 0.1 $1.3M 245k 5.20
Mallinckrodt Pub 0.1 $1.2M 32k 37.36
iShares MSCI Emerging Markets Indx (EEM) 0.1 $1.1M 25k 44.80
Abb (ABBNY) 0.1 $1.1M 46k 24.76
Technology SPDR (XLK) 0.1 $1.2M 20k 59.11
Ipath Dow Jones-aig Commodity (DJP) 0.1 $1.2M 51k 23.26
Citigroup (C) 0.1 $1.1M 16k 72.76
Xylem (XYL) 0.1 $1.1M 18k 62.66
NVIDIA Corporation (NVDA) 0.1 $1.1M 6.1k 178.73
UnitedHealth (UNH) 0.1 $1.1M 5.5k 195.91
Flowserve Corporation (FLS) 0.1 $1.1M 25k 42.58
CalAmp 0.1 $1.1M 47k 23.26
Vanguard Small-Cap Value ETF (VBR) 0.1 $1.1M 8.2k 127.75
PowerShares DWA Technical Ldrs Pf 0.1 $1.0M 21k 48.61
Broad 0.1 $1.1M 4.4k 242.63
Berkshire Hathaway (BRK.B) 0.1 $957k 5.2k 183.23
Costco Wholesale Corporation (COST) 0.1 $943k 5.7k 164.23
Ecolab (ECL) 0.1 $956k 7.4k 128.62
Target Corporation (TGT) 0.1 $983k 17k 59.01
United States Steel Corporation (X) 0.1 $935k 36k 25.66
Rydex Russell Top 50 ETF 0.1 $968k 5.4k 177.88
Vanguard Dividend Appreciation ETF (VIG) 0.1 $933k 9.8k 94.80
Yandex Nv-a (YNDX) 0.1 $948k 29k 32.96
Sanchez Energy Corp C ommon stocks 0.1 $953k 198k 4.82
Weatherford Intl Plc ord 0.1 $1.0M 220k 4.58
Globant S A (GLOB) 0.1 $934k 23k 40.07
Technipfmc (FTI) 0.1 $1.0M 36k 27.92
Northern Trust Corporation (NTRS) 0.1 $869k 9.5k 91.89
Range Resources (RRC) 0.1 $931k 48k 19.57
Vulcan Materials Company (VMC) 0.1 $873k 7.3k 119.61
Ingersoll-rand Co Ltd-cl A 0.1 $883k 9.9k 89.20
McDermott International 0.1 $885k 122k 7.27
iShares Barclays Inter Crd Bd Fund ETF) (IGIB) 0.1 $865k 7.9k 110.19
WisdomTree Intl. SmallCap Div (DLS) 0.1 $922k 13k 73.94
Air Lease Corp (AL) 0.1 $865k 20k 42.62
Powershares Act Mang Comm Fd db opt yld div 0.1 $844k 50k 16.85
At&t (T) 0.1 $784k 20k 39.15
International Flavors & Fragrances (IFF) 0.1 $800k 5.6k 142.96
Ctrip.com International 0.1 $788k 15k 52.75
Urban Outfitters (URBN) 0.1 $801k 34k 23.90
FleetCor Technologies 0.1 $761k 4.9k 154.74
Mosaic (MOS) 0.1 $767k 36k 21.59
Mondelez Int (MDLZ) 0.1 $755k 19k 40.69
Ishares Tr core strm usbd (ISTB) 0.1 $835k 17k 50.24
Ssga Active Etf Tr blkstn gsosrln (SRLN) 0.1 $813k 17k 47.43
Alphabet Inc Class A cs (GOOGL) 0.1 $798k 820.00 973.17
Envision Healthcare 0.1 $765k 17k 44.95
Hologic (HOLX) 0.1 $712k 19k 36.70
Marvell Technology Group 0.1 $713k 40k 17.90
Huntsman Corporation (HUN) 0.1 $724k 26k 27.43
Cognex Corporation (CGNX) 0.1 $734k 6.7k 110.33
First Trust Large Cap Value Opp Fnd (FTA) 0.1 $698k 14k 51.14
Truecar (TRUE) 0.1 $672k 43k 15.80
Ishares Tr msci eafe esg (ESGD) 0.1 $673k 10k 66.27
Martin Marietta Materials (MLM) 0.1 $663k 3.2k 206.09
Wells Fargo & Company (WFC) 0.1 $603k 11k 55.16
Flotek Industries 0.1 $650k 140k 4.65
iShares FTSE KLD Select Scil Idx (SUSA) 0.1 $621k 5.9k 104.42
Ishares Core Intl Stock Etf core (IXUS) 0.1 $648k 11k 60.98
Ishares Tr core div grwth (DGRO) 0.1 $579k 18k 32.47
Spdr Nuveen Barclays Muni Bond Etf nuvn brcly muni (TFI) 0.1 $641k 13k 48.91
Ishares Inc msci em esg se (ESGE) 0.1 $583k 8.4k 69.49
Vanguard Intermediate-Term Bond ETF (BIV) 0.1 $501k 5.9k 84.63
iShares S&P MidCap 400 Value Index (IJJ) 0.1 $489k 3.2k 152.86
Vanguard Admiral Fds Inc equity (VOOV) 0.1 $493k 4.7k 104.01
Ishares Core Msci Eafe Etf core msci eafe (IEFA) 0.1 $533k 8.3k 64.14
Gtt Communications 0.1 $546k 17k 31.67
Manpower (MAN) 0.1 $428k 3.6k 117.91
Industrial SPDR (XLI) 0.1 $486k 6.9k 70.93
iShares Gold Trust 0.1 $479k 39k 12.32
iShares IBoxx $ Invest Grade Corp Bd (LQD) 0.1 $445k 3.7k 121.25
PowerShares High Yld. Dividend Achv 0.1 $441k 26k 17.14
First Trust Morningstar Divid Ledr (FDL) 0.1 $429k 15k 29.02
Sprott Physical Gold Trust (PHYS) 0.1 $444k 43k 10.44
Facebook Inc cl a (META) 0.1 $421k 2.5k 171.07
First Tr Exchange Traded Fd nasd tech div (TDIV) 0.1 $459k 14k 32.38
Proshares Tr S&p 500 Aristo (NOBL) 0.1 $458k 7.7k 59.39
Cara Therapeutics (CARA) 0.1 $468k 34k 13.68
Snap Inc cl a (SNAP) 0.1 $478k 33k 14.53
CBS Corporation 0.0 $350k 6.0k 57.99
Nordstrom (JWN) 0.0 $342k 7.3k 47.14
Marsh & McLennan Companies (MMC) 0.0 $342k 4.1k 83.93
Banco Itau Holding Financeira (ITUB) 0.0 $364k 27k 13.71
LOGITECH INTERNATIONAL SA APP Com Stk (LOGI) 0.0 $316k 8.7k 36.45
MGM Resorts International. (MGM) 0.0 $380k 12k 32.60
SPDR KBW Regional Banking (KRE) 0.0 $396k 7.0k 56.81
iShares Dow Jones US Consumer Ser. (IYC) 0.0 $372k 2.3k 164.09
iShares S&P SmallCap 600 Value Idx (IJS) 0.0 $366k 2.5k 148.18
iShares Russell Microcap Index (IWC) 0.0 $357k 3.8k 94.44
iShares FTSE KLD 400 Social Idx (DSI) 0.0 $362k 3.9k 92.73
Xpo Logistics Inc equity (XPO) 0.0 $397k 5.9k 67.82
Coca-Cola Company (KO) 0.0 $275k 6.1k 45.08
McDonald's Corporation (MCD) 0.0 $288k 1.8k 156.69
Spdr S&p 500 Etf (SPY) 0.0 $225k 898.00 250.56
Altria (MO) 0.0 $251k 4.0k 63.37
Colgate-Palmolive Company (CL) 0.0 $261k 3.6k 72.78
Micron Technology (MU) 0.0 $231k 5.9k 39.26
Ciena Corporation (CIEN) 0.0 $305k 14k 21.97
Nxp Semiconductors N V (NXPI) 0.0 $226k 2.0k 113.00
First Trust Mid Cap Core Alpha Fnd (FNX) 0.0 $226k 3.7k 61.75
iShares Dow Jones EPAC Sel Div Ind (IDV) 0.0 $290k 8.6k 33.80
iShares Russell 3000 Growth Index (IUSG) 0.0 $268k 5.3k 50.47
First Trust Value Line Dividend Indx Fnd (FVD) 0.0 $269k 9.0k 29.77
Vanguard FTSE All Wld Ex USSml Cap (VSS) 0.0 $228k 2.0k 115.15
Advisorshares Tr bny grwth (AADR) 0.0 $247k 4.4k 55.69
First Tr Exchange-traded Fd no amer energy (EMLP) 0.0 $252k 10k 24.77
Palo Alto Networks (PANW) 0.0 $277k 1.9k 144.20
Johnson Controls International Plc equity (JCI) 0.0 $298k 7.4k 40.27
Taiwan Semiconductor Mfg (TSM) 0.0 $211k 5.6k 37.64
Potash Corp. Of Saskatchewan I 0.0 $197k 10k 19.26
Ford Motor Company (F) 0.0 $161k 14k 11.93
Gilead Sciences (GILD) 0.0 $210k 2.6k 81.08
Garmin (GRMN) 0.0 $201k 3.7k 54.05
iShares S&P Global Industrials Sec (EXI) 0.0 $208k 2.3k 88.81
Pandora Media 0.0 $143k 19k 7.72
Ishares Tr eafe min volat (EFAV) 0.0 $210k 3.0k 70.95
Intel Corp sdcv 0.0 $71k 50k 1.42
On Deck Capital 0.0 $74k 16k 4.68