Baker Avenue Asset Management

Baker Avenue Asset Management as of March 31, 2018

Portfolio Holdings for Baker Avenue Asset Management

Baker Avenue Asset Management holds 237 positions in its portfolio as reported in the March 2018 quarterly 13F filing

Company (Ticker) Portfolio Weight Valued At Change in Shares Share Count Share Price
Vanguard Total Bond Market ETF (BND) 4.6 $51M 638k 79.93
iShares Lehman Aggregate Bond (AGG) 3.8 $41M 385k 107.25
Simpson Manufacturing (SSD) 3.7 $41M 713k 57.59
Vanguard Total Stock Market ETF (VTI) 3.6 $39M 290k 135.72
iShares S&P 500 Value Index (IVE) 3.4 $38M 343k 109.34
Vanguard FTSE All-World ex-US ETF (VEU) 2.5 $27M 498k 54.37
SPDR Barclays Capital Aggregate Bo (SPAB) 2.4 $26M 924k 28.16
iShares MSCI EAFE Value Index (EFV) 2.4 $26M 475k 54.55
Vanguard Europe Pacific ETF (VEA) 2.2 $25M 555k 44.25
iShares Russell 3000 Index (IWV) 1.9 $21M 134k 156.34
Ishares Msci Usa Quality Facto invalid (QUAL) 1.8 $20M 238k 82.71
iShares MSCI EAFE Index Fund (EFA) 1.7 $19M 269k 69.68
Microsoft Corporation (MSFT) 1.7 $19M 205k 91.27
Vanguard Emerging Markets ETF (VWO) 1.6 $18M 377k 46.98
iShares MSCI EAFE Growth Index (EFG) 1.6 $17M 215k 80.37
iShares Russell 1000 Growth Index (IWF) 1.5 $17M 125k 136.09
iShares MSCI ACWI Index Fund (ACWI) 1.5 $17M 234k 71.70
Applied Materials (AMAT) 1.5 $16M 291k 55.61
International Business Machines (IBM) 1.4 $16M 104k 153.43
Charles Schwab Corporation (SCHW) 1.4 $16M 302k 52.22
Vanguard Total World Stock Idx (VT) 1.4 $16M 214k 73.63
Vanguard Large-Cap ETF (VV) 1.4 $15M 127k 121.21
SPDR S&P Dividend (SDY) 1.4 $15M 165k 91.20
iShares Russell 2000 Index (IWM) 1.3 $14M 94k 151.83
Ishares Tr Msci Usa Momentum Factor (MTUM) 1.3 $14M 131k 105.92
Qualcomm (QCOM) 1.2 $13M 240k 55.41
Consumer Discretionary SPDR (XLY) 1.2 $13M 129k 101.29
ISHARES TR MSCI Small Cap msci small cap (SCZ) 1.2 $13M 198k 65.19
Vanguard Small-Cap ETF (VB) 1.1 $12M 79k 146.92
Weyerhaeuser Company (WY) 1.0 $11M 314k 35.00
Financial Select Sector SPDR (XLF) 0.9 $10M 378k 27.57
Apple (AAPL) 0.9 $10M 61k 167.78
iShares Russell 2000 Growth Index (IWO) 0.9 $10M 54k 190.57
Energy Select Sector SPDR (XLE) 0.8 $8.5M 125k 67.41
VMware 0.8 $8.3M 69k 121.27
iShares Dow Jones US Brok-Dea. Ind.ETF (IAI) 0.8 $8.4M 128k 65.43
iShares Russell Microcap Index (IWC) 0.8 $8.4M 87k 96.05
Vanguard Short-Term Bond ETF (BSV) 0.8 $8.3M 105k 78.44
SPDR Barclays Capital Convertible SecETF (CWB) 0.8 $8.3M 161k 51.66
Pfizer (PFE) 0.7 $8.0M 227k 35.49
iShares iBoxx $ High Yid Corp Bond (HYG) 0.7 $7.9M 93k 85.64
Spdr Series Trust aerospace def (XAR) 0.7 $7.9M 91k 86.87
Dowdupont 0.7 $7.8M 122k 63.71
Amazon (AMZN) 0.7 $7.5M 5.2k 1447.31
Ishares Tr core strm usbd (ISTB) 0.7 $7.5M 151k 49.35
Sony Corporation (SONY) 0.7 $7.4M 154k 48.34
PowerShares Fin. Preferred Port. 0.6 $7.0M 379k 18.55
iShares JPMorgan USD Emer Mkt Bnd Fd ETF (EMB) 0.6 $7.0M 62k 112.82
iShares Barclays TIPS Bond Fund (TIP) 0.6 $6.8M 60k 113.04
iShares Russell 1000 Value Index (IWD) 0.6 $6.5M 54k 119.96
Powershares Senior Loan Portfo mf 0.6 $6.5M 279k 23.13
JPMorgan Chase & Co. (JPM) 0.6 $6.3M 57k 109.98
Amgen (AMGN) 0.6 $6.2M 36k 170.47
Honeywell International (HON) 0.6 $6.1M 43k 144.51
iShares Barclays 1-3 Year Cred Bd Fd ETF (IGSB) 0.6 $6.2M 60k 103.80
Johnson & Johnson (JNJ) 0.5 $5.9M 46k 128.14
Intel Corporation (INTC) 0.5 $6.0M 115k 52.08
Technipfmc (FTI) 0.5 $5.5M 188k 29.45
Walt Disney Company (DIS) 0.5 $5.2M 52k 100.45
Altria (MO) 0.4 $4.7M 75k 62.31
iShares Dow Jones US Medical Dev. (IHI) 0.4 $4.7M 25k 185.02
Ishares Tr fltg rate nt (FLOT) 0.4 $4.8M 93k 50.93
Goldman Sachs (GS) 0.4 $4.6M 19k 251.86
Northrop Grumman Corporation (NOC) 0.4 $4.6M 13k 349.15
iShares NASDAQ Biotechnology Index (IBB) 0.4 $4.6M 43k 106.75
Health Care SPDR (XLV) 0.4 $4.5M 56k 81.40
Freeport-McMoRan Copper & Gold (FCX) 0.4 $4.2M 240k 17.57
PowerShares QQQ Trust, Series 1 0.4 $4.0M 25k 160.14
Exxon Mobil Corporation (XOM) 0.4 $4.0M 54k 74.62
Materials SPDR (XLB) 0.4 $4.0M 70k 56.94
Alphabet Inc Class C cs (GOOG) 0.3 $3.9M 3.8k 1031.88
U.S. Bancorp (USB) 0.3 $3.7M 73k 50.50
Golar Lng (GLNG) 0.3 $3.3M 121k 27.36
Vanguard Dividend Appreciation ETF (VIG) 0.3 $3.4M 33k 101.04
Corning Incorporated (GLW) 0.3 $3.2M 117k 27.88
Abbvie (ABBV) 0.3 $3.2M 34k 94.66
General Motors Company (GM) 0.3 $3.1M 85k 36.34
CSX Corporation (CSX) 0.3 $3.0M 53k 55.71
iShares S&P 500 Growth Index (IVW) 0.3 $2.9M 19k 155.06
Ishares Inc msci world idx (URTH) 0.3 $2.9M 33k 87.14
Ishares Tr core div grwth (DGRO) 0.3 $2.9M 85k 33.90
Mylan Nv 0.2 $2.7M 66k 41.18
Liberty Global Inc Com Ser A 0.2 $2.7M 86k 31.32
Alibaba Group Holding (BABA) 0.2 $2.6M 14k 183.54
iShares MSCI ACWI ex US Index Fund (ACWX) 0.2 $2.5M 51k 49.68
Akamai Technologies (AKAM) 0.2 $2.5M 35k 70.98
Chevron Corporation (CVX) 0.2 $2.3M 21k 114.04
iShares Russell 2000 Value Index (IWN) 0.2 $2.3M 19k 121.89
Proshares Tr S&p 500 Aristo (NOBL) 0.2 $2.3M 37k 62.25
SPDR S&P Biotech (XBI) 0.2 $2.2M 25k 87.71
WisdomTree MidCap Dividend Fund (DON) 0.2 $2.2M 66k 34.11
Philip Morris International (PM) 0.2 $2.1M 21k 99.40
First Trust Large Cap Core Alp Fnd (FEX) 0.2 $2.0M 34k 58.42
Vanguard REIT ETF (VNQ) 0.2 $2.0M 26k 75.48
Suntrust Banks Inc $1.00 Par Cmn 0.2 $1.9M 27k 68.05
Callon Pete Co Del Com Stk 0.2 $1.8M 139k 13.24
iShares S&P SmallCap 600 Index (IJR) 0.2 $1.9M 24k 77.00
Vanguard High Dividend Yield ETF (VYM) 0.2 $1.8M 22k 82.51
iShares Barclays Inter Crd Bd Fund ETF) (IGIB) 0.2 $1.8M 17k 107.24
WisdomTree LargeCap Dividend Fund (DLN) 0.2 $1.8M 20k 88.51
Target Corporation (TGT) 0.1 $1.6M 24k 69.45
iShares S&P 500 Index (IVV) 0.1 $1.6M 6.0k 265.39
Vanguard Intermediate-Term Bond ETF (BIV) 0.1 $1.6M 20k 81.79
Celgene Corporation 0.1 $1.7M 19k 89.23
Vale (VALE) 0.1 $1.6M 123k 12.72
Regions Financial Corporation (RF) 0.1 $1.5M 82k 18.58
Lowe's Companies (LOW) 0.1 $1.6M 18k 87.76
ON Semiconductor (ON) 0.1 $1.6M 64k 24.47
Vanguard Value ETF (VTV) 0.1 $1.6M 15k 103.17
Vanguard Short Term Corporate Bond ETF (VCSH) 0.1 $1.5M 20k 78.44
Broadcom (AVGO) 0.1 $1.6M 6.6k 235.59
Bank of New York Mellon Corporation (BK) 0.1 $1.5M 29k 51.52
Caterpillar (CAT) 0.1 $1.5M 10k 147.34
International Flavors & Fragrances (IFF) 0.1 $1.4M 10k 136.91
Merck & Co (MRK) 0.1 $1.4M 26k 54.45
Xylem (XYL) 0.1 $1.5M 19k 76.90
Alta Mesa Resour 0.1 $1.5M 181k 8.00
Berkshire Hathaway (BRK.B) 0.1 $1.4M 6.8k 199.53
NVIDIA Corporation (NVDA) 0.1 $1.3M 5.6k 231.51
AFLAC Incorporated (AFL) 0.1 $1.3M 29k 43.76
Texas Instruments Incorporated (TXN) 0.1 $1.3M 13k 103.86
Illumina (ILMN) 0.1 $1.3M 5.6k 236.42
SPDR S&P MidCap 400 ETF (MDY) 0.1 $1.3M 3.8k 341.71
First Trust Value Line Dividend Indx Fnd (FVD) 0.1 $1.4M 46k 29.90
Te Connectivity Ltd for (TEL) 0.1 $1.4M 14k 99.91
Ssga Active Etf Tr blkstn gsosrln (SRLN) 0.1 $1.3M 28k 47.41
Alphabet Inc Class A cs (GOOGL) 0.1 $1.3M 1.2k 1037.13
Nutanix Inc cl a (NTNX) 0.1 $1.3M 27k 49.12
iShares MSCI Emerging Markets Indx (EEM) 0.1 $1.2M 24k 48.26
Ecolab (ECL) 0.1 $1.2M 8.6k 137.11
Spdr S&p 500 Etf (SPY) 0.1 $1.3M 4.8k 263.12
UnitedHealth (UNH) 0.1 $1.2M 5.4k 214.04
Urban Outfitters (URBN) 0.1 $1.3M 34k 36.95
Technology SPDR (XLK) 0.1 $1.2M 19k 65.43
Mosaic (MOS) 0.1 $1.2M 50k 24.29
Yandex Nv-a (YNDX) 0.1 $1.3M 32k 39.45
Globant S A (GLOB) 0.1 $1.2M 23k 51.52
Mcdermott International Inc mcdermott intl 0.1 $1.3M 208k 6.09
Northern Trust Corporation (NTRS) 0.1 $1.1M 11k 103.10
Costco Wholesale Corporation (COST) 0.1 $1.1M 5.9k 188.48
McDonald's Corporation (MCD) 0.1 $1.1M 6.8k 156.37
Range Resources (RRC) 0.1 $1.1M 73k 14.53
Abb (ABBNY) 0.1 $1.1M 47k 23.73
Vanguard Small-Cap Value ETF (VBR) 0.1 $1.1M 8.3k 129.38
Ipath Dow Jones-aig Commodity (DJP) 0.1 $1.1M 45k 24.34
Citigroup (C) 0.1 $1.1M 16k 67.50
Groupon 0.1 $1.1M 245k 4.34
Ishares Core Intl Stock Etf core (IXUS) 0.1 $1.1M 18k 63.04
Rydex Etf Tr gug russ top 50 0.1 $1.1M 5.8k 186.77
General Electric Company 0.1 $996k 74k 13.48
At&t (T) 0.1 $1.0M 29k 35.63
Paychex (PAYX) 0.1 $949k 15k 61.60
Ingersoll-rand Co Ltd-cl A 0.1 $938k 11k 85.47
CalAmp 0.1 $1.0M 45k 22.87
FleetCor Technologies 0.1 $1.0M 5.1k 202.41
WisdomTree Intl. SmallCap Div (DLS) 0.1 $953k 13k 76.42
PowerShares DWA Technical Ldrs Pf 0.1 $997k 19k 52.70
Air Lease Corp (AL) 0.1 $976k 23k 42.62
Sunpower (SPWR) 0.1 $983k 123k 7.98
Perrigo Company (PRGO) 0.1 $953k 11k 83.36
Gtt Communications 0.1 $986k 17k 56.68
Allergan 0.1 $1.0M 6.2k 168.37
Vulcan Materials Company (VMC) 0.1 $883k 7.7k 114.11
Symantec Corporation 0.1 $831k 32k 25.86
PG&E Corporation (PCG) 0.1 $908k 21k 43.93
Marvell Technology Group 0.1 $863k 41k 21.00
Flotek Industries 0.1 $916k 150k 6.10
Industries N shs - a - (LYB) 0.1 $886k 8.4k 105.69
Facebook Inc cl a (META) 0.1 $907k 5.7k 159.82
Mallinckrodt Pub 0.1 $861k 60k 14.48
Stericycle, Inc. pfd cv 0.1 $869k 19k 45.27
Hologic (HOLX) 0.1 $793k 21k 37.35
Huntsman Corporation (HUN) 0.1 $798k 27k 29.27
SPDR S&P Oil & Gas Explore & Prod. 0.1 $775k 22k 35.23
First Trust Large Cap Value Opp Fnd (FTA) 0.1 $720k 14k 52.75
SPS Commerce (SPSC) 0.1 $794k 12k 64.05
First Tr Exchange Traded Fd nasd tech div (TDIV) 0.1 $748k 21k 35.80
Ishares Tr msci eafe esg (ESGD) 0.1 $786k 12k 67.31
Arconic 0.1 $731k 32k 23.04
Martin Marietta Materials (MLM) 0.1 $643k 3.1k 207.42
Oracle Corporation (ORCL) 0.1 $628k 14k 45.77
Cognex Corporation (CGNX) 0.1 $679k 13k 52.01
iShares FTSE KLD Select Scil Idx (SUSA) 0.1 $670k 6.0k 110.82
Sprott Physical Gold Trust (PHYS) 0.1 $647k 60k 10.75
Xpo Logistics Inc equity (XPO) 0.1 $627k 6.2k 101.80
Weatherford Intl Plc ord 0.1 $607k 265k 2.29
Powershares Act Mang Comm Fd db opt yld div 0.1 $711k 40k 17.78
Ishares Inc msci em esg se (ESGE) 0.1 $662k 8.7k 75.75
CBS Corporation 0.1 $533k 10k 51.41
PPG Industries (PPG) 0.1 $518k 4.6k 111.52
Wells Fargo & Company (WFC) 0.1 $552k 11k 52.38
iShares Russell 3000 Growth Index (IUSG) 0.1 $497k 9.1k 54.62
iShares FTSE KLD 400 Social Idx (DSI) 0.1 $576k 5.9k 97.66
Vanguard Admiral Fds Inc equity (VOOV) 0.1 $500k 4.7k 105.49
Ishares Core Msci Eafe Etf core msci eafe (IEFA) 0.1 $555k 8.4k 65.91
Spdr Nuveen Barclays Muni Bond Etf nuvn brcly muni (TFI) 0.1 $504k 11k 48.00
Henry Schein (HSIC) 0.0 $491k 7.3k 67.26
Manpower (MAN) 0.0 $447k 3.9k 115.21
J.M. Smucker Company (SJM) 0.0 $485k 3.9k 124.14
Industrial SPDR (XLI) 0.0 $478k 6.4k 74.24
Edison International (EIX) 0.0 $493k 7.7k 63.66
Banco Itau Holding Financeira (ITUB) 0.0 $416k 27k 15.60
Ciena Corporation (CIEN) 0.0 $444k 17k 25.92
MGM Resorts International. (MGM) 0.0 $475k 14k 35.06
iShares IBoxx $ Invest Grade Corp Bd (LQD) 0.0 $431k 3.7k 117.44
iShares Dow Jones US Consumer Ser. (IYC) 0.0 $467k 2.6k 182.28
iShares S&P MidCap 400 Value Index (IJJ) 0.0 $494k 3.2k 154.42
iShares S&P AMT-Fr Mncpl Bnd (NYF) 0.0 $391k 7.1k 54.84
Advisorshares Tr bny grwth (AADR) 0.0 $394k 6.7k 58.74
Mondelez Int (MDLZ) 0.0 $395k 9.5k 41.76
Coca-Cola Company (KO) 0.0 $374k 8.6k 43.37
Consolidated Edison (ED) 0.0 $379k 4.9k 77.90
Nordstrom (JWN) 0.0 $297k 6.1k 48.49
CIGNA Corporation 0.0 $335k 2.0k 167.50
Marsh & McLennan Companies (MMC) 0.0 $353k 4.3k 82.55
Procter & Gamble Company (PG) 0.0 $320k 4.0k 79.21
iShares Russell 1000 Index (IWB) 0.0 $349k 2.4k 146.82
iShares Gold Trust 0.0 $310k 24k 12.72
iShares S&P SmallCap 600 Value Idx (IJS) 0.0 $373k 2.5k 151.01
iShares Dow Jones EPAC Sel Div Ind (IDV) 0.0 $283k 8.6k 32.98
Vanguard Star Fd Intl Stk Idxf (VXUS) 0.0 $316k 5.6k 56.48
Palo Alto Networks (PANW) 0.0 $349k 1.9k 181.68
Taiwan Semiconductor Mfg (TSM) 0.0 $268k 6.1k 43.72
American Express Company (AXP) 0.0 $207k 2.2k 93.24
Colgate-Palmolive Company (CL) 0.0 $270k 3.8k 71.58
Schlumberger (SLB) 0.0 $207k 3.2k 64.75
Netflix (NFLX) 0.0 $245k 830.00 295.18
Micron Technology (MU) 0.0 $258k 5.0k 52.09
Garmin (GRMN) 0.0 $217k 3.7k 58.86
Nxp Semiconductors N V (NXPI) 0.0 $234k 2.0k 117.00
First Trust Mid Cap Core Alpha Fnd (FNX) 0.0 $217k 3.3k 65.36
iShares S&P Global Industrials Sec (EXI) 0.0 $258k 2.8k 91.33
Vanguard FTSE All Wld Ex USSml Cap (VSS) 0.0 $250k 2.1k 119.05
Ishares Tr eafe min volat (EFAV) 0.0 $209k 2.8k 73.85
Kraft Heinz (KHC) 0.0 $212k 3.4k 62.26
Pandora Media 0.0 $93k 19k 5.02
On Deck Capital 0.0 $88k 16k 5.57