Baker Avenue Asset Management

Baker Avenue Asset Management as of Sept. 30, 2019

Portfolio Holdings for Baker Avenue Asset Management

Baker Avenue Asset Management holds 238 positions in its portfolio as reported in the September 2019 quarterly 13F filing

Company (Ticker) Portfolio Weight Valued At Change in Shares Share Count Share Price
Vanguard Total Stock Market ETF (VTI) 6.6 $82M 546k 151.00
iShares S&P 500 Index (IVV) 5.2 $65M 218k 298.52
Vanguard Total Bond Market ETF (BND) 5.0 $63M 740k 84.43
iShares Lehman Aggregate Bond (AGG) 4.7 $59M 522k 113.17
Vanguard Large-Cap ETF (VV) 3.9 $49M 357k 136.33
SPDR Barclays Capital Aggregate Bo (SPAB) 3.8 $47M 1.6M 29.64
iShares S&P 500 Value Index (IVE) 3.1 $38M 323k 119.14
SPDR S&P Dividend (SDY) 2.5 $32M 307k 102.60
iShares Russell 1000 Growth Index (IWF) 2.3 $28M 178k 159.63
Vanguard FTSE All-World ex-US ETF (VEU) 2.1 $26M 522k 49.90
Simpson Manufacturing (SSD) 2.1 $26M 373k 69.37
Ishares Msci Usa Quality Facto invalid (QUAL) 1.9 $24M 258k 92.40
Microsoft Corporation (MSFT) 1.8 $22M 160k 139.03
Vanguard Emerging Markets ETF (VWO) 1.7 $21M 528k 40.26
Vanguard Europe Pacific ETF (VEA) 1.7 $21M 507k 41.08
iShares Russell 3000 Index (IWV) 1.5 $19M 110k 173.77
iShares Russell 2000 Index (IWM) 1.5 $19M 125k 151.34
Consumer Discretionary SPDR (XLY) 1.3 $17M 139k 120.70
Apple (AAPL) 1.3 $17M 74k 223.97
iShares MSCI EAFE Growth Index (EFG) 1.2 $16M 192k 80.51
Invesco S&p 500 Equal Weight Etf (RSP) 1.1 $14M 131k 108.08
iShares MSCI EAFE Index Fund (EFA) 1.1 $13M 202k 65.21
Ishares Tr core div grwth (DGRO) 1.0 $13M 334k 39.14
Charles Schwab Corporation (SCHW) 1.0 $12M 294k 41.83
iShares MSCI EAFE Value Index (EFV) 0.9 $12M 245k 47.37
Vanguard Small-Cap ETF (VB) 0.9 $11M 72k 153.89
International Business Machines (IBM) 0.9 $11M 76k 145.42
Select Sector Spdr Tr Communic etfeqty (XLC) 0.8 $11M 214k 49.52
iShares NASDAQ Biotechnology Index (IBB) 0.8 $10M 105k 99.50
Financial Select Sector SPDR (XLF) 0.8 $10M 370k 28.00
Vanguard REIT ETF (VNQ) 0.8 $10M 107k 93.25
Powershares Global Etf invesco equal wgt. materials - etf (RSPM) 0.8 $9.5M 88k 108.95
Ishares Tr fltg rate nt (FLOT) 0.8 $9.4M 184k 50.97
SPDR Barclays Capital Convertible SecETF (CWB) 0.7 $9.2M 175k 52.45
iShares JPMorgan USD Emer Mkt Bnd Fd ETF (EMB) 0.7 $9.0M 79k 113.35
Invesco Financial Preferred Et other (PGF) 0.7 $9.0M 478k 18.78
Abbvie (ABBV) 0.7 $8.2M 109k 75.72
Health Care SPDR (XLV) 0.6 $8.1M 90k 90.12
iShares iBoxx $ High Yid Corp Bond (HYG) 0.6 $8.0M 92k 87.17
SPDR S&P Homebuilders (XHB) 0.6 $8.0M 181k 44.08
Spdr Series Trust aerospace def (XAR) 0.6 $7.9M 74k 106.83
Amazon (AMZN) 0.6 $7.8M 4.5k 1735.87
Applied Materials (AMAT) 0.6 $7.3M 147k 49.90
iShares S&P NA Tec.-SW. Idx. Fund (IGV) 0.6 $7.3M 35k 211.86
ISHARES TR MSCI Small Cap msci small cap (SCZ) 0.6 $7.2M 125k 57.23
First Trust Value Line Dividend Indx Fnd (FVD) 0.6 $7.0M 201k 34.87
Honeywell International (HON) 0.6 $6.8M 41k 169.19
Amgen (AMGN) 0.5 $6.7M 35k 193.50
Energy Select Sector SPDR (XLE) 0.5 $6.7M 113k 59.20
Vanguard Total World Stock Idx (VT) 0.5 $6.6M 88k 74.81
Ishares Msci Japan (EWJ) 0.5 $6.6M 117k 56.74
Invesco S&p 500 Low Volatility Etf (SPLV) 0.5 $6.6M 115k 57.90
iShares Russell 1000 Value Index (IWD) 0.5 $6.5M 51k 128.26
Northrop Grumman Corporation (NOC) 0.5 $6.2M 17k 374.80
Constellation Brands (STZ) 0.5 $6.2M 30k 207.26
Technipfmc (FTI) 0.5 $6.2M 257k 24.14
JPMorgan Chase & Co. (JPM) 0.5 $6.0M 51k 117.69
Proshares Tr S&p 500 Aristo (NOBL) 0.5 $6.0M 84k 71.58
Vanguard Short-Term Bond ETF (BSV) 0.5 $6.0M 74k 80.78
wisdomtreetrusdivd.. (DGRW) 0.5 $6.0M 132k 45.09
Walt Disney Company (DIS) 0.5 $5.7M 43k 130.30
Corning Incorporated (GLW) 0.4 $5.4M 189k 28.52
iShares Dow Jones US Medical Dev. (IHI) 0.4 $5.2M 21k 247.21
Ishares Tr core strm usbd (ISTB) 0.4 $5.2M 104k 50.48
Sony Corporation (SONY) 0.4 $4.9M 82k 59.13
Ishares Tr cmn (STIP) 0.4 $4.9M 49k 100.17
Spdr Short-term High Yield mf (SJNK) 0.4 $4.9M 181k 27.01
United Parcel Service (UPS) 0.4 $4.6M 38k 119.81
iShares MSCI ACWI Index Fund (ACWI) 0.4 $4.6M 62k 73.75
General Motors Company (GM) 0.4 $4.6M 122k 37.48
Eaton (ETN) 0.3 $4.5M 54k 83.13
Ishares Tr sustnble msci (SDG) 0.3 $4.4M 76k 58.38
Exxon Mobil Corporation (XOM) 0.3 $4.1M 58k 70.60
Alphabet Inc Class A cs (GOOGL) 0.3 $4.0M 3.3k 1221.01
American Express Company (AXP) 0.3 $3.7M 31k 118.27
Weyerhaeuser Company (WY) 0.3 $3.5M 127k 27.70
Alphabet Inc Class C cs (GOOG) 0.3 $3.3M 2.7k 1218.97
Costco Wholesale Corporation (COST) 0.3 $3.2M 11k 288.12
Alibaba Group Holding (BABA) 0.2 $3.0M 18k 167.21
United Rentals (URI) 0.2 $2.8M 23k 124.61
Target Corporation (TGT) 0.2 $2.7M 25k 106.89
Materials SPDR (XLB) 0.2 $2.8M 48k 58.20
WisdomTree Intl. SmallCap Div (DLS) 0.2 $2.7M 43k 63.50
Home Depot (HD) 0.2 $2.6M 11k 231.97
Ingersoll-rand Co Ltd-cl A 0.2 $2.7M 22k 123.21
Deere & Company (DE) 0.2 $2.3M 14k 168.67
Merck & Co (MRK) 0.2 $2.4M 28k 84.17
Spdr S&p 500 Etf (SPY) 0.2 $2.3M 7.8k 296.75
Marsh & McLennan Companies (MMC) 0.2 $2.3M 23k 100.03
Ishares Tr Msci Usa Momentum Factor (MTUM) 0.2 $2.2M 19k 119.21
First Tr Exchange Traded Fd nasd tech div (TDIV) 0.2 $2.1M 53k 40.10
Chevron Corporation (CVX) 0.2 $2.0M 17k 118.58
Hess (HES) 0.2 $2.0M 32k 60.47
Broadcom (AVGO) 0.2 $2.0M 7.3k 276.08
Lowe's Companies (LOW) 0.1 $1.9M 17k 109.90
Ecolab (ECL) 0.1 $1.8M 9.1k 198.00
NVIDIA Corporation (NVDA) 0.1 $1.8M 10k 174.03
Procter & Gamble Company (PG) 0.1 $1.7M 14k 124.36
UnitedHealth (UNH) 0.1 $1.8M 8.2k 217.30
ON Semiconductor (ON) 0.1 $1.8M 92k 19.20
Technology SPDR (XLK) 0.1 $1.8M 22k 80.50
First Trust Large Cap Core Alp Fnd (FEX) 0.1 $1.7M 28k 60.88
Xylem (XYL) 0.1 $1.7M 21k 79.59
CarMax (KMX) 0.1 $1.7M 19k 87.98
IDEXX Laboratories (IDXX) 0.1 $1.6M 6.0k 271.88
Paychex (PAYX) 0.1 $1.7M 20k 82.74
Cree 0.1 $1.7M 34k 48.98
Invesco S&p 500 Top 50 Etf (XLG) 0.1 $1.6M 7.7k 212.44
Darden Restaurants (DRI) 0.1 $1.5M 12k 118.18
SPDR S&P Biotech (XBI) 0.1 $1.5M 19k 76.22
iShares MSCI ACWI ex US Index Fund (ACWX) 0.1 $1.5M 32k 46.03
Sunpower (SPWR) 0.1 $1.5M 139k 10.96
Paypal Holdings (PYPL) 0.1 $1.5M 14k 103.58
Freeport-McMoRan Copper & Gold (FCX) 0.1 $1.4M 149k 9.56
Marvell Technology Group 0.1 $1.3M 54k 24.95
Huntsman Corporation (HUN) 0.1 $1.3M 57k 23.25
Roku (ROKU) 0.1 $1.3M 13k 101.69
Vertex Pharmaceuticals Incorporated (VRTX) 0.1 $1.3M 7.7k 169.41
Vulcan Materials Company (VMC) 0.1 $1.2M 8.2k 151.13
Linde 0.1 $1.2M 6.4k 193.67
Berkshire Hathaway (BRK.B) 0.1 $1.1M 5.3k 207.93
PIMCO Enhanced Short Mat Str Fund ETF (MINT) 0.1 $1.2M 12k 101.66
Citigroup (C) 0.1 $1.1M 16k 69.04
Ishares Core Intl Stock Etf core (IXUS) 0.1 $1.1M 19k 57.72
Ishares U S Etf Tr Short Matur sht mat bd etf (NEAR) 0.1 $1.2M 23k 50.31
Ark Etf Tr 3d printing etf (PRNT) 0.1 $1.2M 56k 20.60
General Electric Company 0.1 $961k 108k 8.93
Intel Corporation (INTC) 0.1 $975k 19k 51.52
National-Oilwell Var 0.1 $1.0M 50k 21.18
Qualcomm (QCOM) 0.1 $980k 13k 76.21
Danaher Corporation (DHR) 0.1 $1.0M 7.1k 144.40
Domino's Pizza (DPZ) 0.1 $953k 3.9k 244.36
iShares Russell 2000 Value Index (IWN) 0.1 $1.0M 8.6k 119.31
SPDR S&P MidCap 400 ETF (MDY) 0.1 $1.0M 2.8k 352.30
iShares Barclays 1-3 Year Cred Bd Fd ETF (IGSB) 0.1 $1.1M 20k 53.65
iShares FTSE KLD 400 Social Idx (DSI) 0.1 $1.0M 9.4k 110.84
SPDR S&P International Dividend (DWX) 0.1 $987k 25k 38.94
Xpo Logistics Inc equity (XPO) 0.1 $953k 13k 71.54
Ssga Active Etf Tr blkstn gsosrln (SRLN) 0.1 $984k 21k 46.30
Invesco Qqq Trust Series 1 (QQQ) 0.1 $1.1M 5.6k 188.76
McDonald's Corporation (MCD) 0.1 $830k 3.9k 214.64
Martin Marietta Materials (MLM) 0.1 $849k 3.1k 273.87
SYSCO Corporation (SYY) 0.1 $914k 12k 79.37
Vanguard Small-Cap Value ETF (VBR) 0.1 $870k 6.8k 128.81
iShares S&P SmallCap 600 Index (IJR) 0.1 $887k 11k 77.83
Vanguard Short Term Corporate Bond ETF (VCSH) 0.1 $874k 11k 81.03
Diamondback Energy (FANG) 0.1 $820k 9.1k 89.81
Globant S A (GLOB) 0.1 $833k 9.1k 91.57
Greenlane Holdings Cl A Ord 0.1 $878k 259k 3.39
IAC/InterActive 0.1 $691k 3.2k 217.71
Johnson & Johnson (JNJ) 0.1 $777k 6.0k 129.37
Pfizer (PFE) 0.1 $751k 21k 35.89
United Technologies Corporation 0.1 $752k 5.5k 136.38
Ciena Corporation (CIEN) 0.1 $720k 18k 39.18
iShares S&P 500 Growth Index (IVW) 0.1 $733k 4.1k 179.92
iShares Dow Jones US Consumer Ser. (IYC) 0.1 $815k 3.8k 217.22
Yandex Nv-a (YNDX) 0.1 $722k 21k 35.01
Brightcove (BCOV) 0.1 $814k 78k 10.48
Ishares Inc msci em esg se (ESGE) 0.1 $792k 24k 32.52
Ishares Tr msci eafe esg (ESGD) 0.1 $763k 12k 64.04
iShares MSCI Emerging Markets Indx (EEM) 0.1 $576k 14k 40.86
At&t (T) 0.1 $601k 16k 37.82
Oracle Corporation (ORCL) 0.1 $637k 12k 55.02
Chart Industries (GTLS) 0.1 $647k 10k 62.29
SPDR S&P Oil & Gas Explore & Prod. 0.1 $648k 29k 22.34
iShares Russell Microcap Index (IWC) 0.1 $638k 7.2k 88.12
iShares Russell 3000 Growth Index (IUSG) 0.1 $650k 10k 62.84
Spdr Nuveen Barclays Muni Bond Etf nuvn brcly muni (TFI) 0.1 $653k 13k 50.68
Direxion Shs Etf Tr 0.1 $595k 180k 3.31
Pgx etf (PGX) 0.1 $611k 41k 15.01
L3harris Technologies (LHX) 0.1 $602k 2.9k 208.59
Golar Lng (GLNG) 0.0 $490k 38k 12.97
Vanguard Dividend Appreciation ETF (VIG) 0.0 $448k 3.8k 119.47
First Trust Large Cap Value Opp Fnd (FTA) 0.0 $552k 11k 51.49
iShares FTSE KLD Select Scil Idx (SUSA) 0.0 $540k 4.4k 123.46
Ipath Dow Jones-aig Commodity (DJP) 0.0 $543k 25k 21.77
Glu Mobile 0.0 $508k 102k 4.98
Facebook Inc cl a (META) 0.0 $470k 2.6k 177.90
Mondelez Int (MDLZ) 0.0 $484k 8.8k 55.31
Tilray (TLRY) 0.0 $442k 18k 24.69
Freedom 100 Emerging Markets Etf etf (FRDM) 0.0 $508k 20k 25.40
Coca-Cola Company (KO) 0.0 $389k 7.2k 54.33
Stryker Corporation (SYK) 0.0 $326k 1.5k 215.89
Visa (V) 0.0 $331k 1.9k 171.77
MercadoLibre (MELI) 0.0 $364k 662.00 549.85
Banco Itau Holding Financeira (ITUB) 0.0 $334k 40k 8.39
iShares Gold Trust 0.0 $317k 23k 14.08
iShares IBoxx $ Invest Grade Corp Bd (LQD) 0.0 $431k 3.4k 127.33
iShares Russell 2000 Growth Index (IWO) 0.0 $350k 1.8k 192.63
EXACT Sciences Corporation (EXAS) 0.0 $361k 4.0k 90.25
Direxion Daily Small Cp Bull 3X (TNA) 0.0 $334k 6.0k 55.67
iShares S&P SmallCap 600 Value Idx (IJS) 0.0 $352k 2.4k 149.79
iShares S&P MidCap 400 Value Index (IJJ) 0.0 $414k 2.6k 159.66
iShares S&P Global Industrials Sec (EXI) 0.0 $386k 4.2k 91.17
iShares S&P AMT-Fr Mncpl Bnd (NYF) 0.0 $407k 7.1k 57.08
Sprott Physical Gold Trust (PHYS) 0.0 $378k 32k 11.79
Palo Alto Networks (PANW) 0.0 $391k 1.9k 203.54
Proshares Ultrashort 20+y Tr etf (TBT) 0.0 $341k 14k 24.36
D First Tr Exchange-traded (FPE) 0.0 $407k 21k 19.72
Vanguard S&p 500 Etf idx (VOO) 0.0 $360k 1.3k 272.11
Ishares U S Etf Tr shr mat mu etf (MEAR) 0.0 $396k 7.9k 50.13
Citigroup Global Mkts Hldgs leveragd etn s p 0.0 $414k 40k 10.35
Invesco Actively Managd Etf optimum yield (PDBC) 0.0 $431k 28k 15.61
Powershares Dwa Technical Leaders Portfolio dwa momentum (PDP) 0.0 $406k 6.7k 60.87
U.S. Bancorp (USB) 0.0 $299k 5.4k 55.28
Caterpillar (CAT) 0.0 $294k 2.3k 126.23
Abbott Laboratories (ABT) 0.0 $228k 2.7k 83.36
Lockheed Martin Corporation (LMT) 0.0 $235k 603.00 389.72
Colgate-Palmolive Company (CL) 0.0 $259k 3.5k 73.50
eBay (EBAY) 0.0 $294k 7.5k 38.95
Starbucks Corporation (SBUX) 0.0 $288k 3.3k 88.24
First Industrial Realty Trust (FR) 0.0 $279k 7.1k 39.48
Advanced Micro Devices (AMD) 0.0 $298k 10k 28.93
Industrial SPDR (XLI) 0.0 $265k 3.4k 77.37
iShares Russell 1000 Index (IWB) 0.0 $299k 1.8k 164.47
Stifel Financial (SF) 0.0 $273k 4.8k 57.28
SPDR KBW Regional Banking (KRE) 0.0 $292k 5.5k 52.71
Garmin (GRMN) 0.0 $228k 2.7k 84.54
Nxp Semiconductors N V (NXPI) 0.0 $218k 2.0k 109.00
iShares Dow Jones Select Dividend (DVY) 0.0 $265k 2.6k 101.92
First Trust Mid Cap Core Alpha Fnd (FNX) 0.0 $224k 3.3k 67.47
SPDR DJ Wilshire REIT (RWR) 0.0 $263k 2.5k 104.53
Nuveen Ny Divid Advntg Mun F (NAN) 0.0 $208k 15k 14.24
Pimco NY Muni Income Fund II (PNI) 0.0 $218k 18k 11.92
Vanguard Intl Equity Index F glb ex us etf (VNQI) 0.0 $228k 3.9k 58.54
Ishares High Dividend Equity F (HDV) 0.0 $254k 2.7k 94.07
Fate Therapeutics (FATE) 0.0 $310k 20k 15.50
Sage Therapeutics (SAGE) 0.0 $294k 2.1k 140.00
Ishares Tr liquid inc etf (ICSH) 0.0 $298k 5.9k 50.25
Madison Square Garden Cl A (MSGS) 0.0 $231k 880.00 262.50
Fortive (FTV) 0.0 $261k 3.8k 68.41
Invesco S&p 500 High Div, Low V equities (SPHD) 0.0 $255k 6.0k 42.50
Owl Rock Capital Corporation (OBDC) 0.0 $200k 13k 15.75
Sundial Growers 0.0 $298k 62k 4.79
Sirius Xm Holdings (SIRI) 0.0 $166k 27k 6.22
Macrogenics (MGNX) 0.0 $127k 10k 12.70
Citius Pharmaceuticals (CTXR) 0.0 $70k 93k 0.75
Sorrento Therapeutics (SRNEQ) 0.0 $21k 10k 2.10