Baker Avenue Asset Management

Baker Avenue Asset Management as of March 31, 2020

Portfolio Holdings for Baker Avenue Asset Management

Baker Avenue Asset Management holds 196 positions in its portfolio as reported in the March 2020 quarterly 13F filing

Company (Ticker) Portfolio Weight Valued At Change in Shares Share Count Share Price
Simpson Manufacturing (SSD) 17.1 $144M 2.3M 61.98
Vanguard Total Bond Market ETF (BND) 7.6 $64M 745k 85.35
iShares Lehman Aggregate Bond (AGG) 7.1 $60M 516k 115.37
iShares S&P 500 Index (IVV) 7.0 $59M 229k 258.40
Vanguard Total Stock Market ETF (VTI) 5.9 $50M 384k 128.91
SPDR Barclays Capital Aggregate Bo (SPAB) 5.9 $49M 1.6M 30.22
Vanguard Large-Cap ETF (VV) 5.2 $44M 370k 118.43
Microsoft Corporation (MSFT) 2.3 $20M 124k 157.70
Ishares Msci Usa Quality Facto invalid (QUAL) 2.3 $20M 241k 81.04
Apple (AAPL) 1.8 $15M 60k 254.28
iShares Russell 1000 Growth Index (IWF) 1.2 $10M 68k 150.65
J P Morgan Exchange Traded F ultra shrt (JPST) 1.2 $10M 205k 49.67
Vanguard Europe Pacific ETF (VEA) 1.2 $9.9M 298k 33.34
iShares MSCI EAFE Index Fund (EFA) 1.2 $9.9M 185k 53.45
iShares Russell 2000 Index (IWM) 1.2 $9.8M 86k 114.46
Select Sector Spdr Tr Communic etfeqty (XLC) 1.1 $9.2M 207k 44.24
Ishares Tr fltg rate nt (FLOT) 1.1 $9.1M 187k 48.74
iShares MSCI EAFE Growth Index (EFG) 1.0 $8.5M 119k 71.11
Jp Morgan Exchange Traded Fd fund (JQUA) 1.0 $8.3M 326k 25.50
Amazon (AMZN) 0.9 $8.0M 4.1k 1949.80
iShares JPMorgan USD Emer Mkt Bnd Fd ETF (EMB) 0.9 $7.9M 81k 96.67
iShares S&P 500 Value Index (IVE) 0.9 $7.2M 75k 96.25
Consumer Discretionary SPDR (XLY) 0.8 $6.8M 69k 98.07
Vanguard Short-Term Bond ETF (BSV) 0.7 $5.9M 72k 82.17
Applied Materials (AMAT) 0.7 $5.8M 126k 45.82
Abbvie (ABBV) 0.7 $5.7M 75k 76.18
Ishares Tr core strm usbd (ISTB) 0.7 $5.7M 112k 50.50
iShares NASDAQ Biotechnology Index (IBB) 0.6 $5.3M 49k 107.73
Health Care SPDR (XLV) 0.6 $5.2M 59k 88.57
Schwab Strategic Tr us aggregate b (SCHZ) 0.6 $5.2M 95k 54.27
Charles Schwab Corporation (SCHW) 0.6 $5.0M 149k 33.61
Ishares Tr cmn (STIP) 0.6 $5.0M 50k 99.90
Vanguard Emerging Markets ETF (VWO) 0.6 $4.9M 146k 33.55
Amgen (AMGN) 0.6 $4.6M 23k 202.70
Financial Select Sector SPDR (XLF) 0.5 $4.3M 208k 20.82
iShares Dow Jones US Medical Dev. (IHI) 0.5 $4.3M 19k 225.33
Spdr S&p 500 Etf (SPY) 0.5 $4.0M 16k 257.72
United Parcel Service (UPS) 0.4 $3.6M 39k 93.41
Alphabet Inc Class A cs (GOOGL) 0.4 $3.6M 3.1k 1161.86
JPMorgan Chase & Co. (JPM) 0.4 $3.6M 40k 90.02
Vanguard FTSE All-World ex-US ETF (VEU) 0.4 $3.6M 87k 41.01
L3harris Technologies (LHX) 0.4 $3.5M 20k 180.12
Alibaba Group Holding (BABA) 0.4 $3.4M 17k 194.45
Wisdomtree Tr brclys us aggr (AGGY) 0.4 $3.0M 59k 51.64
Telefonaktiebolaget LM Ericsson (ERIC) 0.4 $3.0M 372k 8.09
iShares Russell 1000 Value Index (IWD) 0.3 $2.7M 27k 99.16
Chevron Corporation (CVX) 0.3 $2.3M 31k 72.45
Alphabet Inc Class C cs (GOOG) 0.3 $2.2M 1.9k 1162.77
Bank of America Corporation (BAC) 0.3 $2.2M 103k 21.23
Oracle Corporation (ORCL) 0.2 $1.9M 40k 48.32
Target Corporation (TGT) 0.2 $1.9M 21k 92.96
NVIDIA Corporation (NVDA) 0.2 $1.9M 7.2k 263.56
Home Depot (HD) 0.2 $1.8M 9.7k 186.67
Costco Wholesale Corporation (COST) 0.2 $1.7M 6.1k 285.06
Fiserv (FI) 0.2 $1.7M 18k 94.99
Honeywell International (HON) 0.2 $1.7M 12k 133.77
UnitedHealth (UNH) 0.2 $1.7M 6.6k 249.32
Vanguard Total World Stock Idx (VT) 0.2 $1.6M 25k 62.77
Lowe's Companies (LOW) 0.2 $1.5M 17k 85.99
Ishares Tr core div grwth (DGRO) 0.2 $1.4M 43k 32.59
Walt Disney Company (DIS) 0.2 $1.4M 14k 96.56
Marsh & McLennan Companies (MMC) 0.2 $1.3M 15k 86.41
PIMCO Enhanced Short Mat Str Fund ETF (MINT) 0.2 $1.3M 13k 98.94
Vertex Pharmaceuticals Incorporated (VRTX) 0.2 $1.3M 5.4k 237.93
Snap Inc cl a (SNAP) 0.1 $1.2M 104k 11.89
iShares MSCI ACWI Index Fund (ACWI) 0.1 $1.2M 20k 62.55
Abiomed 0.1 $1.2M 8.5k 145.12
Paypal Holdings (PYPL) 0.1 $1.2M 13k 95.73
Schwab Strategic Tr us lrg cap etf (SCHX) 0.1 $1.2M 19k 61.24
Ishares U S Etf Tr Short Matur sht mat bd etf (NEAR) 0.1 $1.2M 24k 48.47
Uber Technologies (UBER) 0.1 $1.1M 39k 27.91
Freeport-McMoRan Copper & Gold (FCX) 0.1 $1.1M 159k 6.75
Glu Mobile 0.1 $1.1M 167k 6.29
iShares S&P NA Tec.-SW. Idx. Fund (IGV) 0.1 $1.0M 4.9k 210.17
Technology SPDR (XLK) 0.1 $1.0M 13k 80.32
Constellation Brands (STZ) 0.1 $1.0M 7.1k 143.28
Sony Corporation (SONY) 0.1 $1.0M 17k 59.16
Marvell Technology Group 0.1 $998k 44k 22.62
Vanguard Short Term Corporate Bond ETF (VCSH) 0.1 $991k 13k 79.08
Ssga Active Etf Tr blkstn gsosrln (SRLN) 0.1 $985k 25k 40.00
iShares Gold Trust 0.1 $975k 65k 15.07
Invesco Financial Preferred Et other (PGF) 0.1 $929k 55k 16.88
iShares Barclays 1-3 Year Cred Bd Fd ETF (IGSB) 0.1 $926k 18k 52.34
Danaher Corporation (DHR) 0.1 $903k 6.5k 138.28
Invesco S&p 500 Top 50 Etf (XLG) 0.1 $883k 4.5k 195.44
Vanguard REIT ETF (VNQ) 0.1 $882k 13k 69.79
SPDR S&P Biotech (XBI) 0.1 $816k 11k 77.35
Broadcom (AVGO) 0.1 $814k 3.4k 237.04
wisdomtreetrusdivd.. (DGRW) 0.1 $809k 21k 38.89
Xpo Logistics Inc equity (XPO) 0.1 $804k 17k 48.70
Bunge 0.1 $803k 20k 40.99
Dropbox Inc-class A (DBX) 0.1 $789k 44k 18.09
Intel Corporation (INTC) 0.1 $784k 15k 54.11
Eaton (ETN) 0.1 $782k 10k 77.68
International Business Machines (IBM) 0.1 $773k 7.0k 110.90
American Express Company (AXP) 0.1 $771k 9.0k 85.60
iShares Russell 3000 Index (IWV) 0.1 $745k 5.0k 148.20
SPDR S&P MidCap 400 ETF (MDY) 0.1 $727k 2.8k 262.74
Vanguard Small-Cap ETF (VB) 0.1 $722k 6.3k 115.43
General Electric Company 0.1 $715k 90k 7.93
Huntsman Corporation (HUN) 0.1 $708k 49k 14.41
General Motors Company (GM) 0.1 $680k 33k 20.77
Johnson & Johnson (JNJ) 0.1 $680k 5.2k 131.07
First Trust Value Line Dividend Indx Fnd (FVD) 0.1 $676k 24k 27.66
Ares Capital Corporation (ARCC) 0.1 $672k 62k 10.78
Ishares Inc msci em esg se (ESGE) 0.1 $671k 25k 27.36
Owl Rock Capital Corporation (OBDC) 0.1 $671k 58k 11.54
Spdr Nuveen Barclays Muni Bond Etf nuvn brcly muni (TFI) 0.1 $660k 13k 50.00
Vulcan Materials Company (VMC) 0.1 $652k 6.0k 108.00
Qualcomm (QCOM) 0.1 $649k 9.6k 67.61
Berkshire Hathaway (BRK.B) 0.1 $646k 3.5k 182.69
Provention Bio 0.1 $641k 70k 9.19
SPDR S&P Dividend (SDY) 0.1 $619k 7.8k 79.82
Proshares Tr S&p 500 Aristo (NOBL) 0.1 $611k 11k 57.59
Martin Marietta Materials (MLM) 0.1 $586k 3.1k 189.03
iShares FTSE KLD 400 Social Idx (DSI) 0.1 $578k 5.9k 97.26
Pfizer (PFE) 0.1 $577k 18k 32.59
Ishares Tr msci eafe esg (ESGD) 0.1 $569k 11k 53.16
Sunpower (SPWR) 0.1 $560k 111k 5.07
Sohu (SOHU) 0.1 $548k 88k 6.22
iShares Russell 3000 Growth Index (IUSG) 0.1 $542k 9.5k 57.03
Pgx etf (PGX) 0.1 $535k 41k 13.14
SYSCO Corporation (SYY) 0.1 $527k 12k 45.56
California Bancorp (CALB) 0.1 $523k 45k 11.69
iShares MSCI ACWI ex US Index Fund (ACWX) 0.1 $515k 14k 37.61
Sprott Physical Gold Trust (PHYS) 0.1 $505k 39k 13.11
Schwab Strategic Tr us dividend eq (SCHD) 0.1 $491k 11k 44.92
iShares Dow Jones US Consumer Ser. (IYC) 0.1 $484k 2.7k 176.84
Corning Incorporated (GLW) 0.1 $481k 23k 20.53
ConocoPhillips (COP) 0.1 $466k 15k 30.78
Powershares Global Etf invesco equal wgt. materials - etf (RSPM) 0.1 $458k 5.6k 82.03
Visa (V) 0.1 $453k 2.8k 160.92
1life Healthcare 0.1 $445k 25k 18.14
Mondelez Int (MDLZ) 0.1 $441k 8.8k 50.02
Weyerhaeuser Company (WY) 0.1 $425k 25k 16.93
Ipath Dow Jones-aig Commodity (DJP) 0.1 $424k 26k 16.49
D First Tr Exchange-traded (FPE) 0.1 $420k 26k 16.38
iShares IBoxx $ Invest Grade Corp Bd (LQD) 0.0 $418k 3.4k 123.49
Banco Itau Holding Financeira (ITUB) 0.0 $403k 90k 4.49
Ishares Tr Msci Usa Momentum Factor (MTUM) 0.0 $388k 3.7k 106.30
United Rentals (URI) 0.0 $379k 3.7k 102.74
Spdr Ser Tr s&p oilgas exp (XOP) 0.0 $367k 11k 32.84
Ishares Core Intl Stock Etf core (IXUS) 0.0 $363k 7.7k 46.92
Powershares Dwa Technical Leaders Portfolio dwa momentum (PDP) 0.0 $359k 6.7k 53.82
Invesco Actively Managd Etf optimum yield (PDBC) 0.0 $336k 28k 11.81
iShares MSCI EAFE Value Index (EFV) 0.0 $330k 9.3k 35.59
MercadoLibre (MELI) 0.0 $323k 662.00 487.92
iShares FTSE KLD Select Scil Idx (SUSA) 0.0 $323k 3.0k 109.49
Facebook Inc cl a (META) 0.0 $316k 1.9k 166.75
Greenlane Holdings Cl A Ord 0.0 $316k 184k 1.72
Varonis Sys (VRNS) 0.0 $313k 4.9k 63.48
Chart Industries (GTLS) 0.0 $300k 10k 28.97
Trane Technologies (TT) 0.0 $297k 3.6k 82.34
Ishares Tr liquid inc etf (ICSH) 0.0 $296k 5.9k 49.92
Schlumberger (SLB) 0.0 $288k 21k 13.47
iShares S&P Global Industrials Sec (EXI) 0.0 $282k 4.0k 70.98
Yandex Nv-a (YNDX) 0.0 $281k 8.3k 33.98
Zillow Group Inc Cl A (ZG) 0.0 $280k 8.3k 33.90
Invesco S&p 500 Equal Weight Etf (RSP) 0.0 $280k 3.3k 83.81
Vanguard S&p 500 Etf idx (VOO) 0.0 $278k 1.2k 236.19
Verizon Communications (VZ) 0.0 $275k 5.1k 53.71
Netflix (NFLX) 0.0 $265k 706.00 375.35
iShares iBoxx $ High Yid Corp Bond (HYG) 0.0 $261k 3.4k 76.99
Globant S A (GLOB) 0.0 $255k 2.9k 87.60
ProShares Ultra S&P500 (SSO) 0.0 $253k 2.8k 88.90
iShares S&P AMT-Fr Mncpl Bnd (NYF) 0.0 $251k 4.5k 56.40
Raytheon Technologies Corp (RTX) 0.0 $250k 2.7k 94.09
iShares S&P Global Clean Energy Index (ICLN) 0.0 $249k 26k 9.53
Vaneck Vectors Etf Tr gaming etf (BJK) 0.0 $248k 9.6k 25.78
Pioneer Natural Resources (PXD) 0.0 $245k 3.5k 69.92
Palo Alto Networks (PANW) 0.0 $245k 1.5k 163.33
Lam Research Corporation (LRCX) 0.0 $243k 1.0k 239.41
Zscaler Incorporated (ZS) 0.0 $243k 4.0k 60.75
ISHARES TR MSCI Small Cap msci small cap (SCZ) 0.0 $243k 5.4k 44.66
Starbucks Corporation (SBUX) 0.0 $235k 3.6k 65.50
Stifel Financial (SF) 0.0 $232k 5.6k 41.11
eBay (EBAY) 0.0 $231k 7.7k 29.95
Spdr Short-term High Yield mf (SJNK) 0.0 $227k 9.7k 23.51
Proshares Ultrashort 20+y Tr etf (TBT) 0.0 $225k 14k 16.07
Etf Ser Solutions (JETS) 0.0 $224k 15k 14.70
Gw Pharmaceuticals Plc ads 0.0 $218k 2.5k 87.20
Lyft (LYFT) 0.0 $214k 8.0k 26.75
Jp Morgan Exchange Traded Fd fund (JPMB) 0.0 $208k 4.8k 43.33
At&t (T) 0.0 $206k 7.1k 29.03
Exxon Mobil Corporation (XOM) 0.0 $201k 5.3k 37.94
Nuveen Ny Divid Advntg Mun F (NAN) 0.0 $191k 15k 13.08
Pimco NY Muni Income Fund II (PNI) 0.0 $178k 18k 9.74
Nuveen Div. Advantage Muni. Fund (NAD) 0.0 $176k 13k 13.74
Golar Lng (GLNG) 0.0 $174k 22k 7.88
Ark Etf Tr 3d printing etf (PRNT) 0.0 $171k 10k 17.10
National-Oilwell Var 0.0 $147k 15k 9.80
Tilray (TLRY) 0.0 $136k 20k 6.87
Sundial Growers 0.0 $90k 141k 0.64
Macrogenics (MGNX) 0.0 $58k 10k 5.80
Sorrento Therapeutics (SRNEQ) 0.0 $18k 10k 1.80
Citigroup Global Mkts Hldgs leveragd etn s p 0.0 $8.0k 51k 0.16