Baker Avenue Asset Management

Baker Avenue Asset Management as of Sept. 30, 2021

Portfolio Holdings for Baker Avenue Asset Management

Baker Avenue Asset Management holds 254 positions in its portfolio as reported in the September 2021 quarterly 13F filing

Company (Ticker) Portfolio Weight Valued At Change in Shares Share Count Share Price
Vanguard Total Bond Market Etf Etf (BND) 5.4 $95M 1.1M 85.45
Ishares Aggregate Bond Etf Etf (AGG) 5.3 $93M 806k 114.83
Vanguard Small Cap Etf Etf (VB) 3.9 $68M 313k 218.67
Spdr Portfolio Aggregate Bond Etf Etf (SPAB) 3.1 $54M 1.8M 29.85
Vanguard Total Stock Market Index Fund Etf (VTI) 2.9 $50M 226k 222.06
Apple Stock (AAPL) 2.8 $49M 345k 141.50
Ishares S&p 500 Value Etf Etf (IVE) 2.3 $40M 277k 145.42
Guggenheim Etf Trust S&p 500 Equal Weight Etf (RSP) 2.1 $37M 249k 149.82
Microsoft Stock (MSFT) 2.0 $35M 125k 281.91
Vanguard Ftse Emerging Markets Etf Etf (VWO) 2.0 $35M 695k 50.01
Ishares Msci Eafe Etf Etf (EFA) 1.8 $32M 406k 78.01
Jpmorgan Chase & Co Stock (JPM) 1.6 $28M 172k 163.69
United Parcel Service Stock (UPS) 1.6 $27M 150k 182.09
Ishares Msci Eafe Small Cap Etf Etf (SCZ) 1.5 $27M 357k 74.41
Bunge Limited F Stock 1.5 $26M 315k 81.32
Amazon.com Stock (AMZN) 1.5 $26M 7.8k 3284.80
Google Stock (GOOGL) 1.5 $26M 9.5k 2673.44
Abbvie Stock (ABBV) 1.4 $25M 232k 107.87
Ishares Msci Eafe Growth Etf Etf (EFG) 1.4 $25M 233k 106.47
Home Depot Stock (HD) 1.4 $24M 74k 328.25
Vanguard Ftse Developed Markets Etf Etf (VEA) 1.3 $23M 453k 50.49
Etfmg Prime Mobile Payments Etf Etf 1.3 $23M 338k 67.67
Ishares Msci Usa Quality Factor Etf Etf (QUAL) 1.3 $23M 174k 131.73
First Republic Bank Stock (FRCB) 1.3 $22M 116k 192.88
Ishares Russell 1000 Growth Etf Etf (IWF) 1.3 $22M 81k 274.04
Jpmorgan U.s. Quality Factor Etf Etf (JQUA) 1.3 $22M 538k 40.93
Ericsson Adr B Sek 10 Adr (ERIC) 1.2 $22M 1.9M 11.20
Ishares S&p 500 Index Etf (IVV) 1.2 $21M 49k 430.82
Parker-hannifin Corp Stock (PH) 1.2 $21M 74k 279.61
Target Corp Stock (TGT) 1.1 $20M 87k 228.76
Svb Finl Group Stock (SIVBQ) 1.1 $19M 29k 646.86
Air Prods & Chems Stock (APD) 1.0 $18M 71k 256.11
Hilton Worldwide Hldgs Stock (HLT) 1.0 $17M 132k 132.10
Consumer Discretionary Sel Sector Spdr Etf (XLY) 0.9 $16M 87k 179.44
Vanguard Short Term Corp Bond Fd Etf Etf (VCSH) 0.9 $16M 188k 82.41
First Trust International Equity Opportunities Etf Etf (FPXI) 0.9 $16M 241k 64.07
Spdr S&p 500 Etf Tr Option Put Option 0.9 $15M 36k 429.13
Ishares Iboxx High Yield Corporate Bond Etf Etf (HYG) 0.9 $15M 171k 87.49
Marsh & Mclennan Cos Stock (MMC) 0.8 $15M 97k 151.43
Abb Adr (ABBNY) 0.8 $15M 438k 33.36
Ishares Msci Floating Rate Not E Funding Etf Etf (FLOT) 0.8 $14M 271k 50.84
Vanguard Large Cap Etf (VV) 0.8 $14M 68k 200.91
Applied Matls Stock (AMAT) 0.8 $13M 102k 128.73
Ishares Jp Morgan Usd Emerging Markets Bond Etf Etf (EMB) 0.7 $13M 117k 110.06
Invesco Qqq Tr Option Put Option 0.7 $13M 36k 357.97
Charles Schwab Corp Stock (SCHW) 0.7 $13M 173k 72.84
Schwab Strategic Tr Us Lrg Cap Etf Etf (SCHX) 0.7 $12M 118k 104.03
Ishares Msci Eafe Value Index Etf Etf (EFV) 0.7 $12M 241k 50.85
General Electric Stock (GE) 0.7 $12M 116k 103.03
Johnson Ctls Stock (JCI) 0.6 $11M 162k 68.08
Vanguard Short Term Bond Etf (BSV) 0.6 $11M 132k 81.94
Ishares Core 1-5 Year Usd Bond Etf Etf (ISTB) 0.6 $10M 204k 51.07
Corning Stock (GLW) 0.6 $9.7M 266k 36.49
Ishares Convertible Bond Etf Etf (ICVT) 0.5 $8.8M 88k 99.73
Ishares 0-5 Yr Tips Bond Etf Etf (STIP) 0.5 $8.6M 82k 105.63
Exxon Mobil Corp Stock (XOM) 0.5 $8.6M 147k 58.82
Rydex Etf Tr S&p Equal Weight Technology Etf Etf (RSPT) 0.5 $8.3M 29k 288.19
Darden Restaurants Stock (DRI) 0.5 $8.1M 53k 151.46
Nvidia Corp Stock (NVDA) 0.5 $7.9M 38k 207.15
Ishares Nasdaq Biotechnology Etf (IBB) 0.4 $7.8M 48k 161.66
Ishares Tr Dow Jones Us Medical Devices Index Etf (IHI) 0.4 $7.7M 123k 62.78
Las Vegas Sands Corp Stock (LVS) 0.4 $7.6M 209k 36.60
Globant S A Stock (GLOB) 0.4 $7.5M 27k 281.01
Boeing Stock (BA) 0.4 $7.3M 33k 219.93
Huntsman Corp Stock (HUN) 0.4 $7.3M 246k 29.59
Thermo Fisher Scientific Stock (TMO) 0.4 $7.2M 13k 571.31
Sysco Corp Stock (SYY) 0.4 $7.0M 89k 78.49
Texas Instrs Stock (TXN) 0.4 $6.9M 36k 192.20
Lam Research Corp Stock (LRCX) 0.4 $6.9M 12k 569.08
Bk Of America Corp Stock (BAC) 0.4 $6.8M 160k 42.45
Disney Walt Stock (DIS) 0.4 $6.5M 39k 169.15
Alibaba Group Hldg Adr (BABA) 0.4 $6.4M 43k 148.03
Marvell Technology Group Stock (MRVL) 0.4 $6.3M 105k 60.30
Li Auto Adr (LI) 0.4 $6.2M 236k 26.29
Devon Energy Corp Stock (DVN) 0.4 $6.1M 172k 35.51
Freeport Mcmoran Copper Stock (FCX) 0.3 $6.0M 185k 32.53
Ishares Russell 1000 Value Etf Etf (IWD) 0.3 $6.0M 38k 156.50
Sunrun Stock (RUN) 0.3 $5.9M 134k 43.99
Amphenol Corp Cl A Stock (APH) 0.3 $5.2M 71k 73.23
Tenet Healthcare Corp Stock (THC) 0.3 $5.0M 75k 66.43
Schlumberger Ltd Com Stk Stock (SLB) 0.3 $4.9M 167k 29.64
Docusign Stock (DOCU) 0.3 $4.5M 18k 257.41
Travel Plus Leisure Stock (TNL) 0.3 $4.4M 81k 54.52
The Realreal Stock (REAL) 0.3 $4.4M 333k 13.18
Goldman Sachs Group Stock (GS) 0.2 $4.3M 11k 378.03
Jpmorgan Ultra-short Income Etf Etf (JPST) 0.2 $4.3M 85k 50.71
Stanley Black & Decker Stock (SWK) 0.2 $4.0M 23k 175.29
Agilent Tech Stock (A) 0.2 $4.0M 25k 157.51
Airbnb Inc Com Cl A Stock (ABNB) 0.2 $3.9M 23k 167.75
Illinois Tool Wks Stock (ITW) 0.2 $3.8M 18k 206.62
Trimble Nav Stock (TRMB) 0.2 $3.7M 45k 82.25
Lowes Cos Stock (LOW) 0.2 $3.5M 17k 202.80
Hca Stock (HCA) 0.2 $3.5M 15k 242.69
Oracle Corporation Stock (ORCL) 0.2 $3.3M 38k 87.12
Spdr S&p 500 Etf Etf (SPY) 0.2 $3.2M 7.6k 429.10
Ishares S&p Smallcap 600 Etf Etf (IJR) 0.2 $3.2M 29k 109.19
Alphabet Inc Cap Stk Cl C Stock (GOOG) 0.2 $3.1M 1.2k 2664.95
Aptiv Stock (APTV) 0.2 $3.1M 21k 148.97
Hologic Stock (HOLX) 0.2 $2.9M 40k 73.79
Unitedhealth Group Stock (UNH) 0.2 $2.9M 7.4k 390.69
Palantir Technologies Inc Cl A Stock (PLTR) 0.2 $2.9M 119k 24.03
Paypal Hldgs Stock (PYPL) 0.2 $2.8M 11k 260.14
Linde Stock 0.2 $2.8M 9.6k 293.33
Technology Select Sector Spdr Etf (XLK) 0.2 $2.8M 19k 149.30
Enphase Energy Stock (ENPH) 0.2 $2.7M 18k 149.92
Costco Wholesale Corp Stock (COST) 0.2 $2.6M 5.9k 449.25
Financial Select Sector Spdr Etf (XLF) 0.1 $2.4M 65k 37.52
Ishares Esg Aware U.s. Aggregate Bond Etf Etf (EAGG) 0.1 $2.4M 43k 55.12
Chart Industries Stock (GTLS) 0.1 $2.3M 12k 191.05
Powershares Global Preferred Etf Etf (PGX) 0.1 $2.2M 148k 15.03
Tesla Motors Stock (TSLA) 0.1 $2.1M 2.7k 775.13
American Intl Group Stock (AIG) 0.1 $2.0M 36k 54.87
Sohu.com Adr (SOHU) 0.1 $1.9M 93k 20.83
Ishares Kld Sel Soc Etf (SUSA) 0.1 $1.8M 19k 95.90
Apa Corporation Stock (APA) 0.1 $1.8M 83k 21.42
Vanguard Reit Index Etf Etf (VNQ) 0.1 $1.8M 17k 101.77
Fiserv Stock (FI) 0.1 $1.7M 16k 108.44
Vanguard Total World Stock Etf Etf (VT) 0.1 $1.7M 17k 101.79
Carnival Corp Stock (CCL) 0.1 $1.7M 68k 25.01
Ishares Iboxx Corporate Bond Etf Etf (LQD) 0.1 $1.7M 13k 133.01
Ishares Tr Kld 400 Social Index Etf (DSI) 0.1 $1.6M 20k 83.19
Albemarle Corp Stock (ALB) 0.1 $1.6M 7.5k 218.87
Ishares Esg Advanced Total Usd Bond Market Etf Etf (EUSB) 0.1 $1.5M 30k 49.57
Rydex Russell Top 50 Etf Etf (XLG) 0.1 $1.5M 4.5k 329.97
Chevron Corp Stock (CVX) 0.1 $1.5M 14k 101.44
Vulcan Matls Stock (VMC) 0.1 $1.4M 8.5k 169.12
Under Armour Inc Cl A Stock (UAA) 0.1 $1.4M 69k 20.18
Spdr Municipal Bond Etf Etf (TFI) 0.1 $1.3M 25k 51.55
Jpmorgan Usd Emerging Markets Sovereign Bond Etf Etf (JPMB) 0.1 $1.2M 25k 48.89
Vanguard Ftse All-world Ex-us Etf (VEU) 0.1 $1.2M 20k 60.92
S & P Mid Cap 400 Dep Rcpts Mid Cap Etf (MDY) 0.1 $1.2M 2.5k 480.82
Danaher Corp Stock (DHR) 0.1 $1.2M 4.0k 304.44
Ford Motor Company Stock (F) 0.1 $1.2M 84k 14.16
Itau Unibanco Hldg S A Spon Adr Rep P Adr (ITUB) 0.1 $1.2M 225k 5.27
Invesco Qqq Tr Unit Ser 1 (QQQ) 0.1 $1.2M 3.3k 357.75
Coupang Inc Cl A Stock (CPNG) 0.1 $1.1M 41k 27.83
Industrial Select Sector Spdr Etf (XLI) 0.1 $1.1M 11k 97.79
Communication Services Select Sector Spdra Fund Etf (XLC) 0.1 $1.1M 14k 80.08
Health Care Select Sector Spdr Etf (XLV) 0.1 $1.0M 8.2k 127.19
Schwab Us Dividend Equity Etf Etf (SCHD) 0.1 $1.0M 14k 74.17
Sprott Physical Gold Trust Cef (PHYS) 0.1 $1.0M 74k 13.79
Ishares Glbl Indstrls Indx Etf (EXI) 0.1 $1.0M 8.7k 117.50
U.s. Global Jets Etf Etf (JETS) 0.1 $1.0M 43k 23.63
Ishares 0-5 Year High Yield Corporate Bond Etf Etf (SHYG) 0.1 $963k 21k 45.69
Berkshire Hathaway Inc Del Cl B Stock (BRK.B) 0.1 $938k 3.4k 272.91
Johnson & Johnson Stock (JNJ) 0.1 $929k 5.8k 161.37
Okta Inc Cl A Stock (OKTA) 0.1 $921k 3.9k 237.31
Intel Corp Stock (INTC) 0.1 $912k 17k 53.24
Ross Stores Stock (ROST) 0.1 $906k 8.3k 108.75
Xpo Logistics Stock (XPO) 0.1 $895k 11k 79.56
Spdr Series Trust S&p Oil Gas Expl & Prodtn Etf Etf (XOP) 0.1 $887k 9.2k 96.68
Facebook Inc Cl A Stock (META) 0.0 $826k 2.4k 339.08
Ishares Dj Us Consumer Services Etf (IYC) 0.0 $819k 11k 77.23
Ishares Fallen Angels Usd Bond Etf Etf (FALN) 0.0 $811k 27k 30.07
Service Now Stock (NOW) 0.0 $801k 1.3k 621.41
American Express Stock (AXP) 0.0 $801k 4.8k 167.40
Vaneck Fallen Angel High Yield Bond Etf Etf (ANGL) 0.0 $797k 24k 33.01
California Bancorp Stock (CALB) 0.0 $784k 45k 17.52
Hercules Capital Cef (HTGC) 0.0 $764k 46k 16.61
Martin Marietta Matls Stock (MLM) 0.0 $752k 2.2k 341.51
Invesco Ultra Short Duration Etf Etf (GSY) 0.0 $725k 14k 50.42
Ishares Dj Us Basic Materials Etf (IYM) 0.0 $723k 5.8k 124.50
Palo Alto Networks Stock (PANW) 0.0 $722k 1.5k 478.46
Ares Capital Corp Cef (ARCC) 0.0 $678k 33k 20.31
Ishares 1-3 Yr Credit Bond Etf Etf (IGSB) 0.0 $661k 12k 54.56
Ishares Esg Aware 1-5 Year Usd Corporate Bond Etf Etf (SUSB) 0.0 $659k 25k 25.97
Blackrock Ultra Short-term Bond Etf Etf (ICSH) 0.0 $638k 13k 50.43
Coursera Stock (COUR) 0.0 $628k 20k 31.63
Ishares S&p Global Clean Energy Index Fund Etf (ICLN) 0.0 $609k 28k 21.62
Ishares Esg Aware Usd Corporate Bond Etf Etf (SUSC) 0.0 $599k 22k 27.47
Stifel Financial Cp Stock (SF) 0.0 $576k 8.5k 67.88
Ishares Core S&p U.s. Growth Etf Etf (IUSG) 0.0 $572k 5.6k 102.38
Coach Stock (TPR) 0.0 $556k 15k 36.96
Ishares Esg Advanced High Yield Corporate Bond Etf Etf (HYXF) 0.0 $552k 11k 52.30
Ipath Dj-ubs Commodity Total Return Etn Etf (DJP) 0.0 $550k 19k 29.25
Invesco Optimum Yield Diversified Commodity Strategy Noa K-1a Etf Etf (PDBC) 0.0 $544k 26k 21.05
Jpmorgan Ultra-short Municipal Income Etf Etf (JMST) 0.0 $544k 11k 50.99
Pfizer Stock (PFE) 0.0 $540k 13k 42.99
Gap Stock (GPS) 0.0 $533k 24k 22.68
First Trust Preferred Securities And Income Etf Etf (FPE) 0.0 $526k 26k 20.51
Pioneer Natural Resources Stock (PXD) 0.0 $512k 3.1k 166.29
Vanguard Ultra-short Bond Etf Etf (VUSB) 0.0 $500k 10k 50.10
Dupont De Nemours Stock (DD) 0.0 $497k 7.3k 67.91
L3harris Technologies Stock (LHX) 0.0 $492k 2.2k 219.94
Spdr Blackstone Senior Loan Etf Etf (SRLN) 0.0 $491k 11k 45.98
Powershares Financial Preferred Etf Etf (PGF) 0.0 $491k 26k 18.94
Quanta Services Stock (PWR) 0.0 $488k 4.3k 113.70
Powershares Dwa Technical Leaders Portfolio Etf (PDP) 0.0 $488k 5.5k 89.43
Spdr Barclays Capital Short Term High Yield Bond Etf Etf (SJNK) 0.0 $484k 18k 27.35
Market Vectors Etf Trust S Network Global Gaming Etf (BJK) 0.0 $466k 9.6k 48.44
Visa Stock (V) 0.0 $444k 2.0k 222.56
Mcdonalds Corp Stock (MCD) 0.0 $440k 1.8k 240.70
Main Str Cap Corp Cef (MAIN) 0.0 $436k 11k 41.02
Proshares Ultra S&p 500 Etf (SSO) 0.0 $436k 3.6k 119.71
Real Estate Select Sector Spdr Fund Etf (XLRE) 0.0 $413k 9.3k 44.41
Ishares Core Total Usd Bond Market Etf Etf (IUSB) 0.0 $404k 7.6k 53.12
Spirit Aerosystems Holdings Inc Cl A Stock (SPR) 0.0 $397k 9.0k 44.11
Vanguard Dividend Appreciation Index Fund Etf (VIG) 0.0 $395k 2.6k 153.40
Consumer Staples Select Sector Spdr Etf (XLP) 0.0 $394k 5.7k 68.77
Netflix Stock (NFLX) 0.0 $393k 644.00 610.25
Merck & Co Stock (MRK) 0.0 $392k 5.2k 75.05
Zoom Video Communications Inc Cl A Stock (ZM) 0.0 $390k 1.5k 261.04
Verizon Communications Stock (VZ) 0.0 $389k 7.2k 53.94
Amgen Stock (AMGN) 0.0 $383k 1.8k 212.19
Spdr High Yield Bond Etf Etf (JNK) 0.0 $380k 3.5k 109.32
Ishares Gold Trust Etf Etf (IAU) 0.0 $376k 11k 33.37
Youdao Adr (DAO) 0.0 $368k 31k 12.07
Vanguard S&p 500 Etf Etf (VOO) 0.0 $366k 930.00 393.55
Ares Coml Real Estate Corp Reit (ACRE) 0.0 $366k 24k 15.07
Spdr Ser Tr S&p Divid Etf Etf (SDY) 0.0 $365k 3.1k 117.33
Ishares Msci Acwi Ex Us Index Fund Etf (ACWX) 0.0 $358k 6.5k 55.32
Vivint Smart Home Inc Com Cl A Stock 0.0 $349k 37k 9.43
Blackstone Mtg Tr Inc Com Cl A Reit (BXMT) 0.0 $345k 11k 30.31
Idexx Labs Stock (IDXX) 0.0 $320k 516.00 620.15
Ishares Russell 2000 Etf Etf (IWM) 0.0 $317k 1.5k 218.47
Spdr Gold Etf Etf (GLD) 0.0 $304k 1.9k 163.88
Ishares Msci Usa Momentum Factor Etf Etf (MTUM) 0.0 $304k 1.7k 175.12
Ishares Dj Select Dividend Etf (DVY) 0.0 $298k 2.6k 114.62
Mercadolibre Stock (MELI) 0.0 $293k 175.00 1674.29
Starbucks Corp Stock (SBUX) 0.0 $292k 2.6k 110.23
Ishares Core Msci Total International Stock Etf Etf (IXUS) 0.0 $291k 4.1k 70.87
Ishares Msci Eafe Esg Select Etf Etf (ESGD) 0.0 $290k 3.7k 78.36
Vanguard Telecommunications Services Etf Etf (VOX) 0.0 $283k 2.0k 140.59
Lilly Eli & Co Stock (LLY) 0.0 $279k 1.2k 230.77
Qualcomm Stock (QCOM) 0.0 $276k 2.1k 128.67
3M Stock (MMM) 0.0 $265k 1.5k 175.26
Adobe Sys Stock (ADBE) 0.0 $262k 456.00 574.56
Ishares New York Muni Bond Etf Etf (NYF) 0.0 $257k 4.5k 57.75
Novartis Adr (NVS) 0.0 $257k 3.2k 81.48
Salesforce Stock (CRM) 0.0 $253k 933.00 271.17
Altria Group Stock (MO) 0.0 $251k 5.5k 45.41
Ishares Msci Emerging Markets Etf Etf (EEM) 0.0 $246k 4.9k 50.18
Canadian Natural Resources Stock (CNQ) 0.0 $246k 6.7k 36.45
Gilead Sciences Stock (GILD) 0.0 $244k 3.5k 69.71
Schwab U.s. Broad Market Etf Etf (SCHB) 0.0 $244k 2.4k 103.61
Spdr Dj Wilshire Reit Etf (RWR) 0.0 $240k 2.3k 105.26
Lyondellbasell Stock (LYB) 0.0 $240k 2.6k 93.64
Sony Group Corporation Adr (SONY) 0.0 $232k 2.1k 110.21
Southern Peru Copper Corp Stock (SCCO) 0.0 $230k 4.1k 56.11
Arrowhead Pharmaceuticals Stock (ARWR) 0.0 $229k 3.7k 62.23
Dow Stock (DOW) 0.0 $229k 4.0k 57.44
General Mls Stock (GIS) 0.0 $226k 3.8k 59.60
Owl Rock Capital Corporation Cef (OBDC) 0.0 $224k 16k 14.09
Oneok Stock (OKE) 0.0 $219k 3.8k 57.77
Conagra Brands Stock (CAG) 0.0 $218k 6.4k 33.82
Energy Select Sector Spdr Etf (XLE) 0.0 $218k 4.2k 51.88
Campbell Soup Stock (CPB) 0.0 $218k 5.2k 41.72
Kimberly-clark Corp Stock (KMB) 0.0 $214k 1.6k 132.02
Ringcentral Stock (RNG) 0.0 $210k 970.00 216.49
Newmont Corp Stock (NEM) 0.0 $207k 3.8k 54.22
Block H & R Stock (HRB) 0.0 $205k 8.2k 24.97
First Trust Nasdaq Clean Edge Green Energy Etf Etf (QCLN) 0.0 $205k 3.3k 62.31
Spdr Biotech Etf Etf (XBI) 0.0 $201k 1.6k 125.16
Glaxosmithkline Adr 0.0 $201k 5.3k 38.14