Baker Avenue Asset Management

Baker Avenue Asset Management as of March 31, 2011

Portfolio Holdings for Baker Avenue Asset Management

Baker Avenue Asset Management holds 132 positions in its portfolio as reported in the March 2011 quarterly 13F filing

Company (Ticker) Portfolio Weight Valued At Change in Shares Share Count Share Price
Joy Global 4.5 $18M 185k 98.81
Lululemon Athletica (LULU) 3.5 $14M 159k 89.05
Netflix (NFLX) 3.3 $13M 55k 237.78
CARBO Ceramics 3.2 $13M 92k 141.12
Helmerich & Payne (HP) 3.1 $12M 180k 68.69
Rockwell Automation (ROK) 3.0 $12M 127k 94.65
Tibco Software 2.9 $12M 437k 27.25
Market Vectors Junior Gold Miners ETF 2.9 $12M 298k 39.22
Valero Energy Corporation (VLO) 2.9 $12M 389k 29.82
Deckers Outdoor Corporation (DECK) 2.8 $12M 133k 86.15
Rydex S&P MidCap 400 Pure Growth ETF 2.8 $11M 129k 86.39
Edwards Lifesciences (EW) 2.7 $11M 125k 87.00
Fossil 2.7 $11M 115k 93.65
VeriFone Systems 2.7 $11M 196k 54.95
PowerShares Dynamic Networking 2.6 $11M 374k 28.07
iShares Barclays 1-3 Year Cred Bd Fd ETF (IGSB) 2.6 $10M 100k 104.44
iShares Dow Jones US Oil Equip. (IEZ) 2.5 $10M 148k 67.82
SPDR S&P Metals and Mining (XME) 2.3 $9.3M 125k 74.29
Spdr S&p 500 Etf mutual fund 2.2 $8.9M 67k 132.59
Tractor Supply Company (TSCO) 2.0 $8.3M 138k 59.86
Market Vectors-Coal ETF 2.0 $8.0M 158k 50.72
HealthSpring 1.9 $7.5M 200k 37.37
Stifel Financial (SF) 1.9 $7.5M 104k 71.79
Concho Resources 1.8 $7.2M 67k 107.30
Brigham Exploration Company 1.8 $7.1M 192k 37.18
AMERIGROUP Corporation 1.5 $6.1M 95k 64.25
iShares IBoxx $ Invest Grade Corp Bd (LQD) 1.5 $6.0M 55k 108.20
PowerShares S&P SllCp Egy Ptflio 1.4 $5.9M 140k 41.94
Teucrium Commodity Tr corn (CORN) 1.4 $5.5M 123k 44.25
Sprott Physical Gold Trust (PHYS) 1.2 $4.9M 386k 12.64
iShares Barclays TIPS Bond Fund (TIP) 1.2 $4.8M 44k 109.15
iShares Silver Trust (SLV) 1.0 $4.1M 112k 36.77
Simpson Manufacturing (SSD) 1.0 $3.9M 134k 29.46
Under Armour (UAA) 0.9 $3.7M 55k 68.05
iShares Russell 2000 Value Index (IWN) 0.9 $3.7M 50k 75.39
Oracle Corporation (ORCL) 0.8 $3.4M 101k 33.43
Vanguard Short-Term Bond ETF (BSV) 0.8 $3.4M 42k 80.16
iGATE Corporation 0.8 $3.3M 177k 18.77
SPDR Gold Trust (GLD) 0.7 $2.8M 20k 139.84
iShares S&P US Pref Stock Idx Fnd (PFF) 0.6 $2.5M 63k 39.64
Jp Morgan Alerian Mlp Index (AMJ) 0.6 $2.4M 64k 37.97
iShares Russell 1000 Value Index (IWD) 0.6 $2.3M 34k 68.68
Equinix 0.6 $2.3M 25k 91.12
Zix Corporation 0.6 $2.3M 613k 3.70
Vanguard Total Stock Market ETF (VTI) 0.5 $2.2M 32k 68.71
PowerShares DWA Technical Ldrs Pf 0.5 $2.2M 85k 25.64
Vanguard REIT ETF (VNQ) 0.5 $2.1M 36k 58.48
SPDR Barclays Capital Intl Tresy Bd ETF (BWX) 0.5 $2.0M 34k 59.82
OCZ Technology 0.5 $2.0M 251k 8.10
Triangle Petroleum Corporation 0.5 $2.0M 238k 8.30
Sprott Physical Silver Tr tr unit (PSLV) 0.5 $1.9M 111k 17.59
PowerShares Fin. Preferred Port. 0.5 $1.8M 100k 18.14
SPDR DJ International Real Estate ETF (RWX) 0.5 $1.8M 47k 39.04
iShares iBoxx $ High Yid Corp Bond (HYG) 0.4 $1.7M 19k 91.97
WisdomTree Emerging Mkts Small Cp Div (DGS) 0.4 $1.7M 31k 53.50
iShares Dow Jones US Real Estate (IYR) 0.4 $1.6M 27k 59.38
iShares Lehman 1-3 Year Treas.Bond (SHY) 0.4 $1.5M 18k 83.77
First PacTrust Ban 0.3 $1.4M 90k 15.91
Vanguard Total World Stock Idx (VT) 0.3 $1.3M 27k 49.88
Vanguard Total Bond Market ETF (BND) 0.3 $1.3M 16k 80.04
Complete Production Services 0.3 $1.3M 40k 31.81
Orbital Sciences 0.3 $1.2M 62k 18.91
Umpqua Holdings Corporation 0.3 $1.1M 100k 11.44
RF Micro Devices 0.3 $1.1M 175k 6.41
Harbin Electric 0.3 $1.1M 55k 20.68
SPDR S&P Dividend (SDY) 0.3 $1.1M 21k 54.15
UniTek Global Services 0.3 $1.1M 122k 8.90
Coinstar 0.3 $1.1M 23k 45.91
TriQuint Semiconductor 0.2 $1.0M 79k 12.91
iShares Lehman Aggregate Bond (AGG) 0.2 $916k 8.7k 105.13
WisdomTree Emerging Markets Eq (DEM) 0.2 $942k 15k 61.13
WisdomTree Int Real Estate Fund (WTRE) 0.2 $912k 32k 28.98
WisdomTree Europe SmallCap Div (DFE) 0.2 $930k 21k 44.58
PowerShares Preferred Portfolio 0.2 $889k 62k 14.35
Gsi 0.2 $873k 85k 10.30
Chinacast Education Corporation (CAST) 0.2 $857k 137k 6.28
China Ceramics 0.2 $848k 138k 6.17
China XD Plastics 0.2 $824k 158k 5.21
Lihua International 0.2 $828k 94k 8.78
iShares FTSE NAREIT Mort. Plus Capp 0.2 $794k 52k 15.18
SPDR Wells Fargo Prfd Stk ETF (PSK) 0.2 $724k 16k 45.65
Proshares Ultrashort Qqq 0.2 $698k 14k 50.96
iShares Dow Jones Select Dividend (DVY) 0.2 $639k 12k 52.12
Berkshire Hathaway (BRK.B) 0.1 $567k 6.8k 83.63
Korn/Ferry International (KFY) 0.1 $558k 25k 22.28
Microsoft Corporation (MSFT) 0.1 $478k 19k 25.37
Praxair 0.1 $500k 4.9k 101.54
Comstock Resources 0.1 $487k 16k 30.94
iShares JPMorgan USD Emer Mkt Bnd Fd ETF (EMB) 0.1 $497k 4.7k 106.65
ETFS Gold Trust 0.1 $438k 3.1k 142.67
Supervalu 0.1 $398k 45k 8.93
Verizon Communications (VZ) 0.1 $395k 10k 38.50
MetroPCS Communications 0.1 $424k 429k 0.99
ETFS Silver Trust 0.1 $417k 11k 37.47
Citi 0.1 $353k 80k 4.43
iShares Barclays Inter Crd Bd Fund ETF) (IGIB) 0.1 $361k 3.4k 105.25
SunPower Corporation 0.1 $331k 19k 17.15
Office Depot 0.1 $341k 74k 4.63
International Business Machines (IBM) 0.1 $329k 2.0k 162.87
Exelon Corporation (EXC) 0.1 $313k 7.6k 41.18
Zagg 0.1 $334k 45k 7.51
Monsanto Company 0.1 $295k 4.1k 72.30
Molson Coors Brewing Company (TAP) 0.1 $285k 6.1k 46.87
ConocoPhillips (COP) 0.1 $287k 3.6k 79.72
Gilead Sciences (GILD) 0.1 $291k 6.9k 42.42
PowerShares QQQ Trust, Series 1 0.1 $295k 5.1k 57.48
Apple Inc option 0.1 $279k 800.00 348.75
El Paso Corporation 0.1 $231k 13k 17.98
Lennar Corporation (LEN) 0.1 $241k 13k 18.15
Goodyear Tire & Rubber Company (GT) 0.1 $262k 18k 14.99
Apollo Group Inc cl a 0 0.1 $252k 6.0k 41.72
American Capital 0.1 $255k 26k 9.91
Key (KEY) 0.1 $243k 27k 8.86
CurrencyShares Swiss Franc Trust 0.1 $234k 2.2k 107.83
CurrencyShares Canadian Dollar Trust 0.1 $243k 2.4k 102.75
WisdomTree Dreyfus Chinese Yuan 0.1 $251k 9.9k 25.38
WisdomTree Dreyfus ETF BZ Real Fnd 0.1 $223k 8.1k 27.62
Bank of New York Mellon Corporation (BK) 0.1 $208k 7.0k 29.80
AES Corporation (AES) 0.0 $168k 13k 13.00
Brocade Communications Systems 0.0 $173k 28k 6.15
PowerShares WilderHill Clean Energy 0.0 $116k 11k 10.74
E M C Corp Mass note 1.750%12/0 0.0 $34k 20k 1.70
Nii Hldgs Inc note 3.125% 6/1 0.0 $33k 33k 1.00
Sandisk Corp note 1.000% 5/1 0.0 $42k 43k 0.98
Suntech Pwr Hldgs Co Ltd note 3.000% 3/1 0.0 $29k 32k 0.91
Verisign Inc sdcv 3.250% 8/1 0.0 $24k 20k 1.20
Ja Solar Holdings Co Ltd note 4.500% 5/1 0.0 $26k 27k 0.96
Bank of America Corporation (BAC) 0.0 $53k 50k 1.06
Agco Corp note 1.250%12/1 0.0 $30k 20k 1.50
Altair Nanotechnologies 0.0 $22k 14k 1.57
Energy Conversion Devices In note 3.000% 6/1 0.0 $7.0k 12k 0.58
Massey Energy Co note 3.250% 8/0 0.0 $14k 12k 1.17