Empirical Financial Services, LLC d/b/a Empirical Wealth Management

Empirical Financial Services as of March 31, 2017

Portfolio Holdings for Empirical Financial Services

Empirical Financial Services holds 129 positions in its portfolio as reported in the March 2017 quarterly 13F filing

Company (Ticker) Portfolio Weight Valued At Change in Shares Share Count Share Price
Vanguard Scottsdale Fds Shrt Trm Corp Bd (VCSH) 21.3 $86M 1.1M 79.74
Vanguard Scottsdale Fds Int-term Corp (VCIT) 13.3 $53M 619k 86.38
Vanguard Malvern Fds Strm Infproidx (VTIP) 9.0 $36M 728k 49.47
Ishares Tr 1-3 Yr Tr Bd Etf (SHY) 7.6 $31M 363k 84.52
Ishares Core Msci Emkt (IEMG) 4.9 $20M 415k 47.79
Spdr Ser Tr Bloomberg Srt Tr (SJNK) 4.4 $18M 624k 27.96
Vanguard Index Fds Reit Etf (VNQ) 2.6 $10M 126k 82.59
Vanguard Index Fds Large Cap Etf (VV) 2.4 $9.8M 90k 108.09
Schwab Strategic Tr Us Lrg Cap Etf (SCHX) 2.4 $9.6M 171k 56.27
Spdr Ser Tr Nuveen Blmbrg Sr (SHM) 2.2 $8.7M 181k 48.44
Ishares Tr National Mun Etf (MUB) 1.3 $5.1M 47k 108.95
Spdr Series Trust Nuv Hghyld Mun (HYMB) 1.2 $4.8M 85k 56.61
Vanguard Index Fds Total Stk Mkt (VTI) 1.2 $4.7M 39k 121.32
Ishares Tr Jp Mor Em Mk Etf (EMB) 1.1 $4.6M 40k 113.71
Schwab Strategic Tr Us Aggregate B (SCHZ) 1.1 $4.4M 85k 51.78
Ishares Tr Tips Bd Etf (TIP) 0.9 $3.7M 32k 114.66
Vanguard Tax Managed Intl Ftse Dev Mkt Etf (VEA) 0.9 $3.5M 88k 39.30
Microsoft Corporation (MSFT) 0.7 $2.9M 45k 65.86
Vaneck Vectors Etf Tr High Yld Mun Etf 0.7 $2.7M 88k 30.57
Apple (AAPL) 0.6 $2.5M 17k 143.65
Ishares Msci Frntr100etf (FM) 0.6 $2.5M 89k 27.74
Vanguard Whitehall Fds High Div Yld (VYM) 0.6 $2.4M 31k 77.64
Schwab Strategic Tr Emrg Mkteq Etf (SCHE) 0.6 $2.3M 94k 23.97
Camden National Corporation (CAC) 0.5 $2.1M 47k 44.05
Claymore Exchange Trd Fd Tr Gug Bull2018 E 0.5 $2.1M 97k 21.23
Claymore Exchange Trd Fd Tr Gug Bull2019 E 0.5 $2.0M 95k 21.23
Claymore Exchange Trd Fd Tr Gugg Crp Bd 2017 0.5 $2.0M 88k 22.62
Claymore Exchange Trd Fd Tr Gug Bull2020 E 0.5 $1.9M 91k 21.39
Schwab Strategic Tr Us Tips Etf (SCHP) 0.5 $1.8M 33k 55.53
Vanguard Intl Equity Index F Glb Ex Us Etf (VNQI) 0.4 $1.8M 33k 53.25
Claymore Exchange Trd Fd Tr Gugg Bulsh 2021 0.4 $1.7M 82k 21.16
Ishares Tr Eafe Sml Cp Etf (SCZ) 0.4 $1.5M 28k 54.12
Claymore Exchange Trd Fd Tr Gugg Bulsh 2022 0.4 $1.5M 70k 21.05
Intel Corporation (INTC) 0.4 $1.4M 40k 36.08
Spdr Index Shs Fds S&p Intl Etf (DWX) 0.3 $1.4M 36k 38.08
Spdr Series Trust Dj Reit Etf (RWR) 0.3 $1.4M 15k 92.25
Claymore Exchange Trd Fd Tr 2023 Corp Bond 0.3 $1.3M 65k 20.69
Amazon (AMZN) 0.3 $1.3M 1.4k 886.81
Vanguard Intl Equity Index F Tt Wrld St Etf (VT) 0.3 $1.2M 19k 65.21
Spdr S&p 500 Etf Tr Tr Unit (SPY) 0.3 $1.2M 5.1k 235.78
Ishares Tr Core Us Aggbd Et (AGG) 0.3 $1.2M 11k 108.48
Ishares Tr Core S&p500 Etf (IVV) 0.3 $1.1M 4.7k 237.17
Starbucks Corporation (SBUX) 0.3 $1.1M 19k 58.39
Chevron Corporation (CVX) 0.3 $1.1M 10k 107.36
Wisdomtree Tr Smallcap Divid (DES) 0.3 $1.1M 14k 80.65
Ishares Tr 1-3 Yr Cr Bd Etf (IGSB) 0.3 $1.1M 10k 105.20
Vaneck Vectors Etf Tr Amt Free Int Etf 0.2 $992k 42k 23.45
Matthews Intl Corp Cl A (MATW) 0.2 $934k 14k 67.65
Vanguard Index Fds Value Etf (VTV) 0.2 $923k 9.7k 95.38
Spdr Series Trust Blombrg Brc Intr (SPIB) 0.2 $886k 26k 34.12
General Electric Company 0.2 $883k 30k 29.82
Claymore Exchange Trd Fd Tr Gug Bul 2019 Hy 0.2 $847k 35k 24.48
Claymore Exchange Trd Fd Tr Gug Blt2018 Hy 0.2 $809k 32k 25.34
Wisdomtree Tr Intl Smcap Div (DLS) 0.2 $802k 12k 65.45
Claymore Exchange Trd Fd Tr Gug Bul 2020 Hy 0.2 $802k 33k 24.64
Ishares Tr Core S&p Ttl Stk (ITOT) 0.2 $788k 15k 54.02
Claymore Exchange Trd Fd Tr 2021 Hg Yld Cb 0.2 $770k 31k 25.00
Claymore Exchange Trd Fd Tr 2022 Hg Yld Cb 0.2 $763k 30k 25.31
Spdr Series Trust Blomberg Brc Srt (SPSB) 0.2 $756k 25k 30.60
Procter & Gamble Company (PG) 0.2 $756k 8.4k 89.87
Ishares Tr Core Msci Eafe (IEFA) 0.2 $726k 13k 57.95
First Tr Exchange-traded Pfd Secs Inc Etf (FPE) 0.2 $719k 37k 19.53
Claymore Exchange Trd Fd Tr Gug Blt2017 Hy 0.2 $687k 27k 25.70
Ishares Tr Micro-cap Etf (IWC) 0.2 $668k 7.8k 85.70
Vanguard Specialized Portfol Div App Etf (VIG) 0.2 $666k 7.4k 89.90
Us Bancorp Del Com New (USB) 0.2 $655k 13k 51.47
First Tr Exch Trd Alpha Fd I Emerg Mkt Alph (FEM) 0.2 $648k 28k 22.90
Ishares Tr S&p 500 Val Etf (IVE) 0.2 $642k 6.2k 103.97
Vanguard Bd Index Short Trm Bond (BSV) 0.2 $642k 8.1k 79.72
Powershares Qqq Trust Unit Ser 1 0.2 $641k 4.8k 132.44
Spdr Series Trust S&P 600 SMCP GRW (SLYG) 0.2 $638k 3.0k 212.67
Ishares Tr S&p 500 Grwt Etf (IVW) 0.2 $619k 4.7k 131.56
Costco Wholesale Corporation (COST) 0.2 $615k 3.7k 167.80
Johnson & Johnson (JNJ) 0.2 $603k 4.8k 124.51
Ishares Tr Msci Eafe Etf (EFA) 0.1 $585k 9.4k 62.27
Wisdomtree Tr Emer Mkt High Fd (DEM) 0.1 $580k 14k 40.82
Ishares Tr Us Credit Bd Etf (USIG) 0.1 $576k 5.2k 109.84
Pimco Etf Tr 0-5 High Yield (HYS) 0.1 $552k 5.5k 101.14
Boeing Company (BA) 0.1 $542k 3.1k 176.78
First Tr Exchange Traded Senior Ln Fd (FTSL) 0.1 $520k 11k 48.35
Vanguard Index Fds Sm Cp Val Etf (VBR) 0.1 $518k 4.2k 122.92
Schwab Strategic Tr Intl Sceqt Etf (SCHC) 0.1 $514k 16k 31.31
Disney Walt Com Disney (DIS) 0.1 $508k 4.5k 113.39
Impinj (PI) 0.1 $502k 17k 30.28
Amgen (AMGN) 0.1 $499k 3.0k 164.04
Spdr Index Shs Fds S&p Emktsc Etf (EWX) 0.1 $487k 11k 45.35
Facebook Cl A (META) 0.1 $478k 3.4k 142.09
Exxon Mobil Corporation (XOM) 0.1 $448k 5.5k 82.04
Ishares Silver Trust Ishares (SLV) 0.1 $405k 24k 17.25
Ishares Tr Intl Devppty Etf (WPS) 0.1 $404k 11k 35.48
Ishares Tr 3-7 Yr Tr Bd Etf (IEI) 0.1 $396k 3.2k 123.10
At&t (T) 0.1 $391k 9.4k 41.59
International Business Machines (IBM) 0.1 $380k 2.2k 174.31
Alphabet Cap Stk Cl C (GOOG) 0.1 $377k 455.00 828.57
Powershares Etf Tr Ii Wk Vrdo Tx Fr 0.1 $346k 14k 24.89
Schwab Strategic Tr Intl Eqty Etf (SCHF) 0.1 $344k 12k 29.86
Alphabet Cap Stk Cl A (GOOGL) 0.1 $343k 404.00 849.01
Nike CL B (NKE) 0.1 $330k 5.9k 55.66
Bank of America Corporation (BAC) 0.1 $326k 14k 23.60
Spdr Index Shs Fds Dj Glb Rl Es Etf (RWO) 0.1 $326k 6.9k 47.15
Danaher Corporation (DHR) 0.1 $298k 3.5k 85.39
Gilead Sciences (GILD) 0.1 $289k 4.2k 68.03
Coca-Cola Company (KO) 0.1 $288k 6.8k 42.38
Spdr Series Trust S&p Divid Etf (SDY) 0.1 $288k 3.3k 88.24
Ishares Tr Core S&p Scp Etf (IJR) 0.1 $287k 4.1k 69.27
Pepsi (PEP) 0.1 $278k 2.5k 111.69
Ishares Tr Russell 2000 Etf (IWM) 0.1 $277k 2.0k 137.54
Southwest Airlines (LUV) 0.1 $271k 5.0k 53.84
Vanguard Intl Equity Index F Ftse Smcap Etf (VSS) 0.1 $268k 2.6k 102.60
Spdr Series Trust Blombrg Brc Emrg (EBND) 0.1 $268k 9.5k 28.16
Pfizer (PFE) 0.1 $249k 7.3k 34.18
Ishares Tr Iboxx Inv Cp Etf (LQD) 0.1 $248k 2.1k 117.76
JPMorgan Chase & Co. (JPM) 0.1 $245k 2.8k 87.85
Merck & Co (MRK) 0.1 $243k 3.8k 63.53
Wisdomtree Tr Emg Mkts Smcap (DGS) 0.1 $242k 5.4k 44.90
3M Company (MMM) 0.1 $242k 1.3k 191.46
Alaska Air (ALK) 0.1 $240k 2.6k 92.20
Oracle Corporation (ORCL) 0.1 $236k 5.3k 44.66
Ishares Tr Calif Mun Bd Etf (CMF) 0.1 $233k 2.0k 116.44
Automatic Data Processing (ADP) 0.1 $225k 2.2k 102.27
Schwab Strategic Tr Us Dividend Eq (SCHD) 0.1 $220k 4.9k 44.65
Schwab Strategic Tr Us Lcap Va Etf (SCHV) 0.1 $217k 4.4k 49.58
Ishares Tr Core S&p Mcp Etf (IJH) 0.1 $211k 1.2k 171.68
Hewlett Packard Enterprise (HPE) 0.1 $208k 8.8k 23.65
Berkshire Hathaway Inc Del Cl B New (BRK.B) 0.1 $208k 1.2k 166.53
Wisdomtree Tr Itl High Div Fd (DTH) 0.1 $206k 5.1k 40.63
Visa Com Cl A (V) 0.1 $204k 2.3k 89.01
Opko Health (OPK) 0.0 $178k 22k 8.02
Ishares Gold Trust Ishares 0.0 $134k 11k 11.99