Empirical Financial Services, LLC d/b/a Empirical Wealth Management

Empirical Financial Services, LLC d.b.a. Empirical Wealth Management as of March 31, 2018

Portfolio Holdings for Empirical Financial Services, LLC d.b.a. Empirical Wealth Management

Empirical Financial Services, LLC d.b.a. Empirical Wealth Management holds 171 positions in its portfolio as reported in the March 2018 quarterly 13F filing

Company (Ticker) Portfolio Weight Valued At Change in Shares Share Count Share Price
Vanguard Short Term Corporate Bond ETF (VCSH) 20.1 $102M 1.3M 78.43
Vanguard Intermediate Tm Cpte Bd ETF (VCIT) 12.3 $62M 733k 84.84
Vanguard Malvern Fds strm infproidx (VTIP) 8.7 $44M 902k 48.91
iShares Lehman 1-3 Year Treas.Bond (SHY) 6.1 $31M 368k 83.56
Ishares Inc core msci emkt (IEMG) 5.3 $27M 455k 58.40
Spdr Short-term High Yield mf (SJNK) 4.4 $22M 806k 27.37
Vanguard REIT ETF (VNQ) 2.3 $12M 155k 75.47
Vanguard Large-Cap ETF (VV) 2.0 $9.9M 82k 121.21
Schwab Strategic Tr us lrg cap etf (SCHX) 1.9 $9.5M 151k 63.08
Spdr Series Trust cmn (HYMB) 1.8 $8.9M 159k 55.74
Nuveen Barclays Shrt Term Muni bdfund (SHM) 1.7 $8.5M 178k 47.82
iShares JPMorgan USD Emer Mkt Bnd Fd ETF (EMB) 1.3 $6.5M 58k 112.82
Microsoft Corporation (MSFT) 1.1 $5.7M 62k 91.28
U.S. Bancorp (USB) 1.1 $5.4M 107k 50.50
Vanguard Total Stock Market ETF (VTI) 1.0 $5.3M 39k 135.72
iShares S&P Natl AMTFr Mncpl Bd (MUB) 1.0 $5.2M 48k 108.94
D First Tr Exchange-traded (FPE) 1.0 $5.1M 262k 19.46
Schwab Strategic Tr us aggregate b (SCHZ) 1.0 $4.9M 96k 51.02
Vanguard Europe Pacific ETF (VEA) 0.8 $4.3M 96k 44.25
Apple (AAPL) 0.8 $4.0M 24k 167.77
Amazon (AMZN) 0.8 $3.9M 2.7k 1447.45
Spdr S&p 500 Etf (SPY) 0.7 $3.5M 13k 263.17
Ishares Inc msci frntr 100 (FM) 0.6 $3.1M 87k 35.11
iShares Barclays TIPS Bond Fund (TIP) 0.6 $3.0M 26k 113.05
Procter & Gamble Company (PG) 0.6 $2.9M 37k 79.27
Vanguard High Dividend Yield ETF (VYM) 0.5 $2.7M 33k 82.50
Vaneck Vectors Etf Tr High Yld Mun Etf 0.5 $2.6M 85k 30.99
Schwab Emerging Markets Equity ETF (SCHE) 0.5 $2.5M 86k 28.70
iShares S&P 500 Index (IVV) 0.5 $2.4M 9.0k 265.33
Vanguard Intl Equity Index F glb ex us etf (VNQI) 0.4 $2.1M 35k 60.92
Intel Corporation (INTC) 0.4 $2.0M 38k 52.07
Teledyne Technologies Incorporated (TDY) 0.4 $1.9M 10k 187.14
PowerShares QQQ Trust, Series 1 0.4 $1.9M 12k 160.11
Ishares U S Etf Tr Commodities Select Strategy Etf (COMT) 0.4 $1.9M 51k 36.93
ISHARES TR MSCI Small Cap msci small cap (SCZ) 0.4 $1.8M 28k 65.19
Schwab Strategic Tr 0 (SCHP) 0.4 $1.8M 33k 54.89
Claymore Exchange Trd Fd Tr gug bull2019 e 0.4 $1.8M 86k 20.98
Claymore Exchange Trd Fd Tr gug bull2018 e 0.4 $1.8M 86k 21.13
WisdomTree Intl. SmallCap Div (DLS) 0.3 $1.8M 23k 76.42
SPDR S&P International Dividend (DWX) 0.3 $1.8M 45k 40.07
Claymore Exchange Trd Fd Tr gug bull2020 e 0.3 $1.8M 84k 21.06
Boeing Company (BA) 0.3 $1.7M 5.2k 327.86
Camden National Corporation (CAC) 0.3 $1.7M 39k 44.49
iShares Russell Microcap Index (IWC) 0.3 $1.7M 18k 96.03
Vanguard Value ETF (VTV) 0.3 $1.7M 16k 103.15
Gugenheim Bulletshares 2022 Corp Bd 0.3 $1.6M 75k 20.77
SPDR DJ Wilshire REIT (RWR) 0.3 $1.5M 18k 86.13
Starbucks Corporation (SBUX) 0.3 $1.5M 25k 57.91
WisdomTree SmallCap Dividend Fund (DES) 0.3 $1.4M 53k 27.41
Chevron Corporation (CVX) 0.3 $1.4M 13k 114.08
Microchip Technology (MCHP) 0.3 $1.4M 15k 91.34
PS Business Parks 0.3 $1.4M 12k 113.00
Vanguard Total World Stock Idx (VT) 0.3 $1.4M 19k 73.65
Facebook Inc cl a (META) 0.2 $1.2M 7.5k 159.74
Claymore Exchange Trd Fd Tr 2023 corp bond 0.2 $1.2M 59k 20.39
Claymore Exchange Trd Fd Tr 2024 corp bond 0.2 $1.2M 59k 20.28
First Tr Exch Trd Alpha Fd I emerg mkt alph (FEM) 0.2 $1.0M 35k 29.28
Vaneck Vectors Amt-free Intermediate Municipal Index Etf etf 0.2 $995k 42k 23.52
Claymore Exchange Trd Fd Tr gug blt2018 hy 0.2 $944k 38k 25.12
Claymore Exchange Trd Fd Tr gug bul 2019 hy 0.2 $967k 40k 24.33
Costco Wholesale Corporation (COST) 0.2 $919k 4.9k 188.40
Nike (NKE) 0.2 $924k 14k 66.44
Vanguard Growth ETF (VUG) 0.2 $892k 6.3k 141.93
WisdomTree Emerging Markets Eq (DEM) 0.2 $934k 20k 47.84
SPDR Barclays Cptl Shrt Term Corp Bd ETF (SPSB) 0.2 $893k 30k 30.20
Ishares Core Msci Eafe Etf core msci eafe (IEFA) 0.2 $889k 14k 65.90
Guggenheim Bulletshares 2020 H mf 0.2 $930k 38k 24.33
Claymore Exchange Trd Fd Tr 2022 hg yld cb 0.2 $888k 36k 24.50
Claymore Exchange Trd Fd Tr 2021 hg yld cb 0.2 $906k 37k 24.63
Berkshire Hathaway (BRK.B) 0.2 $882k 4.4k 199.50
Johnson & Johnson (JNJ) 0.2 $878k 6.9k 128.14
Matthews International Corporation (MATW) 0.2 $793k 16k 50.60
iShares Lehman Aggregate Bond (AGG) 0.2 $816k 7.6k 107.26
SPDR S&P Emerging Markets Small Cap (EWX) 0.2 $831k 16k 52.50
McDonald's Corporation (MCD) 0.1 $752k 4.8k 156.28
Schwab Intl Small Cap Equity ETF (SCHC) 0.1 $748k 21k 36.49
Exxon Mobil Corporation (XOM) 0.1 $713k 9.6k 74.66
Amgen (AMGN) 0.1 $692k 4.1k 170.36
Vanguard Emerging Markets ETF (VWO) 0.1 $726k 16k 46.98
Vanguard Dividend Appreciation ETF (VIG) 0.1 $716k 7.1k 101.03
SPDR DJ Wilshire Small Cap Growth (SLYG) 0.1 $698k 3.0k 232.67
Claymore Exchange Trd Fd Tr gugenhim 2023 0.1 $709k 27k 25.94
JPMorgan Chase & Co. (JPM) 0.1 $646k 5.9k 109.96
iShares MSCI EAFE Index Fund (EFA) 0.1 $667k 9.6k 69.68
iShares S&P 500 Value Index (IVE) 0.1 $665k 6.1k 109.29
iShares Barclays 1-3 Year Cred Bd Fd ETF (IGSB) 0.1 $667k 6.4k 103.78
SPDR Barclay Cp Intr Trm Cr Bd (SPIB) 0.1 $661k 20k 33.53
Alphabet Inc Class C cs (GOOG) 0.1 $675k 654.00 1032.11
Schwab International Equity ETF (SCHF) 0.1 $620k 18k 33.73
Alphabet Inc Class A cs (GOOGL) 0.1 $591k 570.00 1036.84
Bank of America Corporation (BAC) 0.1 $571k 19k 29.96
Vanguard Small-Cap ETF (VB) 0.1 $576k 3.9k 146.83
Ishares Tr cmn (STIP) 0.1 $580k 5.8k 100.14
Walt Disney Company (DIS) 0.1 $483k 4.8k 100.42
At&t (T) 0.1 $520k 15k 35.63
Altria (MO) 0.1 $490k 7.9k 62.25
International Business Machines (IBM) 0.1 $488k 3.2k 153.36
Oracle Corporation (ORCL) 0.1 $497k 11k 45.71
Vanguard Short-Term Bond ETF (BSV) 0.1 $528k 6.7k 78.48
iShares Russell 2000 Index (IWM) 0.1 $507k 3.3k 151.80
SPDR Dow Jones Industrial Average ETF (DIA) 0.1 $530k 2.2k 241.24
First Trust Dow Jones Sel.MicroCap (FDM) 0.1 $506k 11k 47.33
Pimco Etf Tr 0-5 high yield (HYS) 0.1 $516k 5.2k 99.69
iShares MSCI Emerging Markets Indx (EEM) 0.1 $475k 9.8k 48.32
iShares S&P World Ex-US Prop Index (WPS) 0.1 $477k 12k 38.99
First Tr Exchange Traded Fd senior ln (FTSL) 0.1 $446k 9.3k 48.12
ConocoPhillips (COP) 0.1 $405k 6.8k 59.32
Philip Morris International (PM) 0.1 $380k 3.8k 99.53
United Technologies Corporation 0.1 $414k 3.3k 125.72
Alaska Air (ALK) 0.1 $395k 6.4k 61.99
iShares Dow Jones Select Dividend (DVY) 0.1 $400k 4.2k 95.22
iShares S&P SmallCap 600 Index (IJR) 0.1 $398k 5.2k 76.95
Spdr Series Trust brcly em locl (EBND) 0.1 $387k 13k 30.37
3M Company (MMM) 0.1 $342k 1.6k 219.51
Pepsi (PEP) 0.1 $337k 3.1k 109.10
Danaher Corporation (DHR) 0.1 $377k 3.9k 97.92
Gilead Sciences (GILD) 0.1 $363k 4.8k 75.44
Constellation Brands (STZ) 0.1 $371k 1.6k 228.17
Southwest Airlines (LUV) 0.1 $346k 6.0k 57.35
iShares S&P 500 Growth Index (IVW) 0.1 $351k 2.3k 154.97
iShares Silver Trust (SLV) 0.1 $362k 24k 15.41
WisdomTree Emerging Mkts Small Cp Div (DGS) 0.1 $343k 6.4k 54.00
Vanguard S&p 500 Etf idx (VOO) 0.1 $330k 1.4k 242.29
Hp (HPQ) 0.1 $346k 16k 21.93
Coca-Cola Company (KO) 0.1 $321k 7.4k 43.43
Pfizer (PFE) 0.1 $316k 8.9k 35.46
Bristol Myers Squibb (BMY) 0.1 $326k 5.1k 63.34
Berkshire Hathaway (BRK.A) 0.1 $299k 1.00 299000.00
Merck & Co (MRK) 0.1 $293k 5.4k 54.51
UnitedHealth (UNH) 0.1 $299k 1.4k 214.34
Fiserv (FI) 0.1 $297k 4.2k 71.43
iShares Russell 1000 Index (IWB) 0.1 $297k 2.0k 147.10
SPDR S&P MidCap 400 ETF (MDY) 0.1 $321k 939.00 341.85
SPDR S&P Dividend (SDY) 0.1 $304k 3.3k 91.32
iShares Lehman 3-7 Yr Treasury Bond (IEI) 0.1 $280k 2.3k 120.53
SPDR Dow Jones Global Real Estate (RWO) 0.1 $299k 6.5k 46.31
Schwab Strategic Tr us dividend eq (SCHD) 0.1 $281k 5.7k 48.99
Sch Fnd Intl Lg Etf (FNDF) 0.1 $327k 11k 29.97
Sch Fnd Us Lg Etf schwb fdt us lg (FNDX) 0.1 $298k 8.2k 36.33
Caterpillar (CAT) 0.1 $240k 1.6k 147.33
Home Depot (HD) 0.1 $259k 1.5k 177.88
General Electric Company 0.1 $232k 17k 13.49
Cisco Systems (CSCO) 0.1 $277k 6.5k 42.93
Automatic Data Processing (ADP) 0.1 $252k 2.2k 113.62
Visa (V) 0.1 $254k 2.1k 119.70
Xcel Energy (XEL) 0.1 $234k 5.1k 45.55
Northwest Natural Gas 0.1 $232k 4.0k 57.57
iShares S&P MidCap 400 Index (IJH) 0.1 $233k 1.2k 187.75
iShares S&P SmallCap 600 Growth (IJT) 0.1 $263k 1.5k 174.17
iShares Morningstar Large Core Idx (ILCB) 0.1 $245k 1.6k 153.12
Schwab U S Small Cap ETF (SCHA) 0.1 $264k 3.8k 69.13
Schwab Strategic Tr cmn (SCHV) 0.1 $264k 5.0k 52.85
Phillips 66 (PSX) 0.1 $259k 2.7k 96.07
First Tr Exchange-traded Fd no amer energy (EMLP) 0.1 $236k 11k 21.88
Hewlett Packard Enterprise (HPE) 0.1 $268k 15k 17.53
CSX Corporation (CSX) 0.0 $207k 3.7k 55.59
Verizon Communications (VZ) 0.0 $222k 4.6k 47.84
Industrial SPDR (XLI) 0.0 $210k 2.8k 74.23
Align Technology (ALGN) 0.0 $201k 800.00 251.25
iShares IBoxx $ Invest Grade Corp Bd (LQD) 0.0 $207k 1.8k 117.61
Vanguard Small-Cap Value ETF (VBR) 0.0 $212k 1.6k 129.58
Schwab U S Broad Market ETF (SCHB) 0.0 $210k 3.3k 63.93
WisdomTree DEFA Equity Income Fund (DTH) 0.0 $221k 5.1k 43.59
stock 0.0 $214k 2.2k 98.62
Mondelez Int (MDLZ) 0.0 $204k 4.9k 41.74
MiMedx (MDXG) 0.0 $139k 20k 6.95
Chesapeake Energy Corporation 0.0 $31k 10k 3.04
Opko Health (OPK) 0.0 $74k 23k 3.19
Plug Power (PLUG) 0.0 $38k 20k 1.87
Rite Aid Corporation 0.0 $17k 10k 1.70
Cel Sci (CVM) 0.0 $16k 11k 1.42