Empirical Financial Services, LLC d/b/a Empirical Wealth Management

Empirical Financial Services, LLC d.b.a. Empirical Wealth Management as of Dec. 31, 2018

Portfolio Holdings for Empirical Financial Services, LLC d.b.a. Empirical Wealth Management

Empirical Financial Services, LLC d.b.a. Empirical Wealth Management holds 197 positions in its portfolio as reported in the December 2018 quarterly 13F filing

Company (Ticker) Portfolio Weight Valued At Change in Shares Share Count Share Price
Vanguard Short Term Corporate Bond ETF (VCSH) 17.9 $105M 1.3M 77.94
Vanguard Intermediate Tm Cpte Bd ETF (VCIT) 10.9 $64M 773k 82.86
Vanguard Malvern Fds strm infproidx (VTIP) 9.0 $53M 1.1M 47.92
iShares Lehman 1-3 Year Treas.Bond (SHY) 5.5 $33M 390k 83.62
Ishares Inc core msci emkt (IEMG) 4.6 $27M 572k 47.15
Spdr Short-term High Yield mf (SJNK) 4.3 $26M 984k 26.03
Vanguard REIT ETF (VNQ) 2.5 $15M 200k 74.57
Spdr Series Trust cmn (HYMB) 1.9 $11M 199k 56.08
Nuveen Barclays Shrt Term Muni bdfund (SHM) 1.8 $11M 222k 48.06
Spdr S&p 500 Etf (SPY) 1.7 $9.9M 40k 249.92
Vanguard Large-Cap ETF (VV) 1.6 $9.1M 80k 114.87
Schwab Strategic Tr us lrg cap etf (SCHX) 1.4 $8.6M 143k 59.70
iShares S&P Natl AMTFr Mncpl Bd (MUB) 1.3 $7.8M 72k 109.03
Microsoft Corporation (MSFT) 1.2 $7.1M 70k 101.57
Amazon (AMZN) 1.1 $6.3M 4.2k 1501.91
U.S. Bancorp (USB) 1.0 $6.0M 131k 45.70
D First Tr Exchange-traded (FPE) 1.0 $6.0M 334k 17.95
Apple (AAPL) 1.0 $5.8M 37k 157.74
Schwab Intl Small Cap Equity ETF (SCHC) 1.0 $5.8M 199k 29.10
Vanguard Total Stock Market ETF (VTI) 0.9 $5.3M 42k 127.64
iShares Russell Microcap Index (IWC) 0.8 $4.9M 60k 82.45
Schwab Strategic Tr us aggregate b (SCHZ) 0.8 $4.8M 96k 50.59
First Tr Exchange Traded Fd senior ln (FTSL) 0.6 $3.7M 82k 45.51
Ishares Tr intl dev ql fc (IQLT) 0.6 $3.3M 129k 25.81
Ishares U S Etf Tr Commodities Select Strategy Etf (COMT) 0.5 $3.2M 104k 30.49
Vanguard Value ETF (VTV) 0.5 $3.1M 32k 97.94
Vanguard Intl Equity Index F glb ex us etf (VNQI) 0.5 $3.0M 58k 52.41
Vanguard FTSE All Wld Ex USSml Cap (VSS) 0.5 $3.0M 32k 94.67
Ishares Msci Usa Quality Facto invalid (QUAL) 0.5 $3.0M 39k 76.77
Vanguard Europe Pacific ETF (VEA) 0.5 $2.7M 74k 37.11
iShares Barclays TIPS Bond Fund (TIP) 0.4 $2.6M 24k 109.52
Schwab Emerging Markets Equity ETF (SCHE) 0.4 $2.6M 111k 23.53
Ishares Inc msci frntr 100 (FM) 0.4 $2.6M 99k 26.15
SPDR Barclays Cptl Shrt Term Corp Bd ETF (SPSB) 0.4 $2.6M 85k 30.14
Chevron Corporation (CVX) 0.4 $2.4M 23k 108.81
WisdomTree Intl. SmallCap Div (DLS) 0.4 $2.4M 41k 60.31
Invesco Bulletshares 2019 Corp 0.4 $2.4M 112k 21.06
Invesco Bulletshares 2020 Corp 0.4 $2.3M 111k 21.07
Costco Wholesale Corporation (COST) 0.4 $2.3M 11k 203.70
Vanguard High Dividend Yield ETF (VYM) 0.4 $2.3M 29k 77.99
Market Vectors Etf High Yield Muni Index etf (HYD) 0.4 $2.2M 36k 61.05
iShares MSCI EAFE Value Index (EFV) 0.4 $2.2M 48k 45.21
Invesco Bulletshares 2021 Corp 0.4 $2.1M 102k 20.75
Exxon Mobil Corporation (XOM) 0.3 $2.1M 31k 68.18
Bscm etf 0.3 $2.1M 100k 20.61
Invesco Qqq Trust Series 1 (QQQ) 0.3 $2.0M 13k 154.24
Guggenheim Bulletshrs 2023 Corp Bd Etf 0.3 $2.0M 98k 20.17
Boeing Company (BA) 0.3 $1.9M 5.8k 322.52
Teledyne Technologies Incorporated (TDY) 0.3 $1.9M 9.1k 207.09
SPDR S&P International Dividend (DWX) 0.3 $1.7M 49k 34.97
Bsco etf (BSCO) 0.3 $1.6M 83k 19.97
Starbucks Corporation (SBUX) 0.3 $1.6M 24k 64.41
PS Business Parks 0.3 $1.6M 12k 130.98
Schwab Strategic Tr 0 (SCHP) 0.3 $1.5M 29k 53.24
Intel Corporation (INTC) 0.2 $1.5M 32k 46.93
SPDR Barclay Cp Intr Trm Cr Bd (SPIB) 0.2 $1.4M 44k 33.03
SPDR DJ Wilshire REIT (RWR) 0.2 $1.4M 16k 86.00
ISHARES TR MSCI Small Cap msci small cap (SCZ) 0.2 $1.4M 28k 51.82
Johnson & Johnson (JNJ) 0.2 $1.4M 11k 129.05
Vanguard Small-Cap ETF (VB) 0.2 $1.4M 10k 132.04
Procter & Gamble Company (PG) 0.2 $1.3M 14k 91.89
Camden National Corporation (CAC) 0.2 $1.3M 37k 35.97
Visa (V) 0.2 $1.2M 9.2k 131.91
WisdomTree SmallCap Dividend Fund (DES) 0.2 $1.2M 50k 24.53
McDonald's Corporation (MCD) 0.2 $1.1M 6.5k 177.52
Home Depot (HD) 0.2 $1.2M 6.9k 171.77
Pfizer (PFE) 0.2 $1.2M 27k 43.64
Rockwell Automation (ROK) 0.2 $1.2M 7.8k 150.49
Vanguard Total World Stock Idx (VT) 0.2 $1.2M 18k 65.48
Schwab U S Broad Market ETF (SCHB) 0.2 $1.0M 17k 59.92
Walt Disney Company (DIS) 0.2 $1.0M 9.3k 109.70
iShares JPMorgan USD Emer Mkt Bnd Fd ETF (EMB) 0.2 $1.0M 9.7k 103.91
Itm - Vaneck Vectors Amt Free Int Muni (ITM) 0.2 $997k 21k 47.47
Vanguard Emerging Markets ETF (VWO) 0.2 $971k 26k 38.09
Vanguard Growth ETF (VUG) 0.2 $936k 7.0k 134.27
Vanguard Dividend Appreciation ETF (VIG) 0.2 $919k 9.4k 98.00
First Tr Exch Trd Alpha Fd I emerg mkt alph (FEM) 0.2 $950k 42k 22.84
Bsjj etf 0.2 $937k 40k 23.63
Microchip Technology (MCHP) 0.1 $855k 12k 71.91
iShares S&P 500 Index (IVV) 0.1 $857k 3.4k 251.61
SPDR S&P Emerging Markets Small Cap (EWX) 0.1 $854k 21k 40.98
Facebook Inc cl a (META) 0.1 $900k 6.9k 131.14
Amgen (AMGN) 0.1 $832k 4.3k 194.71
Nike (NKE) 0.1 $832k 11k 74.11
Vanguard Short-Term Bond ETF (BSV) 0.1 $846k 11k 78.58
iShares Barclays 1-3 Year Cred Bd Fd ETF (IGSB) 0.1 $847k 16k 51.65
WisdomTree Emerging Markets Eq (DEM) 0.1 $799k 20k 40.14
Northwest Natural Holdin (NWN) 0.1 $813k 14k 60.44
Edwards Lifesciences (EW) 0.1 $744k 4.9k 153.09
Merck & Co (MRK) 0.1 $754k 9.9k 76.37
iShares MSCI EAFE Index Fund (EFA) 0.1 $744k 13k 58.77
iShares Russell 1000 Index (IWB) 0.1 $765k 5.5k 138.61
iShares Lehman Aggregate Bond (AGG) 0.1 $783k 7.4k 106.50
Pimco Etf Tr 0-5 high yield (HYS) 0.1 $776k 8.2k 95.10
Invesco Bulletshs 2020 Hi Yld Corp Bd Etf 0.1 $789k 34k 23.44
Invesco Exch Trd Slf Idx Fd bulshs 2022 hy 0.1 $742k 32k 23.22
Invesco Exch Trd Slf Idx Fd bulshs 2021 hy 0.1 $774k 33k 23.65
JPMorgan Chase & Co. (JPM) 0.1 $710k 7.3k 97.68
Matthews International Corporation (MATW) 0.1 $711k 18k 40.61
Phillips 66 (PSX) 0.1 $695k 8.1k 86.20
stock 0.1 $733k 7.0k 104.82
Alphabet Inc Class C cs (GOOG) 0.1 $702k 678.00 1035.40
Invesco S&p 500 Buywrite Etf (PBP) 0.1 $715k 36k 19.75
Invesco Exch Trd Slf Idx Fd bulshs 2023 hy 0.1 $704k 29k 24.62
Berkshire Hathaway (BRK.B) 0.1 $649k 3.2k 204.15
iShrs S&P ShtTrm Ntnl AMTFr MncplBnf ETF (SUB) 0.1 $639k 6.1k 105.43
SPDR DJ Wilshire Small Cap Growth (SLYG) 0.1 $647k 12k 53.92
Ishares Tr cmn (STIP) 0.1 $677k 6.9k 98.02
Alphabet Inc Class A cs (GOOGL) 0.1 $677k 648.00 1044.75
Altria (MO) 0.1 $573k 12k 49.36
First Trust Dow Jones Sel.MicroCap (FDM) 0.1 $602k 15k 40.55
Schwab U S Small Cap ETF (SCHA) 0.1 $612k 10k 60.68
Cisco Systems (CSCO) 0.1 $536k 12k 43.29
Automatic Data Processing (ADP) 0.1 $525k 4.0k 130.99
Oracle Corporation (ORCL) 0.1 $504k 11k 45.15
SPDR Dow Jones Industrial Average ETF (DIA) 0.1 $534k 2.3k 233.19
iShares Barclays Inter Crd Bd Fund ETF) (IGIB) 0.1 $523k 10k 52.46
Vanguard Sht Term Govt Bond ETF (VGSH) 0.1 $534k 8.9k 60.16
Ishares Core Msci Eafe Etf core msci eafe (IEFA) 0.1 $558k 10k 54.96
Eli Lilly & Co. (LLY) 0.1 $493k 4.3k 115.84
At&t (T) 0.1 $483k 17k 28.51
Union Pacific Corporation (UNP) 0.1 $452k 3.3k 138.18
ConocoPhillips (COP) 0.1 $452k 7.3k 62.30
International Business Machines (IBM) 0.1 $466k 4.1k 113.66
iShares Russell 2000 Index (IWM) 0.1 $478k 3.6k 133.93
Vanguard Small-Cap Value ETF (VBR) 0.1 $496k 4.3k 114.18
iShares Silver Trust (SLV) 0.1 $493k 34k 14.51
Schwab International Equity ETF (SCHF) 0.1 $471k 17k 28.33
Bank of America Corporation (BAC) 0.1 $414k 17k 24.65
Coca-Cola Company (KO) 0.1 $416k 8.8k 47.30
3M Company (MMM) 0.1 $407k 2.1k 190.36
Adobe Systems Incorporated (ADBE) 0.1 $418k 1.8k 226.44
Danaher Corporation (DHR) 0.1 $435k 4.2k 103.15
Alaska Air (ALK) 0.1 $430k 7.1k 60.84
Vanguard FTSE All-World ex-US ETF (VEU) 0.1 $427k 9.4k 45.61
SPDR S&P Dividend (SDY) 0.1 $386k 4.3k 89.48
iShares S&P World Ex-US Prop Index (WPS) 0.1 $427k 12k 34.49
Hp (HPQ) 0.1 $395k 19k 20.44
iShares MSCI Emerging Markets Indx (EEM) 0.1 $343k 8.8k 39.08
CSX Corporation (CSX) 0.1 $378k 6.1k 62.20
NVIDIA Corporation (NVDA) 0.1 $351k 2.6k 133.36
Verizon Communications (VZ) 0.1 $346k 6.2k 56.17
Pepsi (PEP) 0.1 $355k 3.2k 110.42
United Technologies Corporation 0.1 $354k 3.3k 106.53
Gilead Sciences (GILD) 0.1 $342k 5.5k 62.53
Technology SPDR (XLK) 0.1 $360k 5.8k 61.95
iShares S&P 500 Growth Index (IVW) 0.1 $341k 2.3k 150.55
SPDR S&P MidCap 400 ETF (MDY) 0.1 $374k 1.2k 302.34
Tesla Motors (TSLA) 0.1 $351k 1.1k 332.70
iShares Dow Jones Select Dividend (DVY) 0.1 $373k 4.2k 89.38
iShares S&P SmallCap 600 Index (IJR) 0.1 $376k 5.4k 69.27
WisdomTree Equity Income Fund (DHS) 0.1 $374k 5.7k 65.10
Comcast Corporation (CMCSA) 0.1 $289k 8.5k 34.11
General Electric Company 0.1 $278k 37k 7.57
Bristol Myers Squibb (BMY) 0.1 $296k 5.7k 52.01
General Mills (GIS) 0.1 $319k 8.2k 38.99
Honeywell International (HON) 0.1 $273k 2.1k 132.33
Philip Morris International (PM) 0.1 $313k 4.7k 66.68
General Dynamics Corporation (GD) 0.1 $308k 2.0k 157.38
Fiserv (FI) 0.1 $296k 4.0k 73.52
Xcel Energy (XEL) 0.1 $285k 5.8k 49.28
Applied Materials (AMAT) 0.1 $282k 8.6k 32.79
SPDR Gold Trust (GLD) 0.1 $276k 2.3k 121.37
iShares Russell Midcap Index Fund (IWR) 0.1 $293k 6.3k 46.48
iShares Russell 2000 Growth Index (IWO) 0.1 $282k 1.7k 167.86
WisdomTree Emerging Mkts Small Cp Div (DGS) 0.1 $316k 7.6k 41.84
SPDR Dow Jones Global Real Estate (RWO) 0.1 $281k 6.3k 44.28
Schwab Strategic Tr cmn (SCHV) 0.1 $276k 5.6k 49.34
Vanguard S&p 500 Etf idx (VOO) 0.1 $274k 1.2k 229.48
Altaba 0.1 $273k 4.7k 57.92
Invesco S&p 500 Low Volatility Etf (SPLV) 0.1 $286k 6.1k 46.69
Caterpillar (CAT) 0.0 $209k 1.6k 127.05
Wal-Mart Stores (WMT) 0.0 $217k 2.3k 93.25
Raytheon Company 0.0 $211k 1.4k 153.34
Occidental Petroleum Corporation (OXY) 0.0 $237k 3.9k 61.45
UnitedHealth (UNH) 0.0 $215k 865.00 248.55
iShares Russell 1000 Value Index (IWD) 0.0 $220k 2.0k 111.00
Constellation Brands (STZ) 0.0 $241k 1.5k 160.77
iShares Russell 1000 Growth Index (IWF) 0.0 $227k 1.7k 130.76
Oneok (OKE) 0.0 $220k 4.1k 53.95
Vanguard Information Technology ETF (VGT) 0.0 $214k 1.3k 166.54
iShares Morningstar Large Core Idx (ILCB) 0.0 $228k 1.6k 142.50
Schwab Strategic Tr sht tm us tres (SCHO) 0.0 $207k 4.2k 49.86
Mondelez Int (MDLZ) 0.0 $235k 5.9k 40.07
Ssga Active Etf Tr blkstn gsosrln (SRLN) 0.0 $228k 5.1k 44.71
Sch Fnd Us Lg Etf schwb fdt us lg (FNDX) 0.0 $246k 7.2k 33.95
Hewlett Packard Enterprise (HPE) 0.0 $223k 17k 13.18
iShares Gold Trust 0.0 $155k 13k 12.30
iShares S&P MidCap 400 Index (IJH) 0.0 $206k 1.2k 166.00
Schwab U S Large Cap Growth ETF (SCHG) 0.0 $203k 2.9k 69.09
Abbvie (ABBV) 0.0 $200k 2.2k 92.17
Calamos Convertible & Hi Income Fund (CHY) 0.0 $105k 11k 9.36
Opko Health (OPK) 0.0 $67k 22k 3.02
Voya Prime Rate Trust sh ben int 0.0 $51k 11k 4.52
Finjan Holdings 0.0 $46k 19k 2.48
Cel Sci (CVM) 0.0 $45k 16k 2.90
Chesapeake Energy Corporation 0.0 $22k 10k 2.12