Empirical Financial Services, LLC d/b/a Empirical Wealth Management

Empirical Financial Services, LLC d.b.a. Empirical Wealth Management as of March 31, 2019

Portfolio Holdings for Empirical Financial Services, LLC d.b.a. Empirical Wealth Management

Empirical Financial Services, LLC d.b.a. Empirical Wealth Management holds 234 positions in its portfolio as reported in the March 2019 quarterly 13F filing

Company (Ticker) Portfolio Weight Valued At Change in Shares Share Count Share Price
Vanguard Short Term Corporate Bond ETF (VCSH) 16.1 $111M 1.4M 79.76
Vanguard Intermediate Tm Cpte Bd ETF (VCIT) 10.1 $69M 796k 86.87
Vanguard Malvern Fds strm infproidx (VTIP) 8.6 $59M 1.2M 48.68
iShares Lehman 1-3 Year Treas.Bond (SHY) 4.9 $34M 400k 84.12
Ishares Inc core msci emkt (IEMG) 4.7 $32M 627k 51.71
Spdr Short-term High Yield mf (SJNK) 4.3 $30M 1.1M 27.25
Vanguard REIT ETF (VNQ) 2.8 $19M 221k 86.91
Spdr Series Trust cmn (HYMB) 2.0 $14M 244k 57.46
Spdr S&p 500 Etf (SPY) 1.6 $11M 39k 282.49
Nuveen Barclays Shrt Term Muni bdfund (SHM) 1.5 $11M 219k 48.48
Vanguard Large-Cap ETF (VV) 1.5 $10M 78k 129.81
Schwab Strategic Tr us lrg cap etf (SCHX) 1.4 $9.5M 141k 67.61
Microsoft Corporation (MSFT) 1.4 $9.4M 80k 117.94
iShares S&P Natl AMTFr Mncpl Bd (MUB) 1.1 $7.8M 70k 111.19
Apple (AAPL) 1.1 $7.8M 41k 189.96
Amazon (AMZN) 1.1 $7.7M 4.3k 1780.85
Schwab Intl Small Cap Equity ETF (SCHC) 1.1 $7.7M 238k 32.25
D First Tr Exchange-traded (FPE) 1.1 $7.3M 383k 19.06
iShares Russell Microcap Index (IWC) 0.9 $6.4M 69k 92.76
U.S. Bancorp (USB) 0.9 $6.3M 130k 48.19
Vanguard Total Stock Market ETF (VTI) 0.8 $5.7M 40k 144.70
Boeing Company (BA) 0.8 $5.6M 15k 381.45
Ishares Msci Usa Quality Facto invalid (QUAL) 0.8 $5.7M 64k 88.55
Ishares Tr intl dev ql fc (IQLT) 0.7 $4.9M 169k 29.17
Schwab Strategic Tr us aggregate b (SCHZ) 0.7 $4.8M 93k 51.88
Ishares U S Etf Tr Commodities Select Strategy Etf (COMT) 0.7 $4.6M 140k 33.07
First Tr Exchange Traded Fd senior ln (FTSL) 0.6 $4.1M 88k 47.10
Vanguard Intl Equity Index F glb ex us etf (VNQI) 0.6 $4.0M 66k 59.57
Vanguard FTSE All Wld Ex USSml Cap (VSS) 0.6 $3.8M 37k 104.14
Vanguard Value ETF (VTV) 0.5 $3.7M 34k 107.63
Chevron Corporation (CVX) 0.5 $3.2M 26k 123.17
Schwab Emerging Markets Equity ETF (SCHE) 0.4 $2.9M 111k 26.01
Vanguard High Dividend Yield ETF (VYM) 0.4 $2.8M 33k 85.67
SPDR S&P International Dividend (DWX) 0.4 $2.8M 74k 38.04
Ishares Inc msci frntr 100 (FM) 0.4 $2.8M 98k 28.46
Costco Wholesale Corporation (COST) 0.4 $2.7M 11k 242.10
Vanguard Europe Pacific ETF (VEA) 0.4 $2.7M 67k 40.88
SPDR Barclays Cptl Shrt Term Corp Bd ETF (SPSB) 0.4 $2.7M 87k 30.55
iShares Barclays TIPS Bond Fund (TIP) 0.4 $2.5M 22k 113.08
WisdomTree Intl. SmallCap Div (DLS) 0.3 $2.4M 37k 65.81
Invesco Bulletshares 2021 Corp 0.3 $2.4M 114k 21.03
Invesco Bulletshares 2019 Corp 0.3 $2.4M 112k 21.07
Invesco Bulletshares 2020 Corp 0.3 $2.4M 111k 21.22
Intel Corporation (INTC) 0.3 $2.3M 43k 53.70
Market Vectors Etf High Yield Muni Index etf (HYD) 0.3 $2.3M 36k 62.76
Exxon Mobil Corporation (XOM) 0.3 $2.2M 27k 80.81
Merck & Co (MRK) 0.3 $2.2M 27k 83.17
Invesco Qqq Trust Series 1 (QQQ) 0.3 $2.2M 12k 179.63
Teledyne Technologies Incorporated (TDY) 0.3 $2.2M 9.1k 237.02
Bscm etf 0.3 $2.1M 101k 21.12
Starbucks Corporation (SBUX) 0.3 $2.1M 28k 74.34
Guggenheim Bulletshrs 2023 Corp Bd Etf 0.3 $2.1M 99k 20.80
Danaher Corporation (DHR) 0.3 $1.9M 14k 132.02
PS Business Parks 0.3 $1.9M 12k 156.82
SPDR Barclay Cp Intr Trm Cr Bd (SPIB) 0.3 $1.9M 54k 34.17
Rockwell Automation (ROK) 0.3 $1.8M 10k 175.46
iShares MSCI EAFE Value Index (EFV) 0.3 $1.8M 36k 48.88
International Business Machines (IBM) 0.2 $1.7M 12k 141.06
Bsco etf (BSCO) 0.2 $1.7M 84k 20.72
Procter & Gamble Company (PG) 0.2 $1.7M 16k 104.03
Vanguard Small-Cap ETF (VB) 0.2 $1.6M 11k 152.84
WisdomTree SmallCap Dividend Fund (DES) 0.2 $1.6M 60k 27.55
SPDR DJ Wilshire REIT (RWR) 0.2 $1.6M 16k 98.95
ISHARES TR MSCI Small Cap msci small cap (SCZ) 0.2 $1.6M 27k 57.45
Schwab Strategic Tr 0 (SCHP) 0.2 $1.6M 29k 54.98
Facebook Inc cl a (META) 0.2 $1.6M 9.4k 166.72
Guggenheim Bulletshrs 2025 Corp Bd Etf (BSCP) 0.2 $1.6M 77k 20.56
Home Depot (HD) 0.2 $1.5M 7.8k 191.95
Johnson & Johnson (JNJ) 0.2 $1.5M 11k 139.82
iShares S&P 500 Index (IVV) 0.2 $1.5M 5.4k 284.57
Visa (V) 0.2 $1.4M 9.1k 156.22
Advanced Micro Devices (AMD) 0.2 $1.4M 57k 25.52
Pfizer (PFE) 0.2 $1.3M 31k 42.46
WisdomTree Emerging Markets Eq (DEM) 0.2 $1.3M 31k 43.83
Vanguard Total World Stock Idx (VT) 0.2 $1.3M 17k 73.18
McDonald's Corporation (MCD) 0.2 $1.3M 6.6k 189.86
Camden National Corporation (CAC) 0.2 $1.2M 29k 41.71
Vanguard Emerging Markets ETF (VWO) 0.2 $1.2M 28k 42.49
Walt Disney Company (DIS) 0.2 $1.1M 9.9k 111.08
First Tr Exch Trd Alpha Fd I emerg mkt alph (FEM) 0.2 $1.1M 44k 25.02
Cisco Systems (CSCO) 0.1 $1.0M 19k 53.98
Nike (NKE) 0.1 $1.0M 12k 84.25
Washington Federal (WAFD) 0.1 $1.0M 35k 28.90
Vanguard Growth ETF (VUG) 0.1 $1.0M 6.7k 156.38
Schwab U S Broad Market ETF (SCHB) 0.1 $1.1M 16k 68.02
Alphabet Inc Class A cs (GOOGL) 0.1 $1000k 850.00 1176.47
Invesco S&p 500 Buywrite Etf (PBP) 0.1 $1.1M 51k 21.04
Itm - Vaneck Vectors Amt Free Int Muni (ITM) 0.1 $1.0M 21k 48.81
Edwards Lifesciences (EW) 0.1 $930k 4.9k 191.36
Microchip Technology (MCHP) 0.1 $982k 12k 82.94
Vanguard Dividend Appreciation ETF (VIG) 0.1 $968k 8.8k 109.65
Ishares Tr cmn (STIP) 0.1 $969k 9.7k 99.67
stock 0.1 $952k 7.6k 124.57
Alphabet Inc Class C cs (GOOG) 0.1 $942k 803.00 1173.10
Amgen (AMGN) 0.1 $915k 4.8k 190.03
iShares MSCI EAFE Index Fund (EFA) 0.1 $868k 13k 64.82
Vanguard Short-Term Bond ETF (BSV) 0.1 $896k 11k 79.55
iShares Russell 1000 Index (IWB) 0.1 $868k 5.5k 157.27
iShares Barclays 1-3 Year Cred Bd Fd ETF (IGSB) 0.1 $866k 16k 52.80
First Trust Dow Jones Sel.MicroCap (FDM) 0.1 $926k 21k 44.64
SPDR S&P Emerging Markets Small Cap (EWX) 0.1 $891k 20k 44.57
Bsjj etf 0.1 $882k 37k 24.00
Northwest Natural Holdin (NWN) 0.1 $866k 13k 65.65
JPMorgan Chase & Co. (JPM) 0.1 $849k 8.4k 101.18
Berkshire Hathaway (BRK.B) 0.1 $839k 4.2k 200.81
3M Company (MMM) 0.1 $814k 3.9k 207.87
iShares JPMorgan USD Emer Mkt Bnd Fd ETF (EMB) 0.1 $855k 7.8k 110.05
Altria (MO) 0.1 $728k 13k 57.40
ConocoPhillips (COP) 0.1 $777k 12k 66.75
Vanguard Small-Cap Value ETF (VBR) 0.1 $744k 5.8k 128.74
Pimco Etf Tr 0-5 high yield (HYS) 0.1 $776k 7.7k 100.18
Phillips 66 (PSX) 0.1 $779k 8.2k 95.15
Invesco Bulletshs 2020 Hi Yld Corp Bd Etf 0.1 $761k 32k 24.08
Invesco Exch Trd Slf Idx Fd bulshs 2022 hy 0.1 $753k 31k 24.47
Invesco Exch Trd Slf Idx Fd bulshs 2021 hy 0.1 $769k 31k 24.72
Invesco Exch Trd Slf Idx Fd bulshs 2023 hy 0.1 $749k 29k 26.05
At&t (T) 0.1 $677k 22k 31.34
SPDR DJ Wilshire Small Cap Growth (SLYG) 0.1 $716k 12k 59.67
Schwab U S Small Cap ETF (SCHA) 0.1 $658k 9.4k 69.90
Eli Lilly & Co. (LLY) 0.1 $604k 4.7k 129.73
Automatic Data Processing (ADP) 0.1 $599k 3.7k 159.82
Matthews International Corporation (MATW) 0.1 $647k 18k 36.96
Crane 0.1 $601k 7.1k 84.68
Oracle Corporation (ORCL) 0.1 $585k 11k 53.66
Cypress Semiconductor Corporation 0.1 $612k 41k 14.93
Texas Pacific Land Trust 0.1 $638k 825.00 773.33
iShares Lehman Aggregate Bond (AGG) 0.1 $616k 5.6k 109.14
iShrs S&P ShtTrm Ntnl AMTFr MncplBnf ETF (SUB) 0.1 $642k 6.1k 105.92
Nuveen Div. Advantage Muni. Fund (NAD) 0.1 $593k 44k 13.57
Ishares Core Msci Eafe Etf core msci eafe (IEFA) 0.1 $617k 10k 60.78
Comcast Corporation (CMCSA) 0.1 $522k 13k 39.97
Bank of America Corporation (BAC) 0.1 $545k 20k 27.58
United Technologies Corporation 0.1 $545k 4.2k 128.81
iShares Russell 2000 Index (IWM) 0.1 $531k 3.5k 153.16
WisdomTree Emerging Mkts Small Cp Div (DGS) 0.1 $528k 11k 47.14
Vanguard FTSE All-World ex-US ETF (VEU) 0.1 $533k 11k 50.16
iShares Barclays Inter Crd Bd Fund ETF) (IGIB) 0.1 $550k 10k 55.17
Inv Bulletshs 2024 Etf etf/closed end- (BSJO) 0.1 $555k 22k 24.96
NVIDIA Corporation (NVDA) 0.1 $454k 2.5k 179.59
Adobe Systems Incorporated (ADBE) 0.1 $482k 1.8k 266.30
Verizon Communications (VZ) 0.1 $496k 8.4k 59.16
SPDR S&P MidCap 400 ETF (MDY) 0.1 $476k 1.4k 345.68
iShares S&P World Ex-US Prop Index (WPS) 0.1 $464k 12k 38.81
Schwab International Equity ETF (SCHF) 0.1 $503k 16k 31.29
Coca-Cola Company (KO) 0.1 $433k 9.2k 46.88
CSX Corporation (CSX) 0.1 $412k 5.5k 74.88
Wal-Mart Stores (WMT) 0.1 $407k 4.2k 97.58
Bristol Myers Squibb (BMY) 0.1 $385k 8.1k 47.71
Union Pacific Corporation (UNP) 0.1 $389k 2.3k 167.17
Occidental Petroleum Corporation (OXY) 0.1 $391k 5.9k 66.14
Pepsi (PEP) 0.1 $380k 3.1k 122.66
Philip Morris International (PM) 0.1 $410k 4.6k 88.36
Gilead Sciences (GILD) 0.1 $410k 6.3k 65.03
Accenture (ACN) 0.1 $403k 2.3k 175.91
Applied Materials (AMAT) 0.1 $400k 10k 39.66
Alaska Air (ALK) 0.1 $399k 7.1k 56.05
Technology SPDR (XLK) 0.1 $415k 5.6k 74.00
Timberland Ban (TSBK) 0.1 $420k 15k 28.00
iShares S&P 500 Growth Index (IVW) 0.1 $390k 2.3k 172.19
iShares S&P SmallCap 600 Index (IJR) 0.1 $410k 5.3k 77.15
SPDR S&P Dividend (SDY) 0.1 $437k 4.4k 99.39
Fortive (FTV) 0.1 $445k 5.3k 83.96
Invesco S&p 500 Low Volatility Etf (SPLV) 0.1 $424k 8.1k 52.63
iShares MSCI Emerging Markets Indx (EEM) 0.1 $340k 7.9k 42.98
American Express Company (AXP) 0.1 $352k 3.2k 109.42
General Electric Company 0.1 $311k 31k 10.00
General Mills (GIS) 0.1 $335k 6.5k 51.75
General Dynamics Corporation (GD) 0.1 $337k 2.0k 169.09
Xcel Energy (XEL) 0.1 $370k 6.6k 56.27
Paccar (PCAR) 0.1 $322k 4.7k 68.21
Central Securities (CET) 0.1 $353k 12k 28.66
Netflix (NFLX) 0.1 $330k 925.00 356.76
Skyworks Solutions (SWKS) 0.1 $362k 4.4k 82.46
Realty Income (O) 0.1 $358k 4.9k 73.54
SPDR Dow Jones Industrial Average ETF (DIA) 0.1 $356k 1.4k 258.91
iShares Silver Trust (SLV) 0.1 $333k 24k 14.18
Tesla Motors (TSLA) 0.1 $358k 1.3k 279.69
SPDR Dow Jones Global Real Estate (RWO) 0.1 $318k 6.4k 50.08
Sch Fnd Us Lg Etf schwb fdt us lg (FNDX) 0.1 $357k 9.4k 37.99
Hp (HPQ) 0.1 $376k 19k 19.44
Charles Schwab Corporation (SCHW) 0.0 $261k 6.1k 42.81
Principal Financial (PFG) 0.0 $291k 5.8k 50.20
Caterpillar (CAT) 0.0 $293k 2.2k 135.59
Nordstrom (JWN) 0.0 $241k 5.4k 44.43
Raytheon Company 0.0 $248k 1.4k 182.35
Honeywell International (HON) 0.0 $290k 1.8k 159.17
UnitedHealth (UNH) 0.0 $265k 1.1k 247.20
iShares Russell 1000 Value Index (IWD) 0.0 $245k 2.0k 123.61
Fiserv (FI) 0.0 $283k 3.2k 88.13
Constellation Brands (STZ) 0.0 $270k 1.5k 175.55
Industrial SPDR (XLI) 0.0 $251k 3.3k 75.04
First Financial Northwest (FFNW) 0.0 $276k 18k 15.77
iShares Russell Midcap Index Fund (IWR) 0.0 $270k 5.0k 53.94
iShares S&P MidCap 400 Index (IJH) 0.0 $263k 1.4k 189.62
iShares Russell 2000 Growth Index (IWO) 0.0 $295k 1.5k 196.67
Oneok (OKE) 0.0 $285k 4.1k 69.89
iShares Dow Jones EPAC Sel Div Ind (IDV) 0.0 $243k 7.9k 30.86
WisdomTree Equity Income Fund (DHS) 0.0 $280k 3.9k 72.45
Vanguard Sht Term Govt Bond ETF (VGSH) 0.0 $245k 4.1k 60.34
Schwab Strategic Tr cmn (SCHV) 0.0 $292k 5.3k 54.79
Schwab U S Large Cap Growth ETF (SCHG) 0.0 $252k 3.2k 79.27
Schwab Strategic Tr us dividend eq (SCHD) 0.0 $258k 4.9k 52.30
Mondelez Int (MDLZ) 0.0 $286k 5.7k 49.89
Abbvie (ABBV) 0.0 $241k 3.0k 80.68
Sch Fnd Intl Lg Etf (FNDF) 0.0 $249k 9.0k 27.62
Vanguard S&p 500 Etf idx (VOO) 0.0 $274k 1.1k 259.47
Hewlett Packard Enterprise (HPE) 0.0 $262k 17k 15.43
Vanguard Esg International Stock Etf etf (VSGX) 0.0 $259k 5.3k 48.80
Cummins (CMI) 0.0 $230k 1.5k 157.53
Wells Fargo & Company (WFC) 0.0 $239k 5.0k 48.25
Xilinx 0.0 $233k 1.8k 127.04
JetBlue Airways Corporation (JBLU) 0.0 $227k 14k 16.37
Valero Energy Corporation (VLO) 0.0 $239k 2.8k 84.66
Thermo Fisher Scientific (TMO) 0.0 $218k 798.00 273.18
Yum! Brands (YUM) 0.0 $227k 2.3k 99.87
Nextera Energy (NEE) 0.0 $200k 1.0k 193.24
Schlumberger (SLB) 0.0 $207k 4.7k 43.67
Align Technology (ALGN) 0.0 $227k 800.00 283.75
Southwest Airlines (LUV) 0.0 $233k 4.5k 52.01
VMware 0.0 $233k 1.3k 180.20
Cohen & Steers REIT/P (RNP) 0.0 $239k 12k 20.59
iShares Lehman MBS Bond Fund (MBB) 0.0 $218k 2.0k 106.60
Vanguard Information Technology ETF (VGT) 0.0 $226k 1.1k 200.89
WisdomTree DEFA Equity Income Fund (DTH) 0.0 $204k 5.1k 40.24
Citigroup (C) 0.0 $228k 3.7k 62.31
Ssga Active Etf Tr blkstn gsosrln (SRLN) 0.0 $235k 5.1k 46.08
Sch Fnd Us Sm Etf schwab fdt us sc (FNDA) 0.0 $206k 5.5k 37.15
Safe Bulkers Inc Com Stk (SB) 0.0 $38k 26k 1.47
Opko Health (OPK) 0.0 $58k 22k 2.61
Sprint 0.0 $87k 15k 5.66
Finjan Holdings 0.0 $54k 19k 2.92
Cel Sci (CVM) 0.0 $55k 16k 3.54
Chesapeake Energy Corporation 0.0 $32k 10k 3.08
Clean Energy Fuels (CLNE) 0.0 $34k 11k 3.09