Empirical Financial Services, LLC d/b/a Empirical Wealth Management

Empirical Financial Services, LLC d.b.a. Empirical Wealth Management as of June 30, 2019

Portfolio Holdings for Empirical Financial Services, LLC d.b.a. Empirical Wealth Management

Empirical Financial Services, LLC d.b.a. Empirical Wealth Management holds 263 positions in its portfolio as reported in the June 2019 quarterly 13F filing

Company (Ticker) Portfolio Weight Valued At Change in Shares Share Count Share Price
Vanguard Short Term Corporate Bond ETF (VCSH) 15.2 $116M 1.4M 80.68
Vanguard Intermediate Tm Cpte Bd ETF (VCIT) 9.5 $73M 815k 89.85
Vanguard Malvern Fds strm infproidx (VTIP) 8.8 $68M 1.4M 49.32
iShares Lehman 1-3 Year Treas.Bond (SHY) 5.0 $38M 451k 84.78
Ishares Inc core msci emkt (IEMG) 4.2 $32M 621k 51.44
Spdr Short-term High Yield mf (SJNK) 4.0 $31M 1.1M 27.23
Vanguard REIT ETF (VNQ) 2.6 $20M 232k 87.40
Spdr Series Trust cmn (HYMB) 1.9 $14M 244k 58.45
Microsoft Corporation (MSFT) 1.7 $13M 95k 133.96
Spdr S&p 500 Etf (SPY) 1.5 $11M 39k 293.01
Amazon (AMZN) 1.4 $11M 5.7k 1893.59
Schwab Strategic Tr us lrg cap etf (SCHX) 1.4 $10M 149k 70.19
Vanguard Large-Cap ETF (VV) 1.3 $10M 76k 134.72
Nuveen Barclays Shrt Term Muni bdfund (SHM) 1.3 $9.9M 203k 48.93
Apple (AAPL) 1.2 $9.1M 46k 197.92
D First Tr Exchange-traded (FPE) 1.2 $9.0M 466k 19.39
iShares S&P Natl AMTFr Mncpl Bd (MUB) 1.0 $7.8M 69k 113.09
Schwab Intl Small Cap Equity ETF (SCHC) 1.0 $7.8M 238k 32.64
iShares Russell Microcap Index (IWC) 0.9 $6.9M 75k 93.19
Ishares U S Etf Tr Commodities Select Strategy Etf (COMT) 0.8 $6.2M 191k 32.70
Vanguard Total Stock Market ETF (VTI) 0.8 $5.8M 39k 150.08
Reliance Steel & Aluminum (RS) 0.8 $5.7M 61k 94.61
Ishares Tr intl dev ql fc (IQLT) 0.7 $5.3M 176k 30.19
Ishares Msci Usa Quality Facto invalid (QUAL) 0.7 $5.2M 57k 91.47
U.S. Bancorp (USB) 0.7 $5.1M 97k 52.40
Boeing Company (BA) 0.7 $5.1M 14k 363.96
Schwab Strategic Tr us aggregate b (SCHZ) 0.7 $5.1M 96k 53.00
Vanguard Value ETF (VTV) 0.6 $4.9M 45k 110.93
Vanguard Intl Equity Index F glb ex us etf (VNQI) 0.5 $4.1M 69k 59.00
Vanguard FTSE All Wld Ex USSml Cap (VSS) 0.5 $3.9M 37k 105.25
SPDR S&P International Dividend (DWX) 0.5 $3.9M 99k 39.36
First Tr Exchange Traded Fd senior ln (FTSL) 0.5 $3.9M 84k 47.12
Costco Wholesale Corporation (COST) 0.5 $3.7M 14k 264.29
Chevron Corporation (CVX) 0.5 $3.7M 29k 124.44
Vanguard High Dividend Yield ETF (VYM) 0.5 $3.7M 43k 87.38
Schwab Emerging Markets Equity ETF (SCHE) 0.5 $3.7M 141k 26.24
Netflix (NFLX) 0.5 $3.4M 9.3k 367.37
iShares MSCI EAFE Value Index (EFV) 0.4 $3.4M 71k 48.07
Ishares Inc msci frntr 100 (FM) 0.4 $2.9M 99k 29.61
Vanguard Europe Pacific ETF (VEA) 0.4 $2.8M 68k 41.71
Invesco Qqq Trust Series 1 (QQQ) 0.3 $2.7M 15k 186.77
Johnson & Johnson (JNJ) 0.3 $2.5M 18k 139.28
Intel Corporation (INTC) 0.3 $2.5M 53k 47.87
Starbucks Corporation (SBUX) 0.3 $2.5M 30k 83.82
iShares Barclays TIPS Bond Fund (TIP) 0.3 $2.5M 22k 115.51
WisdomTree Intl. SmallCap Div (DLS) 0.3 $2.5M 39k 65.03
NVIDIA Corporation (NVDA) 0.3 $2.4M 15k 164.25
Teledyne Technologies Incorporated (TDY) 0.3 $2.5M 9.1k 273.88
SPDR Barclays Cptl Shrt Term Corp Bd ETF (SPSB) 0.3 $2.5M 80k 30.78
Exxon Mobil Corporation (XOM) 0.3 $2.3M 31k 76.64
Merck & Co (MRK) 0.3 $2.3M 28k 83.84
Market Vectors Etf High Yield Muni Index etf (HYD) 0.3 $2.3M 36k 63.77
Visa (V) 0.3 $2.1M 12k 173.53
Invesco Bulletshares 2019 Corp 0.3 $2.2M 102k 21.09
Invesco Bulletshares 2020 Corp 0.3 $2.2M 102k 21.26
Invesco Bulletshares 2021 Corp 0.3 $2.2M 103k 21.19
Danaher Corporation (DHR) 0.3 $2.1M 15k 142.90
Vanguard Short-Term Bond ETF (BSV) 0.3 $2.1M 26k 80.53
PS Business Parks 0.3 $2.1M 12k 168.57
Vanguard Small-Cap ETF (VB) 0.3 $2.1M 13k 156.65
Bscm etf 0.3 $2.1M 98k 21.39
Guggenheim Bulletshrs 2023 Corp Bd Etf 0.3 $2.0M 97k 21.15
Invesco S&p 500 Buywrite Etf (PBP) 0.3 $2.1M 97k 21.69
BlackRock (BLK) 0.3 $2.0M 4.2k 469.25
WisdomTree SmallCap Dividend Fund (DES) 0.3 $2.0M 72k 27.11
Procter & Gamble Company (PG) 0.2 $1.9M 17k 109.63
Pfizer (PFE) 0.2 $1.8M 42k 43.31
International Business Machines (IBM) 0.2 $1.8M 13k 137.91
Vanguard Small-Cap Value ETF (VBR) 0.2 $1.8M 14k 130.51
Schwab Strategic Tr 0 (SCHP) 0.2 $1.8M 31k 56.32
Bsco etf (BSCO) 0.2 $1.7M 81k 21.25
McDonald's Corporation (MCD) 0.2 $1.7M 8.2k 207.71
WisdomTree Emerging Markets Eq (DEM) 0.2 $1.7M 38k 44.65
SPDR Barclay Cp Intr Trm Cr Bd (SPIB) 0.2 $1.7M 48k 34.93
Facebook Inc cl a (META) 0.2 $1.7M 8.7k 193.04
Cisco Systems (CSCO) 0.2 $1.6M 30k 54.74
iShares S&P 500 Index (IVV) 0.2 $1.6M 5.4k 294.76
ISHARES TR MSCI Small Cap msci small cap (SCZ) 0.2 $1.6M 28k 57.41
First Tr Exch Trd Alpha Fd I emerg mkt alph (FEM) 0.2 $1.6M 65k 25.21
Guggenheim Bulletshrs 2025 Corp Bd Etf (BSCP) 0.2 $1.6M 75k 21.16
Walt Disney Company (DIS) 0.2 $1.6M 11k 139.65
SPDR DJ Wilshire REIT (RWR) 0.2 $1.6M 16k 98.78
Vanguard S&p 500 Etf idx (VOO) 0.2 $1.5M 5.6k 269.22
Vanguard Emerging Markets ETF (VWO) 0.2 $1.5M 35k 42.52
stock 0.2 $1.5M 12k 125.75
Berkshire Hathaway (BRK.B) 0.2 $1.4M 6.4k 213.16
Camden National Corporation (CAC) 0.2 $1.3M 29k 45.87
Rockwell Automation (ROK) 0.2 $1.3M 7.8k 163.81
Vanguard Growth ETF (VUG) 0.2 $1.3M 8.2k 163.44
Vanguard Total World Stock Idx (VT) 0.2 $1.3M 17k 75.16
Washington Federal (WAFD) 0.2 $1.2M 35k 34.94
First Trust Dow Jones Sel.MicroCap (FDM) 0.2 $1.2M 27k 45.18
Schwab U S Broad Market ETF (SCHB) 0.2 $1.3M 18k 70.54
At&t (T) 0.1 $1.2M 35k 33.51
Home Depot (HD) 0.1 $1.1M 5.1k 207.90
iShares MSCI EAFE Index Fund (EFA) 0.1 $1.0M 16k 65.73
SPDR S&P Emerging Markets Small Cap (EWX) 0.1 $1.1M 24k 44.72
Itm - Vaneck Vectors Amt Free Int Muni (ITM) 0.1 $1.0M 21k 49.76
Nike (NKE) 0.1 $993k 12k 83.95
Vanguard Dividend Appreciation ETF (VIG) 0.1 $984k 8.5k 115.16
iShares Barclays 1-3 Year Cred Bd Fd ETF (IGSB) 0.1 $990k 19k 53.42
JPMorgan Chase & Co. (JPM) 0.1 $901k 8.1k 111.75
Automatic Data Processing (ADP) 0.1 $898k 5.4k 165.26
Advanced Micro Devices (AMD) 0.1 $957k 32k 30.38
Cypress Semiconductor Corporation 0.1 $912k 41k 22.24
iShares Russell 1000 Index (IWB) 0.1 $898k 5.5k 162.71
Ishares Tr cmn (STIP) 0.1 $912k 9.1k 100.56
Phillips 66 (PSX) 0.1 $910k 9.7k 93.53
Northwest Natural Holdin (NWN) 0.1 $917k 13k 69.52
Amgen (AMGN) 0.1 $830k 4.5k 184.20
SPDR Gold Trust (GLD) 0.1 $861k 6.5k 133.33
Schwab International Equity ETF (SCHF) 0.1 $877k 27k 32.07
Alphabet Inc Class A cs (GOOGL) 0.1 $814k 752.00 1082.45
Alphabet Inc Class C cs (GOOG) 0.1 $821k 760.00 1080.26
Edwards Lifesciences (EW) 0.1 $801k 4.3k 184.73
iShrs S&P ShtTrm Ntnl AMTFr MncplBnf ETF (SUB) 0.1 $770k 7.2k 106.62
SPDR DJ Wilshire Small Cap Growth (SLYG) 0.1 $731k 12k 60.92
Schwab U S Small Cap ETF (SCHA) 0.1 $764k 11k 71.48
Bsjj etf 0.1 $768k 32k 23.94
Bank of America Corporation (BAC) 0.1 $654k 23k 28.98
3M Company (MMM) 0.1 $657k 3.8k 173.35
Nucor Corporation (NUE) 0.1 $659k 12k 55.10
Altria (MO) 0.1 $693k 15k 47.36
ConocoPhillips (COP) 0.1 $703k 12k 61.01
Oracle Corporation (ORCL) 0.1 $729k 13k 56.97
iShares S&P SmallCap 600 Index (IJR) 0.1 $683k 8.7k 78.24
WisdomTree Emerging Mkts Small Cp Div (DGS) 0.1 $703k 15k 47.05
iShares JPMorgan USD Emer Mkt Bnd Fd ETF (EMB) 0.1 $673k 5.9k 113.28
iShares Lehman 3-7 Yr Treasury Bond (IEI) 0.1 $685k 5.4k 125.80
Pimco Etf Tr 0-5 high yield (HYS) 0.1 $729k 7.3k 100.47
Invesco Bulletshs 2020 Hi Yld Corp Bd Etf 0.1 $653k 27k 24.10
Invesco Exch Trd Slf Idx Fd bulshs 2021 hy 0.1 $661k 27k 24.71
Verizon Communications (VZ) 0.1 $586k 10k 57.12
Matthews International Corporation (MATW) 0.1 $610k 18k 34.85
Crane 0.1 $592k 7.1k 83.42
Raytheon Company 0.1 $593k 3.4k 173.80
Pepsi (PEP) 0.1 $632k 4.8k 131.09
iShares Lehman Aggregate Bond (AGG) 0.1 $604k 5.4k 111.32
Ishares Core Msci Eafe Etf core msci eafe (IEFA) 0.1 $586k 9.5k 61.39
Invesco Exch Trd Slf Idx Fd bulshs 2022 hy 0.1 $640k 26k 24.52
Invesco Exch Trd Slf Idx Fd bulshs 2023 hy 0.1 $637k 25k 26.05
Comcast Corporation (CMCSA) 0.1 $548k 13k 42.30
Coca-Cola Company (KO) 0.1 $556k 11k 50.88
Wal-Mart Stores (WMT) 0.1 $547k 5.0k 110.44
United Parcel Service (UPS) 0.1 $513k 5.0k 103.22
Microchip Technology (MCHP) 0.1 $509k 5.9k 86.71
Adobe Systems Incorporated (ADBE) 0.1 $546k 1.9k 294.50
Applied Materials (AMAT) 0.1 $532k 12k 44.88
iShares Russell 2000 Index (IWM) 0.1 $545k 3.5k 155.49
Vanguard FTSE All-World ex-US ETF (VEU) 0.1 $536k 11k 51.01
iShares Barclays Inter Crd Bd Fund ETF) (IGIB) 0.1 $568k 10k 56.97
Nuveen Div. Advantage Muni. Fund (NAD) 0.1 $554k 40k 13.99
Invesco S&p 500 Low Volatility Etf (SPLV) 0.1 $541k 9.8k 54.97
Charles Schwab Corporation (SCHW) 0.1 $453k 11k 40.16
American Express Company (AXP) 0.1 $427k 3.5k 123.37
CSX Corporation (CSX) 0.1 $426k 5.5k 77.43
Union Pacific Corporation (UNP) 0.1 $486k 2.9k 169.04
Philip Morris International (PM) 0.1 $453k 5.8k 78.60
United Technologies Corporation 0.1 $451k 3.5k 130.31
American Electric Power Company (AEP) 0.1 $456k 5.2k 88.08
Timberland Ban (TSBK) 0.1 $448k 15k 29.87
iShares S&P 500 Growth Index (IVW) 0.1 $484k 2.7k 179.33
SPDR S&P MidCap 400 ETF (MDY) 0.1 $474k 1.3k 354.53
SPDR S&P Dividend (SDY) 0.1 $423k 4.2k 100.98
iShares S&P World Ex-US Prop Index (WPS) 0.1 $455k 12k 38.06
WisdomTree Equity Income Fund (DHS) 0.1 $442k 6.1k 72.76
Schwab Strategic Tr us dividend eq (SCHD) 0.1 $483k 9.1k 53.09
Hp (HPQ) 0.1 $493k 24k 20.77
Fortive (FTV) 0.1 $432k 5.3k 81.51
Inv Bulletshs 2024 Etf etf/closed end- (BSJO) 0.1 $494k 20k 25.28
Abbott Laboratories (ABT) 0.1 $380k 4.5k 84.13
Baxter International (BAX) 0.1 $400k 4.9k 81.98
Eli Lilly & Co. (LLY) 0.1 $405k 3.7k 110.90
General Electric Company 0.1 $346k 33k 10.50
Bristol Myers Squibb (BMY) 0.1 $348k 7.7k 45.32
Gilead Sciences (GILD) 0.1 $402k 6.0k 67.52
Illinois Tool Works (ITW) 0.1 $411k 2.7k 150.77
Accenture (ACN) 0.1 $380k 2.1k 184.91
General Dynamics Corporation (GD) 0.1 $377k 2.1k 181.77
Fiserv (FI) 0.1 $362k 4.0k 91.16
Xcel Energy (XEL) 0.1 $385k 6.5k 59.43
Alaska Air (ALK) 0.1 $409k 6.8k 60.00
Texas Pacific Land Trust 0.1 $374k 475.00 787.37
Technology SPDR (XLK) 0.1 $402k 5.1k 78.12
iShares Silver Trust (SLV) 0.1 $346k 24k 14.32
Sch Us Mid-cap Etf etf (SCHM) 0.1 $347k 6.1k 57.18
Pimco Dynamic Incm Fund (PDI) 0.1 $350k 11k 32.16
Abbvie (ABBV) 0.1 $414k 5.7k 72.68
Sch Fnd Em Lg Etf schb fdt emk lg (FNDE) 0.1 $373k 13k 28.71
Sch Fnd Us Lg Etf schwb fdt us lg (FNDX) 0.1 $382k 9.8k 39.14
iShares MSCI Emerging Markets Indx (EEM) 0.0 $335k 7.8k 42.89
Principal Financial (PFG) 0.0 $329k 5.7k 57.92
Caterpillar (CAT) 0.0 $275k 2.0k 136.34
Honeywell International (HON) 0.0 $311k 1.8k 174.62
UnitedHealth (UNH) 0.0 $315k 1.3k 244.19
Paccar (PCAR) 0.0 $335k 4.7k 71.75
Central Securities (CET) 0.0 $295k 9.7k 30.48
Constellation Brands (STZ) 0.0 $271k 1.4k 197.09
Industrial SPDR (XLI) 0.0 $292k 3.8k 77.35
Align Technology (ALGN) 0.0 $278k 1.0k 273.89
Realty Income (O) 0.0 $336k 4.9k 69.02
iShares Russell Midcap Index Fund (IWR) 0.0 $280k 5.0k 55.93
iShares Russell 2000 Value Index (IWN) 0.0 $319k 2.6k 120.47
iShares Russell 2000 Growth Index (IWO) 0.0 $301k 1.5k 200.67
SPDR Dow Jones Industrial Average ETF (DIA) 0.0 $324k 1.2k 265.79
Tesla Motors (TSLA) 0.0 $280k 1.3k 223.11
SPDR Dow Jones Global Real Estate (RWO) 0.0 $311k 6.2k 49.90
Schwab Strategic Tr cmn (SCHV) 0.0 $311k 5.5k 56.21
Schwab U S Large Cap Growth ETF (SCHG) 0.0 $273k 3.3k 83.16
Marathon Petroleum Corp (MPC) 0.0 $302k 5.4k 55.83
Ishares Tr eafe min volat (EFAV) 0.0 $281k 3.9k 72.61
Mondelez Int (MDLZ) 0.0 $329k 6.1k 53.96
Schwab Strategic Tr schwab fdt us bm (FNDB) 0.0 $336k 8.7k 38.71
Hewlett Packard Enterprise (HPE) 0.0 $320k 21k 14.97
BP (BP) 0.0 $245k 5.9k 41.69
Cummins (CMI) 0.0 $245k 1.4k 171.69
Wells Fargo & Company (WFC) 0.0 $249k 5.3k 47.30
JetBlue Airways Corporation (JBLU) 0.0 $256k 14k 18.46
CenturyLink 0.0 $212k 18k 11.78
Thermo Fisher Scientific (TMO) 0.0 $215k 733.00 293.32
Yum! Brands (YUM) 0.0 $238k 2.2k 110.59
Lockheed Martin Corporation (LMT) 0.0 $203k 558.00 363.80
General Mills (GIS) 0.0 $211k 4.0k 52.50
Nextera Energy (NEE) 0.0 $224k 1.1k 204.57
Occidental Petroleum Corporation (OXY) 0.0 $236k 4.7k 50.33
Royal Dutch Shell 0.0 $210k 3.2k 65.75
White Mountains Insurance Gp (WTM) 0.0 $204k 200.00 1020.00
iShares Russell 1000 Value Index (IWD) 0.0 $252k 2.0k 127.14
Total (TTE) 0.0 $217k 3.9k 55.88
Southwest Airlines (LUV) 0.0 $233k 4.6k 50.85
Skyworks Solutions (SWKS) 0.0 $235k 3.0k 77.20
American Water Works (AWK) 0.0 $224k 1.9k 115.94
First Financial Northwest (FFNW) 0.0 $248k 18k 14.17
iShares S&P MidCap 400 Index (IJH) 0.0 $268k 1.4k 194.34
Oneok (OKE) 0.0 $245k 3.6k 68.84
Cohen & Steers REIT/P (RNP) 0.0 $232k 11k 21.65
Vanguard Information Technology ETF (VGT) 0.0 $237k 1.1k 210.67
Vanguard Health Care ETF (VHT) 0.0 $201k 1.2k 173.73
iShares Dow Jones EPAC Sel Div Ind (IDV) 0.0 $242k 7.9k 30.73
WisdomTree DEFA Equity Income Fund (DTH) 0.0 $205k 5.1k 40.43
Schwab Strategic Tr sht tm us tres (SCHO) 0.0 $244k 4.8k 50.53
Ishares Tr usa min vo (USMV) 0.0 $260k 4.2k 61.68
Ishares Inc emrgmkt dividx (DVYE) 0.0 $238k 5.8k 40.74
Pimco Dynamic Credit Income other 0.0 $259k 11k 23.90
Ssga Active Etf Tr blkstn gsosrln (SRLN) 0.0 $236k 5.1k 46.27
Sch Fnd Intl Lg Etf (FNDF) 0.0 $245k 8.8k 27.90
Sch Fnd Us Sm Etf schwab fdt us sc (FNDA) 0.0 $219k 5.8k 37.64
Alibaba Group Holding (BABA) 0.0 $228k 1.3k 169.64
Medtronic (MDT) 0.0 $204k 2.1k 97.28
Cel Sci (CVM) 0.0 $241k 29k 8.37
Vanguard Esg International Stock Etf etf (VSGX) 0.0 $265k 5.3k 49.93
Ford Motor Company (F) 0.0 $173k 17k 10.25
iShares Gold Trust 0.0 $181k 13k 13.49
Bny Mellon Strategic Muns (LEO) 0.0 $163k 20k 8.18
Nokia Corporation (NOK) 0.0 $62k 12k 5.01
Safe Bulkers Inc Com Stk (SB) 0.0 $40k 26k 1.55
Opko Health (OPK) 0.0 $49k 20k 2.45
Boulder Growth & Income Fund (STEW) 0.0 $113k 10k 11.21
Finjan Holdings 0.0 $41k 19k 2.21
Cloudera 0.0 $73k 14k 5.27
Chesapeake Energy Corporation 0.0 $20k 10k 1.92
Clean Energy Fuels (CLNE) 0.0 $30k 11k 2.65
Denison Mines Corp (DNN) 0.0 $11k 20k 0.55