Empirical Financial Services, LLC d/b/a Empirical Wealth Management

Empirical Financial Services, LLC d.b.a. Empirical Wealth Management as of Sept. 30, 2019

Portfolio Holdings for Empirical Financial Services, LLC d.b.a. Empirical Wealth Management

Empirical Financial Services, LLC d.b.a. Empirical Wealth Management holds 280 positions in its portfolio as reported in the September 2019 quarterly 13F filing

Company (Ticker) Portfolio Weight Valued At Change in Shares Share Count Share Price
Vanguard Short Term Corporate Bond ETF (VCSH) 14.9 $123M 1.5M 81.05
Vanguard Intermediate Tm Cpte Bd ETF (VCIT) 9.3 $77M 843k 91.24
Vanguard Malvern Fds strm infproidx (VTIP) 8.8 $73M 1.5M 49.05
iShares Lehman 1-3 Year Treas.Bond (SHY) 4.0 $33M 391k 84.82
Spdr Short-term High Yield mf (SJNK) 3.8 $31M 1.2M 27.01
Ishares Inc core msci emkt (IEMG) 3.7 $31M 624k 49.02
Vanguard REIT ETF (VNQ) 2.7 $22M 239k 93.25
Microsoft Corporation (MSFT) 1.7 $14M 101k 139.03
Spdr Series Trust cmn (HYMB) 1.7 $14M 232k 59.37
Amazon (AMZN) 1.6 $14M 7.8k 1735.97
Apple (AAPL) 1.5 $12M 55k 223.96
Spdr S&p 500 Etf (SPY) 1.4 $12M 39k 296.76
Schwab Strategic Tr us lrg cap etf (SCHX) 1.3 $11M 153k 70.93
D First Tr Exchange-traded (FPE) 1.2 $10M 522k 19.73
Vanguard Large-Cap ETF (VV) 1.2 $9.7M 71k 136.33
Nuveen Barclays Shrt Term Muni bdfund (SHM) 1.1 $9.0M 185k 48.99
Vanguard Sht Term Govt Bond ETF (VGSH) 1.1 $8.6M 142k 60.93
Schwab Intl Small Cap Equity ETF (SCHC) 0.9 $7.2M 227k 31.80
iShares S&P Natl AMTFr Mncpl Bd (MUB) 0.9 $7.1M 62k 114.10
Ishares Msci Usa Quality Facto invalid (QUAL) 0.8 $6.8M 74k 92.41
Boeing Company (BA) 0.7 $6.1M 16k 380.47
Reliance Steel & Aluminum (RS) 0.7 $6.1M 61k 99.66
iShares Russell Microcap Index (IWC) 0.7 $5.7M 64k 88.15
Ishares Tr intl dev ql fc (IQLT) 0.7 $5.7M 191k 29.68
Intel Corporation (INTC) 0.7 $5.6M 110k 51.53
Vanguard Total Stock Market ETF (VTI) 0.7 $5.5M 37k 151.01
U.S. Bancorp (USB) 0.6 $5.3M 95k 55.34
Schwab Strategic Tr us aggregate b (SCHZ) 0.6 $5.3M 98k 53.85
Vanguard Value ETF (VTV) 0.6 $4.9M 44k 111.61
iShares MSCI EAFE Value Index (EFV) 0.6 $4.9M 103k 47.37
Visa (V) 0.6 $4.8M 28k 172.00
Vanguard High Dividend Yield ETF (VYM) 0.5 $4.4M 50k 88.73
SPDR S&P International Dividend (DWX) 0.5 $4.4M 112k 38.95
Vanguard Intl Equity Index F glb ex us etf (VNQI) 0.5 $4.4M 75k 58.59
Costco Wholesale Corporation (COST) 0.5 $4.1M 14k 288.11
Vanguard FTSE All Wld Ex USSml Cap (VSS) 0.5 $4.2M 41k 101.95
Schwab Emerging Markets Equity ETF (SCHE) 0.5 $4.1M 165k 25.13
First Tr Exch Trd Alpha Fd I emerg mkt alph (FEM) 0.5 $4.1M 176k 23.54
First Tr Exchange Traded Fd senior ln (FTSL) 0.5 $3.7M 78k 47.42
Ishares U S Etf Tr Commodities Select Strategy Etf (COMT) 0.5 $3.7M 117k 31.54
Chevron Corporation (CVX) 0.4 $3.2M 27k 118.59
Vanguard Europe Pacific ETF (VEA) 0.4 $3.1M 75k 41.09
Teledyne Technologies Incorporated (TDY) 0.3 $2.9M 9.1k 321.96
Vanguard Short-Term Bond ETF (BSV) 0.3 $2.8M 35k 80.79
Starbucks Corporation (SBUX) 0.3 $2.7M 30k 88.43
Ishares Inc msci frntr 100 (FM) 0.3 $2.8M 98k 28.14
NVIDIA Corporation (NVDA) 0.3 $2.7M 15k 174.06
Vanguard Small-Cap Value ETF (VBR) 0.3 $2.5M 20k 128.83
Sherwin-Williams Company (SHW) 0.3 $2.5M 4.6k 549.78
iShares Barclays TIPS Bond Fund (TIP) 0.3 $2.5M 22k 116.28
Vanguard Small-Cap ETF (VB) 0.3 $2.4M 16k 153.88
SPDR Barclays Cptl Shrt Term Corp Bd ETF (SPSB) 0.3 $2.3M 75k 30.85
WisdomTree Intl. SmallCap Div (DLS) 0.3 $2.3M 36k 63.52
Schwab Strategic Tr 0 (SCHP) 0.3 $2.3M 41k 56.76
Invesco Qqq Trust Series 1 (QQQ) 0.3 $2.3M 12k 188.84
Market Vectors Etf High Yield Muni Index etf (HYD) 0.3 $2.3M 36k 64.44
Exxon Mobil Corporation (XOM) 0.3 $2.2M 31k 70.60
Merck & Co (MRK) 0.3 $2.2M 26k 84.19
PS Business Parks 0.3 $2.2M 12k 181.94
WisdomTree SmallCap Dividend Fund (DES) 0.3 $2.2M 81k 27.38
Invesco Bulletshares 2021 Corp 0.3 $2.2M 103k 21.26
Johnson & Johnson (JNJ) 0.3 $2.2M 17k 129.41
Invesco Bulletshares 2019 Corp 0.3 $2.1M 102k 21.08
Invesco Bulletshares 2020 Corp 0.3 $2.2M 102k 21.30
Bscm etf 0.3 $2.1M 98k 21.49
McDonald's Corporation (MCD) 0.2 $2.0M 9.5k 214.69
Danaher Corporation (DHR) 0.2 $2.1M 15k 144.41
Guggenheim Bulletshrs 2023 Corp Bd Etf 0.2 $2.0M 96k 21.29
WisdomTree Emerging Markets Eq (DEM) 0.2 $2.0M 49k 41.32
BlackRock (BLK) 0.2 $1.9M 4.3k 445.70
Facebook Inc cl a (META) 0.2 $1.9M 11k 178.07
Procter & Gamble Company (PG) 0.2 $1.8M 15k 124.37
Vanguard Emerging Markets ETF (VWO) 0.2 $1.8M 45k 40.26
International Business Machines (IBM) 0.2 $1.7M 12k 145.42
SPDR Gold Trust (GLD) 0.2 $1.7M 12k 138.85
ISHARES TR MSCI Small Cap msci small cap (SCZ) 0.2 $1.7M 30k 57.22
Bsco etf (BSCO) 0.2 $1.8M 82k 21.43
Walt Disney Company (DIS) 0.2 $1.6M 12k 130.34
iShares S&P 500 Index (IVV) 0.2 $1.6M 5.5k 298.54
Guggenheim Bulletshrs 2025 Corp Bd Etf (BSCP) 0.2 $1.6M 77k 21.37
SPDR Barclay Cp Intr Trm Cr Bd (SPIB) 0.2 $1.6M 44k 35.29
Invesco S&p 500 Buywrite Etf (PBP) 0.2 $1.6M 74k 21.64
Netflix (NFLX) 0.2 $1.5M 5.5k 267.67
Alphabet Inc Class C cs (GOOG) 0.2 $1.5M 1.2k 1218.59
Berkshire Hathaway (BRK.B) 0.2 $1.4M 6.7k 208.04
Cisco Systems (CSCO) 0.2 $1.4M 29k 49.40
Las Vegas Sands (LVS) 0.2 $1.4M 24k 57.75
SPDR DJ Wilshire REIT (RWR) 0.2 $1.4M 14k 104.54
Schwab International Equity ETF (SCHF) 0.2 $1.4M 44k 31.85
Schwab U S Small Cap ETF (SCHA) 0.2 $1.4M 20k 69.72
Sch Fnd Intl Lg Etf (FNDF) 0.2 $1.4M 52k 27.58
Sch Fnd Em Lg Etf schb fdt emk lg (FNDE) 0.2 $1.4M 51k 27.38
Pfizer (PFE) 0.2 $1.3M 36k 35.93
Washington Federal (WAFD) 0.2 $1.3M 35k 36.98
Rockwell Automation (ROK) 0.2 $1.3M 7.9k 164.75
Vanguard Growth ETF (VUG) 0.2 $1.4M 8.2k 166.26
First Trust Dow Jones Sel.MicroCap (FDM) 0.2 $1.3M 29k 45.70
stock 0.2 $1.3M 11k 117.87
iShares Russell 1000 Index (IWB) 0.1 $1.3M 7.7k 164.61
Camden National Corporation (CAC) 0.1 $1.2M 28k 43.32
Vanguard Total World Stock Idx (VT) 0.1 $1.2M 16k 74.81
Schwab U S Broad Market ETF (SCHB) 0.1 $1.2M 17k 71.02
Home Depot (HD) 0.1 $1.2M 5.0k 231.99
SPDR S&P Emerging Markets Small Cap (EWX) 0.1 $1.2M 27k 43.45
Phillips 66 (PSX) 0.1 $1.1M 11k 102.39
Vanguard S&p 500 Etf idx (VOO) 0.1 $1.2M 4.3k 272.64
Amgen (AMGN) 0.1 $1.1M 5.5k 193.53
Nike (NKE) 0.1 $1.1M 12k 93.92
Vanguard Dividend Appreciation ETF (VIG) 0.1 $1.1M 9.0k 119.55
iShares Lehman 3-7 Yr Treasury Bond (IEI) 0.1 $1.1M 8.7k 126.79
Alphabet Inc Class A cs (GOOGL) 0.1 $1.1M 872.00 1221.33
Itm - Vaneck Vectors Amt Free Int Muni (ITM) 0.1 $1.1M 21k 50.33
iShares MSCI EAFE Index Fund (EFA) 0.1 $1.0M 16k 65.19
Cypress Semiconductor Corporation 0.1 $957k 41k 23.34
Marathon Petroleum Corp (MPC) 0.1 $953k 16k 60.73
At&t (T) 0.1 $941k 25k 37.85
Edwards Lifesciences (EW) 0.1 $919k 4.2k 219.80
Advanced Micro Devices (AMD) 0.1 $913k 32k 28.98
iShares Lehman Aggregate Bond (AGG) 0.1 $927k 8.2k 113.20
iShares Barclays 1-3 Year Cred Bd Fd ETF (IGSB) 0.1 $880k 16k 53.66
Ishares Tr cmn (STIP) 0.1 $908k 9.1k 100.12
Northwest Natural Holdin (NWN) 0.1 $941k 13k 71.34
JPMorgan Chase & Co. (JPM) 0.1 $835k 7.1k 117.66
Abbott Laboratories (ABT) 0.1 $843k 10k 83.66
Automatic Data Processing (ADP) 0.1 $839k 5.2k 161.38
iShares S&P SmallCap 600 Index (IJR) 0.1 $813k 10k 77.84
Sch Fnd Us Lg Etf schwb fdt us lg (FNDX) 0.1 $793k 20k 39.54
Applied Materials (AMAT) 0.1 $713k 14k 49.91
WisdomTree Emerging Mkts Small Cp Div (DGS) 0.1 $750k 17k 44.33
iShrs S&P ShtTrm Ntnl AMTFr MncplBnf ETF (SUB) 0.1 $769k 7.2k 106.48
iShares JPMorgan USD Emer Mkt Bnd Fd ETF (EMB) 0.1 $717k 6.3k 113.32
iShares S&P US Pref Stock Idx Fnd (PFF) 0.1 $772k 21k 37.52
Pimco Etf Tr 0-5 high yield (HYS) 0.1 $715k 7.2k 99.78
Bsjj etf 0.1 $763k 32k 23.91
Comcast Corporation (CMCSA) 0.1 $676k 15k 45.11
Charles Schwab Corporation (SCHW) 0.1 $642k 15k 41.85
Bank of America Corporation (BAC) 0.1 $644k 22k 29.19
3M Company (MMM) 0.1 $673k 4.1k 164.43
Nucor Corporation (NUE) 0.1 $679k 13k 50.92
Verizon Communications (VZ) 0.1 $668k 11k 60.33
Matthews International Corporation (MATW) 0.1 $620k 18k 35.42
Raytheon Company 0.1 $642k 3.3k 196.15
ConocoPhillips (COP) 0.1 $673k 12k 57.00
Pepsi (PEP) 0.1 $636k 4.6k 137.13
Oracle Corporation (ORCL) 0.1 $685k 13k 55.02
Abbvie (ABBV) 0.1 $656k 8.7k 75.76
Invesco Bulletshs 2020 Hi Yld Corp Bd Etf 0.1 $653k 27k 23.93
Invesco Exch Trd Slf Idx Fd bulshs 2022 hy 0.1 $638k 26k 24.36
Invesco Exch Trd Slf Idx Fd bulshs 2021 hy 0.1 $662k 27k 24.61
Invesco Exch Trd Slf Idx Fd bulshs 2023 hy 0.1 $639k 25k 26.07
Coca-Cola Company (KO) 0.1 $603k 11k 54.43
Wal-Mart Stores (WMT) 0.1 $586k 4.9k 118.67
United Parcel Service (UPS) 0.1 $581k 4.9k 119.72
Microchip Technology (MCHP) 0.1 $578k 6.2k 92.93
Crane 0.1 $572k 7.1k 80.60
Altria (MO) 0.1 $587k 14k 40.87
Accenture (ACN) 0.1 $584k 3.0k 192.49
iShares Russell 2000 Index (IWM) 0.1 $554k 3.7k 151.37
Vanguard FTSE All-World ex-US ETF (VEU) 0.1 $545k 11k 49.87
iShares Barclays Inter Crd Bd Fund ETF) (IGIB) 0.1 $577k 10k 57.87
Schwab Strategic Tr cmn (SCHV) 0.1 $577k 10k 56.72
Schwab Strategic Tr us reit etf (SCHH) 0.1 $591k 13k 47.19
Sunpower (SPWR) 0.1 $608k 55k 10.98
Invesco S&p 500 Low Volatility Etf (SPLV) 0.1 $617k 11k 57.92
Baxter International (BAX) 0.1 $454k 5.2k 87.51
Bristol Myers Squibb (BMY) 0.1 $519k 10k 50.74
Adobe Systems Incorporated (ADBE) 0.1 $500k 1.8k 276.24
Stryker Corporation (SYK) 0.1 $491k 2.3k 216.30
United Technologies Corporation 0.1 $468k 3.4k 136.40
American Electric Power Company (AEP) 0.1 $468k 5.0k 93.71
Xcel Energy (XEL) 0.1 $487k 7.5k 64.91
iShares S&P Cal AMTFr Mncpl Bnd (CMF) 0.1 $504k 8.2k 61.31
Nuveen Div. Advantage Muni. Fund (NAD) 0.1 $470k 33k 14.38
Schwab U S Large Cap Growth ETF (SCHG) 0.1 $524k 6.2k 84.08
Sch Us Mid-cap Etf etf (SCHM) 0.1 $476k 8.4k 56.57
Schwab Strategic Tr us dividend eq (SCHD) 0.1 $510k 9.3k 54.82
Ishares Core Msci Eafe Etf core msci eafe (IEFA) 0.1 $504k 8.2k 61.13
Sch Fnd Us Sm Etf schwab fdt us sc (FNDA) 0.1 $504k 13k 37.77
Hp (HPQ) 0.1 $494k 26k 18.94
Inv Bulletshs 2024 Etf etf/closed end- (BSJO) 0.1 $507k 20k 25.20
American Express Company (AXP) 0.1 $393k 3.3k 118.23
Principal Financial (PFG) 0.1 $431k 7.6k 57.09
Eli Lilly & Co. (LLY) 0.1 $447k 4.0k 111.89
Union Pacific Corporation (UNP) 0.1 $428k 2.6k 161.94
Lockheed Martin Corporation (LMT) 0.1 $396k 1.0k 390.53
Philip Morris International (PM) 0.1 $432k 5.7k 75.90
Illinois Tool Works (ITW) 0.1 $415k 2.7k 156.54
Fiserv (FI) 0.1 $402k 3.9k 103.47
Enterprise Products Partners (EPD) 0.1 $413k 15k 28.56
Alaska Air (ALK) 0.1 $394k 6.6k 60.00
Skyworks Solutions (SWKS) 0.1 $397k 5.0k 79.26
Realty Income (O) 0.1 $373k 4.9k 76.62
Magellan Midstream Partners 0.1 $439k 6.6k 66.27
iShares Gold Trust 0.1 $445k 32k 14.11
Timberland Ban (TSBK) 0.1 $413k 15k 27.53
SPDR Dow Jones Industrial Average ETF (DIA) 0.1 $383k 1.4k 268.96
SPDR S&P MidCap 400 ETF (MDY) 0.1 $379k 1.1k 352.56
Tesla Motors (TSLA) 0.1 $423k 1.8k 241.03
iShares S&P World Ex-US Prop Index (WPS) 0.1 $400k 10k 38.50
WisdomTree Equity Income Fund (DHS) 0.1 $452k 6.1k 74.40
Invesco S&p 500 Equal Weight Etf (RSP) 0.1 $419k 3.9k 108.02
iShares MSCI Emerging Markets Indx (EEM) 0.0 $318k 7.8k 40.87
MasterCard Incorporated (MA) 0.0 $337k 1.2k 271.56
CSX Corporation (CSX) 0.0 $349k 5.0k 69.33
General Electric Company 0.0 $305k 34k 8.94
Cummins (CMI) 0.0 $310k 1.9k 162.56
IDEXX Laboratories (IDXX) 0.0 $354k 1.3k 272.31
Wells Fargo & Company (WFC) 0.0 $326k 6.5k 50.50
CenturyLink 0.0 $323k 26k 12.47
Yum! Brands (YUM) 0.0 $298k 2.6k 113.61
Novartis (NVS) 0.0 $349k 4.0k 86.86
Honeywell International (HON) 0.0 $344k 2.0k 168.96
Target Corporation (TGT) 0.0 $327k 3.1k 106.93
Gilead Sciences (GILD) 0.0 $327k 5.2k 63.43
General Dynamics Corporation (GD) 0.0 $337k 1.8k 182.95
Hershey Company (HSY) 0.0 $346k 2.2k 154.88
Paccar (PCAR) 0.0 $345k 4.9k 69.92
MercadoLibre (MELI) 0.0 $295k 536.00 550.37
iShares Russell 2000 Growth Index (IWO) 0.0 $289k 1.5k 192.67
Oneok (OKE) 0.0 $348k 4.7k 73.62
SPDR S&P Dividend (SDY) 0.0 $293k 2.9k 102.56
iShares Dow Jones EPAC Sel Div Ind (IDV) 0.0 $343k 11k 30.73
SPDR Dow Jones Global Real Estate (RWO) 0.0 $339k 6.5k 51.83
Vanguard Mortgage Bkd Sects ETF (VMBS) 0.0 $296k 5.6k 53.26
Schwab Strategic Tr sht tm us tres (SCHO) 0.0 $366k 7.2k 50.64
Mondelez Int (MDLZ) 0.0 $337k 6.1k 55.27
Schwab Strategic Tr schwb fdt int sc (FNDC) 0.0 $338k 11k 30.69
Schwab Strategic Tr schwab fdt us bm (FNDB) 0.0 $301k 7.7k 39.16
Alibaba Group Holding (BABA) 0.0 $318k 1.9k 167.19
Hewlett Packard Enterprise (HPE) 0.0 $341k 23k 15.17
Fortive (FTV) 0.0 $363k 5.3k 68.49
Vanguard Esg International Stock Etf etf (VSGX) 0.0 $311k 6.3k 49.27
L3harris Technologies (LHX) 0.0 $322k 1.5k 208.55
Caterpillar (CAT) 0.0 $250k 2.0k 126.20
Public Storage (PSA) 0.0 $207k 846.00 244.68
JetBlue Airways Corporation (JBLU) 0.0 $232k 14k 16.73
Valero Energy Corporation (VLO) 0.0 $243k 2.8k 85.32
Thermo Fisher Scientific (TMO) 0.0 $211k 723.00 291.84
General Mills (GIS) 0.0 $232k 4.2k 55.00
Nextera Energy (NEE) 0.0 $255k 1.1k 232.88
Royal Dutch Shell 0.0 $217k 3.6k 59.93
UnitedHealth (UNH) 0.0 $262k 1.2k 217.61
White Mountains Insurance Gp (WTM) 0.0 $216k 200.00 1080.00
iShares Russell 1000 Value Index (IWD) 0.0 $254k 2.0k 128.15
Central Securities (CET) 0.0 $236k 7.5k 31.37
Constellation Brands (STZ) 0.0 $276k 1.3k 207.05
Edison International (EIX) 0.0 $234k 3.1k 75.41
Lam Research Corporation (LRCX) 0.0 $239k 1.0k 231.59
Southwest Airlines (LUV) 0.0 $254k 4.7k 54.04
MetLife (MET) 0.0 $251k 5.3k 47.15
Extra Space Storage (EXR) 0.0 $218k 1.9k 116.89
Technology SPDR (XLK) 0.0 $288k 3.6k 80.42
American Water Works (AWK) 0.0 $240k 1.9k 124.22
First Financial Northwest (FFNW) 0.0 $259k 18k 14.80
iShares Russell Midcap Index Fund (IWR) 0.0 $286k 5.1k 55.88
iShares S&P MidCap 400 Index (IJH) 0.0 $278k 1.4k 193.19
iShares Russell 2000 Value Index (IWN) 0.0 $239k 2.0k 119.62
Masimo Corporation (MASI) 0.0 $231k 1.6k 149.03
Financial Select Sector SPDR (XLF) 0.0 $241k 8.6k 28.02
Vanguard Mid-Cap ETF (VO) 0.0 $257k 1.5k 167.86
SPDR DJ Wilshire Small Cap Value (SLYV) 0.0 $261k 4.3k 61.27
Schwab Strategic Tr intrm trm (SCHR) 0.0 $256k 4.6k 55.54
Ssga Active Etf Tr blkstn gsosrln (SRLN) 0.0 $236k 5.1k 46.27
Veeva Sys Inc cl a (VEEV) 0.0 $252k 1.7k 152.54
Medtronic (MDT) 0.0 $244k 2.2k 108.73
Shopify Inc cl a (SHOP) 0.0 $207k 663.00 312.22
Vaneck Vectors Gold Miners mutual (GDX) 0.0 $207k 7.7k 26.72
Cel Sci (CVM) 0.0 $258k 29k 8.96
Omni (OMC) 0.0 $200k 2.5k 78.46
Ishares Tr eafe min volat (EFAV) 0.0 $202k 2.8k 73.45
Nokia Corporation (NOK) 0.0 $53k 11k 5.07
Opko Health (OPK) 0.0 $42k 20k 2.10
Sprott Physical Silver Tr tr unit (PSLV) 0.0 $94k 15k 6.27
Cloudera 0.0 $123k 14k 8.88
Chesapeake Energy Corporation 0.0 $15k 10k 1.44
Clean Energy Fuels (CLNE) 0.0 $23k 11k 2.03
Safe Bulkers Inc Com Stk (SB) 0.0 $36k 21k 1.73
iShares Silver Trust (SLV) 0.0 $0 77k 0.00
Finjan Holdings 0.0 $37k 19k 2.00
Nantkwest 0.0 $12k 10k 1.20