Empirical Financial Services, LLC d/b/a Empirical Wealth Management

Empirical Financial Services, LLC d/b/a Empirical Wealth Management as of Sept. 30, 2011

Portfolio Holdings for Empirical Financial Services, LLC d/b/a Empirical Wealth Management

Empirical Financial Services, LLC d/b/a Empirical Wealth Management holds 28 positions in its portfolio as reported in the September 2011 quarterly 13F filing

Company (Ticker) Portfolio Weight Valued At Change in Shares Share Count Share Price
iShares Barclays 1-3 Year Cred Bd Fd ETF (IGSB) 20.9 $28M 265k 103.98
iShares Barclays TIPS Bond Fund (TIP) 17.4 $23M 202k 114.30
Pimco Etf Tr 1-3yr ustreidx 10.9 $14M 282k 51.17
iShares Lehman 3-7 Yr Treasury Bond (IEI) 7.8 $10M 85k 121.48
Vanguard Short-Term Bond ETF (BSV) 7.5 $9.8M 121k 81.42
Barclays Bk Plc Ipspgs Ttl Etn etf 5.9 $7.7M 254k 30.45
Vanguard Large-Cap ETF (VV) 5.5 $7.3M 141k 51.65
Schwab Strategic Tr 0 (SCHP) 5.0 $6.6M 121k 54.43
Schwab Strategic Tr us lrg cap etf (SCHX) 3.9 $5.2M 194k 26.85
Vanguard REIT ETF (VNQ) 3.0 $3.9M 77k 50.87
Vanguard Total Stock Market ETF (VTI) 2.5 $3.3M 58k 57.72
Vanguard Europe Pacific ETF (VEA) 1.9 $2.5M 83k 30.13
Vanguard Emerging Markets ETF (VWO) 1.6 $2.1M 58k 35.83
SPDR DJ Wilshire REIT (RWR) 0.7 $982k 17k 56.51
Vanguard Total World Stock Idx (VT) 0.7 $983k 24k 40.63
iShares MSCI EAFE Index Fund (EFA) 0.7 $856k 18k 47.79
Microsoft Corporation (MSFT) 0.6 $824k 33k 24.90
ISHARES TR MSCI Small Cap msci small cap (SCZ) 0.4 $561k 16k 34.94
iShares Lehman 1-3 Year Treas.Bond (SHY) 0.4 $521k 6.2k 84.56
Vanguard Value ETF (VTV) 0.4 $505k 11k 47.08
SPDR S&P Emerging Markets Small Cap (EWX) 0.4 $498k 13k 38.86
iShares S&P World Ex-US Prop Index (WPS) 0.4 $491k 18k 27.74
Schwab International Equity ETF (SCHF) 0.4 $491k 21k 23.07
SPDR Dow Jones Global Real Estate (RWO) 0.3 $460k 14k 32.48
iShares Russell Microcap Index (IWC) 0.3 $348k 8.8k 39.40
iShares MSCI Emerging Markets Indx (EEM) 0.2 $307k 8.8k 35.04
Vanguard Short Term Corporate Bond ETF (VCSH) 0.2 $213k 2.7k 77.57
General Electric Company 0.1 $184k 12k 15.21