Empirical Financial Services, LLC d/b/a Empirical Wealth Management

Empirical Financial Services, LLC d/b/a Empirical Wealth Management as of Sept. 30, 2012

Portfolio Holdings for Empirical Financial Services, LLC d/b/a Empirical Wealth Management

Empirical Financial Services, LLC d/b/a Empirical Wealth Management holds 52 positions in its portfolio as reported in the September 2012 quarterly 13F filing

Company (Ticker) Portfolio Weight Valued At Change in Shares Share Count Share Price
Vanguard Short Term Corporate Bond ETF (VCSH) 18.1 $32M 395k 80.33
Vanguard Intermediate Tm Cpte Bd ETF (VCIT) 11.8 $21M 236k 87.67
Pimco Etf Tr 1-3yr ustreidx 10.6 $19M 363k 51.04
Schwab Strategic Tr 0 (SCHP) 8.7 $15M 261k 58.37
iShares Barclays TIPS Bond Fund (TIP) 6.0 $10M 86k 121.77
Barclays Bk Plc Ipspgs Ttl Etn etf 5.2 $9.2M 266k 34.41
iShares Barclays 1-3 Year Cred Bd Fd ETF (IGSB) 4.9 $8.6M 82k 105.76
Vanguard Short-Term Bond ETF (BSV) 4.8 $8.4M 104k 81.45
Vanguard Large-Cap ETF (VV) 4.7 $8.3M 126k 65.69
Schwab Strategic Tr us lrg cap etf (SCHX) 3.7 $6.5M 191k 34.18
Vanguard REIT ETF (VNQ) 3.2 $5.5M 85k 64.97
iShares Lehman 3-7 Yr Treasury Bond (IEI) 2.0 $3.6M 29k 123.74
Vanguard Total Stock Market ETF (VTI) 1.9 $3.4M 46k 73.64
Vanguard Europe Pacific ETF (VEA) 1.8 $3.1M 94k 32.88
Vanguard Emerging Markets ETF (VWO) 1.4 $2.5M 59k 41.72
Pimco Etf Tr 0-5 high yield (HYS) 1.0 $1.7M 17k 101.72
Vanguard Total World Stock Idx (VT) 0.9 $1.5M 31k 48.04
SPDR DJ Wilshire REIT (RWR) 0.6 $1.1M 15k 71.94
Microsoft Corporation (MSFT) 0.6 $1.0M 35k 29.75
Spdr Series Trust cmn (HYMB) 0.6 $1.0M 18k 57.64
iShares MSCI EAFE Index Fund (EFA) 0.5 $938k 18k 53.00
Spdr Series Trust nuvn s^p vrdo mn 0.4 $658k 22k 29.99
Vanguard Value ETF (VTV) 0.4 $642k 11k 58.70
Boeing Company (BA) 0.3 $621k 8.9k 69.54
iShares S&P World Ex-US Prop Index (WPS) 0.3 $594k 18k 34.01
Claymore Exchange-traded Fd gugg crp bd 2013 0.3 $600k 29k 20.94
Claymore Exchange-traded Fd gugg crp bd 2014 0.3 $603k 28k 21.31
SPDR Dow Jones Global Real Estate (RWO) 0.3 $575k 14k 40.50
Schwab International Equity ETF (SCHF) 0.3 $543k 21k 25.83
Claymore Exchange-traded Fd gugg crp bd 2012 0.3 $523k 26k 20.40
Claymore Exchange-traded Fd gugg crp bd 2016 0.3 $519k 23k 22.28
Automatic Data Processing (ADP) 0.3 $509k 8.7k 58.63
Wisdomtree Tr em lcl debt (ELD) 0.3 $508k 9.7k 52.29
Guggenheim Bulletshar 0.3 $514k 24k 21.87
Vanguard High Dividend Yield ETF (VYM) 0.3 $449k 8.9k 50.36
ISHARES TR MSCI Small Cap msci small cap (SCZ) 0.3 $462k 12k 38.71
iShares Russell Microcap Index (IWC) 0.2 $410k 7.8k 52.79
Nokia Corporation (NOK) 0.2 $394k 153k 2.58
Vanguard Intl Equity Index F glb ex us etf (VNQI) 0.2 $378k 7.4k 51.40
WisdomTree SmallCap Dividend Fund (DES) 0.2 $343k 6.8k 50.47
Claymore Exchange-traded Fd gugg crp bd 2017 0.2 $341k 15k 22.87
iShares MSCI Emerging Markets Indx (EEM) 0.2 $316k 7.7k 41.27
iShares Lehman 1-3 Year Treas.Bond (SHY) 0.2 $291k 3.4k 84.45
Apple (AAPL) 0.2 $288k 432.00 666.67
3M Company (MMM) 0.1 $214k 2.3k 92.48
Schwab Emerging Markets Equity ETF (SCHE) 0.1 $202k 8.1k 25.02
Diamond Foods 0.1 $189k 10k 18.79
Financial Select Sector SPDR (XLF) 0.1 $181k 12k 15.61
Zagg 0.1 $128k 15k 8.52
Xinyuan Real Estate 0.1 $86k 30k 2.86
China Housing & Land Development 0.0 $24k 18k 1.36
American Lorain Corporation 0.0 $16k 13k 1.21